UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-06136
HOMESTEAD FUNDS, INC.
(Exact name of registrant as specified in charter)
4301 Wilson Boulevard
Arlington, VA 22203
(Address of principal executive office – Zip code)
Danielle Sieverling
Homestead Funds, Inc.
4301 Wilson Boulevard
Arlington, VA 22203
(Name and address of agent for service)
Copies to:
Bryan Chegwidden, Esq.
Ropes & Gray LLP
1211 Avenue of the Americas
New York, NY 10036-8704
(Name and addresses of agent for service)
Registrant’s telephone number, including area code: (703) 907-5993
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
Homestead Funds, Inc. is an open-end management investment company currently consisting of eight separate portfolios (each a “Fund” and together, the “Funds”).
Set forth below are the proxy voting records for the period from July 1, 2020 through June 30, 2021 for the Growth Fund, International Equity Fund, Small-Company Stock Fund and Value Fund with respect to which each Fund was entitled to vote.
The Daily Income Fund, Short-Term Government Securities Fund and Short-Term Bond Fund held no portfolio securities for which any matters relating to such portfolio securities were considered at a shareholder meeting held during the reporting period with respect to which the Funds were entitled to vote.
The Stock Index Fund is a feeder fund that invests all of its assets in a corresponding master investment portfolio. During the reporting period, the Stock Index Fund invested all of its assets in the S&P 500 Index Master Portfolio, a series of Master Investment Portfolio, whose proxy voting record for the period covered by this report is available in its Form N-PX posted on August 27, 2021 on the SEC’s website at www.sec.gov under CIK number 0000915092, File number 811-08162 and Series Identifier S000004285.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06136
Reporting Period: 07/01/2020 - 06/30/2021
Homestead Funds, Inc.
============================ Homestead Growth Fund =============================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For Against Management
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ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For Against Management
1e Elect Director Frances H. Arnold For Against Management
1f Elect Director L. John Doerr For For Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against Against Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against Against Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against Against Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against Against Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against Against Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against Against Shareholder
14 Report on Potential Human Rights Against Against Shareholder
Impacts of Customers' Use of
Rekognition
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ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For Against Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
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APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.d Approve Dividends of EUR 2.75 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for For For Management
Management Board
6 Approve Certain Adjustments to the For For Management
Remuneration Policy for Management
Board
7 Approve Certain Adjustments to the For For Management
Remuneration Policy for Supervisory
Board
9.a Elect B. Conix to Supervisory Board For For Management
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital for
General Purposes
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
11.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares Up to 5 Percent in Case of
Merger or Acquisition
11.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under 11.c
12.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12.b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
13 Authorize Cancellation of Repurchased For For Management
Shares
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AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
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BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against Against Shareholder
8 Annual Investor Advisory Vote on Against Abstain Shareholder
Climate Plan
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CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Garcia, III For For Management
1.2 Elect Director Ira Platt For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
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CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Matthew A. Carey For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Patricia Fili-Krushel For For Management
1.5 Elect Director Neil W. Flanzraich For For Management
1.6 Elect Director Mauricio Gutierrez For For Management
1.7 Elect Director Robin Hickenlooper For For Management
1.8 Elect Director Scott Maw For For Management
1.9 Elect Director Ali Namvar For For Management
1.10 Elect Director Brian Niccol For For Management
1.11 Elect Director Mary Winston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
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CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
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COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
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CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. O'Leary For Withhold Management
1.2 Elect Director Joseph E. Sexton For Withhold Management
1.3 Elect Director Godfrey R. Sullivan For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Patricia D. Fili-Krushel For For Management
1d Elect Director Timothy I. McGuire For For Management
1e Elect Director William C. Rhodes, III For For Management
1f Elect Director Debra A. Sandler For For Management
1g Elect Director Ralph E. Santana For For Management
1h Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
of the total of 25% of Outstanding
Common Stock
6 Provide Right to Call A Special Against Against Shareholder
Meeting of the total of 10% of
Outstanding Common Stock
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DOORDASH, INC.
Ticker: DASH Security ID: 25809K105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tony Xu For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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DRAFTKINGS INC.
Ticker: DKNG Security ID: 26142R104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason D. Robins For For Management
1.2 Elect Director Harry Evans Sloan For Withhold Management
1.3 Elect Director Matthew Kalish For For Management
1.4 Elect Director Paul Liberman For For Management
1.5 Elect Director Woodrow H. Levin For Withhold Management
1.6 Elect Director Shalom Meckenzie For For Management
1.7 Elect Director Jocelyn Moore For For Management
1.8 Elect Director Ryan R. Moore For For Management
1.9 Elect Director Valerie Mosley For For Management
1.10 Elect Director Steven J. Murray For Withhold Management
1.11 Elect Director Hany M. Nada For For Management
1.12 Elect Director John S. Salter For Withhold Management
1.13 Elect Director Marni M. Walden For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Other Business For Against Management
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FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For Withhold Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For Withhold Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against Against Shareholder
6 Report on Online Child Sexual Against Against Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
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FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Jeffrey A. Goldstein For For Management
1c Elect Director Lisa A. Hook For For Management
1d Elect Director Keith W. Hughes For For Management
1e Elect Director Gary L. Lauer For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director Brian T. Shea For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director Jeffrey E. Stiefler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
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FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Kenneth A. Goldman For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director Jean Hu For For Management
1.7 Elect Director William H. Neukom For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Robert H.B. Baldwin, Jr. For For Management
1c Elect Director John G. Bruno For For Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director William I Jacobs For For Management
1f Elect Director Joia M. Johnson For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Connie D. McDaniel For For Management
1i Elect Director William B. Plummer For For Management
1j Elect Director Jeffrey S. Sloan For For Management
1k Elect Director John T. Turner For For Management
1l Elect Director M. Troy Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
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HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
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HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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IAC/INTERACTIVECORP
Ticker: IAC Security ID: 44891N109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Approve the Corporate Opportunities For Against Management
Charter Amendment
3 Adjourn Meeting For Against Management
4a Elect Director Chelsea Clinton For For Management
4b Elect Director Barry Diller For For Management
4c Elect Director Michael D. Eisner For For Management
4d Elect Director Bonnie S. Hammer For For Management
4e Elect Director Victor A. Kaufman For For Management
4f Elect Director Joseph Levin For For Management
4g Elect Director Bryan Lourd For For Management
4h Elect Director Westley Moore For For Management
4i Elect Director David Rosenblatt For For Management
4j Elect Director Alan G. Spoon For For Management
4k Elect Director Alexander von For For Management
Furstenberg
4l Elect Director Richard F. Zannino For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
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INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
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INGERSOLL RAND INC.
Ticker: IR Security ID: 45687V106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a.1 Elect Director Peter M. Stavros For For Management
6a.2 Elect Director Kirk E. Arnold For For Management
6a.3 Elect Director Elizabeth Centoni For For Management
6a.4 Elect Director William P. Donnelly For For Management
6a.5 Elect Director Gary D. Forsee For For Management
6a.6 Elect Director John Humphrey For For Management
6a.7 Elect Director Marc E. Jones For For Management
6a.8 Elect Director Vicente Reynal For For Management
6a.9 Elect Director Joshua T. Weisenbeck For For Management
6a.10 Elect Director Tony L. White For For Management
6b.11 Elect Director Peter M. Stavros For For Management
6b.12 Elect Director Elizabeth Centoni For For Management
6b.13 Elect Director Gary D. Forsee For For Management
6b.14 Elect Director Tony L. White For For Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Joseph C. Beery For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Don R. Kania For For Management
1f Elect Director Amy L. Ladd For For Management
1g Elect Director Keith R. Leonard, Jr. For For Management
1h Elect Director Alan J. Levy For For Management
1i Elect Director Jami Dover Nachtsheim For For Management
1j Elect Director Monica P. Reed For For Management
1k Elect Director Mark J. Rubash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For Against Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Calvin McDonald For For Management
1b Elect Director Martha Morfitt For For Management
1c Elect Director Emily White For For Management
1d Elect Director Kourtney Gibson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tudor Brown For For Management
1B Elect Director Brad Buss For For Management
1C Elect Director Edward Frank For For Management
1D Elect Director Richard S. Hill For For Management
1E Elect Director Bethany Mayer For For Management
1F Elect Director Matthew J. Murphy For For Management
1G Elect Director Michael Strachan For For Management
1H Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduce Supermajority Vote Requirement For For Management
to Approve Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57667L107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wendi Murdoch For For Management
1b Elect Director Glenn H. Schiffman For For Management
1c Elect Director Pamela S. Seymon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archana Agrawal For For Management
1.2 Elect Director Hope Cochran For For Management
1.3 Elect Director Dwight Merriman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Dev Ittycheria For For Management
1.3 Elect Director John McMahon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For Withhold Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas D. Bell, Jr. For For Management
1b Elect Director Mitchell E. Daniels, Jr. For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director John C. Huffard, Jr. For For Management
1e Elect Director Christopher T. Jones For For Management
1f Elect Director Thomas C. Kelleher For For Management
1g Elect Director Steven F. Leer For For Management
1h Elect Director Michael D. Lockhart For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Claude Mongeau For For Management
1k Elect Director Jennifer F. Scanlon For For Management
1l Elect Director James A. Squires For For Management
1m Elect Director John R. Thompson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric Reynolds For For Management
1b Elect Director Evan Sharp For For Management
1c Elect Director Andrea Wishom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Gunnar Bjorklund For For Management
1b Elect Director Michael J. Bush For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Hartshorn For For Management
1e Elect Director Stephen D. Milligan For For Management
1f Elect Director Patricia H. Mueller For For Management
1g Elect Director George P. Orban For For Management
1h Elect Director Gregory L. Quesnel For For Management
1i Elect Director Larree M. Renda For For Management
1j Elect Director Barbara Rentler For For Management
1k Elect Director Doniel N. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For Abstain Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tobias Luetke For For Management
1B Elect Director Robert Ashe For For Management
1C Elect Director Gail Goodman For For Management
1D Elect Director Colleen Johnston For For Management
1E Elect Director Jeremy Levine For For Management
1F Elect Director John Phillips For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-approve Stock Option Plan For Against Management
4 Re-approve Long Term Incentive Plan For Against Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY SA
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Daniel Ek as A Director For For Management
4b Elect Martin Lorentzon as A Director For For Management
4c Elect Shishir Samir Mehrotra as A For For Management
Director
4d Elect Christopher Marshall as B For For Management
Director
4e Elect Barry McCarthy as B Director For For Management
4f Elect Heidi O'Neill as B Director For For Management
4g Elect Ted Sarandos as B Director For For Management
4h Elect Thomas Owen Staggs as B Director For For Management
4i Elect Cristina Mayville Stenbeck as B For For Management
Director
4j Elect Mona Sutphen as B Director For For Management
4k Elect Padmasree Warrior as B Director For For Management
5 Appoint Ernst & Young S.A. as Auditor For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Share Repurchase For For Management
8 Authorize Guy Harles and Alexandre For For Management
Gobert to Execute and Deliver, and
with Full Power of Substitution, Any
Documents Necessary or Useful in
Connection with the Annual Filing and
Registration Required by the
Luxembourg Laws
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Giovanni Caforio For For Management
1c Elect Director Srikant M. Datar For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Workforce Involvement in Against Against Shareholder
Corporate Governance
5 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For Against Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" For For Management
Nikias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For For Management
1e Elect Director Bharat B. Masrani For For Management
1f Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against Against Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Deirdre Bigley as Director For For Management
1b Reelect Allon Bloch as Director For For Management
2 Reappoint Appointment and Compensation For For Management
of Kost, Forer, Gabbay & Kasierer as
Auditors
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For For Management
1.2 Elect Director Ann-Marie Campbell For Withhold Management
1.3 Elect Director David A. Duffield For For Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Chadwick For For Management
1.2 Elect Director Kimberly L. Hammonds For For Management
1.3 Elect Director Dan Scheinman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
===================== Homestead International Equity Fund ======================
ADIDAS AG
Ticker: Security ID: D0066B185
Meeting Date: AUG 11, 2020 Meeting Type: Annual General Meeting
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 RESOLUTION ON THE APPROPRIATION OF THE For For Management
DISTRIBUTABLE PROFIT: THE
DISTRIBUTABLE PROFIT OF EUR
828,030,120.54 SHALL BE APPROPRIATED
AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE
CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD For For Management
OF MDS
4 RATIFICATION OF THE ACTS OF THE For For Management
SUPERVISORY BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION For For Management
20 OF THE ARTICLES OF ASSOCIATION:
SECTION 20 A NEW PARAGRAPH 4 SHALL BE
ADDED TO ALLOW ELECTRONIC
PARTICIPATION IN THE SHAREHOLDERS'
MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE For For Management
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING For For Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2020 FINANCIAL YEAR: KPMG AG,
BERLINKFURT TIME ON AUGUST 3, 2020
--------------------------------------------------------------------------------
ADYEN N.V.
Ticker: Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY For For Management
AS MEMBER OF THE MANAGEMENT BOARD WITH
THE TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA For For Management
KEOGAN AS MEMBER OF THE SUPERVISORY
BOARD
--------------------------------------------------------------------------------
ADYEN N.V.
Ticker: Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b. DISCUSSION OF THE REMUNERATION REPORT For For Management
OVER THE YEAR 2020 INCLUDING THE
MANAGEMENT BOARD AND SUPERVISORY
BOARD'S REMUNERATION FOR THE PAST
FINANCIAL YEAR. PLEASE REFER TO THE
REMUNERATION REPORT FOR THE FINANCIAL
YEAR 2020 (IN
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL For For Management
ACCOUNTS FOR THE FINANCIAL YEAR 2020
AS DRAWN UP BY THE MANAGEMENT BOARD
AND SIGNED BY THE MANAGEMENT BOARD AND
THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS
ISSUED AN U
3. IT IS PROPOSED TO DISCHARGE THE For For Management
MEMBERS OF THE MANAGEMENT BOARD (IN
2020 BEING PIETER VAN DER DOES (CEO),
ARNOUT SCHUIJFF (CTO), INGO UYTDEHAAGE
(CFO), ROELANT PRINS (CCO), MARITTE
SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE PERFO
4. IT IS PROPOSED TO DISCHARGE THE For For Management
MEMBERS OF THE SUPERVISORY BOARD (IN
2020 BEING PIERO OVERMARS, DELFIN
RUEDA, JOEP VAN BEURDEN AND PAMELA
JOSEPH) FROM LIABILITY IN RESPECT OF
THE PERFORMANCE OF THEIR SUPERVISORY
DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE
5. PROPOSAL REAPPOINTMENT INGO JEROEN For For Management
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA For For Management
ARROYO AS MEMBER OF THE SUPERVISORY
BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD, SUBJECT TO
THE SUPERVISORY BOARD S APPROVAL, TO
ISSUE ORDINARY SHARES OR TO GRANT
RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THIS GENERAL MEETING UP TO
8. IT IS PROPOSED TO RENEW THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD, SUBJECT TO
THE SUPERVISORY BOARD'S APPROVAL, TO
RESTRICT OR EXCLUDE APPLICABLE
PRE-EMPTIVE RIGHTS WHEN ISSUING
ORDINARY SHARES OR GRANTING RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES AS SET
OUT IN
9. AUTHORITY TO ACQUIRE OWN SHARES For For Management
10. IN ACCORDANCE WITH THE RECOMMENDATIONS For For Management
OF THE AUDIT COMMITTEE, THE
SUPERVISORY BOARD PROPOSES TO
REAPPOINT PWC AS EXTERNAL AUDITOR OF
THE COMPANY FOR THE CURRENT FINANCIAL
YEAR
--------------------------------------------------------------------------------
AIA GROUP LTD
Ticker: Security ID: Y002A1105
Meeting Date: MAY 20, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE AUDITED CONSOLIDATED For For Management
FINANCIAL STATEMENTS OF THE COMPANY,
THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 For For Management
HONG KONG CENTS PER SHARE FOR THE YEAR
ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS For For Management
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON For For Management
AS INDEPENDENT NON- EXECUTIVE DIRECTOR
OF THE COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE For For Management
JUEN-YEE LAU AS INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ For For Management
PURISIMA AS INDEPENDENT NON- EXECUTIVE
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS For For Management
AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY,
NOT EXCEEDING 10 PER CENT OF THE
NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS
RESOLUTION, AND THE DISCOUNT FOR ANY
SHARES TO BE
9.B TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY, NOT EXCEEDING 10 PER CENT OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------
AIR LIQUIDE SA
Ticker: Security ID: F01764103
Meeting Date: MAY 04, 2021 Meeting Type: MIX
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE CORPORATE FINANCIAL For For Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL For For Management
YEAR 2020; SETTING OF THE DIVIDEND
4 18-MONTH AUTHORIZATION GRANTED TO THE For For Management
BOARD OF DIRECTORS TO ALLOW THE
COMPANY TO TRADE IN ITS OWN SHARES
5 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
XAVIER HUILLARD AS DIRECTOR
6 APPOINTMENT OF MR. PIERRE BREBER AS For For Management
DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MR. AIMAN EZZAT AS For For Management
DIRECTOR OF THE COMPANY
8 APPOINTMENT OF MR. BERTRAND DUMAZY AS For For Management
DIRECTOR OF THE COMPANY
9 STATUTORY AUDITORS' SPECIAL REPORT ON For For Management
THE AGREEMENTS REFERRED TO IN ARTICLES
L. 225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION ELEMENTS For For Management
PAID DURING OR AWARDED FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
TO MR. BENOIT POTIER
11 APPROVAL OF THE INFORMATION RELATING For For Management
TO THE COMPENSATION OF THE CORPORATE
OFFICERS REFERRED TO IN ARTICLE L.
