UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06128
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Sustainable Leaders Fund
100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110
CC:
BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Putnam Sustainable Leaders Fund
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ACCENTURE PLC Meeting Date: JAN 30, 2020 Record Date: DEC 02, 2019 Meeting Type: ANNUAL | Ticker: ACN Security ID: G1151C101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Herbert Hainer | Management | For | For |
1c | Elect Director Nancy McKinstry | Management | For | For |
1d | Elect Director Gilles C. Pelisson | Management | For | For |
1e | Elect Director Paula A. Price | Management | For | For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
1g | Elect Director David Rowland | Management | For | For |
1h | Elect Director Arun Sarin | Management | For | For |
1i | Elect Director Julie Sweet | Management | For | For |
1j | Elect Director Frank K. Tang | Management | For | For |
1k | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Board to Allot and Issue Shares | Management | For | For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
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ADOBE INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUAL | Ticker: ADBE Security ID: 00724F101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Frank A. Calderoni | Management | For | For |
1c | Elect Director James E. Daley | Management | For | For |
1d | Elect Director Laura B. Desmond | Management | For | For |
1e | Elect Director Charles M. Geschke | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David A. Ricks | Management | For | For |
1j | Elect Director Daniel L. Rosensweig | Management | For | For |
1k | Elect Director John E. Warnock | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | Against |
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ALPHABET INC. Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUAL | Ticker: GOOGL Security ID: 02079K305
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Sundar Pichai | Management | For | For |
1.4 | Elect Director John L. Hennessy | Management | For | For |
1.5 | Elect Director Frances H. Arnold | Management | For | For |
1.6 | Elect Director L. John Doerr | Management | For | Withhold |
1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
1.8 | Elect Director Ann Mather | Management | For | Withhold |
1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
10 | Report on Takedown Requests | Shareholder | Against | For |
11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | For |
14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
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AMAZON.COM, INC. Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUAL | Ticker: AMZN Security ID: 023135106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Rosalind G. Brewer | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
5 | Report on Management of Food Waste | Shareholder | Against | Against |
6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | For |
7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
13 | Report on Promotion Velocity | Shareholder | Against | Against |
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
15 | Human Rights Risk Assessment | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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AMEREN CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | Ticker: AEE Security ID: 023608102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Cynthia J. Brinkley | Management | For | For |
1c | Elect Director Catherine S. Brune | Management | For | For |
1d | Elect Director J. Edward Coleman | Management | For | For |
1e | Elect Director Ward H. Dickson | Management | For | For |
1f | Elect Director Noelle K. Eder | Management | For | For |
1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1h | Elect Director Rafael Flores | Management | For | For |
1i | Elect Director Richard J. Harshman | Management | For | For |
1j | Elect Director Craig S. Ivey | Management | For | For |
1k | Elect Director James C. Johnson | Management | For | For |
1l | Elect Director Steven H. Lipstein | Management | For | For |
1m | Elect Director Stephen R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
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AMGEN INC. Meeting Date: MAY 19, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUAL | Ticker: AMGN Security ID: 031162100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Fred Hassan | Management | For | For |
1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
1i | Elect Director Ellen J. Kullman | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
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APPLE INC. Meeting Date: FEB 26, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUAL | Ticker: AAPL Security ID: 037833100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Ron Sugar | Management | For | For |
1g | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | Against |
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ASML HOLDING NV Meeting Date: APR 22, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUAL | Ticker: ASML Security ID: N07059210
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3a | Approve Remuneration Report | Management | For | For |
3b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3d | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
