Cassandra Borchers, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| Investment Company Report |
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | THE PROCTER & GAMBLE COMPANY | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 742718109 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | PG | | Meeting Date | | 11-Oct-2022 | |
| | |
|
| ISIN | | US7427181091 | | Agenda | | 935703149 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | ELECTION OF DIRECTOR: B. Marc Allen | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | ELECTION OF DIRECTOR: Angela F. Braly | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | ELECTION OF DIRECTOR: Amy L. Chang | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | ELECTION OF DIRECTOR: Joseph Jimenez | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | ELECTION OF DIRECTOR: Christopher Kempczinski | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | ELECTION OF DIRECTOR: Debra L. Lee | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | ELECTION OF DIRECTOR: Terry J. Lundgren | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | ELECTION OF DIRECTOR: Christine M. McCarthy | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | ELECTION OF DIRECTOR: Jon R. Moeller | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | ELECTION OF DIRECTOR: Rajesh Subramaniam | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | ELECTION OF DIRECTOR: Patricia A. Woertz | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratify Appointment of the Independent Registered Public | | | | |
| | | | |
| Accounting Firm | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory Vote to Approve the Company's Executive | | | | |
| | | | |
| Compensation (the "Say on Pay" vote) | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | �� | | | | | | | | | | | | | | |
| | | MEDTRONIC PLC | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | G5960L103 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | MDT | | Meeting Date | | 08-Dec-2022 | |
| | |
|
| ISIN | | IE00BTN1Y115 | | Agenda | | 935723610 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Richard H. Anderson | |
|
|
| 1b. | | Management | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Craig Arnold | | |
| |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Scott C. Donnelly | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Lidia L. Fonseca | |
|
|
| 1e. | | Management | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Andrea J. Goldsmith, Ph.D. | | |
| |
|
|
|
| 1f. | | Management | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Randall J. Hogan, III | | |
| |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Kevin E. Lofton | |
|
|
| Management | | For | |
| 1h. | | Election of Director to hold office until the 2023 Annual | | | | For | |
| | | | |
| | General Meeting: Geoffrey S. Martha | | | |
| |
|
|
|
| 1i. | | Management | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Elizabeth G. Nabel, M.D. | | |
| |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Denise M. O'Leary | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director to hold office until the 2023 Annual | | | | |
| | | | |
| General Meeting: Kendall J. Powell | |
|
|
| 2. | | Management | | For | | For | |
| | Ratifying, in a non-binding vote, the appointment of | | | | |
| | | | |
| PricewaterhouseCoopers LLP as the Company's | | |
| |
| independent auditor for fiscal year 2023 and authorizing, | |
| in a binding vote, the Board of Directors, acting through | |
| the Audit Committee, to set the auditor's remuneration. | |
|
|
|
| 3. | | Management | | For | | For | |
| | Approving, on an advisory basis, the Company's | | | | |
| | | | |
| executive compensation. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Renewing the Board of Directors' authority to issue | | | | |
| | | | |
| shares under Irish law. | |
|
|
| Management | |
| 5. | | Renewing the Board of Directors' authority to opt out of | | | For | | For | |
| | | |
| pre-emption rights under Irish law. | |
| |
|
|
|
| 6. | | Management | | For | | For | |
| | Authorizing the Company and any subsidiary of the | | | | |
| | | | |
| Company to make overseas market purchases of | | |
| |
| Medtronic ordinary shares. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | MICROSOFT CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 594918104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | MSFT | | Meeting Date | | 13-Dec-2022 | |
| | |
|
| ISIN | | US5949181045 | | Agenda | | 935722567 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Reid G. Hoffman | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Hugh F. Johnston | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Teri L. List | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Satya Nadella | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Sandra E. Peterson | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Penny S. Pritzker | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Carlos A. Rodriguez | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Charles W. Scharf | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: John W. Stanton | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: John W. Thompson | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Emma N. Walmsley | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Padmasree Warrior | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory vote to approve named executive officer | | | | |
| | | | |
| compensation | |
|
|
| 3. | | Management | | For | | For | |
| | Ratification of the Selection of Deloitte & Touche LLP as | | | | |
| | | | |