22-10-9 I OF THE FRENCH COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION POLICY For For Management
APPLICABLE TO EXECUTIVE CORPORATE
OFFICERS
13 APPROVAL OF THE COMPENSATION POLICY For For Management
APPLICABLE TO DIRECTORS
14 AUTHORISATION GRANTED TO THE BOARD OF For For Management
DIRECTORS FOR 24 MONTHS TO REDUCE THE
CAPITAL BY CANCELLING TREASURY SHARES
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS FOR 26 MONTHS IN
ORDER TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS,
IMMEDIATELY AND/OR IN THE FUTURE, TO
THE COMPANY'S CAPITAL, WITH RETENTION
16 AUTHORISATION GRANTED FOR 26 MONTHS TO For For Management
THE BOARD OF DIRECTORS IN ORDER TO
INCREASE, IN THE EVENT OF EXCESS
DEMAND, THE AMOUNT OF ISSUES OF SHARES
OR TRANSFERABLE SECURITIES)
17 DELEGATION OF AUTHORITY GRANTED FOR 26 For For Management
MONTHS TO THE BOARD OF DIRECTORS IN
ORDER TO PROCEED WITH CAPITAL
INCREASES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR MEMBERS OF A COMPANY OR
GROUP SAVINGS PLAN
18 DELEGATION OF AUTHORITY GRANTED FOR 18 For For Management
MONTHS TO THE BOARD OF DIRECTORS IN
ORDER TO PROCEED WITH CAPITAL
INCREASES WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR A CATEGORY OF
BENEFICIARIES
19 POWERS TO CARRY OUT FORMALITIES For For Management
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of the operating and For For Management
financial review of Alcon Inc., the
annual financial statements of Alcon
Inc. and the consolidated financial
statements for 2020.
2. Discharge of the Members of the Board For For Management
of Directors and the Members of the
Executive Committee.
3. Appropriation of earnings and For For Management
declaration of dividend as per the
balance sheet of Alcon Inc. of
December 31, 2020.
4A. Consultative vote on the 2020 For For Management
Compensation Report.
4B. Binding vote on the maximum aggregate For For Management
amount of compensation of the Board of
Directors for the next term of office,
i.e. from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting.
4C. Binding vote on the maximum aggregate For For Management
amount of compensation of the
Executive Committee for the following
financial year, i.e. 2022.
5A. Re-election of the Member of the Board For For Management
of Director: F. Michael Ball (as
Member and Chair)
5B. Re-election of the Member of the Board For For Management
of Director: Lynn D. Bleil (as Member)
5C. Re-election of the Member of the Board For For Management
of Director: Arthur Cummings (as
Member)
5D. Re-election of the Member of the Board For For Management
of Director: David J. Endicott (as
Member)
5E. Re-election of the Member of the Board For For Management
of Director: Thomas Glanzmann (as
Member)
5F. Re-election of the Member of the Board For For Management
of Director: D. Keith Grossman (as
Member)
5G. Re-election of the Member of the Board For For Management
of Director: Scott Maw (as Member)
5H. Re-election of the Member of the Board For For Management
of Director: Karen May (as Member)
5I. Re-election of the Member of the Board For For Management
of Director: Ines Poschel (as Member)
5J. Re-election of the Member of the Board For For Management
of Director: Dieter Spalti (as Member)
6A. Re-election of the Member of the For For Management
Compensation Committee: Thomas
Glanzmann
6B. Re-election of the Member of the For For Management
Compensation Committee: D. Keith
Grossman
6C. Re-election of the Member of the For For Management
Compensation Committee: Karen May
6D. Re-election of the Member of the For For Management
Compensation Committee: Ines Poschel
7. Re-election of the independent For For Management
representative, Hartmann Dreyer
Attorneys- at-Law.
8. Re-election of the statutory auditors, For For Management
PricewaterhouseCoopers SA, Geneva.
--------------------------------------------------------------------------------
ALFA LAVAL AB
Ticker: Security ID: W04008152
Meeting Date: APR 27, 2021 Meeting Type: Annual General Meeting
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF THE CHAIRMAN FOR THE None Did not vote Management
GENERAL MEETING: DENNIS JONSSON
2 ELECTION OF PERSON TO ATTEST THE None Did not vote Management
MINUTES: ADVOKAT ANNIKA BOSTROM
3 PREPARATION AND APPROVAL OF THE VOTING None Did not vote Management
REGISTER
4 APPROVAL OF THE AGENDA FOR THE GENERAL None Did not vote Management
MEETING
5 DETERMINATION WHETHER THE GENERAL None Did not vote Management
MEETING HAS BEEN DULY CONVENED
7.a ADOPTION OF THE INCOME STATEMENT AND For Do Not Vote Management
THE BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.b RESOLUTION REGARDING ALLOCATION OF THE For Do Not Vote Management
COMPANY'S PROFIT ACCORDING TO THE
ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DISTRIBUTION OF
PROFITS IN AN AMOUNT OF SEK 5,50 PER
SHARE FOR 2020. THURSDAY 29 APRIL 2021
IS PROPOSED AS RECORD DATE FOR TH
7.c.1 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR CEO TOM ERIXON
7.c.2 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER AND
CHAIRMAN OF THE BOARD DENNIS JONSSON
7.c.3 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER MARIA
MORAEUS HANSSEN
7.c.4 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HENRIK LANGE
7.c.5 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER RAY
MAURITSSON
7.c.6 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER HELENE
MELLQUIST
7.c.7 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER FINN RAUSING
7.c.8 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER JORN RAUSING
7.c.9 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR BOARD MEMBER ULF WIINBERG
7.c10 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER AND
CHAIRMAN OF THE BOARD ANDERS NARVINGER
7.c11 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR FORMER BOARD MEMBER ANNA
OHLSSON-LEIJON
7.c12 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
BROR GARCIA LANTZ
7.C13 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
SUSANNE JONSSON
7.c14 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR EMPLOYEE REPRESENTATIVE
HENRIK NIELSEN
7.c15 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE LEIF NORKVIST
7.c16 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE STEFAN SANDELL
7.c17 RESOLUTION REGARDING DISCHARGE FROM For Do Not Vote Management
LIABILITY FOR MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: DISCHARGE FROM
LIABILITY FOR DEPUTY EMPLOYEE
REPRESENTATIVE JOHNNY HULTHEN
8 PRESENTATION OF THE BOARD OF For Do Not Vote Management
DIRECTORS' REMUNERATION REPORT FOR
APPROVAL
9.1 DETERMINATION OF THE NUMBER OF MEMBERS For Do Not Vote Management
OF THE BOARD OF DIRECTORS AND DEPUTY
MEMBERS: THE NOMINATION COMMITTEE
PROPOSES THAT THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS, WHO ARE
ELECTED BY THE GENERAL MEETING, SHALL
BE NINE ELECTED MEMBERS AND NO DEPUT
9.2 DETERMINATION OF THE NUMBER OF For Do Not Vote Management
AUDITORS AND DEPUTY AUDITORS: THE
NOMINATION COMMITTEE PROPOSES THAT
BOTH THE NUMBER OF AUDITORS AND THE
NUMBER OF DEPUTY AUDITORS SHALL BE TWO
10.1 DETERMINATION OF THE COMPENSATION TO For Do Not Vote Management
THE BOARD OF DIRECTORS IN ACCORDANCE
WITH THE NOMINATION COMMITTEE'S
PROPOSAL
10.2 DETERMINATION OF THE ADDITIONAL For Do Not Vote Management
COMPENSATION TO MEMBERS OF THE BOARD
WHO ALSO HOLDS A POSITION AS CHAIRMAN
OR MEMBER OF THE AUDIT COMMITTEE OR
THE REMUNERATION COMMITTEE IN
ACCORDANCE WITH THE NOMINATION
COMMITTEE'S PROPOSAL
10.3 DETERMINATION OF THE COMPENSATION TO For Do Not Vote Management
THE AUDITORS AS PROPOSED BY THE
NOMINATION COMMITTEE
11.1 RE-ELECTION OF MARIA MORAEUS HANSSEN For Do Not Vote Management
AS BOARD MEMBER
11.2 RE-ELECTION OF DENNIS JONSSON AS BOARD For Do Not Vote Management
MEMBER
11.3 RE-ELECTION OF HENRIK LANGE AS BOARD For Do Not Vote Management
MEMBER
11.4 RE-ELECTION OF RAY MAURITSSON AS BOARD For Do Not Vote Management
MEMBER
11.5 RE-ELECTION OF HELENE MELLQUIST AS For Do Not Vote Management
BOARD MEMBER
11.6 RE-ELECTION OF FINN RAUSING AS BOARD For Do Not Vote Management
MEMBER
11.7 RE-ELECTION OF JORN RAUSING AS BOARD For Do Not Vote Management
MEMBER
11.8 RE-ELECTION OF ULF WIINBERG AS BOARD For Do Not Vote Management
MEMBER
11.9 ELECTION OF LILIAN FOSSUM BINER AS For Do Not Vote Management
BOARD MEMBER
11.10 RE-APPOINTMENT OF DENNIS JONSSON AS For Do Not Vote Management
CHAIRMAN OF THE BOARD
11.11 RE-ELECTION OF STAFFAN LANDEN AS For Do Not Vote Management
AUDITOR
11.12 RE-ELECTION OF KAROLINE TEDEVALL AS For Do Not Vote Management
AUDITOR
11.13 RE-ELECTION OF HENRIK JONZEN AS DEPUTY For Do Not Vote Management
AUDITOR
11.14 RE-ELECTION OF ANDREAS MAST AS DEPUTY For Do Not Vote Management
AUDITOR
12 RESOLUTION ON AMENDMENT OF EXECUTIVE For Do Not Vote Management
REMUNERATION POLICY FOR COMPENSATION
TO EXECUTIVE OFFICERS
13 RESOLUTION ON AUTHORIZATION FOR THE For Do Not Vote Management
BOARD OF DIRECTORS TO PURCHASE SHARES
IN THE COMPANY
14 RESOLUTION TO AMEND THE ARTICLES OF For Do Not Vote Management
ASSOCIATION: SECTION 10
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Amend and restate the Company's For For Management
Memorandum and Articles of Association
to expressly permit completely virtual
shareholders' meetings and reflect
such updates as are detailed in the
proxy statement and set forth in
Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU For For Management
(To serve for a three year term or
until such director's successor is
elected or appointed and duly
qualified).
2.2 Election of Director: KABIR MISRA (To For For Management
serve for a three year term or until
such director's successor is elected
or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING For For Management
KWAUK (To serve for a three year term
or until such director's successor is
elected or appointed and duly
qualified).
3. Ratify the appointment of For For Management
PricewaterhouseCoopers as the
independent registered public
accounting firm of the Company for the
fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------
ALIMENTATION COUCHE-TARD INC.
Ticker: ANCUF Security ID: 01626P403
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint the auditor until the next For For Management
annual meeting and authorize the Board
of Directors to set their remuneration
- PricewaterhouseCoopers LLP
2.1 DIRECTOR-Alain Bouchard For For Management
2.2 DIRECTOR-Melanie Kau For For Management
2.3 DIRECTOR-Jean Bernier For For Management
2.4 DIRECTOR-Eric Boyko For For Management
2.5 DIRECTOR-Jacques D'Amours For For Management
2.6 DIRECTOR-Janice L. Fields For For Management
2.7 DIRECTOR-Richard Fortin For For Management
2.8 DIRECTOR-Brian Hannasch For For Management
2.9 DIRECTOR-Marie Josee Lamothe For For Management
2.10 DIRECTOR-Monique F. Leroux For For Management
2.11 DIRECTOR-Real Plourde For For Management
2.12 DIRECTOR-Daniel Rabinowicz For For Management
2.13 DIRECTOR-Louis Tetu For For Management
3 On an advisory basis and not to For For Management
diminish the role and responsibilities
of the board of directors that the
shareholders accept the approach to
executive compensation as disclosed in
our 2020 management information
circular
4 Shareholder proposal No.1 Integration Against Against Shareholder
of environmental, social and
governance criteria in establishing
executive compensation
5 Shareholder proposal No.2 Independence Against Against Shareholder
of directors
6 Shareholder proposal No.3 Responsible Against Against Shareholder
employment policy
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual General Meeting
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROPRIATION OF NET EARNINGS For Do Not vote Management
3 APPROVAL OF THE ACTIONS OF THE MEMBERS For Do Not vote Management
OF THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS For Do Not vote Management
OF THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM For Do Not vote Management
FOR MEMBERS OF THE BOARD OF MANAGEMENT
OF ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE For Do Not vote Management
MEMBERS OF THE SUPERVISORY BOARD OF
ALLIANZ SE AND CORRESPONDING AMENDMENT
OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING For Do Not vote Management
THE TERM OF OFFICE OF THE MEMBERS OF
THE SUPERVISORY BOARD
--------------------------------------------------------------------------------
AMBEV S.A.
Ticker: ABEV Security ID: 02319V103
Meeting Date: APR 29, 2021 Meeting Type: Ordinary/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
O1 To analyze and approve the management For For Management
accounts, with examination, discussion
and voting on the financial statements
related to the fiscal year ended
December 31, 2020.
O2 To resolve on the allocation of the For For Management
net profits for the fiscal year ended
December 31, 2020 and ratification of
the payments of interest on own
capital and dividends related to the
fiscal year ended December 31, 2020,
approved by the Board of Directors at
O3A Controller Slate - Fiscal Council: None Abstain Management
Jose Ronaldo Vilela Rezende, Elidie
Palma Bifano, Emanuel Sotelino
Schifferle (Alternate) Eduardo Rogatto
Luque (Alternate). You can only vote
in favor of either 3A or 3B.
O3B Separate Election of the fiscal None For Management
council - Candidates nominated by
minority shareholders: Vinicius
Balbino Bouhid, Carlos Tersandro
Fonseca Adeodato (Alternate). You can
only vote in favor of either 3A or 3B.
O4 To determine the managers' overall For For Management
compensation for the year of 2021, in
the annual amount of up to R$
123,529,137.63, including expenses
related to the recognition of the fair
amount of (x) the stock options that
the Company intends to grant in the
fisca
O5 To determine the overall compensation For For Management
of the Fiscal Council's members for
the year of 2021, in the annual amount
of up to R$ 1,845,504.00, with
alternate members' compensation
corresponding to half of the amount
received by the effective members, in
accor
E1 To approve the amendment of the For For Management
heading of article 2 of the Bylaws to
reflect the change in the management
body responsible for deciding on the
opening, maintenance and closure of
branches, offices, deposits or
representation agencies of the
Company, acco
E2 To approve the amendment of items "b", For For Management
"h", "i" and "m" and include items "o"
and "p", all of article 3 of the
Bylaws, to detail in the corporate
purpose ancillary activities to the
Company's main activities, according
to Exhibit B.i of the Management Pro
E3 To approve the amendment of the For For Management
heading of article 5 of the Bylaws in
order to reflect the capital increases
approved by the Board of Directors,
within the authorized capital limit
until the date of the Shareholders'
Meeting, according to Exhibit B.I of t
E4 To approve the amendment of item "s" For For Management
of article 21 of the Bylaws in order
to specify the competence of the Board
of Directors to decide on the
participation of the Company in other
companies and ventures, according to
Exhibit B.I of the Management Proposa
E5 In view of the proposed amendments to For For Management
the Bylaws described above, to approve
the consolidation of the Company's
Bylaws, according to the Management
Proposal.
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: Security ID: W1R924161
Meeting Date: NOV 26, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CHAIR FOR THE MEETING: None Did not vote Management
HANS STRABERG
2 PREPARATION AND APPROVAL OF THE VOTING None Did not vote Management
LIST
3 APPROVAL OF THE AGENDA None Did not vote Management
4 ELECTION OF ONE PERSON, THE ADJUSTER, None Did not vote Management
TO APPROVE THE MINUTES TOGETHER
WITH-THE CHAIR
5 DETERMINATION WHETHER THE MEETING HAS None Did not vote Management
BEEN PROPERLY CONVENED
6 RESOLUTION ON DIVIDEND AND RECORD For Do Not Vote Management
DATE: AS A CONSEQUENCE OF THE
UNCERTAINTY CAUSED BY COVID-19, IT WAS
DECIDED AT ATLAS COPCO' S AGM ON APRIL
23, 2020, ON A DIVIDEND OF SEK 3.50
PER SHARE
7 RESOLUTION ON AMENDMENT OF THE For Do Not Vote Management
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: Security ID: W1R924161
Meeting Date: APR 27, 2021 Meeting Type: Annual General Meeting
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 OPENING OF MEETING; ELECT CHAIRMAN OF None Did not vote Management
MEETING
2 PREPARE AND APPROVE LIST OF None Did not vote Management
SHAREHOLDERS
3 APPROVE AGENDA OF MEETING None Did not vote Management
4 DESIGNATE INSPECTOR(S) OF MINUTES OF None Did not vote Management
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING None Did not vote Management
7.A ACCEPT FINANCIAL STATEMENTS AND For Do Not Vote Management
STATUTORY REPORTS
7.B.1 APPROVE DISCHARGE OF STAFFAN BOHMAN For Do Not Vote Management
7.B.2 APPROVE DISCHARGE OF TINA DONIKOWSKI For Do Not Vote Management
7.B.3 APPROVE DISCHARGE OF JOHAN FORSSELL For Do Not Vote Management
7.B.4 APPROVE DISCHARGE OF ANNA For Do Not Vote Management
OHLSSON-LEIJON
7.B.5 APPROVE DISCHARGE OF MATS RAHMSTROM For Do Not Vote Management
7.B.6 APPROVE DISCHARGE OF GORDON RISKE For Do Not Vote Management
7.B.7 APPROVE DISCHARGE OF HANS STRABERG For Do Not Vote Management
7.B.8 APPROVE DISCHARGE OF PETER WALLENBERG For Do Not Vote Management
JR
7.B.9 APPROVE DISCHARGE OF SABINE NEUSS For Do Not Vote Management
7.B10 APPROVE DISCHARGE OF MIKAEL BERGSTEDT For Do Not Vote Management
7.B11 APPROVE DISCHARGE OF BENNY LARSSON For Do Not Vote Management
7.B12 APPROVE DISCHARGE OF PRESIDENT MATS For Do Not Vote Management
RAHMSTROM
7.C APPROVE ALLOCATION OF INCOME AND For Do Not Vote Management
DIVIDENDS OF SEK 7.30 PER SHARE
7.D APPROVE RECORD DATE FOR DIVIDEND For Do Not Vote Management
PAYMENT
8.A DETERMINE NUMBER OF MEMBERS (8) AND For Do Not Vote Management
DEPUTY MEMBERS OF BOARD (0)
8.B DETERMINE NUMBER OF AUDITORS (1) AND For Do Not Vote Management
DEPUTY AUDITORS (0)
9.A.1 REELECT STAFFAN BOHMAN AS DIRECTOR For Do Not Vote Management
9.A.2 REELECT TINA DONIKOWSKI AS DIRECTOR For Do Not Vote Management
9.A.3 REELECT JOHAN FORSSELL AS DIRECTOR For Do Not Vote Management
9.A.4 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR For Do Not Vote Management
9.A.5 REELECT MATS RAHMSTROM AS DIRECTOR For Do Not Vote Management
9.A.6 REELECT GORDON RISKE AS DIRECTOR For Do Not Vote Management
9.A.7 REELECT HANS STRABERG AS DIRECTOR For Do Not Vote Management
9.A.8 REELECT PETER WALLENBERG JR AS DIRECTOR For Do Not Vote Management
9.B REELECT HANS STRABERG AS BOARD CHAIRMAN For Do Not Vote Management
9.C RATIFY ERNST & YOUNG AS AUDITORS For Do Not Vote Management
10.A APPROVE REMUNERATION OF DIRECTORS IN For Do Not Vote Management
THE AMOUNT OF SEK 2.6 MILLION TO CHAIR
AND SEK 825,000 TO OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE
WORK; APPROVE DELIVERING PART OF
REMUNERATION IN FORM OF SYNTHETIC
SHARES
10.B APPROVE REMUNERATION OF AUDITORS For Do Not Vote Management
11.A APPROVE REMUNERATION REPORT For Do Not Vote Management
11.B APPROVE STOCK OPTION PLAN 2021 FOR KEY For Do Not Vote Management
EMPLOYEES
12.A ACQUIRE CLASS A SHARES RELATED TO For Do Not Vote Management
PERSONNEL OPTION PLAN FOR 2021
12.B ACQUIRE CLASS A SHARES RELATED TO For Do Not Vote Management
REMUNERATION OF DIRECTORS IN THE FORM
OF SYNTHETIC SHARES
12.C TRANSFER CLASS A SHARES RELATED TO For Do Not Vote Management
PERSONNEL OPTION PLAN FOR 2021
12.D SELL CLASS A SHARES TO COVER COSTS For Do Not Vote Management
RELATED TO SYNTHETIC SHARES TO THE
BOARD
12.E SELL CLASS A TO COVER COSTS IN For Do Not Vote Management
RELATION TO THE PERSONNEL OPTION PLANS
FOR 2016, 2017 AND 2018
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA
Ticker: Security ID: E11805103
Meeting Date: APR 19, 2021 Meeting Type: Ordinary General Meeting
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 APPROVAL OF THE ANNUAL ACCOUNTS AND For For Management
MANAGEMENT REPORTS OF BBVA, S.A. AND
ITS CONSOLIDATED GROUP CORRESPONDING
TO THE YEAR ENDED 31 DECEMBER 2020
1.2 APPROVAL OF THE NON FINANCIAL For For Management
INFORMATION STATEMENT OF BBVA, S.A.