8a | Announce Vacancies on the Supervisory Board | Management | None | None |
8b | Opportunity to Make Recommendations | Management | None | None |
8c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Management | None | None |
8d | Reelect A.P. (Annet) Aris to Supervisory Board | Management | For | For |
8e | Elect D.M. (Mark) Durcan to Supervisory Board | Management | For | For |
8f | Elect D.W.A. (Warren) East to Supervisory Board | Management | For | For |
8g | Receive Information on the Composition of the Supervisory Board | Management | None | None |
9 | Ratify KPMG as Auditors | Management | For | For |
10a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
10b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a | Management | For | For |
10c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
10d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c | Management | For | For |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
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AXA SA Meeting Date: JUN 30, 2020 Record Date: JUN 26, 2020 Meeting Type: ANNUAL/SPECIAL | Ticker: CS Security ID: F06106102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.73 per Share | Management | For | For |
4 | Approve Compensation of Corporate Officers | Management | For | For |
5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
6 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
7 | Approve Remuneration Policy of CEO | Management | For | For |
8 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
9 | Approve Remuneration Policy of Directors | Management | For | For |
10 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
11 | Reelect Angelien Kemna as Director | Management | For | For |
12 | Reelect Irene Dorner as Director | Management | For | For |
13 | Elect Isabel Hudson as Director | Management | For | For |
14 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
15 | Elect Marie-France Tschudin as Director | Management | For | For |
16 | Elect Helen Browne as Director | Shareholder | For | For |
A | Elect Jerome Amouyal as Director | Shareholder | Against | Against |
B | Elect Constance Reschke as Director | Shareholder | Against | Against |
C | Elect Bamba Sall as Director | Shareholder | Against | Against |
D | Elect Bruno Guy-Wasier as Director | Shareholder | Against | Against |
E | Elect Timothy Leary as Director | Shareholder | Against | Against |
F | Elect Ashitkumar Shah as Director | Shareholder | Against | Against |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 10 of Bylaws Re: Employee Representatives | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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BALL CORPORATION Meeting Date: APR 29, 2020 Record Date: MAR 05, 2020 Meeting Type: ANNUAL | Ticker: BLL Security ID: 058498106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director John A. Hayes | Management | For | Withhold |
1.2 | Elect Director Cathy D. Ross | Management | For | Withhold |
1.3 | Elect Director Betty Sapp | Management | For | For |
1.4 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BANK OF AMERICA CORPORATION Meeting Date: APR 22, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL | Ticker: BAC Security ID: 060505104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Denise L. Ramos | Management | For | For |
1m | Elect Director Clayton S. Rose | Management | For | For |
1n | Elect Director Michael D. White | Management | For | For |
1o | Elect Director Thomas D. Woods | Management | For | For |
1p | Elect Director R. David Yost | Management | For | For |
1q | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
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BARRY CALLEBAUT AG Meeting Date: DEC 11, 2019 Record Date: DEC 04, 2019 Meeting Type: ANNUAL | Ticker: BARN Security ID: H05072105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Non-Voting Meeting Note | Management | N/A | TNA |
2 | Non-Voting Meeting Note | Management | N/A | TNA |
3 | Approval of Annual Report | Management | For | TNA |
4 | Compensation Report | Management | For | TNA |
5 | Approval of Financial Statements | Management | For | TNA |
6 | Allocation of Profits/Dividends | Management | For | TNA |
7 | Ratification of Board and Management Acts | Management | For | TNA |
8 | Elect Patrick De Maeseneire | Management | For | TNA |
9 | Elect Fernando Aguirre | Management | For | TNA |
10 | Elect Sujatha Chandrasekaran | Management | For | TNA |
11 | Elect Angela Wei Dong | Management | For | TNA |
12 | Elect Nicolas Jacobs | Management | For | TNA |
13 | Elect Elio Leoni Sceti | Management | For | TNA |
14 | Elect Timothy E. Minges | Management | For | TNA |
15 | Elect Markus R. Neuhaus | Management | For | TNA |
16 | Elect Patrick De Maeseneire as Board Chair | Management | For | TNA |
17 | Elect Fernando Aguirre as Compensation Committee Member | Management | For | TNA |
18 | Elect Sujatha Chandrasekaran as Compensation Committee Member | Management | For | TNA |
19 | Elect Elio Leoni Sceti as Compensation Committee Member | Management | For | TNA |
20 | Elect Timothy E. Minges as Compensation Committee Member | Management | For | TNA |
21 | Appointment of Independent Proxy | Management | For | TNA |
22 | Appointment of Auditor | Management | For | TNA |
23 | Board Compensation | Management | For | TNA |
24 | Executive Compensation (Fixed) | Management | For | TNA |
25 | Executive Compensation (Variable) | Management | For | TNA |
26 | Non-Voting Meeting Note | Management | N/A | TNA |