| our Independent Auditor for Fiscal Year 2023 | | |
| |
|
|
|
| Shareholder | |
| 4. | | | Against | | For | |
| | Shareholder Proposal - Cost/Benefit Analysis of Diversity | | | | |
| | | | |
| and Inclusion | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder Proposal - Report on Hiring of Persons with | | | | |
| | | | |
| Arrest or Incarceration Records | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Report on Investment of | | | | |
| | | | |
| Retirement Funds in Companies Contributing to Climate | | |
| |
| Change | |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Report on Government Use of | | | | |
| | | | |
| Microsoft Technology | | |
| |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Shareholder Proposal - Report on Development of | | | | |
| | | | |
| Products for Military | |
|
|
| Shareholder | |
| 9. | | Shareholder Proposal - Report on Tax Transparency | | | Against | | For | |
| | | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | BECTON, DICKINSON AND COMPANY | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
�� |
| Security | | 075887109 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | BDX | | Meeting Date | | 24-Jan-2023 | |
| | |
|
| ISIN | | US0758871091 | | Agenda | | 935749789 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1A. | | | For | | For | |
| | Election of Director: William M. Brown | | | | |
| | | | |
|
|
|
| Management | |
| 1B. | | | For | | For | |
| | Election of Director: Catherine M. Burzik | | | | |
| | | | |
|
|
|
| Management | |
| 1C. | | | For | | For | |
| | Election of Director: Carrie L. Byington | | | | |
| | | | |
|
|
|
| Management | |
| 1D. | | | For | | For | |
| | Election of Director: R Andrew Eckert | | | | |
| | | | |
|
|
|
| Management | |
| 1E. | | | For | | For | |
| | Election of Director: Claire M. Fraser | | | | |
| | | | |
|
|
|
| Management | |
| 1F. | | | For | | For | |
| | Election of Director: Jeffrey W. Henderson | | | | |
| | | | |
|
|
|
| Management | |
| 1G. | | | For | | For | |
| | Election of Director: Christopher Jones | | | | |
| | | | |
|
|
|
| Management | |
| 1H. | | | For | | For | |
| | Election of Director: Marshall O. Larsen | | | | |
| | | | |
|
|
|
| Management | |
| 1I. | | | For | | For | |
| | Election of Director: Thomas E. Polen | | | | |
| | | | |
|
|
|
| Management | |
| 1J. | | | For | | For | |
| | Election of Director: Timothy M. Ring | | | | |
| | | | |
|
|
|
| Management | |
| 1K. | | | For | | For | |
| | Election of Director: Bertram L. Scott | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the selection of the independent registered | | | | |
| | | | |
| public accounting firm. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory vote to approve named executive officer | | | | |
| | | | |
| compensation. | | |
| |
|
|
|
| Management | |
| 4. | | | 1 Year | | For | |
| | Advisory vote to approve the frequency of named | | | | |
| | | | |
| executive officer compensation advisory votes. | |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | Approval of amendments to the 2004 Employee and | | | | |
| | | | |
| Director Equity-Based Compensation Plan. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | A shareholder proposal to require prior shareholder | | | | |
| | | | |
| approval of certain termination payments, if properly | | |
| |
| presented at the meeting. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | DEERE & COMPANY | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 244199105 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | DE | | Meeting Date | | 22-Feb-2023 | |
| | |
|
| ISIN | | US2441991054 | | Agenda | | 935755009 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Leanne G. Caret | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Tamra A. Erwin | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Alan C. Heuberger | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Charles O. Holliday, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Michael O. Johanns | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Clayton M. Jones | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: John C. May | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Gregory R. Page | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Sherry M. Smith | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Dmitri L. Stockton | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Sheila G. Talton | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory vote to approve executive compensation("say- | | | | |
| | | | |
| on-pay"). | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Advisory vote on the frequency of future say-on-pay | | | | |
| | | | |
| votes. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of the appointment of Deloitte & Touche LLP | | | | |
| | | | |
| as Deere's independent registered public accounting firm | |
| for fiscal 2023. | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder proposal regarding termination pay. | | | | |
| | | | |
|
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | M&T BANK CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 55261F104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | MTB | | Meeting Date | | 18-Apr-2023 | |
| | |
|
| ISIN | | US55261F1049 | | Agenda | | 935775873 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: John P. Barnes | |
|
|
| 1b. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Robert T. Brady | |
|
|
|
| 1c. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Carlton J. Charles | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: Jane Chwick | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: William F. Cruger, Jr. | |