AND THAT OF ITS CONSOLIDATED GROUP
CORRESPONDING TO THE YEAR ENDED 31
DECEMBER 2020
1.3 APPROVAL OF THE APPLICATION OF THE For For Management
RESULTS OF THE FINANCIAL YEAR 2020
1.4 APPROVAL OF THE CORPORATE MANAGEMENT For For Management
DURING THE 2020 FINANCIAL YEAR
2.1 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MR. JOSE MIGUEL ANDRES
TORRECILLAS
2.2 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MR. JAIME FELIX CARUANA
LACORTE
2.3 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MRS. BELEN GARIJO LOPEZ
2.4 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MR. JOSE MALDONADO RAMOS
2.5 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MRS. ANA CRISTINA PERALTA
MORENO
2.6 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: JUAN PI LLORENS
2.7 RE-ELECTION OF MEMBER OF THE BOARD OF For For Management
DIRECTORS: MR. JAN PAUL MARIE FRANCIS
VERPLANCKE
3 APPROVAL OF A DISTRIBUTION OF EUR 0. For For Management
059 PER SHARE CHARGED TO THE SHARE
PREMIUM ACCOUNT
4 APPROVAL OF A DISTRIBUTION CHARGED TO For For Management
THE BANK'S DISTRIBUTABLE ITEMS FOR A
MAXIMUM AMOUNT EQUIVALENT TO 35PCT OF
THE CONSOLIDATED PROFIT CORRESPONDING
TO THE FIRST HALF OF 2021, EXCLUDING
AMOUNTS AND EXTRAORDINARY ITEMS,
SUBJECT TO CERTAIN CONDITIONS AND
5 DELEGATION TO THE BOARD OF DIRECTORS, For For Management
WITH EXPRESS SUB DELEGATION POWERS, OF
THE POWER TO ISSUE SECURITIES
EVENTUALLY CONVERTIBLE INTO COMPANY
SHARES (COCOS), FOR A PERIOD OF FIVE
YEARS, UP TO A MAXIMUM AMOUNT OF EUR
8,000,000,000 DELEGATING IN TURN THE P
6 APPROVAL OF THE REDUCTION OF THE For For Management
BANK'S SHARE CAPITAL UP TO A MAXIMUM
AMOUNT CORRESPONDING TO 10PCT OF THE
SAME ON THE DATE OF THE AGREEMENT,
THROUGH THE AMORTIZATION OF TREASURY
SHARES THAT HAVE BEEN ACQUIRED THROUGH
ANY MECHANISM WITH THE AIM OF BEING A
7 APPROVAL OF THE REMUNERATION POLICY For For Management
FOR THE DIRECTORS OF BBVA, S.A., AND
THE MAXIMUM NUMBER OF SHARES TO BE
DELIVERED, AS THE CASE MAY BE, AS A
RESULT OF ITS EXECUTION
8 APPROVAL OF A MAXIMUM LEVEL OF For For Management
VARIABLE REMUNERATION OF UP TO 200PCT
OF THE FIXED COMPONENT OF TOTAL
REMUNERATION FOR A SPECIFIC GROUP OF
EMPLOYEES WHOSE PROFESSIONAL
ACTIVITIES SIGNIFICANTLY AFFECT THE
GROUP'S RISK PROFILE
9 RE ELECTION OF THE ACCOUNT AUDITORS OF For For Management
BBVA, S.A. AND ITS CONSOLIDATED GROUP
FOR FISCAL YEAR 2021: KPMG AUDITORES
10 MODIFICATION OF ARTICLE 21 (FORM AND For For Management
CONTENT OF THE CALL) OF THE BYLAWS OF
BBVA, S.A
11 MODIFICATION OF ARTICLE 5 (PUBLICATION For For Management
OF THE CALL) OF THE REGULATIONS OF THE
GENERAL MEETING OF BANCO BILBAO
VIZCAYA ARGENTARIA, S.A
12 DELEGATION OF POWERS TO THE BOARD OF For For Management
DIRECTORS, WITH THE POWER OF
SUBSTITUTION, TO FORMALIZE, CORRECT,
INTERPRET AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT For For Management
ON REMUNERATION OF THE DIRECTORS OF
BBVA, S.A
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNI Security ID: 136375102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Election of Director: Shauneen Bruder For For Management
1B Election of Director: Julie Godin For For Management
1C Election of Director: Denise Gray For For Management
1D Election of Director: Justin M. Howell For For Management
1E Election of Director: The Hon. Kevin G. For For Management
Lynch
1F Election of Director: Margaret A. For For Management
McKenzie
1G Election of Director: James E. O'Connor For For Management
1H Election of Director: Robert Pace For For Management
1I Election of Director: Robert L. For For Management
Phillips
1J Election of Director: Jean-Jacques For For Management
Ruest
1K Election of Director: Laura Stein For For Management
02 Appointment of KPMG LLP as Auditors. For For Management
03 Non-Binding Advisory Resolution to For For Management
accept the approach to executive
compensation disclosed in the
management information circular, the
full text of which resolution is set
out on P.9 of the management
information circular.
04 Non-Binding Advisory Resolution to For Against Management
accept the Company's Climate Action
Plan as disclosed in the management
information circular, the full text of
which resolution is set out on P. 9 of
the management information circular.
05 Shareholder Proposal #1 : Against Against Shareholder
Safety-centred bonus system changes.
The full text of the proposal and
supporting statement, together with
the Board of Directors'
recommendation, is set out on Schedule
D of the accompanying Management
Information Circular.
06 Shareholder Proposal #2 : The role of Against Against Shareholder
the CN Police Service in the
investigation of railway fatalities
and serious injuries. The full text of
the proposal and supporting statement,
together with the Board of Directors'
recommendation, is set out on Schedu
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a. Election of Director: Gil Shwed For For Management
1b. Election of Director: Jerry Ungerman For For Management
1c. Election of Director: Dan Propper For For Management
1d. Election of Director: Dr. Tal Shavit For For Management
1e. Election of Director: Eyal Waldman For For Management
1f. Election of Director: Shai Weiss For For Management
2a. To elect Irwin Federman as outside For For Management
director for an additional three-year
term.
2b. To elect Ray Rothrock as outside For For Management
director for an additional three-year
term
3. To ratify the appointment and For For Management
compensation of Kost, Forer, Gabbay &
Kasierer, a member of Ernst & Young
Global, as our independent registered
public accounting firm for 2020.
4. To approve compensation to Check For Against Management
Point's Chief Executive Officer.
5. To amend the Company's non-executive For For Management
director compensation arrangement.
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD.
Ticker: Security ID: J06930101
Meeting Date: MAR 23, 2021 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director Oku, Masayuki For For Management
2.2 Appoint a Director Ichimaru, Yoichiro For For Management
2.3 Appoint a Director Christoph Franz For For Management
2.4 Appoint a Director William N. Anderson For For Management
2.5 Appoint a Director James H. Sabry For For Management
3 Appoint a Corporate Auditor Ohashi, For For Management
Yoshiaki
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: Security ID: Y1837N109
Meeting Date: MAR 05, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE PROPOSED For Do Not Vote Management
DOMESTIC ISSUE AND THE SPECIFIC
MANDATE: "THAT SUBJECT TO OBTAINING
THE NECESSARY REGULATORY APPROVALS,
THE BOARD BE AND IS HEREBY AUTHORISED
AND GRANTED THE SPECIFIC MANDATE TO
ALLOT, ISSUE AND DEAL WITH UP TO
1,330,4
2 TO CONSIDER AND APPROVE THE For Do Not Vote Management
AUTHORISATION TO THE BOARD TO EXERCISE
FULL POWERS TO DEAL WITH MATTERS
RELATING TO THE PROPOSED DOMESTIC
ISSUE (INCLUDING BUT NOT LIMITED TO
THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON
AUTHORISATION TO THE
3 TO CONSIDER AND APPROVE THE PLAN FOR For Do Not Vote Management
DISTRIBUTION OF PROFITS ACCUMULATED
BEFORE THE PROPOSED DOMESTIC ISSUE
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE PLAN FOR
DISTRIBUTION OF PROFITS ACCUMULATED
BEFO
4 TO CONSIDER AND APPROVE THE POLICY FOR For Do Not Vote Management
STABILISATION OF THE PRICE OF THE RMB
SHARES FOR THE THREE YEARS AFTER THE
PROPOSED DOMESTIC ISSUE IN THE FORM AS
SET FORTH IN APPENDIX I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE PROFITS For Do Not Vote Management
DISTRIBUTION POLICY AND THE DIVIDEND
RETURN PLAN FOR THE THREE YEARS AFTER
THE PROPOSED DOMESTIC ISSUE IN THE
FORM AS SET FORTH IN APPENDIX II TO
THE CIRCULAR
6 TO CONSIDER AND APPROVE THE USE OF For Do Not Vote Management
PROCEEDS FROM THE PROPOSED DOMESTIC
ISSUE (INCLUDING BUT NOT LIMITED TO
THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON THE USE
OF PROCEEDS FROM THE PROPOSED DOMESTIC
ISSUE" IN THE CIRCULAR)
7 TO CONSIDER AND APPROVE THE REMEDIAL For Do Not Vote Management
MEASURES FOR THE POTENTIAL DILUTION OF
IMMEDIATE RETURNS BY THE PROPOSED
DOMESTIC ISSUE IN THE FORM AS SET
FORTH IN APPENDIX III TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE For Do Not Vote Management
UNDERTAKINGS AND THE CORRESPONDING
BINDING MEASURES IN CONNECTION WITH
THE PROPOSED DOMESTIC ISSUE
9 TO CONSIDER AND APPROVE THE ADOPTION For Do Not Vote Management
OF POLICY GOVERNING THE PROCEDURES FOR
THE HOLDING OF GENERAL MEETINGS IN THE
FORM AS SET FORTH IN APPENDIX V TO THE
CIRCULAR WHICH WILL BECOME EFFECTIVE
ON THE DATE OF THE LISTING OF THE RMB
SHARES ON THE SCI-TECH BOA
10 TO CONSIDER AND APPROVE THE ADOPTION For Do Not Vote Management
OF POLICY GOVERNING THE PROCEDURES FOR
THE HOLDING OF BOARD MEETINGS IN THE
FORM AS SET FORTH IN APPENDIX VI TO
THE CIRCULAR WHICH WILL BECOME
EFFECTIVE ON THE DATE OF THE LISTING
OF THE RMB SHARES ON THE SCI-TECH BOAR
11.I TO RE-ELECT DR. JIANG HAO AS AN For Do Not Vote Management
EXECUTIVE DIRECTOR
11.II TO RE-ELECT PROF. WANG HONGGUANG AS AN For Do Not Vote Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
11III TO RE-ELECT MR. AU CHUN KWOK ALAN AS For Do Not Vote Management
AN INDEPENDENT NON- EXECUTIVE DIRECTOR
12 TO CONSIDER AND APPROVE THE AMENDMENTS For Do Not Vote Management
TO THE ARTICLES OF ASSOCIATION: "THAT
SUBJECT TO AND CONDITIONAL UPON THE
PASSING OF ORDINARY RESOLUTION
NUMBERED "1" ABOVE: (1) THE AMENDMENTS
TO THE ARTICLES OF ASSOCIATION AS SET
FORTH IN APPENDIX IV TO THE CIRCUL
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: Security ID: Y1837N109
Meeting Date: MAY 18, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
FINANCIAL STATEMENTS, THE REPORT OF
THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK9 For For Management
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
3.A.I TO RE-ELECT MR. CAI DONGCHEN AS AN For For Management
EXECUTIVE DIRECTOR
3A.II TO RE-ELECT MR. ZHANG CUILONG AS AN For For Management
EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. PAN WEIDONG AS AN For For Management
EXECUTIVE DIRECTOR
3A.IV TO RE-ELECT DR. LI CHUNLEI AS AN For For Management
EXECUTIVE DIRECTOR
3.A.V TO RE-ELECT DR. WANG QINGXI AS AN For For Management
EXECUTIVE DIRECTOR
3A.VI TO RE-ELECT MR. LAW CHEUK KIN STEPHEN For For Management
AS AN INDEPENDENT NON- EXECUTIVE
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management
FIX THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE For For Management
TOHMATSU AS AUDITOR AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THE
REMUNERATION OF AUDITOR
5 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO BUY-BACK SHARES OF THE
COMPANY (ORDINARY RESOLUTION IN ITEM
NO.5 OF THE NOTICE OF ANNUAL GENERAL
MEETING)
6 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY (ORDINARY RESOLUTION IN ITEM
NO.6 OF THE NOTICE OF ANNUAL GENERAL
MEETING)
7 TO GRANT A MANDATE TO THE DIRECTORS TO For Against Management
GRANT OPTIONS UNDER THE SHARE OPTION
SCHEME OF THE COMPANY (ORDINARY
RESOLUTION IN ITEM NO.7 OF THE NOTICE
OF ANNUAL GENERAL MEETING)
--------------------------------------------------------------------------------
DASSAULT SYSTEMES SE
Ticker: Security ID: F2457H472
Meeting Date: MAY 26, 2021 Meeting Type: MIX
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE PARENT COMPANY ANNUAL For For Management
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF THE RESULTS For For Management
4 RELATED-PARTY AGREEMENTS For For Management
5 COMPENSATION POLICY FOR CORPORATE For Against Management
OFFICERS
6 COMPENSATION ELEMENTS PAID IN 2020 OR For For Management
GRANTED WITH RESPECT TO 2020 TO MR.
CHARLES EDELSTENNE, CHAIRMAN OF THE
BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR For Against Management
GRANTED WITH RESPECT TO 2020 TO MR.