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BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2020 Record Date: DEC 09, 2019 Meeting Type: ANNUAL | Ticker: BDX Security ID: 075887109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Catherine M. Burzik | Management | For | For |
1.2 | Elect Director R. Andrew Eckert | Management | For | For |
1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
1.4 | Elect Director Claire M. Fraser | Management | For | For |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
1.6 | Elect Director Christopher Jones | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director David F. Melcher | Management | For | For |
1.9 | Elect Director Thomas E. Polen | Management | For | For |
1.10 | Elect Director Claire Pomeroy | Management | For | For |
1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
1.12 | Elect Director Timothy M. Ring | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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BLACKROCK, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | Ticker: BLK Security ID: 09247X101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Bader M. Alsaad | Management | For | Against |
1b | Elect Director Mathis Cabiallavetta | Management | For | Against |
1c | Elect Director Pamela Daley | Management | For | Against |
1d | Elect Director William S. Demchak | Management | For | Against |
1e | Elect Director Jessica P. Einhorn | Management | For | Against |
1f | Elect Director Laurence D. Fink | Management | For | Against |
1g | Elect Director William E. Ford | Management | For | Against |
1h | Elect Director Fabrizio Freda | Management | For | Against |
1i | Elect Director Murry S. Gerber | Management | For | Against |
1j | Elect Director Margaret L. Johnson | Management | For | Against |
1k | Elect Director Robert S. Kapito | Management | For | Against |
1l | Elect Director Cheryl D. Mills | Management | For | Against |
1m | Elect Director Gordon M. Nixon | Management | For | Against |
1n | Elect Director Charles H. Robbins | Management | For | Against |
1o | Elect Director Marco Antonio Slim Domit | Management | For | Against |
1p | Elect Director Susan L. Wagner | Management | For | Against |
1q | Elect Director Mark Wilson | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4 | Report on the Statement on the Purpose of a Corporation | Shareholder | Against | Against |
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CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUAL | Ticker: CMG Security ID: 169656105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Patricia Fili-Krushel | Management | For | For |
1.3 | Elect Director Neil W. Flanzraich | Management | For | For |
1.4 | Elect Director Robin Hickenlooper | Management | For | For |
1.5 | Elect Director Scott Maw | Management | For | For |
1.6 | Elect Director Ali Namvar | Management | For | For |
1.7 | Elect Director Brian Niccol | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Report on Employment-Related Arbitration | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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DANAHER CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | Ticker: DHR Security ID: 235851102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Linda Hefner Filler | Management | For | For |
1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | Against |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
1.5 | Elect Director Jessica L. Mega | Management | For | For |
1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
1.7 | Elect Director Mitchell P. Rales | Management | For | For |
1.8 | Elect Director Steven M. Rales | Management | For | For |
1.9 | Elect Director John T. Schwieters | Management | For | Against |
1.10 | Elect Director Alan G. Spoon | Management | For | Against |
1.11 | Elect Director Raymond C. Stevens | Management | For | For |
1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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DOCUSIGN, INC. Meeting Date: MAY 29, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUAL | Ticker: DOCU Security ID: 256163106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Cynthia Gaylor | Management | For | Withhold |
1.2 | Elect Director S. Steven Singh | Management | For | Withhold |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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DXC TECHNOLOGY COMPANY Meeting Date: AUG 15, 2019 Record Date: JUN 18, 2019 Meeting Type: ANNUAL | Ticker: DXC Security ID: 23355L106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Elect Mukesh Aghi | Management | For | For |
2 | Elect Amy E. Alving | Management | For | For |
3 | Elect David L. Herzog | Management | For | For |
4 | Elect Sachin S. Lawande | Management | For | For |
5 | Elect J. Michael Lawrie | Management | For | For |
6 | Elect Mary L. Krakauer | Management | For | For |
7 | Elect Julio A. Portalatin | Management | For | For |
8 | Elect Peter Rutland | Management | For | For |
9 | Elect Michael J. Salvino | Management | For | For |
10 | Elect Manoj P. Singh | Management | For | For |
11 | Elect Robert F. Woods | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
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ECOLAB INC. Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUAL | Ticker: ECL Security ID: 278865100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Shari L. Ballard | Management | For | For |
1c | Elect Director Barbara J. Beck | Management | For | For |
1d | Elect Director Jeffrey M. Ettinger | Management | For | For |