|
|
| 1f. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: T. Jefferson Cunningham III | |
|
|
|
| 1g. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Gary N. Geisel | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: Leslie V. Godridge | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: René F. Jones | |
|
|
| 1j. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Richard H. Ledgett, Jr. | |
|
|
|
| 1k. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Melinda R. Rich | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: Robert E. Sadler, Jr. | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: Denis J. Salamone | |
|
|
| 1n. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: John R. Scannell | |
|
|
|
|
|
|
|
| 1o. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Rudina Seseri | |
|
|
|
| 1p. | | Management | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | | |
| |
| ELECTED AND QUALIFIED: Kirk W. Walters | |
|
|
|
| Management | |
| 1q. | | | For | | For | |
| | ELECTION OF DIRECTOR FOR ONE-YEAR TERM | | | | |
| | | | |
| AND UNTIL THEIR SUCCESSORS HAVE BEEN | |
| ELECTED AND QUALIFIED: Herbert L. Washington | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | TO APPROVE THE 2022 COMPENSATION OF M&T | | | | |
| | | | |
| BANK CORPORATION'S NAMED EXECUTIVE | |
| OFFICERS. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | TO RECOMMEND THE FREQUENCY OF FUTURE | | | | |
| | | | |
| ADVISORY VOTES ON THE COMPENSATION OF M&T | | |
| |
| BANK CORPORATION'S NAMED EXECUTIVE | |
| OFFICERS. | |
|
|
|
| 4. | | Management | | For | | For | |
| | TO APPROVE THE AMENDMENT AND | | | | |
| | | | |
| RESTATEMENT OF THE M&T BANK CORPORATION | | |
| |
| 2019 EQUITY INCENTIVE COMPENSATION PLAN. | |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | TO RATIFY THE APPOINTMENT OF | | | | |
| | | | |
| PRICEWATERHOUSECOOPERS LLP AS THE | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING | |
| FIRM OF M&T BANK CORPORATION FOR THE YEAR | |
| ENDING DECEMBER 31, 2023. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | CARRIER GLOBAL CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 14448C104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | CARR | | Meeting Date | | 20-Apr-2023 | |
| | |
|
| ISIN | | US14448C1045 | | Agenda | | 935773336 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Jean-Pierre Garnier | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: David Gitlin | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: John J. Greisch | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Charles M. Holley, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Michael M. McNamara | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Susan N. Story | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Michael A. Todman | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Virginia M. Wilson | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Beth A. Wozniak | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory Vote to Approve Named Executive Officer | | | | |
| | | | |
| Compensation. | |
|
|
| 3. | | Management | | For | | For | |
| | Ratify Appointment of PricewaterhouseCoopers LLP to | | | | |
| | | | |
| Serve as Independent Auditor for 2023. | | |
| |
|
|
|
| Shareholder | |
| 4. | | | Against | | For | |
| | Shareowner Proposal regarding independent board | | | | |
| | | | |
| chairman. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | INTERNATIONAL BUSINESS MACHINES CORP. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 459200101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | IBM | | Meeting Date | | 25-Apr-2023 | |
| | |
|
| ISIN | | US4592001014 | | Agenda | | 935775405 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director for a Term of One Year: Thomas | | | | |
| | | | |
| Buberl | |
|
|
| 1b. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: David N. Farr | | | | |
| | | | |
| |
|
|
| 1c. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: Alex Gorsky | | | | |
| | | | |
| |
|
|
| 1d. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: Michelle J. | | | | |
| | | | |
| Howard | | |
| |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director for a Term of One Year: Arvind | | | | |
| | | | |
| Krishna | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director for a Term of One Year: Andrew N. | | | | |
| | | | |
| Liveris | |
|
|
| 1g. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: F. William | | | | |
| | | | |
| McNabb III | | |
| |
|
|
|
| 1h. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: Martha E. | | | | |
| | | | |
| Pollack | | |
| |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director for a Term of One Year: Joseph R. | | | | |
| | | | |
| Swedish | |
|
|
| Management | | For | |
| 1j. | | Election of Director for a Term of One Year: Peter R. | | | | For | |
| | | | |
| | Voser | | | |
| |
|
|
|
| 1k. | | Management | | For | | For | |
| | Election of Director for a Term of One Year: Frederick H. | | | | |
| | | | |
| Waddell | | |
| |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director for a Term of One Year: Alfred W. | | | | |
| | | | |
| Zollar | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of Appointment of Independent Registered | | | | |
| | | | |
| Public Accounting Firm. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory Vote on Executive Compensation. | | | | |
| | | | |
| |
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory Vote Regarding the Frequency of the Advisory | | | | |
| | | | |