BERNARD CHARLES, VICE- CHAIRMAN OF THE
BOARD OF DIRECTORS AND CHIEF EXECUTIVE
OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED For For Management
IN THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-
10-9 OF THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES For For Management
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA For For Management
11 RATIFICATION OF THE APPOINTMENT OF MR. For For Management
PASCAL DALOZ AS A DIRECTOR ON A
TEMPORARY BASIS BY THE BOARD OF
DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT For For Management
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF PREVIOUSLY
REPURCHASED SHARES IN THE FRAMEWORK OF
THE SHARE BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO
ISSUE
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO
ISSUE
16 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVI
17 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A SHARE CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATION OF
RESERVES, PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AS WELL AS TO THE
SECURITIES GI
20 AUTHORIZATION GRANTED TO THE BOARD OF For Against Management
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF
THE COMPANY AND ITS AFFILIATED
COMPANIES ENTAILING AUTOMATICALLY THAT
SHAREHOLDERS WAIVE THEIR PREFERENTIAL
21 AUTHORIZATION OF THE BOARD OF For For Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF MEMBERS OF
A CORPORATE SAVINGS PLAN, WITHOUT
PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL FOR THE BENEFIT OF A
CATEGORY OF BENEFICIARIES, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT For For Management
24 POWERS FOR FORMALITIES For For Management
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD
Ticker: Security ID: Y20246107
Meeting Date: MAR 30, 2021 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPTION OF DIRECTORS' STATEMENT, For For Management
AUDITED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON For For Management
ORDINARY SHARES
3 APPROVAL OF PROPOSED DIRECTORS' For For Management
REMUNERATION OF SGD 4,101,074 FOR
FY2020
4 RE-APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS AUDITOR
AND AUTHORISATION FOR DIRECTORS TO FIX
ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A For For Management
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A For For Management
DIRECTOR RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN For For Management
AS A DIRECTOR RETIRING UNDER ARTICLE
105
8 AUTHORITY TO GRANT AWARDS AND ISSUE For For Management
SHARES UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE For For Management
SHARES UNDER THE CALIFORNIA SUB-PLAN
TO THE DBSH SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND For For Management
TO MAKE OR GRANT CONVERTIBLE
INSTRUMENTS SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO For For Management
THE DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF For For Management
THE SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: Security ID: G42089113
Meeting Date: SEP 28, 2020 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS 2020 For For Management
2 DIRECTORS' REMUNERATION REPORT 2020 For For Management
3 DIRECTORS' REMUNERATION POLICY 2020 For For Management
4 DECLARATION OF FINAL DIVIDEND For For Management
5 ELECTION OF MELISSA BETHELL AS A For For Management
DIRECTOR
6 RE-ELECTION OF JAVIER FERRAN AS A For For Management
DIRECTOR
7 RE-ELECTION OF SUSAN KILSBY AS A For For Management
DIRECTOR
8 RE-ELECTION OF LADY MENDELSOHN AS A For For Management
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A For For Management
DIRECTOR
10 RE-ELECTION OF KATHRYN MIKELLS AS A For For Management
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A For For Management
DIRECTOR
12 RE-APPOINTMENT OF AUDITOR: For For Management
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR For For Management
14 AUTHORITY TO MAKE POLITICAL DONATIONS For For Management
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES For For Management
16 AMENDMENT OF THE DIAGEO 2001 SHARE For For Management
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE For For Management
PLAN
18 ADOPTION OF THE DIAGEO DEFERRED BONUS For For Management
SHARE PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL For For Management
SHARE PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
21 AUTHORITY TO PURCHASE OWN ORDINARY For For Management
SHARES
22 REDUCED NOTICE OF A GENERAL MEETING For For Management
OTHER THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES For For Management
OF ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE For For Management
BENEFIT AND SHARE OWNERSHIP TRUST
TRANSACTIONS
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD
Ticker: Security ID: G3066L101
Meeting Date: MAY 10, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
CONSOLIDATED FINANCIAL STATEMENTS FOR
THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE DIRECTORS' AND
INDEPENDENT AUDITOR'S REPORTS
2 TO DECLARE A FINAL DIVIDEND OF HKD 2. For For Management
10 PER SHARE AND A SPECIAL DIVIDEND OF
HKD 0.32 PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2020
3A.I TO RE-ELECT MR. WANG YUSUO AS DIRECTOR For For Management
3A.II TO RE-ELECT MR. ZHENG HONGTAO AS For For Management
DIRECTOR
3AIII TO RE-ELECT MR. WANG ZIZHENG AS For For Management
DIRECTOR
3A.IV TO RE-ELECT MR. MA ZHIXIANG AS DIRECTOR For For Management
3A.V TO RE-ELECT MR. YUEN PO KWONG AS For For Management
DIRECTOR
3B TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management
FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU For For Management
AS THE AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
6 TO GIVE A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
--------------------------------------------------------------------------------
EPIROC AB
Ticker: Security ID: W25918116
Meeting Date: NOV 27, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT CHAIRMAN OF MEETING None Did not vote Management
2.A DESIGNATE PETRA HEDENGRAN AS INSPECTOR None Did not vote Management
OF MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG AS INSPECTOR None Did not vote Management
OF MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF None Did not vote Management
SHAREHOLDERS
4 APPROVE AGENDA OF MEETING None Did not vote Management
5 ACKNOWLEDGE PROPER CONVENING OF MEETING None Did not vote Management
6 APPROVE SPECIAL DIVIDENDS OF SEK 1.20 For Do Not Vote Management
PER SHARE
7 AMEND ARTICLES OF ASSOCIATION RE For Do Not Vote Management
COMPANY NAME PARTICIPATION AT GENERAL
MEETINGS
--------------------------------------------------------------------------------
EPIROC AB
Ticker: Security ID: W25918116
Meeting Date: APR 28, 2021 Meeting Type: Annual General Meeting
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECT CHAIRMAN OF MEETING None Did not vote Management
2.A DESIGNATE PETRA HEDENGRAN (INVESTOR None Did not vote Management
AB) AS INSPECTOR OF MINUTES OF MEETING
2.B DESIGNATE MIKAEL WIBERG (ALECTA) AS None Did not vote Management
INSPECTOR OF MINUTES OF MEETING
3 PREPARE AND APPROVE LIST OF None Did not vote Management
SHAREHOLDERS
4 APPROVE AGENDA OF MEETING None Did not vote Management
5 ACKNOWLEDGE PROPER CONVENING OF MEETING None Did not vote Management
7.A ACCEPT FINANCIAL STATEMENTS AND For Do Not vote Management
STATUTORY REPORTS
7.B.1 APPROVE DISCHARGE OF LENNART EVRELL For Do Not vote Management
7.B.2 APPROVE DISCHARGE OF JOHAN FORSSELL For Do Not vote Management
7.B.3 APPROVE DISCHARGE OF HELENA HEDBLOM For Do Not vote Management
(AS BOARD MEMBER)
7.B.4 APPROVE DISCHARGE OF JEANE HULL For Do Not vote Management
7.B.5 APPROVE DISCHARGE OF RONNIE LETEN For Do Not vote Management
7.B.6 APPROVE DISCHARGE OF PER LINDBERG (AS For Do Not vote Management
BOARD MEMBER)
7.B.7 APPROVE DISCHARGE OF ULLA LITZEN For Do Not vote Management
7.B.8 APPROVE DISCHARGE OF SIGURD MAREELS For Do Not vote Management
7.B.9 APPROVE DISCHARGE OF ASTRID SKARHEIM For Do Not vote Management
ONSUM
7.B10 APPROVE DISCHARGE OF ANDERS ULLBERG For Do Not vote Management
7.B11 APPROVE DISCHARGE OF NICLAS BERGSTROM For Do Not vote Management
7.B12 APPROVE DISCHARGE OF GUSTAV EL RACHIDI For Do Not vote Management
7.B13 APPROVE DISCHARGE OF KRISTINA KANESTAD For Do Not vote Management
7.B14 APPROVE DISCHARGE OF BENGT LINDGREN For Do Not vote Management
7.B15 APPROVE DISCHARGE OF DANIEL RUNDGREN For Do Not vote Management
7.B16 APPROVE DISCHARGE OF HELENA HEDBLOM For Do Not vote Management
(AS CEO)
7.B17 APPROVE DISCHARGE OF PER LINDBERG (AS For Do Not vote Management
CEO)
7.C APPROVE ALLOCATION OF INCOME AND For Do Not vote Management
DIVIDENDS OF SEK 2.50 PER SHARE
7.D APPROVE REMUNERATION REPORT For Do Not vote Management
8.A DETERMINE NUMBER OF MEMBERS (9) AND For Do Not vote Management
DEPUTY MEMBERS OF BOARD
8.B DETERMINE NUMBER OF AUDITORS (1) AND For Do Not vote Management
DEPUTY AUDITORS
9.A.1 REELECT LENNART EVRELL AS DIRECTOR For Do Not vote Management
9.A.2 REELECT JOHAN FORSSELL AS DIRECTOR For Do Not vote Management
9.A.3 REELECT HELENA HEDBLOM AS DIRECTOR For Do Not vote Management
9.A.4 REELECT JEANE HULL AS DIRECTOR For Do Not vote Management
9.A.5 REELECT RONNIE LETEN AS DIRECTOR For Do Not vote Management
9.A.6 REELECT ULLA LITZEN AS DIRECTOR For Do Not vote Management
9.A.7 REELECT SIGURD MAREELS AS DIRECTOR For Do Not vote Management
9.A.8 REELECT ASTRID SKARHEIM ONSUM AS For Do Not vote Management
DIRECTOR
9.A.9 REELECT ANDERS ULLBERG AS DIRECTOR For Do Not vote Management
9.B REELECT RONNIE LETEN AS BOARD CHAIRMAN For Do Not vote Management
9.C RATIFY DELOITTE AS AUDITORS For Do Not vote Management
10.A APPROVE REMUNERATION OF DIRECTORS IN For Do Not vote Management
THE AMOUNT OF SEK 2.13 MILLION FOR
CHAIR AND SEK 665,000 FOR OTHER
DIRECTORS APPROVE PARTLY REMUNERATION
IN SYNTHETIC SHARES APPROVE
REMUNERATION FOR COMMITTEE WORK
10.B APPROVE REMUNERATION OF AUDITORS For Do Not vote Management
11 APPROVE STOCK OPTION PLAN 2021 FOR KEY For Do Not vote Management
EMPLOYEES
12.A APPROVE EQUITY PLAN FINANCING THROUGH For Do Not vote Management
REPURCHASE OF CLASS A SHARES
12.B APPROVE REPURCHASE OF SHARES TO PAY 50 For Do Not vote Management
PERCENT OF DIRECTOR'S REMUNERATION IN
SYNTHETIC SHARES
12.C APPROVE EQUITY PLAN FINANCING THROUGH For Do Not vote Management
TRANSFER OF CLASS A SHARES TO
PARTICIPANTS
12.D APPROVE SALE OF CLASS A SHARES TO For Do Not vote Management
FINANCE DIRECTOR REMUNERATION IN
SYNTHETIC SHARES
12.E APPROVE SALE OF CLASS A SHARES TO For Do Not vote Management
FINANCE STOCK OPTION PLAN 2016, 2017
AND 2018
13 APPROVE 2:1 STOCK SPLIT APPROVE SEK For Do Not vote Management
250 MILLION REDUCTION IN SHARE CAPITAL
VIA SHARE CANCELLATION APPROVE
CAPITALIZATION OF RESERVES OF SEK 250
MILLION
--------------------------------------------------------------------------------
FANUC CORPORATION
Ticker: Security ID: J13440102
Meeting Date: JUN 24, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2 Amend Articles to: Adopt Reduction of For For Management
Liability System for Directors,
Transition to a Company with
Supervisory Committee, Approve Minor
Revisions
3.1 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Inaba, Yoshiharu
3.2 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Yamaguchi, Kenji
3.3 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Michael J. Cicco
3.4 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Sumikawa, Masaharu
3.6 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Yamazaki, Naoko
4.1 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Kohari,
Katsuo
4.2 Appoint a Director who is Audit and For For Management
Supervisory Committee Member
Mitsumura, Katsuya
4.3 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Imai,
Yasuo
4.4 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Tomita,
Mieko
5 Approve Details of the Compensation to For For Management
be received by Directors (Excluding
Directors who are Audit and
Supervisory Committee Members)
6 Approve Details of the Compensation to For For Management
be received by Directors who are Audit
and Supervisory Committee Members
7 Approve Details of the For For Management
Restricted-Share Compensation to be
received by Directors (Excluding
Directors who are Audit and
Supervisory Committee Members and
Outside Directors)
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
Ticker: FMX Security ID: 344419106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I Report of the chief executive officer None For Management
of the Company, which includes the
financial statements of the Company
for the 2020 fiscal year; opinion of
the Board of Directors of the Company
regarding the content of the report of
the chief executive officer; rep
II Application of the results for the None For Management
2020 fiscal year of the Company, which
will include a dividend declaration
and payment in cash, in Mexican pesos.
III Determination of the maximum amount to None For Management
be allocated for the Company's stock
repurchase fund kept pursuant to
article 56 subsection IV of the Law.
IV Election of the members of the Board None For Management
of Directors and secretaries of the
Company, qualification of their
independence, in accordance with the
Law, and resolution with respect to
their remuneration.
V Election of members of the following None For Management
Committees: (i) Strategy and Finance,
(ii) Audit, and (iii) Corporate
Practices of the Company; appointment
of each of their respective chairman,
and resolution with respect to their
remuneration.
VI Appointment of delegates for the None For Management
formalization of the Meeting's
resolutions.
VII Reading and, if applicable, approval None For Management
of the Meeting's minute.
--------------------------------------------------------------------------------
FUCHS PETROLUB SE
Ticker: Security ID: D27462122
Meeting Date: MAY 04, 2021 Meeting Type: Annual General Meeting
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 PRESENTATION OF THE FINANCIAL None Did not vote Management
STATEMENTS AND ANNUAL REPORTS
PRESENTATION OF-THE FINANCIAL
STATEMENTS AND ANNUAL REPORT FOR THE
2020 FINANCIAL YEAR WITH- THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP
FINANCIAL STATEMENTS AND GROUP-ANNUAL
REPORT AS WELL AS
2 RESOLUTION ON THE APPROPRIATION OF THE None Did not vote Management
DISTRIBUTABLE PROFIT THE
DISTRIBUTABLE-PROFIT OF EUR
136,915,000 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A- DIVIDEND OF EUR
0.98 PER DIVIDEND- ENTITLED ORDINARY
SHARE PAYMENT OF A-DIVIDEND OF EUR 0.
99 PER DIVIDE
3 RATIFICATION OF THE ACTS OF THE BOARD None Did not vote Management
OF MDS
4 RATIFICATION OF THE ACTS OF THE None Did not vote Management
SUPERVISORY BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING None Did not vote Management
ACCOUNTANTS SHALL BE APPOINTED
AS-AUDITORS AND GROUP AUDITORS FOR THE
2021 FINANCIAL
YEAR:-PRICEWATERHOUSECOOPERS GMBH,
MANNHEIM
6 RESOLUTION ON THE APPROVAL OF THE None Did not vote Management
REMUNERATION FOR THE MEMBERS OF THE
BOARD-OF MDS THE REMUNERATION SYSTEM
FOR THE MEMBERS OF THE BOARD OF MDS
SHALL BE-APPROVED
7 RESOLUTION ON THE REMUNERATION FOR THE None Did not vote Management
MEMBERS OF THE SUPERVISORY BOARD
AND-THE CORRESPONDING AMENDMENT TO THE
ARTICLES OF ASSOCIATION AS OF JANUARY
1,-2021, EACH MEMBER OF THE
SUPERVISORY BOARD SHALL RECEIVE A
FIXED ANNUAL- REMUNERATION OF EUR
85,000. TH
8 RESOLUTION ON THE CONVERSION OF THE None Did not vote Management
COMPANY'S BEARER SHARES INTO
REGISTERED-SHARES AND THE
CORRESPONDING AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE- COMPANY'S
BEARER SHARES SHALL BE CONVERTED INTO
REGISTERED SHARES
9 RESOLUTION ON AN AMENDMENT TO SECTION None Did not vote Management
13(2) OF THE ARTICLES OF
ASSOCIATION-SECTION 13(2) SHALL BE
ADJUSTED IN RESPECT OF THE USE OF
ELECTRONIC MEANS OF- COMMUNICATION FOR
THE CONVOCATION OF MEETINGS OF THE
SUPERVISORY BOARD
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: Security ID: D35415104
Meeting Date: FEB 25, 2021 Meeting Type: Annual General Meeting
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER PETER BAUER (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER XIAOQUN CLEVER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER HERBERT DIESS (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER FRIEDRICH EICHINER (FROM FEB.
20, 2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER ANNETTE ENGELFRIED FOR FISCAL
2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER HANS ULRICH HOLDENRIED FOR
FISCAL 2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER RENATE KOECHER (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER SUSANNE LACHENMANN FOR FISCAL
2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER MELANIE RIEDL (FROM FEB. 20,
2020) FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER KERSTIN SCHULZENDORF FOR FISCAL
2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER ULRICH SPIESSHOFER (FROM FEB.
20, 2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER MARGRET SUCKALE (FROM FEB. 20,
2020) FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER ECKART SUENNER (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL For For Management
2021
6 APPROVE REMUNERATION POLICY For For Management
7 APPROVE REMUNERATION OF SUPERVISORY For For Management
BOARD
8 APPROVE CREATION OF EUR 30 MILLION For For Management
POOL OF CAPITAL FOR EMPLOYEE STOCK
PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR For For Management
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S For For Management
RULES OF PROCEDURE
--------------------------------------------------------------------------------
KEYENCE CORPORATION
Ticker: Security ID: J32491102
Meeting Date: JUN 11, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director Takizaki, Takemitsu For For Management
2.2 Appoint a Director Nakata, Yu For For Management
2.3 Appoint a Director Yamaguchi, Akiji For For Management
2.4 Appoint a Director Miki, Masayuki For For Management
2.5 Appoint a Director Yamamoto, Hiroaki For For Management
2.6 Appoint a Director Yamamoto, Akinori For For Management
2.7 Appoint a Director Taniguchi, Seiichi For For Management
2.8 Appoint a Director Suenaga, Kumiko For For Management
3 Appoint a Substitute Corporate Auditor For For Management
Yamamoto, Masaharu
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: Security ID: J35759125
Meeting Date: JUN 18, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director Ohashi, Tetsuji For For Management
2.2 Appoint a Director Ogawa, Hiroyuki For For Management
2.3 Appoint a Director Moriyama, Masayuki For For Management
2.4 Appoint a Director Mizuhara, Kiyoshi For For Management
2.5 Appoint a Director Kigawa, Makoto For For Management
2.6 Appoint a Director Kunibe, Takeshi For For Management
2.7 Appoint a Director Arthur M. Mitchell For For Management
2.8 Appoint a Director Horikoshi, Takeshi For For Management
2.9 Appoint a Director Saiki, Naoko For For Management
3.1 Appoint a Corporate Auditor Ono, Kotaro For For Management
3.2 Appoint a Corporate Auditor Inagaki, For For Management
Yasuhiro
--------------------------------------------------------------------------------
KUBOTA CORPORATION
Ticker: Security ID: J36662138
Meeting Date: MAR 19, 2021 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint a Director Kimata, Masatoshi For For Management
1.2 Appoint a Director Kitao, Yuichi For For Management
1.3 Appoint a Director Yoshikawa, Masato For For Management
1.4 Appoint a Director Kurosawa, Toshihiko For For Management
1.5 Appoint a Director Watanabe, Dai For For Management
1.6 Appoint a Director Matsuda, Yuzuru For For Management
1.7 Appoint a Director Ina, Koichi For For Management
1.8 Appoint a Director Shintaku, Yutaro For For Management
1.9 Appoint a Director Arakane, Kumi For For Management
2 Appoint a Corporate Auditor Furusawa, For For Management
Yuri
3 Approve Details of the Compensation to For For Management
be received by Directors
4 Approve Payment of Bonuses to Directors For For Management
--------------------------------------------------------------------------------
L'OREAL S.A.
Ticker: Security ID: F58149133
Meeting Date: APR 20, 2021 Meeting Type: MIX
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVE FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
2 APPROVE CONSOLIDATED FINANCIAL For For Management
STATEMENTS AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF EUR 4 PER SHARE AND AN
EXTRA OF EUR 0.40 PER SHARE TO LONG
TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR For For Management
5 ELECT ALEXANDRE RICARD AS DIRECTOR For For Management
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS For For Management
AS DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR For For Management
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR For For Management
9 APPROVE COMPENSATION REPORT OF For For Management
CORPORATE OFFICERS
10 APPROVE COMPENSATION OF JEAN- PAUL For For Management
AGON, CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF For For Management
DIRECTORS
12 APPROVE REMUNERATION POLICY OF For For Management
JEAN-PAUL AGON, CHAIRMAN AND CEO UNTIL
APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS For For Management
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF For For Management
JEAN-PAUL AGON, CHAIRMAN OF THE BOARD
SINCE MAY 1, 2021
15 APPROVE AMENDMENT OF EMPLOYMENT For For Management
CONTRACT OF NICOLAS HIERONIMUS, CEO
SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 For For Management
PERCENT OF ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR For For Management
EQUITY-LINKED SECURITIES WITH
PREEMPTIVE RIGHTS UP A MAXIMUM NOMINAL
SHARE CAPITAL VALUE OF EUR 156,764,042.