1e | Elect Director Arthur J. Higgins | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director David W. MacLennan | Management | For | For |
1h | Elect Director Tracy B. McKibben | Management | For | For |
1i | Elect Director Lionel L. Nowell, III | Management | For | For |
1j | Elect Director Victoria J. Reich | Management | For | For |
1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
1l | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
|
---|
ETSY, INC. Meeting Date: JUN 02, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUAL | Ticker: ETSY Security ID: 29786A106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director M. Michele Burns | Management | For | Withhold |
1b | Elect Director Josh Silverman | Management | For | Withhold |
1c | Elect Director Fred Wilson | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: JUL 24, 2019 Record Date: JUN 03, 2019 Meeting Type: SPECIAL | Ticker: FIS Security ID: 31620M106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Stock Issuance for Merger | Management | For | For |
2 | Increase of Authorized Common Stock | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
|
---|
FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 28, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUAL | Ticker: FIS Security ID: 31620M106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Lee Adrean | Management | For | For |
1b | Elect Director Ellen R. Alemany | Management | For | For |
1c | Elect Director Lisa A. Hook | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director Gary L. Lauer | Management | For | For |
1f | Elect Director Gary A. Norcross | Management | For | For |
1g | Elect Director Louise M. Parent | Management | For | For |
1h | Elect Director Brian T. Shea | Management | For | For |
1i | Elect Director James B. Stallings, Jr. | Management | For | For |
1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
FIRST REPUBLIC BANK Meeting Date: MAY 12, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUAL | Ticker: FRC Security ID: 33616C100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director James H. Herbert, II | Management | For | For |
1b | Elect Director Katherine August-deWilde | Management | For | Against |
1c | Elect Director Hafize Gaye Erkan | Management | For | For |
1d | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
1e | Elect Director Boris Groysberg | Management | For | For |
1f | Elect Director Sandra R. Hernandez | Management | For | For |
1g | Elect Director Pamela J. Joyner | Management | For | For |
1h | Elect Director Reynold Levy | Management | For | For |
1i | Elect Director Duncan L. Niederauer | Management | For | For |
1j | Elect Director George G.C. Parker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
FIRST SOLAR, INC. Meeting Date: MAY 13, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | Ticker: FSLR Security ID: 336433107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Sharon L. Allen | Management | For | For |
1.3 | Elect Director Richard D. Chapman | Management | For | For |
1.4 | Elect Director George A. ("Chip") Hambro | Management | For | For |
1.5 | Elect Director Molly E. Joseph | Management | For | For |
1.6 | Elect Director Craig Kennedy | Management | For | For |
1.7 | Elect Director William J. Post | Management | For | For |
1.8 | Elect Director Paul H. Stebbins | Management | For | For |
1.9 | Elect Director Michael T. Sweeney | Management | For | For |
1.10 | Elect Director Mark R. Widmar | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
HASBRO, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUAL | Ticker: HAS Security ID: 418056107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.2 | Elect Director Michael R. Burns | Management | For | For |
1.3 | Elect Director Hope F. Cochran | Management | For | For |
1.4 | Elect Director Crispin H. Davis | Management | For | For |
1.5 | Elect Director John A. Frascotti | Management | For | For |
1.6 | Elect Director Lisa Gersh | Management | For | For |
1.7 | Elect Director Brian D. Goldner | Management | For | For |
1.8 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.9 | Elect Director Tracy A. Leinbach | Management | For | For |
1.10 | Elect Director Edward M. Philip | Management | For | For |
1.11 | Elect Director Richard S. Stoddart | Management | For | For |
1.12 | Elect Director Mary Beth West | Management | For | For |
1.13 | Elect Director Linda K. Zecher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditor | Management | For | For |
|
---|
HEINEKEN NV Meeting Date: APR 23, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUAL | Ticker: HEIA Security ID: N39427211
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
1.b | Approve Remuneration Report | Management | For | For |
1.c | Adopt Financial Statements | Management | For | For |
1.d | Receive Explanation on Dividend Policy | Management | None | None |
1.e | Approve Dividends of EUR 1.68 Per Share | Management | For | For |
1.f | Approve Discharge of Management Board | Management | For | For |
1.g | Approve Discharge of Supervisory Board | Management | For | For |
2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b | Management | For | For |
3 | Approve Remuneration Policy for Management Board | Management | For | For |
4 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
5 | Ratify Deloitte as Auditors | Management | For | For |
6.a | Amend Articles 7, 9, 10, 12, 13 Paragraph 1 and Article 18 of the Articles of Association | Management | For | For |
