UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 9, 2024 (December 5, 2024)
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Commission File Number 001-07436
HSBC USA Inc.
(Exact name of registrant as specified in its charter)
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| Maryland | | 13-2764867 |
| (State of incorporation) | | (I.R.S. Employer Identification No.) |
| 66 Hudson Boulevard, New York, New York | | 10001 |
| (Address of principal executive offices) | | (Zip Code) |
(212) 525-5000
Registrant’s telephone number, including area code
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| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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| Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered |
| $100,000,000 Zero Coupon Callable Accreting Notes due January 15, 2043 | HUSI/43 | New York Stock Exchange |
| $50,000,000 Zero Coupon Callable Accreting Notes due January 29, 2043 | HUSI/43A | New York Stock Exchange |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐ |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ |
On December 5, 2024, HSBC Holdings plc, the indirect parent company of HSBC USA Inc. (the "Company") announced the completion of the next stage of its previously disclosed plans to simplify its organizational structure. As part of the global reorganization, effective as of January 1, 2025, Lisa McGeough will serve as Chief Executive Officer of the Company.
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| Item 9.01. Financial Statements and Exhibits. |
(d) Exhibits
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| Exhibit No. | | Description |
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| 104 | | Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL) |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 9, 2024
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| HSBC USA INC. |
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| By: | | /s/ CURTIS TAO |
| | Curtis Tao |
| | Senior Executive Vice President and |
| | General Counsel |
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