40
18 AUTHORIZE CAPITALIZATION OF RESERVES For For Management
FOR BONUS ISSUE OR INCREASE IN PAR
VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 For For Management
PERCENT OF ISSUED CAPITAL FOR
CONTRIBUTIONS IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN For For Management
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN For For Management
EMPLOYEE STOCK PURCHASE PLANS RESERVED
FOR EMPLOYEES OF INTERNATIONAL
SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN For For Management
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED For For Management
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------
LINDE PLC
Ticker: Security ID: G5494J103
Meeting Date: JUL 27, 2020 Meeting Type: Annual General Meeting
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.A ELECTION OF DIRECTOR: PROF. DR. For For Management
WOLFGANG REITZLE
1.B ELECTION OF DIRECTOR: STEPHEN F. ANGEL For For Management
1.C ELECTION OF DIRECTOR: PROF. DDR. For For Management
ANN-KRISTIN ACHLEITNER
1.D ELECTION OF DIRECTOR: PROF. DR. For For Management
CLEMENS BORSIG
1.E ELECTION OF DIRECTOR: DR. NANCE K. For For Management
DICCIANI
1.F ELECTION OF DIRECTOR: DR. THOMAS ENDERS For For Management
1.G ELECTION OF DIRECTOR: FRANZ FEHRENBACH For For Management
1.H ELECTION OF DIRECTOR: EDWARD G. GALANTE For For Management
1.I ELECTION OF DIRECTOR: LARRY D. MCVAY For For Management
1.J ELECTION OF DIRECTOR: DR. VICTORIA For For Management
OSSADNIK
1.K ELECTION OF DIRECTOR: PROF. DR. MARTIN For Against Management
H. RICHENHAGEN
1.L ELECTION OF DIRECTOR: ROBERT L. WOOD For For Management
2.A TO RATIFY, ON AN ADVISORY AND For For Management
NON-BINDING BASIS, THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS ("PWC") AS THE
INDEPENDENT AUDITOR
2.B TO AUTHORIZE THE BOARD, ACTING THROUGH For For Management
THE AUDIT COMMITTEE, TO DETERMINE
PWC'S REMUNERATION
3 TO DETERMINE THE PRICE RANGE AT WHICH For For Management
LINDE PLC CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER
IRISH LAW
4 TO APPROVE, ON AN ADVISORY AND For For Management
NON-BINDING BASIS, THE COMPENSATION OF
LINDE PLC'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE 2020 PROXY
STATEMENT
--------------------------------------------------------------------------------
LONZA GROUP AG
Ticker: Security ID: H50524133
Meeting Date: MAY 06, 2021 Meeting Type: Annual General Meeting
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, CONSOLIDATED FINANCIAL For Do Not vote Management
STATEMENTS AND FINANCIAL STATEMENTS OF
LONZA
2 CONSULTATIVE VOTE ON THE REMUNERATION For Do Not vote Management
REPORT
3 DISCHARGE OF THE MEMBERS OF THE BOARD For Do Not vote Management
OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
4 APPROPRIATION OF AVAILABLE EARNINGS / For Do Not vote Management
RESERVES FROM CAPITAL CONTRIBUTION:
CHF 3.00 PER SHARE
5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
WERNER BAUER
5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
ALBERT M. BAEHNY
5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
DOROTHEE DEURING
5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
ANGELICA KOHLMANN
5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
CHRISTOPH MADER
5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
BARBARA RICHMOND
5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
JURGEN STEINEMANN
5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: For Do Not vote Management
OLIVIER VERSCHEURE
5.2 RE-ELECTION OF ALBERT M. BAEHNY AS For Do Not vote Management
CHAIRMAN OF THE BOARD OF DIRECTORS
5.3.A RE-ELECTION TO THE NOMINATION AND For Do Not vote Management
COMPENSATION COMMITTEE: ANGELICA
KOHLMANN
5.3.B RE-ELECTION TO THE NOMINATION AND For Do Not vote Management
COMPENSATION COMMITTEE: CHRISTOPH MADER
5.3.C RE-ELECTION TO THE NOMINATION AND For Do Not vote Management
COMPENSATION COMMITTEE: JURGEN
STEINEMANN
6 RE-ELECTION OF KPMG LTD, ZURICH AS For Do Not vote Management
AUDITORS
7 RE-ELECTION OF THOMANNFISCHER, BASEL For Do Not vote Management
AS INDEPENDENT PROXY
8 COMPENSATION OF THE BOARD OF DIRECTORS For Do Not vote Management
9.1 COMPENSATION OF THE EXECUTIVE For Do Not vote Management
COMMITTEE: MAXIMUM AGGREGATE AMOUNT OF
FIXED COMPENSATION OF THE EXECUTIVE
COMMITTEE
9.2 COMPENSATION OF THE EXECUTIVE For Do Not vote Management
COMMITTEE: AGGREGATE AMOUNT OF
VARIABLE SHORT-TERM COMPENSATION OF
THE EXECUTIVE COMMITTEE
9.3 COMPENSATION OF THE EXECUTIVE For Do Not vote Management
COMMITTEE: MAXIMUM AGGREGATE AMOUNT OF
VARIABLE LONG-TERM COMPENSATION OF THE
EXECUTIVE COMMITTEE
10 RENEWAL OF AUTHORIZED CAPITAL For Do Not vote Management
11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Against Do Not vote Shareholder
MODIFIED PROPOSAL BY A SHAREHOLDER
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE AS FOLLOWS (YES
= VOTE IN FAVOR OF ANY SUCH YET
UNKONWN PROPOSAL; NO = VOTE AGAINST
ANY SUCH YET
--------------------------------------------------------------------------------
NESTLE S.A.
Ticker: Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual General Meeting
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 APPROVAL OF THE ANNUAL REVIEW, THE For Do Not Vote Management
FINANCIAL STATEMENTS OF NESTLE S.A.
AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT For Do Not Vote Management
2020 (ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD For Do Not Vote Management
OF DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM For Do Not Vote Management
THE BALANCE SHEET OF NESTLE S.A.
(PROPOSED DIVIDEND) FOR THE FINANCIAL
YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF For Do Not Vote Management
THE BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: For Do Not Vote Management
LINDIWE MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION For Do Not Vote Management
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION For Do Not Vote Management
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION For Do Not Vote Management
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION For Do Not Vote Management
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: For Do Not Vote Management
ERNST AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT For Do Not Vote Management
REPRESENTATIVE: HARTMANN DREYER,
ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE For Do Not Vote Management
BOARD OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE For Do Not Vote Management
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF For Do Not Vote Management
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP For Do Not Vote Management
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Against Do Not Vote Shareholder
MODIFIED PROPOSAL BY A SHAREHOLDER
DURING THE GENERAL MEETING, I INSTRUCT
THE INDEPENDENT REPRESENTATIVE TO VOTE
AS FOLLOWS: (YES = VOTE IN FAVOR OF
ANY SUCH YET UNKNOWN PROPOSAL, NO =
VOTE AGAINST ANY SUCH YET UNKNO
--------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD.
Ticker: Security ID: J58214131
Meeting Date: MAY 13, 2021 Meeting Type: Annual General Meeting
Record Date: FEB 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Nitori, Akio
1.2 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Shirai, Toshiyuki
1.3 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member Sudo,
Fumihiro
1.4 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Matsumoto, Fumiaki
1.5 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Takeda, Masanori
1.6 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Abiko, Hiromi
1.7 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Okano, Takaaki
1.8 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Sakakibara, Sadayuki
1.9 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Miyauchi, Yoshihiko
1.10 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Yoshizawa, Naoko
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: Security ID: K7317J133
Meeting Date: MAR 11, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 PRESENTATION AND APPROVAL OF THE For Do Not Vote Management
AUDITED ANNUAL REPORT
3 RESOLUTION ON DISTRIBUTION OF PROFIT For Do Not Vote Management
IN ACCORDANCE WITH THE APPROVED ANNUAL
REPORT
4 APPROVAL OF THE REMUNERATION REPORT For Do Not Vote Management
FOR 2020
5 APPROVAL OF REMUNERATION OF THE BOARD For Do Not Vote Management
OF DIRECTORS FOR 2020 AND THE
REMUNERATION LEVEL FOR 2021
6.1 ELECTION OF CHAIR: JOERGEN BUHL For Do Not Vote Management
RASMUSSEN
7.1 ELECTION OF VICE CHAIR: CORNELIS For Do Not Vote Management
(CEES) DE JONG
8.1 ELECTION OF OTHER BOARD MEMBERS: HEINE For Do Not Vote Management
DALSGAARD
8.2 ELECTION OF OTHER BOARD MEMBERS: For Do Not Vote Management
SHARON JAMES
8.3 ELECTION OF OTHER BOARD MEMBERS: KASIM For Do Not Vote Management
KUTAY
8.4 ELECTION OF OTHER BOARD MEMBERS: KIM For Do Not Vote Management
STRATTON
8.5 ELECTION OF OTHER BOARD MEMBERS: For Do Not Vote Management
MATHIAS UHLEN
9.1 ELECTION OF AUDITOR: RE-ELECTION OF PWC For Do Not Vote Management
10.1 PROPOSALS FROM THE BOARD OF DIRECTORS: For Do Not Vote Management
RENEWAL OF AUTHORIZATION TO THE BOARD
OF DIRECTORS TO IMPLEMENT CAPITAL
INCREASES
10.2 PROPOSALS FROM THE BOARD OF DIRECTORS: For Do Not Vote Management
REDUCTION OF THE SHARE CAPITAL
10.3 PROPOSALS FROM THE BOARD OF DIRECTORS: For Do Not Vote Management
AUTHORIZATION TO ACQUIRE TREASURY
SHARES
10.4 PROPOSALS FROM THE BOARD OF DIRECTORS: For Do Not Vote Management
AMENDMENT OF ARTICLE 7 (SHAREHOLDERS
MEETING, TIME, PLACE AND NOTICE)
10.5 PROPOSALS FROM THE BOARD OF DIRECTORS: For Do Not Vote Management
APPROVAL OF AMENDMENT OF REMUNERATION
POLICY (FORMALIZING THE FEE STRUCTURE
OF THE INNOVATION COMMITTEE)
10.6 AUTHORIZATION TO THE MEETING For Do Not Vote Management
CHAIRPERSON
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Ticker: Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE BOARD OF DIRECTORS OF THE COMPANY
FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL For For Management
REPORT OF THE COMPANY FOR THE YEAR
2020 AND ITS SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF For For Management
FINAL ACCOUNTS OF THE COMPANY FOR THE
YEAR 2020 INCLUDING THE AUDIT REPORT
AND AUDITED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT For For Management
DISTRIBUTION PLAN OF THE COMPANY FOR
THE YEAR 2020 AND THE PROPOSED
DISTRIBUTION OF FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION For For Management
REGARDING THE APPOINTMENT OF AUDITORS
OF THE COMPANY FOR THE YEAR 2021,
APPOINTING ERNST & YOUNG HUA MING LLP
AS THE PRC AUDITOR OF
7 TO CONSIDER AND APPROVE THE For For Management
PERFORMANCE EVALUATION REPORT OF THE
INDEPENDENT NON- EXECUTIVE DIRECTORS
FOR THE YEAR 2020
8.01 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. MA MINGZHE AS AN
EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.02 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. XIE YONGLIN AS AN
EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.03 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MS. TAN SIN YIN AS AN
EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.04 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. YAO JASON BO AS AN
EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.05 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MS. CAI FANGFANG AS AN
EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.06 TO CONSIDER AND APPROVE THE RE- For Against Management
ELECTION OF MR. SOOPAKIJ CHEARAVANONT
AS A NON-EXECUTIVE DIRECTOR TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 12TH SESSION OF THE BOARD
8.07 TO CONSIDER AND APPROVE THE RE- For Against Management
ELECTION OF MR. YANG XIAOPING AS A
NONEXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.08 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. WANG YONGJIAN AS A
NONEXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.09 TO CONSIDER AND APPROVE THE ELECTION For For Management
OF MR. HUANG WEI AS A NON-EXECUTIVE
DIRECTOR TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 12TH SESSION
OF THE BOARD
8.10 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. OUYANG HUI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 12TH SESSION OF THE BOARD
8.11 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. NG SING YIP AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 12TH SESSION OF THE BOARD
8.12 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. CHU YIYUN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 12TH SESSION OF THE BOARD
8.13 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. LIU HONG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 12TH SESSION OF THE BOARD
8.14 TO CONSIDER AND APPROVE THE ELECTION For For Management
OF MR. JIN LI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
12TH SESSION OF THE BOARD
8.15 TO CONSIDER AND APPROVE THE ELECTION For For Management
OF MR. NG KONG PING ALBERT AS AN
INDEPENDENT NON- EXECUTIVE DIRECTOR TO
HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 12TH SESSION OF THE BOARD
9.01 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. GU LIJI AS AN
INDEPENDENT SUPERVISOR TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE
10TH SESSION OF THE SUPERVISORY
COMMITTEE
9.02 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MR. HUANG BAOKUI AS AN
INDEPENDENT SUPERVISOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE EXPIRY OF THE
TERM OF THE 10TH SESSION OF THE
SUPERVISORY COMMITTEE
9.03 TO CONSIDER AND APPROVE THE RE- For For Management
ELECTION OF MS. ZHANG WANGJIN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR
OF THE COMPANY TO HOLD OFFICE UNTIL
THE EXPIRY OF THE TERM OF THE 10TH
SESSION OF THE SUPERVISORY COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION For For Management
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
11 TO CONSIDER AND APPROVE THE RESOLUTION For For Management
REGARDING THE PROPOSED GRANT OF
GENERAL MANDATE BY THE GENERAL MEETING
TO THE BOARD TO ISSUE H SHARES, THAT
IS, THE GRANT OF A GENERAL MANDATE TO
THE BOARD TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL H SHARES NOT EXCEED
12 TO CONSIDER AND APPROVE THE RESOLUTION For For Management
REGARDING THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------
PJSC LUKOIL
Ticker: LUKOY Security ID: 69343P105
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve interim dividends for the For For Management
first nine months of 2020
2. Approve remuneration of directors For For Management
--------------------------------------------------------------------------------
PJSC LUKOIL
Ticker: LUKOY Security ID: 69343P105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of the 2020 Annual Report of For For Management
PJSC "LUKOIL," the annual accounting
(financial) statements, distribution
of profits and adoption of a decision
on payment (declaration) of dividends
based on the 2020 annual results
2A. Election of Director: ALEKPEROV, Vagit None Do Not vote Management
Yusufovich
2B. Election of Director: BLAZHEEV, Victor None Do Not vote Management
Vladimirovich
2C. Election of Director: GATI, Toby None For Management
Trister
2D. Election of Director: MAGANOV, Ravil None Do Not vote Management
Ulfatovich
2E. Election of Director: MUNNINGS, Roger None For Management
2F. Election of Director: PORFIREV , Boris None For Management
Nikolaevich
2G. Election of Director: TEPLUKHIN, Pavel None For Management
Mikhailovich
2H. Election of Director: FEDUN, Leonid None Do Not vote Management
Arnoldovich
2I. Election of Director: KHOBA, Lyubov None Do Not vote Management
Nikolaevna
2J. Election of Director: SHATALOV, Sergey None For Management
Dmitrievich
2K. Election of Director: SCHUSSEL, None For Management
Wolfgang
3. Appointment of the President of PJSC For For Management
"LUKOIL"
4.1 Resolution to pay remuneration to For For Management
members of the Board of Directors of
PJSC "LUKOIL" pursuant to Appendix
No. 1 hereto
4.2 Resolution to establish the amounts For For Management
of remuneration for the newly elected
members of the Board of Directors of
PJSC "LUKOIL" pursuant to Appendix No.
2 hereto
5. Approval of the Auditor of PJSC For For Management
"LUKOIL"
6. Approval of Addenda to the Charter For For Management
of Public Joint Stock Company "Oil
company "LUKOIL"
7. Decision on consent to perform an For Abstain Management
interested-party transaction
--------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK
Ticker: TLK Security ID: 715684106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of Annual Report and For For Management
Ratification of the Company's
Consolidated Financial Statement for
Financial Year of 2020 as well as the
Board of Commissioner's Supervision
Duty Implementation Report for
Financial Year of 2020.
2. Ratification of the Company's Annual For For Management
Report of Partnerships and Community
Development Program for Financial Year
of 2020.
3. Determination on Utilization of the For For Management
Company's Net Profit for Financial
Year of 2020.
4. Determination of Bonus for the For Against Management
Financial year of 2020, Salary for
Board of Directors and Honorarium for
Board of Commissioners Including other
Facilities and Benefits for the Year
of 2021.
5. Appointment of Public Accounting Firm For Against Management
to Audit the Company's Consolidated
Financial Statement and Financial
Statement of the Social and
Environmental Responsibility Program
for Financial Year of 2021.
6. Approval on Amendment of the Articles For Against Management
of Association of the Company.
7. Ratification on Regulation of Minister For For Management
of State Owned Enterprise Number: PER-
11/MBU/11/2020 concerning Management
Contract and Annual Management
Contract of State Owned Enterprise's
Directors.
8. Changes to the Management of the For Against Management
Company.