6.b | Amend Article 13 Paragraph 10 of the Articles of Association | Management | For | Against |
7 | Elect Dolf van den Brink to Management Board | Management | For | For |
8 | Reelect Pamela Mars Wright to Supervisory Board | Management | For | Against |
9 | Close Meeting | Management | None | None |
|
---|
HILTON WORLDWIDE HOLDINGS INC. Meeting Date: JUN 05, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUAL | Ticker: HLT Security ID: 43300A203
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Christopher J. Nassetta | Management | For | For |
1b | Elect Director Jonathan D. Gray | Management | For | For |
1c | Elect Director Charlene T. Begley | Management | For | For |
1d | Elect Director Melanie L. Healey | Management | For | For |
1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
1f | Elect Director Judith A. McHale | Management | For | For |
1g | Elect Director John G. Schreiber | Management | For | For |
1h | Elect Director Elizabeth A. Smith | Management | For | For |
1i | Elect Director Douglas M. Steenland | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
HONEYWELL INTERNATIONAL INC. Meeting Date: APR 27, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUAL | Ticker: HON Security ID: 438516106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Deborah Flint | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director Raymond T. Odierno | Management | For | For |
1L | Elect Director George Paz | Management | For | For |
1M | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
|
---|
JETBLUE AIRWAYS CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUAL | Ticker: JBLU Security ID: 477143101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Basil Ben Baldanza | Management | For | For |
1b | Elect Director Peter Boneparth | Management | For | For |
1c | Elect Director Virginia Gambale | Management | For | For |
1d | Elect Director Robin Hayes | Management | For | For |
1e | Elect Director Ellen Jewett | Management | For | For |
1f | Elect Director Robert Leduc | Management | For | For |
1g | Elect Director Teri McClure | Management | For | For |
1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
1i | Elect Director Vivek Sharma | Management | For | For |
1j | Elect Director Thomas Winkelmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Management | For | For |
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
|
---|
JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 04, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUAL | Ticker: JCI Security ID: G51502105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
|
---|
KONINKLIJKE DSM NV Meeting Date: MAY 08, 2020 Record Date: APR 10, 2020 Meeting Type: ANNUAL | Ticker: DSM Security ID: N5017D122
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Approve Remuneration Report | Management | For | For |
4 | Adopt Financial Statements | Management | For | For |
5.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5.b | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
6.a | Approve Discharge of Management Board | Management | For | For |
6.b | Approve Discharge of Supervisory Board | Management | For | For |
7.a | Reelect Rob Routs to Supervisory Board | Management | For | For |
7.b | Reelect Eileen Kennedy to Supervisory Board | Management | For | For |
7.c | Reelect Pradeep Pant to Supervisory Board | Management | For | For |
7.d | Elect Thomas Leysen to Supervisory Board | Management | For | For |
8 | Ratify KPMG as Auditors | Management | For | For |
9.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
12 | Other Business (Non-Voting) | Management | None | None |
13 | Close Meeting | Management | None | None |
|
---|
LEVI STRAUSS & CO. Meeting Date: JUL 10, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUAL | Ticker: LEVI Security ID: 52736R102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Troy Alstead | Management | For | For |
1.2 | Elect Charles V. Bergh | Management | For | For |
1.3 | Elect Robert A. Eckert | Management | For | For |
1.4 | Elect Patricia Salas Pineda | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
|
---|
LEVI STRAUSS & CO. Meeting Date: APR 08, 2020 Record Date: FEB 14, 2020 Meeting Type: ANNUAL | Ticker: LEVI Security ID: 52736R102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jill Beraud | Management | For | Withhold |
1.2 | Elect Director Spencer C. Fleischer | Management | For | Withhold |
1.3 | Elect Director Christopher J. McCormick | Management | For | Withhold |
1.4 | Elect Director Stephen C. Neal | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
LINDE PLC Meeting Date: JUL 26, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUAL | Ticker: LIN Security ID: 74005P104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Elect Wolfgang Reitzle | Management | For | For |
2 | Elect Stephen F. Angel | Management | For | For |
3 | Elect Ann-Kristin Achleitner | Management | For | For |
4 | Elect Clemens A.H. Borsig | Management | For | For |
5 | Elect Nance K. Dicciani | Management | For | For |
6 | Elect Thomas Enders | Management | For | For |
7 | Elect Franz Fehrenbach | Management | For | For |
8 | Elect Edward G. Galante | Management | For | For |
9 | Elect Larry D. McVay | Management | For | For |
10 | Elect Victoria Ossadnik | Management | For | For |
11 | Elect Martin H. Richenhagen | Management | For | For |
12 | Elect Robert L. Wood | Management | For | For |
13 | Ratification of PricewaterhouseCoopers | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
|
---|