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: Security ID: G75754104
Meeting Date: APR 09, 2021 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPT FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
2 APPROVE REMUNERATION POLICY For For Management
3 APPROVE REMUNERATION REPORT FOR UK LAW For For Management
PURPOSES
4 APPROVE REMUNERATION REPORT FOR For For Management
AUSTRALIAN LAW PURPOSES
5 RE-ELECT MEGAN CLARK AS DIRECTOR For For Management
6 RE-ELECT HINDA GHARBI AS DIRECTOR For For Management
7 RE-ELECT SIMON HENRY AS DIRECTOR For For Management
8 RE-ELECT SAM LAIDLAW AS DIRECTOR For For Management
9 RE-ELECT SIMON MCKEON AS DIRECTOR For For Management
10 RE-ELECT JENNIFER NASON AS DIRECTOR For For Management
11 RE-ELECT JAKOB STAUSHOLM AS DIRECTOR For For Management
12 RE-ELECT SIMON THOMPSON AS DIRECTOR For For Management
13 RE-ELECT NGAIRE WOODS AS DIRECTOR For For Management
14 REAPPOINT KPMG LLP AS AUDITORS For For Management
15 AUTHORISE THE AUDIT COMMITTEE TO FIX For For Management
REMUNERATION OF AUDITORS
16 AUTHORISE EU POLITICAL DONATIONS AND For For Management
EXPENDITURE
17 APPROVE GLOBAL EMPLOYEE SHARE PLAN For For Management
18 APPROVE UK SHARE PLAN For For Management
19 AUTHORISE ISSUE OF EQUITY For For Management
20 AUTHORISE ISSUE OF EQUITY WITHOUT For For Management
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY For For Management
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL For For Management
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: Security ID: G7690A118
Meeting Date: MAY 18, 2021 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1. RECEIPT OF ANNUAL REPORT AND ACCOUNTS For For Management
2. APPROVAL OF DIRECTORS REMUNERATION For For Management
REPORT
3. APPOINTMENT OF JANE HOLL LUTE AS A For For Management
DIRECTOR OF THE COMPANY
4. REAPPOINTMENT OF BEN VAN BEURDEN AS A For For Management
DIRECTOR OF THE COMPANY
5. REAPPOINTMENT OF DICK BOER AS A For For Management
DIRECTOR OF THE COMPANY
6. REAPPOINTMENT OF NEIL CARSON AS A For For Management
DIRECTOR OF THE COMPANY
7. REAPPOINTMENT OF ANN GODBEHERE AS A For For Management
DIRECTOR OF THE COMPANY
8. REAPPOINTMENT OF EULEEN GOH AS A For For Management
DIRECTOR OF THE COMPANY
9. REAPPOINTMENT OF CATHERINE HUGHES AS A For For Management
DIRECTOR OF THE COMPANY
10. REAPPOINTMENT OF MARTINA HUND- MEJEAN For For Management
AS A DIRECTOR OF THE COMPANY
11. REAPPOINTMENT OF SIR ANDREW MACKENZIE For For Management
AS A DIRECTOR OF THE COMPANY
12. REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS For For Management
A DIRECTOR OF THE COMPANY
13. REAPPOINTMENT OF JESSICA UHL AS A For For Management
DIRECTOR OF THE COMPANY
14. REAPPOINTMENT OF GERRIT ZALM AS A For For Management
DIRECTOR OF THE COMPANY
15. REAPPOINTMENT OF AUDITORS: ERNST & For For Management
YOUNG LLP
16. REMUNERATION OF AUDITORS For For Management
17. AUTHORITY TO ALLOT SHARES For For Management
18. DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
19. AUTHORITY TO PURCHASE OWN SHARES For For Management
20. SHELLS ENERGY TRANSITION STRATEGY For For Management
21. PLEASE NOTE THAT THIS IS A SHAREHOLDER Against Against Shareholder
PROPOSAL: SHAREHOLDER RESOLUTION: THE
COMPANY HAS RECEIVED NOTICE PURSUANT
TO THE UK COMPANIES ACT 2006 OF THE
INTENTION TO MOVE THE RESOLUTION SET
FORTH ON PAGE 6 AND INCORPORATED
HEREIN BY WAY OF REFERENCE AT THE C
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD
Ticker: Security ID: 796050888
Meeting Date: MAR 17, 2021 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF AUDITED FINANCIAL For For Management
STATEMENTS (FY2020)
2.1.1 ELECTION OF INDEPENDENT DIRECTOR: For For Management
APPOINTMENT OF DR. BYUNG-GOOK PARK
2.1.2 ELECTION OF INDEPENDENT DIRECTOR: For For Management
APPOINTMENT OF DR. JEONG KIM
2.2.1 ELECTION OF EXECUTIVE DIRECTOR: For For Management
APPOINTMENT OF DR. KINAM KIM
2.2.2 ELECTION OF EXECUTIVE DIRECTOR: For For Management
APPOINTMENT OF HYUN-SUK KIM
2.2.3 ELECTION OF EXECUTIVE DIRECTOR: For For Management
APPOINTMENT OF DONG-JIN KOH
3 ELECTION OF INDEPENDENT DIRECTOR FOR For For Management
AUDIT COMMITTEE MEMBER: APPOINTMENT OF
DR. SUN- UK KIM
4 APPROVAL OF DIRECTOR REMUNERATION For For Management
LIMIT (FY2021)
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: 803054204
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2. Resolution on the appropriation of the None For Management
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of None For Management
the acts of the Executive Board in
fiscal year 2020.
4. Resolution on the formal approval of None For Management
the acts of the Supervisory Board in
fiscal year 2020.
5. Appointment of the auditors of the None For Management
annual financial statements and group
annual financial statements for fiscal
year 2021.
6A. By-Election of Supervisory Board None For Management
member: Dr Qi Lu
6B. By-Election of Supervisory Board None For Management
member: Dr Rouven Westphal
7. Resolution on the granting of a new None For Management
authorization of the Executive Board
to issue convertible and/or
warrant-linked bonds, profit-sharing
rights and/or income bonds (or
combinations of these instruments),
the option to exclude shareholders'
subscription r
8. Amendment of Article 2 (1) of the None For Management
Articles of Incorporation (Corporate
Purpose).
9. Amendment of Article 18 (3) of the None For Management
Articles of Incorporation (Right to
Attend the General Meeting of
Shareholders - Proof of Shareholding).
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: Security ID: F86921107
Meeting Date: APR 28, 2021 Meeting Type: MIX
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE CORPORATE FINANCIAL For For Management
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL For For Management
YEAR AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS For For Management
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING For For Management
TO THE COMPENSATION OF CORPORATE
OFFICERS PAID DURING OR ALLOCATED IN
RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 MENTIONED IN ARTICLE L.
22-10-9 OF THE FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE For For Management
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE
SAME FINANCIAL YEAR TO MR. JEAN PASCAL
TRICOIRE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
7 APPROVAL OF THE COMPENSATION POLICY For For Management
FOR THE CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
8 APPROVAL OF THE COMPENSATION POLICY For For Management
FOR THE MEMBERS OF THE BOARD OF
DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. For For Management
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA For For Management
OHLSSON-LEIJON AS DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Against Against Shareholder
SHAREHOLDER PROPOSAL: APPOINTMENT OF
MR. THIERRY JACQUET AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Against Against Shareholder
SHAREHOLDER PROPOSAL: APPOINTMENT OF
MRS. ZENNIA CSIKOS AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. For For Management
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Against Against Shareholder
SHAREHOLDER PROPOSAL: APPOINTMENT OF
MRS. MALENE KVIST KRISTENSEN AS
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF For For Management
DIRECTORS FOR THE COMPANY TO PURCHASE
ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
ANY TRANSFERABLE SECURITY GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS BY WAY OF A PUBLIC
OF
18 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
ANY TRANSFERABLE SECURITY GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS, AS PART OF AN
OFFER
19 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE NUMBER OF
SHARES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH RETENTION OR
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
ANY TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL OF THE COMPANY
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS IN ORDER TO REMUNER
21 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING PREMIUMS,
RESERVES, PROFITS OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN WITHOUT
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD For For Management
OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR EMPLOYEES OF
CERTAIN FOREIGN GROUP COMPANIES,
DIRECTLY OR THROUGH INTERVENING
ENTITIES, IN ORDER TO OFFER THEM
BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS
24 AUTHORIZATION FOR THE BOARD OF For For Management
DIRECTORS TO CANCEL COMPANY SHARES
PURCHASED UNDER SHARE BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS For For Management
TO CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES For For Management
--------------------------------------------------------------------------------
SGS SA
Ticker: Security ID: H7485A108
Meeting Date: MAR 23, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF For Do Not Vote Management
SGS SA AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE SGS GROUP FOR 2020
1.2 ADVISORY VOTE ON THE 2020 REMUNERATION For Do Not Vote Management
REPORT
2 RELEASE OF THE BOARD OF DIRECTORS AND For Do Not Vote Management
OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT For Do Not Vote Management
4.1.1 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. CALVIN GRIEDER
4.1.2 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. SAMI ATIYA
4.1.3 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. PAUL DESMARAIS, JR
4.1.4 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. IAN GALLIENNE
4.1.5 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. SHELBY R. DU PASQUIER
4.1.6 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MS. KORY SORENSON
4.1.7 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MR. TOBIAS HARTMANN
4.1.8 RE-ELECTION AND ELECTION TO THE BOARD For Do Not Vote Management
OF DIRECTOR: MS. JANET S. VERGIS (NEW)
4.2.1 ELECTION OF MR. CALVIN GRIEDER AS For Do Not Vote Management
CHAIRMAN OF THE BOARD OF DIRECTORS
4.3.1 ELECTION TO THE REMUNERATION For Do Not Vote Management
COMMITTEE: MR. IAN GALLIENNE
4.3.2 ELECTION TO THE REMUNERATION For Do Not Vote Management
COMMITTEE: MR. SHELBY R. DU PASQUIER
4.3.3 ELECTION TO THE REMUNERATION For Do Not Vote Management
COMMITTEE: MS. KORY SORENSEN
4.4 ELECTION OF THE STATUTORY AUDITORS: For Do Not Vote Management
PRICEWATERHOUSECOOPERS SA, GENEVA
4.5 ELECTION OF THE INDEPENDENT PROXY: For Do Not Vote Management
JEANDIN + DEFACQZ, GENEVA
5.1 REMUNERATION MATTERS: REMUNERATION OF For Do Not Vote Management
THE BOARD OF DIRECTORS UNTIL THE 2022
ANNUAL GENERAL MEETING
5.2 REMUNERATION MATTERS: FIXED For Do Not Vote Management
REMUNERATION OF SENIOR MANAGEMENT FOR
THE FISCAL YEAR 2022
5.3 REMUNERATION MATTERS: ANNUAL VARIABLE For Do Not Vote Management
REMUNERATION OF SENIOR MANAGEMENT FOR
THE FISCAL YEAR 2020
5.4 REMUNERATION MATTERS: LONG TERM For Do Not Vote Management
INCENTIVE PLAN TO BE ISSUED IN 2021
6 REDUCTION OF SHARE CAPITAL For Do Not Vote Management
7 AUTHORIZED SHARE CAPITAL For Do Not Vote Management
--------------------------------------------------------------------------------
SHIONOGI & CO.,LTD.
Ticker: Security ID: J74229105
Meeting Date: JUN 22, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director Teshirogi, Isao For For Management
2.2 Appoint a Director Sawada, Takuko For For Management
2.3 Appoint a Director Ando, Keiichi For For Management
2.4 Appoint a Director Ozaki, Hiroshi For For Management
2.5 Appoint a Director Takatsuki, Fumi For For Management
3 Appoint a Corporate Auditor Fujiwara, For For Management
Takaoki
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB
Ticker: Security ID: W25381141
Meeting Date: MAR 30, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 ELECTION OF CHAIR OF THE MEETING: SVEN None Did not vote Management
UNGER, MEMBER OF THE SWEDISH
BAR-ASSOCIATION
3.a ELECTION OF OSSIAN EKDAHL, FORSTA None Did not vote Management
AP-FONDEN
3.b ELECTION OF PER COLLEEN, FJARDE None Did not vote Management
AP-FONDEN
4 PREPARATION AND APPROVAL OF THE VOTING None Did not vote Management
LIST
5 APPROVAL OF THE AGENDA None Did not vote Management
6 DETERMINATION OF WHETHER THE MEETING None Did not vote Management
HAS BEEN DULY CONVENED
8 RESOLUTION REGARDING ADOPTION OF THE For Do Not Vote Management
INCOME STATEMENT AND THE BALANCE SHEET
AND THE CONSOLIDATED INCOME STATEMENT
AND THE CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING ALLOCATION OF THE For Do Not Vote Management
BANK'S PROFITS OR LOSSES IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET: THE
BOARD OF DIRECTORS PROPOSES A DIVIDEND
OF SEK 4.10 PER SHARE AND 1 APRIL 2021
AS RECORD DATE FOR THE DIVIDEND. IF
THE MEETING DECIDES ACCORDI
10.1 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: JOHAN H.
ANDRESEN
10.2 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: SIGNHILD
ARNEGARD HANSEN
10.3 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY:
ANNE-CATHERINE BERNER
10.4 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: SAMIR
BRIKHO
10.5 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: WINNIE
FOK
10.6 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY:
ANNA-KARIN GLIMSTROM
10.7 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: ANNIKA
DAHLBERG
10.8 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY:
CHARLOTTA LINDHOLM
10.9 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: SVEN
NYMAN
10.10 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: MAGNUS
OLSSON
10.11 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: LARS
OTTERSGARD
10.12 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: JESPER
OVESEN
10.13 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: HELENA
SAXON
10.14 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: JOHAN
TORGEBY (AS MEMBER OF THE BOARD OF
DIRECTORS)
10.15 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: MARCUS
WALLENBERG
10.16 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: HAKAN
WESTERBERG
10.17 RESOLUTION REGARDING DISCHARGE OF THE For Do Not Vote Management
MEMBERS OF THE BOARD OF DIRECTORS AND
THE PRESIDENT FROM LIABILITY: JOHAN
TORGEBY (AS PRESIDENT)
11 DETERMINATION OF THE NUMBER OF MEMBERS For Do Not Vote Management
OF THE BOARD OF DIRECTORS TO BE
ELECTED BY THE SHAREHOLDERS' MEETING:
THE NOMINATION COMMITTEE PROPOSES 9
DIRECTORS
12 DETERMINATION OF THE NUMBER OF For Do Not Vote Management
AUDITORS TO BE ELECTED BY THE
SHAREHOLDERS' MEETING: THE NOMINATION
COMMITTEE PROPOSES ONE AUDITOR
13.1 DETERMINATION OF FEES TO THE BOARD OF For Do Not Vote Management
DIRECTORS AND AUDITORS: FEES TO THE
BOARD OF DIRECTORS
13.2 DETERMINATION OF FEES TO THE BOARD OF For Do Not Vote Management
DIRECTORS AND AUDITORS: FEES TO THE
AUDITOR
14.A1 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: SIGNHILD ARNEGARD HANSEN
14.A2 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: ANNE-CATHERINE BERNER
14.A3 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: WINNIE FOK
14.A4 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: SVEN NYMAN
14.A5 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: LARS OTTERSGARD
14.A6 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: JESPER OVESEN
14.A7 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: HELENA SAXON
14.A8 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: JOHAN TORGEBY
14.A9 ELECTION OF THE MEMBER OF THE BOARD OF For Do Not Vote Management
DIRECTORS UNTIL THE ANNUAL GENERAL
MEETING 2022: MARCUS WALLENBERG
14.B ELECTION OF THE CHAIR OF THE BOARD OF For Do Not Vote Management
DIRECTORS MARCUS WALLENBERG
15 ELECTION OF AUDITOR: THE NOMINATION For Do Not Vote Management
COMMITTEE PROPOSES ELECTION OF THE
REGISTERED PUBLIC ACCOUNTING FIRM
ERNST & YOUNG AB FOR THE PERIOD UP TO
AND INCLUDING THE ANNUAL GENERAL
MEETING 2022. SHOULD ERNST & YOUNG AB
BE ELECTED, THE AUTHORISED PUBLIC
ACCOUNT
16 THE BOARD OF DIRECTOR'S REMUNERATION For Do Not Vote Management
REPORT 2020
17.A THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
LONG-TERM EQUITY PROGRAMMES FOR 2021:
SEB ALL EMPLOYEE PROGRAMME 2021 (AEP)
FOR ALL EMPLOYEES IN MOST OF THE
COUNTRIES WHERE SEB OPERATES
17.B THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
LONG-TERM EQUITY PROGRAMMES FOR 2021:
SEB SHARE DEFERRAL PROGRAMME 2021
(SDP) FOR THE GROUP EXECUTIVE COMMITTEE
17.C THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
LONG-TERM EQUITY PROGRAMMES FOR 2021:
SEB RESTRICTED SHARE PROGRAMME 2021
(RSP) FOR OTHER THAN SENIOR MANAGERS
IN CERTAIN BUSINESS UNITS
18.A THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: ACQUISITION OF THE BANK'S
OWN SHARES IN ITS SECURITIES BUSINESS
18.B THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: ACQUISITION AND SALE OF
THE BANK'S OWN SHARES FOR CAPITAL
PURPOSES AND FOR LONG-TERM EQUITY
PROGRAMMES
18.C THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
THE ACQUISITION AND SALE OF THE BANK'S
OWN SHARES: TRANSFER OF THE BANK'S OWN
SHARES TO PARTICIPANTS IN THE 2021
LONG-TERM EQUITY PROGRAMMES
19 THE BOARD OF DIRECTOR'S PROPOSAL FOR For Do Not Vote Management
DECISION ON AUTHORIZATION TO THE BOARD
OF DIRECTORS TO ISSUE CONVERTIBLES
20 THE BOARD OF DIRECTOR'S PROPOSAL ON For Do Not Vote Management
THE APPOINTMENT OF AUDITORS OF
FOUNDATIONS THAT HAVE DELEGATED THEIR
BUSINESS TO THE BANK: THE BOARD OF
DIRECTORS PROPOSES THAT KARIN
WESTERLUND, MAZARS AB, IS APPOINTED
AUDITOR IN THE FOUNDATION "VON
WILLEBRANDSKA UNDE
21 THE BOARD OF DIRECTOR'S PROPOSAL TO For Do Not Vote Management
AMEND THE ARTICLES OF ASSOCIATION:
SECTIONS 1, 3 AND 8
22.A PLEASE NOTE THAT THIS RESOLUTION IS A None Do Not Vote Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
THE SHAREHOLDER ELISABETH DAHLERUS
DAHLIN ON DISPOSITIONS OF THE BANK'S
LENDING TO FOSSIL FUELS AND INVESTMENT
IN THE SAME: THE BANK IMMEDIATELY
SHALL WORK FOR THE EXCLUSION OF FOSS
22.B PLEASE NOTE THAT THIS RESOLUTION IS A None Do Not Vote Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
THE SHAREHOLDER ELISABETH DAHLERUS
DAHLIN ON DISPOSITIONS OF THE BANK'S
LENDING TO FOSSIL FUELS AND INVESTMENT
IN THE SAME: THE BANK SHALL EXCLUDE
FOSSIL FUELS AS INVESTMENT OBJECTS
23.A PLEASE NOTE THAT THIS RESOLUTION IS A None Do Not Vote Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
THE SHAREHOLDER ROLF LINDAHL ON THE
BANK'S FINANCING OF COMPANIES TO KEEP
THE WORLD BELOW 1.5 DECREE C: BY 2025,
THE BANK WILL ONLY FINANCE THOSE
COMPANIES AND PROJECTS THAT ARE IN
23.B PLEASE NOTE THAT THIS RESOLUTION IS A None Do Not Vote Shareholder
SHAREHOLDER PROPOSAL: PROPOSAL FROM
THE SHAREHOLDER ROLF LINDAHL ON THE
BANK'S FINANCING OF COMPANIES TO KEEP
THE WORLD BELOW 1.5 DECREE C: THE
BOARD OF DIRECTORS OF THE BANK SHALL
REPORT BACK ON HOW THIS HAS BEEN IMP
--------------------------------------------------------------------------------
SONOVA HOLDING AG
Ticker: Security ID: H8024W106
Meeting Date: JUN 15, 2021 Meeting Type: Annual General Meeting
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ACCEPT FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
1.2 APPROVE REMUNERATION REPORT For For Management
(NON-BINDING)
2 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF CHF 3.20 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR For For Management
MANAGEMENT
4.1.1 REELECT ROBERT SPOERRY AS DIRECTOR AND For For Management
BOARD CHAIRMAN
4.1.2 REELECT LYNN BLEIL AS DIRECTOR For For Management
4.1.3 REELECT LUKAS BRAUNSCHWEILER AS For For Management
DIRECTOR
4.1.4 REELECT STACY SENG AS DIRECTOR For For Management
4.1.5 REELECT RONALD VAN DER VIS AS DIRECTOR For For Management
4.1.6 REELECT JINLONG WANG AS DIRECTOR For For Management
4.1.7 REELECT ADRIAN WIDMER AS DIRECTOR For For Management
4.2.1 ELECT GREGORY BEHAR AS DIRECTOR For For Management
4.2.2 ELECT ROLAND DIGGELMANN AS DIRECTOR For For Management
4.3 REAPPOINT STACY SENG AS MEMBER OF THE For For Management
NOMINATION AND COMPENSATION COMMITTEE
4.4.1 APPOINT LUKAS BRAUNSCHWEILER AS MEMBER For For Management
OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.4.2 APPOINT ROLAND DIGGELMANN AS MEMBER OF For For Management
THE NOMINATION AND COMPENSATION
COMMITTEE
4.5 RATIFY ERNST YOUNG AG AS AUDITORS For For Management
4.6 DESIGNATE KELLER KLG AS INDEPENDENT For For Management
PROXY
5.1 APPROVE REMUNERATION OF DIRECTORS IN For For Management
THE AMOUNT OF CHF 3.1 MILLION
5.2 APPROVE REMUNERATION OF EXECUTIVE For For Management
COMMITTEE IN THE AMOUNT OF CHF 15.8
MILLION
6 APPROVE CHF 61,299 REDUCTION IN SHARE For For Management
CAPITAL AS PART OF THE SHARE BUYBACK
PROGRAM VIA CANCELLATION OF
REPURCHASED SHARES
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: Security ID: G84228157
Meeting Date: MAY 12, 2021 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT For For Management
FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND OF USD 0. For For Management
09 PER ORDINARY SHARE FOR THE YEAR
ENDED 31 DECEMBER 2020
3 TO APPROVE THE ANNUAL REPORT ON For For Management
REMUNERATION CONTAINED IN THE
DIRECTORS' REMUNERATION REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO ELECT MARIA RAMOS, AN INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT DAVID CONNER, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT BYRON GROTE, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT ANDY HALFORD, AN EXECUTIVE For For Management
DIRECTOR
8 TO RE-ELECT CHRISTINE HODGSON, CBE, AN For For Management
INDEPENDENT NON- EXECUTIVE DIRECTOR
9 TO RE-ELECT GAY HUEY EVANS, OBE, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT NAGUIB KHERAJ, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
11 TO RE-ELECT PHIL RIVETT, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
12 TO RE-ELECT DAVID TANG, AN INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR
13 TO RE-ELECT CARLSON TONG, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
14 TO RE-ELECT JOSE VINALS, AS GROUP For For Management
CHAIRMAN
15 TO RE-ELECT JASMINE WHITBREAD, AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR
16 TO RE-ELECT BILL WINTERS, CBE, AN For For Management
EXECUTIVE DIRECTOR
17 TO RE-APPOINT ERNST & YOUNG LLP AS For For Management
AUDITOR TO THE COMPANY FROM THE END OF
THE AGM UNTIL THE END OF NEXT YEAR'S
AGM
18 TO AUTHORISE THE AUDIT COMMITTEE, For For Management
ACTING FOR AND ON BEHALF OF THE BOARD,
TO SET THE REMUNERATION OF THE AUDITOR
19 TO AUTHORISE THE COMPANY AND ITS For For Management
SUBSIDIARIES TO MAKE POLITICAL
DONATIONS AND INCUR POLITICAL
EXPENDITURE WITHIN THE LIMITS
PRESCRIBED IN THE RESOLUTION
20 TO APPROVE THE 2021 STANDARD CHARTERED For For Management
SHARE PLAN AND AUTHORISE THE BOARD TO
DO ANYTHING IT CONSIDERS NECESSARY OR
DESIRABLE FOR ITS IMPLEMENTATION AND
OPERATION
21 TO AUTHORISE THE BOARD TO ALLOT For For Management
ORDINARY SHARES
22 TO EXTEND THE AUTHORITY TO ALLOT For For Management
ORDINARY SHARES GRANTED PURSUANT TO
RESOLUTION 21 BY SUCH NUMBER OF SHARES
REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 27
23 TO AUTHORISE THE BOARD TO ALLOT SHARES For For Management
AND GRANT RIGHTS TO SUBSCRIBE FOR OR
TO CONVERT ANY SECURITY INTO SHARES IN
RELATION TO ANY ISSUES BY THE COMPANY
OF EQUITY CONVERTIBLE ADDITIONAL TIER
1 SECURITIES
24 TO AUTHORISE THE BOARD TO DISAPPLY For For Management
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 21
25 IN ADDITION TO THE AUTHORITY GRANTED For For Management
PURSUANT TO RESOLUTION 24, TO
AUTHORISE THE BOARD TO DISAPPLY
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED PURSUANT TO
RESOLUTION 21 FOR THE PURPOSES OF
ACQUISITIONS AND OTHER CAPITAL
INVESTMENTS
26 IN ADDITION TO THE AUTHORITIES GRANTED For For Management
PURSUANT TO RESOLUTIONS 24 AND 25, TO
AUTHORISE THE BOARD TO DISAPPLY
PRE-EMPTION RIGHTS IN RELATION TO THE
AUTHORITY GRANTED, IN RESPECT OF
EQUITY CONVERTIBLE ADDITIONAL TIER 1
SECURITIES, PURSUANT TO RESOLUTION 23
27 TO AUTHORISE THE COMPANY TO PURCHASE For For Management
ITS OWN ORDINARY SHARES
28 TO AUTHORISE THE COMPANY TO PURCHASE For For Management
ITS OWN PREFERENCE SHARES
29 TO ENABLE THE COMPANY TO CALL A For For Management
GENERAL MEETING OTHER THAN AN AGM ON
NO LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: Security ID: D827A1108
Meeting Date: MAY 05, 2021 Meeting Type: Annual General Meeting
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF EUR 0.97 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
FOR FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS For For Management
FOR FISCAL YEAR 2021
6.1 ELECT MICHAEL KOENIG TO THE For For Management
SUPERVISORY BOARD
6.2 ELECT URSULA BUCK TO THE SUPERVISORY For For Management
BOARD
6.3 ELECT BERND HIRSCH TO THE SUPERVISORY For For Management
BOARD
6.4 ELECT HORST-OTTO GERBERDING TO THE For For Management
SUPERVISORY BOARD
6.5 ELECT ANDREA PFEIFER TO THE For For Management
SUPERVISORY BOARD
6.6 ELECT PETER VANACKER TO THE For For Management
SUPERVISORY BOARD
7 AMEND ARTICLES RE: ONLINE For For Management
PARTICIPATION; ABSENTEE VOTE; VIRTUAL
GENERAL MEETING
8 APPROVE REMUNERATION POLICY For For Management
9 APPROVE REMUNERATION OF SUPERVISORY For For Management
BOARD
--------------------------------------------------------------------------------
SYSMEX CORPORATION
Ticker: Security ID: J7864H102
Meeting Date: JUN 25, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Ietsugu, Hisashi
2.2 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Asano, Kaoru
2.3 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Tachibana, Kenji
2.4 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Matsui, Iwane
2.5 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Kanda, Hiroshi
2.6 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Yoshida, Tomokazu
2.7 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Takahashi, Masayo
2.8 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member Ota,
Kazuo
2.9 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Fukumoto, Hidekazu
3 Appoint a Substitute Director who is For For Management
Audit and Supervisory Committee Member
Onishi, Koichi
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
Ticker: TSM Security ID: 874039100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1) To accept 2020 Business Report and For For Management
Financial Statements.
2) Based on recent amendments to the For For Management
"Template of Procedures for Election
of Director" by the Taiwan Stock
Exchange, to approve amendments to the
ballot format requirement for election
of Directors set forth in TSMC's
"Rules for Election of Directors".
3) To approve the issuance of employee For For Management
restricted stock awards for year 2021.
4).1 DIRECTOR-Mark Liu* For For Management
4).2 DIRECTOR-C.C. Wei* For For Management
4).3 DIRECTOR-F.C. Tseng* For For Management
4).4 DIRECTOR-Ming-Hsin Kung*+ For For Management
4).5 DIRECTOR-Sir Peter L. Bonfield# For For Management
4).6 DIRECTOR-Kok-Choo Chen# For For Management
4).7 DIRECTOR-Michael R. Splinter# For For Management
4).8 DIRECTOR-Moshe N. Gavrielov# For For Management
4).9 DIRECTOR-Yancey Hai# For For Management
4).10 DIRECTOR-L. Rafael Reif# For For Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD
Ticker: Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ADOPT THE SHARE OPTION PLAN OF For For Management
CHINA LITERATURE LIMITED
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD
Ticker: Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR 'S
REPORT FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND For For Management
3.A TO RE-ELECT MR YANG SIU SHUN AS For For Management
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management
FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE For For Management
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS
AS AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE For Against Management
DIRECTORS TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE For Against Management
NEW SHARES BY ADDING THE NUMBER OF
SHARES REPURCHASED
--------------------------------------------------------------------------------
UNICHARM CORPORATION
Ticker: Security ID: J94104114
Meeting Date: MAR 26, 2021 Meeting Type: Annual General Meeting
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Takahara, Takahisa
1.2 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Ishikawa, Eiji
1.3 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member Mori,
Shinji
2.1 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Wada,
Hiroko
2.2 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Sugita,
Hiroaki
2.3 Appoint a Director who is Audit and For For Management
Supervisory Committee Member Asada,
Shigeru
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Court Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF CROSS-BORDER MERGER For For Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Ordinary General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 THE SPECIAL RESOLUTION IS TO APPROVE: For For Management
(I) THE CROSS-BORDER MERGER, INCLUDING
ALL SUCH STEPS AS ARE NECESSARY TO BE
TAKEN FOR THE PURPOSE OF EFFECTING THE
CROSS-BORDER MERGER; AND (II) THE
AMENDMENTS TO THE COMPANY'S ARTICLES
OF ASSOCIATION. THE SPECIAL RE
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: Security ID: G92087165
Meeting Date: MAY 05, 2021 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1. ACCEPT FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
2. APPROVE REMUNERATION REPORT For For Management
3. APPROVE REMUNERATION POLICY For For Management
4. APPROVE CLIMATE TRANSITION ACTION PLAN For Abstain Management
5. RE-ELECT NILS ANDERSEN AS DIRECTOR For For Management
6. RE-ELECT LAURA CHA AS DIRECTOR For For Management
7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR For For Management
8. RE-ELECT ALAN JOPE AS DIRECTOR For For Management
9. RE-ELECT ANDREA JUNG AS DIRECTOR For For Management
10. RE-ELECT SUSAN KILSBY AS DIRECTOR For For Management
11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR For For Management
12. RE-ELECT YOUNGME MOON AS DIRECTOR For For Management
13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR For For Management
14. RE-ELECT JOHN RISHTON AS DIRECTOR For For Management
15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR For For Management
16. REAPPOINT KPMG LLP AS AUDITORS For For Management
17. AUTHORISE BOARD TO FIX REMUNERATION OF For For Management
AUDITORS
18. AUTHORISE EU POLITICAL DONATIONS AND For For Management
EXPENDITURE
19. APPROVE SHARES PLAN For For Management
20. AUTHORISE ISSUE OF EQUITY For For Management
21. AUTHORISE ISSUE OF EQUITY WITHOUT For For Management
PRE-EMPTIVE RIGHTS
22. AUTHORISE ISSUE OF EQUITY WITHOUT For For Management
PRE-EMPTIVE RIGHTS IN CONNECTION WITH
AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
23. AUTHORISE MARKET PURCHASE OF ORDINARY For For Management
SHARES
24. AUTHORISE THE COMPANY TO CALL GENERAL For For Management
MEETING WITH TWO WEEKS' NOTICE
25. ADOPT NEW ARTICLES OF ASSOCIATION For For Management
26. APPROVE REDUCTION OF THE SHARE PREMIUM For For Management
ACCOUNT
--------------------------------------------------------------------------------
YANDEX N.V.
Ticker: YNDX Security ID: N97284108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of the 2019 annual statutory For For Management
accounts of the Company.
2. Proposal to discharge the directors For For Management
from their liability towards the
Company for their management during
the 2019 financial year.
3. Proposal to re-appoint Arkady Volozh For For Management
as an executive member of the Board of
Directors for a four-year term.
4. Proposal to re-appoint Mikhail For For Management
Parakhin as a non-executive member of
the Board of Directors for a one-year
term.
5. Authorization to cancel 1,429,984 of For For Management
the Company's outstanding Class C
Shares.
6. Appointment of the external auditor of For For Management
the Company's consolidated financial
statements and statutory accounts for
the 2020 financial year.
7. Authorization to designate the Board For For Management
of Directors to issue Class A Shares.
8. Authorization to designate the Board For For Management
of Directors to exclude pre-emptive
rights.
9. Authorization of the Board of For For Management
Directors to acquire shares in the
Company.
--------------------------------------------------------------------------------
YANDEX N.V.
Ticker: YNDX Security ID: N97284108
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Prior approval of the proposed For For Management
resolution of the Board of Directors
to resolve upon the legal merger of
the Company (acquiring company) with
Yandex.Market B.V. (disappearing
company).
2. Approval of the 2020 annual statutory For For Management
accounts of the Company.
3. Proposal to discharge the directors For For Management
from their liability towards the
Company for their management during
the 2020 financial year.
4. Proposal to re-appoint John Boynton as For For Management
a non-executive member of the Board of
Directors for a four-year term.
5. Proposal to re-appoint Esther Dyson as For For Management
a non-executive member of the Board of
Directors for a four-year term.
6. Proposal to re-appoint Ilya Strebulaev For For Management
as a nonexecutive member of the Board
of Directors for a four-year term.
7. Proposal to appoint Alexander Moldovan For For Management
as a nonexecutive member of the Board
of Directors for a four-year term.
8. Appointment of the external auditor of For For Management
the Company's consolidated financial
statements and statutory accounts for
the 2021 financial year.
9. Authorization to designate the Board For For Management
of Directors to issue Class A Shares.
10. Authorization to designate the Board For For Management
of Directors to exclude pre-emptive
rights.
11. Authorization of the Board of For For Management
Directors to acquire shares in the
Company.
====================== Homestead Small Company Stock Fund ======================
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mechiel (Michael) M. du For For Management
Toit
1.2 Elect Director David W. Gryska For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTAIR ENGINEERING INC.
Ticker: ALTR Security ID: 021369103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Boyce For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
1b Elect Director Jim F. Anderson For For Management
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Pagano, Jr. For For Management
1.2 Elect Director Neil A. Schrimsher For For Management
1.3 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARKO CORP.
Ticker: ARKO Security ID: 041242108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arie Kotler For For Management
1.2 Elect Director Michael J. Gade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Rohman For For Management
1.2 Elect Director Thomas G. Snead, Jr. For For Management
1.3 Elect Director Ronald L. Tillett For For Management
1.4 Elect Director Keith L. Wampler For For Management
1.5 Elect Director F. Blair Wimbush For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director William J. Morgan For For Management
1j Elect Director Anthony V. Nicolosi For For Management
1k Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Precious W. Owodunni For For Management
1.3 Elect Director Marc J. Shapiro For For Management
1.4 Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Giuseppina Buonfantino For For Management
1c Elect Director Michael D. Casey For For Management
1d Elect Director A. Bruce Cleverly For For Management
1e Elect Director Jevin S. Eagle For For Management
1f Elect Director Mark P. Hipp For For Management
1g Elect Director William J. Montgoris For For Management
1h Elect Director David Pulver For For Management
1i Elect Director Gretchen W. Schar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For For Management
1d Elect Director Thomas S. Gayner For For Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director Liam J. Kelly For For Management
1g Elect Director Philip A. Okala For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Didier Teirlinck For For Management
1j Elect Director Rajiv Vinnakota For For Management
1k Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alan P. Krusi For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Pablo G. Mercado For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director William J. Sandbrook For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
1.10 Elect Director Cindy L. Wallis-Lage For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED
Ticker: CHCT Security ID: 20369C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gardner For For Management
1.2 Elect Director Claire Gulmi For For Management
1.3 Elect Director Robert Hensley For For Management
1.4 Elect Director Lawrence Van Horn For For Management
1.5 Elect Director Timothy Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Booth For For Management
1b Elect Director Rocky Dewbre For For Management
1c Elect Director Laura Flanagan For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Scott E. McPherson For For Management
1f Elect Director Diane Randolph For For Management
1g Elect Director Harvey L. Tepner For For Management
1h Elect Director Rosemary Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC.