MERCK & CO., INC. Meeting Date: MAY 26, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUAL | Ticker: MRK Security ID: 58933Y105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Mary Ellen Coe | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Kenneth C. Frazier | Management | For | For |
1f | Elect Director Thomas H. Glocer | Management | For | For |
1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
|
---|
MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUAL | Ticker: MSFT Security ID: 594918104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Reid G. Hoffman | Management | For | For |
3 | Elect Hugh F. Johnston | Management | For | For |
4 | Elect Teri L. List-Stoll | Management | For | For |
5 | Elect Satya Nadella | Management | For | For |
6 | Elect Sandra E. Peterson | Management | For | For |
7 | Elect Penny S. Pritzker | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect Arne M. Sorenson | Management | For | For |
10 | Elect John W. Stanton | Management | For | For |
11 | Elect John W. Thompson | Management | For | For |
12 | Elect Emma N. Walmsley | Management | For | For |
13 | Elect Padmasree Warrior | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | Shareholder | Against | Against |
|
---|
NEXTERA ENERGY, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | Ticker: NEE Security ID: 65339F101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director David L. Porges | Management | For | For |
1i | Elect Director James L. Robo | Management | For | For |
1j | Elect Director Rudy E. Schupp | Management | For | For |
1k | Elect Director John L. Skolds | Management | For | For |
1l | Elect Director William H. Swanson | Management | For | For |
1m | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
|
---|
NOVOZYMES A/S Meeting Date: FEB 26, 2020 Record Date: FEB 19, 2020 Meeting Type: ANNUAL | Ticker: NZYM.B Security ID: K7317J133
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.25 Per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
5 | Reelect Jorgen Buhl Rasmussen (Chairman) as Director | Management | For | Did Not Vote |
6 | Elect Cornelis de Jong (Vice Chairman) as Director | Management | For | Did Not Vote |
7a | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
7b | Reelect Kim Stratton as Director | Management | For | Did Not Vote |
7c | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
7d | Elect Sharon James as Director | Management | For | Did Not Vote |
7e | Elect Heine Dalsgaard as Director | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
9a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
9b | Approve Creation of DKK 57 Million Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights | Management | For | Did Not Vote |
9c | Approve DKK 12 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
9d | Authorize Share Repurchase Program | Management | For | Did Not Vote |
9e | Amend Articles | Management | For | Did Not Vote |
9f | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
10 | Other Business | Management | None | None |
|
---|
NXP SEMICONDUCTORS N.V. Meeting Date: MAY 27, 2020 Record Date: APR 29, 2020 Meeting Type: ANNUAL | Ticker: NXPI Security ID: N6596X109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board Members | Management | For | For |
3a | Elect Kurt Sievers as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3d | Reelect Josef Kaeser as Non-Executive Director | Management | For | For |
3e | Reelect Lena Olving as Non-Executive Director | Management | For | For |
3f | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3g | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3h | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For |
3i | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | For | For |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
8 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For |
10 | Amend Articles to Establish Quorum Requirement | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
OKTA, INC. Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUAL | Ticker: OKTA Security ID: 679295105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Shellye Archambeau | Management | For | Withhold |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | Withhold |
1.3 | Elect Director Patrick Grady | Management | For | Withhold |
1.4 | Elect Director Ben Horowitz | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
OPORTUN FINANCIAL CORPORATION Meeting Date: JUN 03, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUAL | Ticker: OPRT Security ID: 68376D104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Jo Ann Barefoot | Management | For | Withhold |
1b | Elect Director David Strohm | Management | For | Withhold |
2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
ORSTED A/S Meeting Date: MAR 02, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | Ticker: ORSTED Security ID: K7653Q105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report (Advisory Vote) | Management | For | Did Not Vote |
4 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of DKK 10.5 Per Share | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program (The Board is Not Requesting Any Authorization) | Management | None | None |
7.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
7.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
7.3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
8 | Other Proposals Shareholders (None Submitted) | Management | None | None |
9.1 | Reelect Thomas Thune Andersen (Chair) as Director | Management | For | Did Not Vote |