Ticker: CBRL Security ID: 22410J106
Meeting Date: NOV 19, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Thomas H. Barr For For Management
1.2 Elect Director Carl T. Berquist For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Meg G. Crofton For For Management
1.5 Elect Director Gilbert R. Davila For For Management
1.6 Elect Director Norman E. Johnson For For Management
1.7 Elect Director William W. McCarten For For Management
1.8 Elect Director Coleman H. Peterson For For Management
1.9 Elect Director Gisel Ruiz For For Management
1.10 Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1.1 Elect Director Raymond P. Barbrick For Did Not Vote Shareholder
1.2 Elect Director Thomas H. Barr For Did Not Vote Shareholder
1.3 Elect Director Carl T. Berquist For Did Not Vote Shareholder
1.4 Elect Director Sandra B. Cochran For Did Not Vote Shareholder
1.5 Elect Director Meg G. Crofton For Did Not Vote Shareholder
1.6 Elect Director Gilbert R. Davila For Did Not Vote Shareholder
1.7 Elect Director William W. McCarten For Did Not Vote Shareholder
1.8 Elect Director Coleman H. Peterson For Did Not Vote Shareholder
1.9 Elect Director Gisel Ruiz For Did Not Vote Shareholder
1.10 Elect Director Andrea M. Weiss For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan None Did Not Vote Management
4 Ratify Deloitte & Touche LLP as None Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angie Chen Button For For Management
1.2 Elect Director C.H. Chen For For Management
1.3 Elect Director Warren Chen For For Management
1.4 Elect Director Michael R. Giordano For For Management
1.5 Elect Director Keh-Shew Lu For For Management
1.6 Elect Director Peter M. Menard For For Management
1.7 Elect Director Christina Wen-Chi Sung For For Management
1.8 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERLY GOVERNMENT PROPERTIES, INC.
Ticker: DEA Security ID: 27616P103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrell W. Crate For For Management
1.2 Elect Director William C. Trimble, III For For Management
1.3 Elect Director Michael P. Ibe For For Management
1.4 Elect Director William H. Binnie For For Management
1.5 Elect Director Cynthia A. Fisher For For Management
1.6 Elect Director Scott D. Freeman For For Management
1.7 Elect Director Emil W. Henry, Jr. For For Management
1.8 Elect Director Tara S. Innes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bylaws to Allow Stockholders the For For Management
Right to Amend Bylaws
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERN BANKSHARES, INC.
Ticker: EBC Security ID: 27627N105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Bane For For Management
1.2 Elect Director Joseph T. Chung For For Management
1.3 Elect Director Paul M. Connolly For For Management
1.4 Elect Director Bari A. Harlam For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerome Hauer For For Management
1b Elect Director Robert Kramer For For Management
1c Elect Director Marvin White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Monaco For For Management
1.2 Elect Director Ashwini (Ash) Gupta For For Management
1.3 Elect Director Wendy G. Hannam For For Management
1.4 Elect Director Jeffrey A. Hilzinger For For Management
1.5 Elect Director Angela A. Knight For For Management
1.6 Elect Director Laura Newman Olle For For Management
1.7 Elect Director Richard J. Srednicki For For Management
1.8 Elect Director Richard P. Stovsky For For Management
1.9 Elect Director Ashish Masih For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Chan For For Management
1.2 Elect Director Steven M. Fludder For For Management
1.3 Elect Director Paul J. Tufano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Carruthers For For Management
1.2 Elect Director Scott Huennekens For For Management
1.3 Elect Director Christine Tsingos For For Management
2a Declassify the Board of Directors For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESH HOSPITALITY, INC.
Ticker: Security ID: 30224P211
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: STAY Security ID: 30224P200
Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For Did Not Vote Management
2 Advisory Vote on Golden Parachutes For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Against Management
2 Advisory Vote on Golden Parachutes Against Against Management
3 Adjourn Meeting Against Against Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Allen For For Management
1.2 Elect Director William (Bill) F. For For Management
Andrews
1.3 Elect Director James (Jim) W. Ayers For For Management
1.4 Elect Director J. Jonathan (Jon) Ayers For For Management
1.5 Elect Director William (Bill) F. For For Management
Carpenter, III
1.6 Elect Director Agenia W. Clark For For Management
1.7 Elect Director James (Jim) W. Cross, IV For For Management
1.8 Elect Director James (Jimmy) L. Exum For For Management
1.9 Elect Director Christopher (Chris) T. For For Management
Holmes
1.10 Elect Director Orrin H. Ingram For For Management
1.11 Elect Director Raja J. Jubran For For Management
1.12 Elect Director Stuart C. McWhorter For For Management
1.13 Elect Director Emily J. Reynolds For For Management
1.14 Elect Director Melody J. Sullivan For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene J. Lowe, III For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director William F. Owens For For Management
1.4 Elect Director Brenda L. Reichelderfer For For Management
1.5 Elect Director Jennifer L. Sherman For For Management
1.6 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For Withhold Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Boyles For For Management
1.2 Elect Director Robert A. Cashell, Jr. For For Management
1.3 Elect Director Randall M. Chesler For For Management
1.4 Elect Director Sherry L. Cladouhos For For Management
1.5 Elect Director James M. English For For Management
1.6 Elect Director Annie M. Goodwin For For Management
1.7 Elect Director Kristen L. Heck For For Management
1.8 Elect Director Craig A. Langel For For Management
1.9 Elect Director Douglas J. McBride For For Management
1.10 Elect Director George R. Sutton For For Management
2 Amend Articles of Incorporation to For For Management
Provide for Indemnification of
Directors and Officers
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGEVITY CORPORATION
Ticker: NGVT Security ID: 45688C107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Luis Fernandez-Moreno For For Management
1c Elect Director J. Michael Fitzpatrick For For Management
1d Elect Director John C. Fortson For For Management
1e Elect Director Diane H. Gulyas For For Management
1f Elect Director Frederick J. Lynch For For Management
1g Elect Director Karen G. Narwold For For Management
1h Elect Director Daniel F. Sansone For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOVALON HOLDINGS, INC.
Ticker: INOV Security ID: 45781D101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Dunleavy For For Management
1.2 Elect Director Denise K. Fletcher For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Isaac (Zak) S. Kohane For For Management
1.5 Elect Director Mark A. Pulido For For Management
1.6 Elect Director Lee D. Roberts For For Management
1.7 Elect Director William J. Teuber, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Antrum For For Management
1.2 Elect Director Pamela G. Bailey For For Management
1.3 Elect Director Cheryl C. Capps For For Management
1.4 Elect Director Joseph W. Dziedzic For For Management
1.5 Elect Director James F. Hinrichs For For Management
1.6 Elect Director Jean Hobby For For Management
1.7 Elect Director Tyrone Jeffers For For Management
1.8 Elect Director M. Craig Maxwell For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Bill R. Sanford For For Management
1.11 Elect Director Donald J. Spence For For Management
1.12 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas L. Deitrich For For Management
1b Elect Director Timothy M. Leyden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Ressler For For Management
1.2 Elect Director Vivek Shah For For Management
1.3 Elect Director Douglas Y. Bech For For Management
1.4 Elect Director Sarah Fay For For Management
1.5 Elect Director W. Brian Kretzmer For For Management
1.6 Elect Director Jonathan F. Miller For For Management
1.7 Elect Director Stephen Ross For For Management
1.8 Elect Director Pamela Sutton-Wallace For For Management
1.9 Elect Director Scott C. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. Kehoe For For Management
1b Elect Director Steven J. Bensinger For For Management
1c Elect Director Teresa P. Chia For For Management
1d Elect Director Robert V. Hatcher, III For For Management
1e Elect Director Anne C. Kronenberg For For Management
1f Elect Director Robert Lippincott, III For For Management
1g Elect Director James J. Ritchie For For Management
1h Elect Director Frederick L. Russell, For For Management
Jr.
1i Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W. Earl Reed, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond T. Baker For For Management
1.2 Elect Director David E. Blackford For For Management
1.3 Elect Director Courtney L. Mizel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Kevin M. Phillips For For Management
1.3 Elect Director Richard L. Armitage For For Management
1.4 Elect Director Mary K. Bush For For Management
1.5 Elect Director Barry G. Campbell For For Management
1.6 Elect Director Richard J. Kerr For For Management
1.7 Elect Director Peter B. LaMontagne For For Management
1.8 Elect Director Kenneth A. Minihan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC.
Ticker: MEDP Security ID: 58506Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Davenport, Jr. For For Management
1.2 Elect Director Cornelius P. McCarthy, For For Management
III
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC.
Ticker: NSTG Security ID: 63009R109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elisha W. Finney For For Management
1b Elect Director Gregory Norden For For Management
1c Elect Director Janet George For For Management
1d Elect Director Charles P. Waite For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie L. Capps For For Management
1.2 Elect Director John A. DeFord For For Management
1.3 Elect Director R. Scott Huennekens For For Management
1.4 Elect Director Siddhartha C. Kadia For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETIQ, INC.
Ticker: PETQ Security ID: 71639T106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Kennedy For For Management
1b Elect Director Sheryl Oloughlin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Cook For For Management
1.2 Elect Director David L. King For For Management
1.3 Elect Director Carla S. Mashinski For For Management
1.4 Elect Director Terry D. McCallister For For Management
1.5 Elect Director Thomas E. McCormick For For Management
1.6 Elect Director Jose R. Rodriguez For For Management
1.7 Elect Director John P. Schauerman For For Management
1.8 Elect Director Robert A. Tinstman For For Management
1.9 Elect Director Patricia K. Wagner For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chad L. Williams For For Management
1.2 Elect Director John W. Barter For For Management
1.3 Elect Director Joan A. Dempsey For For Management
1.4 Elect Director Catherine R. Kinney For For Management
1.5 Elect Director Peter A. Marino For For Management
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Mazen Rawashdeh For For Management
1.8 Elect Director Wayne M. Rehberger For For Management
1.9 Elect Director Philip P. Trahanas For For Management
1.10 Elect Director Stephen E. Westhead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
Ticker: SHEN Security ID: 82312B106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Beckett For For Management
1b Elect Director Richard L. Koontz, Jr. For For Management
1c Elect Director Leigh Ann Schultz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Hill, Jr. For For Management
1.2 Elect Director Jean E. Davis For For Management
1.3 Elect Director Martin B. Davis For For Management
1.4 Elect Director John H. Holcomb, III For For Management
1.5 Elect Director Charles W. McPherson For For Management
1.6 Elect Director Ernest S. Pinner For For Management
1.7 Elect Director G. Ruffner Page, Jr. For For Management
1.8 Elect Director Joshua A. Snively For For Management
1.9 Elect Director John C. Corbett For For Management
1.10 Elect Director William K. Pou, Jr. For For Management
1.11 Elect Director David G. Salyers For For Management
2 Declassify the Board of Directors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Corbett For For Management
1b Elect Director Jean E. Davis For For Management
1c Elect Director Martin B. Davis For For Management
1d Elect Director Robert H. Demere, Jr. For For Management
1e Elect Director Cynthia A. Hartley For For Management
1f Elect Director Robert R. Hill, Jr. For For Management
1g Elect Director John H. Holcomb, III For For Management
1h Elect Director Robert R. Horger For For Management
1i Elect Director Charles W. McPherson For For Management
1j Elect Director G. Ruffner Page, Jr. For For Management
1k Elect Director Ernest S. Pinner For For Management
1l Elect Director John C. Pollok For For Management
1m Elect Director William Knox Pou, Jr. For For Management
1n Elect Director David G. Salyers For For Management
1o Elect Director Joshua A. Snively For For Management
1p Elect Director Kevin P. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAAR SURGICAL COMPANY
Ticker: STAA Security ID: 852312305
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Farrell For For Management
1.2 Elect Director Thomas G. Frinzi For For Management
1.3 Elect Director Gilbert H. Kliman For For Management
1.4 Elect Director Caren Mason For For Management
1.5 Elect Director John C. Moore For For Management
1.6 Elect Director Louis E. Silverman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAAR SURGICAL COMPANY
Ticker: STAA Security ID: 852312305
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Farrell For For Management
1.2 Elect Director Thomas G. Frinzi For For Management
1.3 Elect Director Gilbert H. Kliman For For Management
1.4 Elect Director Caren Mason For For Management
1.5 Elect Director Louis E. Silverman For For Management
1.6 Elect Director Elizabeth Yeu For For Management
1.7 Elect Director K. Peony Yu For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: G8473T100
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breeden For For Management
1b Elect Director Cynthia L. Feldmann For For Management
1c Elect Director Jacqueline B. Kosecoff For For Management
1d Elect Director David B. Lewis For For Management
1e Elect Director Walter M Rosebrough, Jr. For For Management
1f Elect Director Nirav R. Shah For For Management
1g Elect Director Mohsen M. Sohi For For Management
1h Elect Director Richard M. Steeves For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Appoint Ernst & Young Chartered For For Management
Accountants as Irish Statutory Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Lance For For Management
1.2 Elect Director Anne K. Wade For For Management
1.3 Elect Director Susan A. Ellerbusch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Declassify the Board of Directors For For Management
7 Eliminate Supermajority Vote For For Management
Requirement
8 Amend Charter to Add Federal Forum For For Management
Selection Provision
9 Amend Charter to Delete the Waiver of For For Management
Section 203 of the DGCL
--------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC.
Ticker: DSG Security ID: 249906108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For For Management
1.2 Elect Director Deborah Close For For Management
1.3 Elect Director Eric A. Demirian For For Management
1.4 Elect Director Dennis Maple For For Management
1.5 Elect Director Chris Muntwyler For For Management
1.6 Elect Director Jane O'Hagan For For Management
1.7 Elect Director Edward J. Ryan For For Management
1.8 Elect Director John J. Walker For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TREEHOUSE FOODS, INC.
Ticker: THS Security ID: 89469A104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashley Buchanan For For Management
1.2 Elect Director Steven Oakland For For Management
1.3 Elect Director Jill A. Rahman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION
Ticker: TWST Security ID: 90184D100
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily M. Leproust For For Management
1.2 Elect Director William Banyai For For Management
1.3 Elect Director Robert Chess For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Linda Crawford For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Reid French For For Management
1.5 Elect Director Stephen Gold For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Andrew Miller For For Management
1.8 Elect Director Richard Nottenburg For For Management
1.9 Elect Director Jason Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTU FINANCIAL, INC.
Ticker: VIRT Security ID: 928254101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Gambale For For Management
1.2 Elect Director John D. Nixon For For Management
1.3 Elect Director David J. Urban For For Management
1.4 Elect Director Michael T. Viola For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
============================= Homestead Value Fund =============================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director David J. Roux For For Management
1h Elect Director John E. Sununu For For Management
1i Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm
4.3 Ratify BDO AG (Zurich) as Special For For Management
Audit Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael P. Connors For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Robert J. Hugin For For Management
5.7 Elect Director Robert W. Scully For For Management
5.8 Elect Director Eugene B. Shanks, Jr. For For Management
5.9 Elect Director Theodore E. Shasta For For Management
5.10 Elect Director David H. Sidwell For For Management
5.11 Elect Director Olivier Steimer For For Management
5.12 Elect Director Luis Tellez For For Management
5.13 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board For For Management
Chairman
7.1 Elect Michael P. Connors as Member of For For Management
the Compensation Committee
7.2 Elect Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Amend Omnibus Stock Plan For For Management
10 Approve CHF 86,557,222.50 Reduction in For For Management
Share Capital via Cancellation in
Nominal Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate For For Management
Remuneration of Directors
11.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 48
Million for Fiscal 2022
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For For Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Thomas P. Bostick For For Management
1c Elect Director James M. Foote For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Paul C. Hilal For For Management
1f Elect Director David M. Moffett For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Suzanne M. Vautrinot For For Management
1i Elect Director James L. Wainscott For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director John J. Zillmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For For Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For For Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Mary Hogan Preusse For For Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gaurdie Banister, Jr. For For Management
1c Elect Director Wesley G. Bush For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Debra L. Dial For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Jim Fitterling For For Management
1h Elect Director Jacqueline C. Hinman For For Management
1i Elect Director Luis A. Moreno For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Luther C. Kissam For For Management
1i Elect Director Frederick M. Lowery For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Deanna M. Mulligan For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
7 Report on Plastic Pollution Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against Against Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Congruency Political Against Against Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For For Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For For Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against Against Shareholder
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Domitille Doat-Le Bigot For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director Richard Francis For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director David P. Abney For For Management
1.3 Elect Director Marianne C. Brown For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Ann M. Fudge For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against Against Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For For Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For For Management
Director
3h Reelect Peter Smitham as Non-Executive For For Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For For Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Robert G. Bohn For For Management
1c Elect Director Linda S. Harty For For Management
1d Elect Director Kevin A. Lobo For For Management
1e Elect Director Candy M. Obourn For For Management
1f Elect Director Joseph Scaminace For For Management
1g Elect Director Ake Svensson For For Management
1h Elect Director Laura K. Thompson For For Management
1i Elect Director James R. Verrier For For Management
1j Elect Director James L. Wainscott For For Management
1k Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against Against Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against Against Shareholder
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Adopt Majority Vote Cast to Remove Against Against Shareholder
Directors With or Without Cause
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against Against Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against Against Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against For Shareholder
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director K. David Boyer, Jr. For For Management
1c Elect Director Agnes Bundy Scanlan For For Management
1d Elect Director Anna R. Cablik For For Management
1e Elect Director Dallas S. Clement For For Management
1f Elect Director Paul D. Donahue For For Management
1g Elect Director Paul R. Garcia For For Management
1h Elect Director Patrick C. Graney, III For For Management
1i Elect Director Linnie M. Haynesworth For For Management
1j Elect Director Kelly S. King For For Management
1k Elect Director Easter A. Maynard For For Management
1l Elect Director Donna S. Morea For For Management
1m Elect Director Charles A. Patton For For Management
1n Elect Director Nido R. Qubein For For Management
1o Elect Director David M. Ratcliffe For For Management
1p Elect Director William H. Rogers, Jr. For For Management
1q Elect Director Frank P. Scruggs, Jr. For For Management
1r Elect Director Christine Sears For For Management
1s Elect Director Thomas E. Skains For For Management
1t Elect Director Bruce L. Tanner For For Management
1u Elect Director Thomas N. Thompson For For Management
1v Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Halligan For For Management
1.2 Elect Director David C. Kimbell For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | HOMESTEAD FUNDS, INC. |
|
|
By (Signature and Title) | /s/ Mark D. Santero |
| Mark D. Santero |
| President, Chief Executive Officer and Director |
|
|
Date: | August 27, 2021 |