9.2 | Reelect Lene Skole (Vice Chair) as Director | Management | For | Did Not Vote |
9.3a | Reelect Lynda Armstrong as Director | Management | For | Did Not Vote |
9.3b | Reelect Jorgen Kildah as Director | Management | For | Did Not Vote |
9.3c | Reelect Peter Korsholm as Director | Management | For | Did Not Vote |
9.3d | Reelect Dieter Wemmer as Director | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
12 | Other Business | Management | None | None |
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PRUDENTIAL PLC Meeting Date: OCT 15, 2019 Record Date: Meeting Type: ORDINARY | Ticker: PRU Security ID: G72899100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Demerger | Management | For | Against |
2 | Elect Yok Tak Amy Yip | Management | For | For |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
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PRUDENTIAL PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUAL | Ticker: PRU Security ID: G72899100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Jeremy Anderson as Director | Management | For | For |
5 | Elect Shriti Vadera as Director | Management | For | For |
6 | Re-elect Mark Fitzpatrick as Director | Management | For | For |
7 | Re-elect David Law as Director | Management | For | For |
8 | Re-elect Paul Manduca as Director | Management | For | For |
9 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
10 | Re-elect Anthony Nightingale as Director | Management | For | For |
11 | Re-elect Philip Remnant as Director | Management | For | For |
12 | Re-elect Alice Schroeder as Director | Management | For | For |
13 | Re-elect James Turner as Director | Management | For | For |
14 | Re-elect Thomas Watjen as Director | Management | For | For |
15 | Re-elect Michael Wells as Director | Management | For | For |
16 | Re-elect Fields Wicker-Miurin as Director | Management | For | For |
17 | Re-elect Amy Yip as Director | Management | For | For |
18 | Reappoint KPMG LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity | Management | For | For |
22 | Authorise Issue of Equity to Include Repurchased Shares | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
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ROPER TECHNOLOGIES, INC. Meeting Date: JUN 08, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUAL | Ticker: ROP Security ID: 776696106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
1.3 | Elect Director John F. Fort, III | Management | For | For |
1.4 | Elect Director L. Neil Hunn | Management | For | For |
1.5 | Elect Director Robert D. Johnson | Management | For | For |
1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.8 | Elect Director Laura G. Thatcher | Management | For | For |
1.9 | Elect Director Richard F. Wallman | Management | For | For |
1.10 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
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SALESFORCE.COM, INC. Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUAL | Ticker: CRM Security ID: 79466L302
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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STANLEY BLACK & DECKER, INC. Meeting Date: APR 17, 2020 Record Date: FEB 14, 2020 Meeting Type: ANNUAL | Ticker: SWK Security ID: 854502101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Dmitri L. Stockton | Management | For | For |
1.10 | Elect Director Irving Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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TALEND SA Meeting Date: JUN 30, 2020 Record Date: MAY 21, 2020 Meeting Type: ANNUAL/SPECIAL | Ticker: TLND Security ID: 874224207
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Ratify Appointment of Elizabeth Fetter as Director | Management | For | For |
2 | Ratify Appointment of Christal Bemont as Director | Management | For | For |
3 | Approve Compensation of Named Executive Officers | Management | For | For |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Treatment of Losses | Management | For | For |
6 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Transaction with Elizabeth Fetter Re: Liability Insurance | Management | For | Against |
8 | Approve Transaction with Christal Bemont Re: Liability Insurance | Management | For | Against |
9 | Approve Termination Package of Michael Tuchen | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | Against |
11 | Appoint KPMG LLP as Auditor | Management | For | For |
12 | Change Location of Registered Office to 5/7 rue Salomon de Rothschild, 92150 Suresnes, France | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 480,000 | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 13-18 at EUR 524,000 | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 150,000 for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
22 | Authorize Issuance of Warrants (BSA) without Preemptive Rights up to EUR 184,000 | Management | For | For |
23 | Authorize up to 2,3 Million Shares for Use in Stock Option Plans | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-23 at 2,300,000 Ordinary Shares | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Amend Articles 15, 17, 20 of Bylaws to Comply with Legal Changes | Management | For | For |
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TARGET CORPORATION Meeting Date: JUN 10, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUAL | Ticker: TGT Security ID: 87612E106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Robert L. Edwards | Management | For | For |
1f | Elect Director Melanie L. Healey | Management | For | For |
1g | Elect Director Donald R. Knauss | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Kenneth L. Salazar | Management | For | Against |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUAL | Ticker: TXN Security ID: 882508104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard k. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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THE AES CORPORATION Meeting Date: APR 23, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUAL | Ticker: AES Security ID: 00130H105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Janet G. Davidson | Management | For | For |
1.2 | Elect Director Andres R. Gluski | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director Holly K. Koeppel | Management | For | For |
1.5 | Elect Director Julia M. Laulis | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
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THE COOPER COMPANIES, INC. Meeting Date: MAR 18, 2020 Record Date: JAN 23, 2020 Meeting Type: ANNUAL | Ticker: COO Security ID: 216648402
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Colleen E. Jay | Management | For | For |
1.3 | Elect Director William A. Kozy | Management | For | For |
1.4 | Elect Director Jody S. Lindell | Management | For | For |
1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Albert G. White, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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THE HOME DEPOT, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | Ticker: HD Security ID: 437076102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | For |
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THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUAL | Ticker: TMO Security ID: 883556102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director James C. Mullen | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Scott M. Sperling | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
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UNILEVER NV Meeting Date: APR 30, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUAL | Ticker: UNA Security ID: N8981F289
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Discharge of Executive Directors | Management | For | For |
5 | Approve Discharge of Non-Executive Directors | Management | For | For |
6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
7 | Reelect L Cha as Non-Executive Director | Management | For | For |
8 | Reelect V Colao as Non-Executive Director | Management | For | For |
9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
10 | Reelect A Jope as Executive Director | Management | For | For |
11 | Reelect A Jung as Non-Executive Director | Management | For | For |
12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
15 | Reelect G Pitkethly as Executive Director | Management | For | For |
16 | Reelect J Rishton as Director | Management | For | For |
17 | Reelect F Sijbesma as Director | Management | For | For |
18 | Ratify KPMG as Auditors | Management | For | For |
19 | Grant Board Authority to Issue Shares | Management | For | For |
20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
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UNION PACIFIC CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUAL | Ticker: UNP Security ID: 907818108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Bhavesh V. Patel | Management | For | For |
1j | Elect Director Jose H. Villarreal | Management | For | For |
1k | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Climate Change | Shareholder | Against | Against |
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VAIL RESORTS, INC. Meeting Date: DEC 05, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUAL | Ticker: MTN Security ID: 91879Q109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Elect Susan L. Decker | Management | For | For |
2 | Elect Robert A. Katz | Management | For | For |
3 | Elect John T. Redmond | Management | For | For |
4 | Elect Michelle Romanow | Management | For | For |
5 | Elect Hilary A. Schneider | Management | For | For |
6 | Elect D. Bruce Sewell | Management | For | For |
7 | Elect John F. Sorte | Management | For | For |
8 | Elect Peter A. Vaughn | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
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VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL | Ticker: VRTX Security ID: 92532F100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
1.2 | Elect Director Lloyd Carney | Management | For | For |
1.3 | Elect Director Alan Garber | Management | For | For |
1.4 | Elect Director Terrence Kearney | Management | For | For |
1.5 | Elect Director Reshma Kewalramani | Management | For | For |
1.6 | Elect Director Yuchun Lee | Management | For | For |
1.7 | Elect Director Jeffrey M. Leiden | Management | For | For |
1.8 | Elect Director Margaret G. McGlynn | Management | For | For |
1.9 | Elect Director Diana McKenzie | Management | For | For |
1.10 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
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WALMART INC. Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL | Ticker: WMT Security ID: 931142103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Cesar Conde | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | For |
6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
REGISTRANT: Putnam Sustainable Leaders Fund
BY: /s/Jonathan S. Horowitz
NAME: Jonathan S. Horowitz
TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison
DATE: AUGUST 19, 2020