| Vote on Executive Compensation. | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Stockholder Proposal to Have an Independent Board | | | | |
| | | | |
| Chairman. | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Stockholder Proposal Requesting a Public Report on | | | | |
| | | | |
| Lobbying Activities. | |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Stockholder Proposal Requesting a Public Report on | | | | |
| | | | |
| Congruency in China Business Operations and ESG | | |
| |
| Activities. | |
|
|
|
| 8. | | Shareholder | | Against | | For | |
| | Stockholder Proposal Requesting a Public Report on | | | | |
| | | | |
| Harassment and Discrimination Prevention Efforts. | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | NORTHERN TRUST CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 665859104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | NTRS | | Meeting Date | | 25-Apr-2023 | |
| | |
|
| ISIN | | US6658591044 | | Agenda | | 935775683 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Linda Walker Bynoe | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Susan Crown | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Dean M. Harrison | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Jay L. Henderson | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Marcy S. Klevorn | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Siddharth N. (Bobby) Mehta | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Michael G. O'Grady | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Jose Luis Prado | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Martin P. Slark | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: David H. B. Smith, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Donald Thompson | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Charles A. Tribbett III | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Approval, by an advisory vote, of the 2022 compensation | | | | |
| | | | |
| of the Corporation's named executive officers. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Recommendation, by an advisory vote, on the frequency | | | | |
| | | | |
| with which the Corporation should hold advisory votes on | | |
| |
| executive compensation. | |
|
|
|
| 4. | | Management | | For | | For | |
| | Ratification of the appointment of KPMG LLP as the | | | | |
| | | | |
| Corporation's independent registered public accounting | | |
| |
| firm for the fiscal year ending December 31, 2023. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | THE PNC FINANCIAL SERVICES GROUP, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 693475105 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | PNC | | Meeting Date | | 26-Apr-2023 | |
| | |
|
| ISIN | | US6934751057 | | Agenda | | 935773324 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Joseph Alvarado | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Debra A. Cafaro | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Marjorie Rodgers Cheshire | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: William S. Demchak | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Andrew T. Feldstein | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Richard J. Harshman | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Daniel R. Hesse | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Renu Khator | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Linda R. Medler | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Robert A. Niblock | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Martin Pfinsgraff | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Bryan S. Salesky | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Toni Townes-Whitley | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the Audit Committee's selection of | | | | |
| | | | |
| PricewaterhouseCoopers LLP as PNC's independent | |
| registered public accounting firm for 2023. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory vote to approve named executive officer | | | | |
| | | | |
| compensation. | | |
| |
|
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory vote on the frequency of future advisory votes | | | | |
| | | | |
| on executive compensation. | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | JOHNSON & JOHNSON | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 478160104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | JNJ | | Meeting Date | | 27-Apr-2023 | |
| | |
|
| ISIN | | US4781601046 | | Agenda | | 935776813 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | �� | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Darius Adamczyk | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Mary C. Beckerle | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: D. Scott Davis | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Jennifer A. Doudna | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Joaquin Duato | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Marillyn A. Hewson | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Paula A. Johnson | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Hubert Joly | | | | |
| | | | |
|
|
|
| Management | |
| 1I. | | | For | | For | |
| | Election of Director: Mark B. McClellan | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Anne M. Mulcahy | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Mark A. Weinberger | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Nadja Y. West | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory Vote to Approve Named Executive Officer | | | | |
| | | | |
| Compensation | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Voting to Approve | | | | |
| | | | |
| Named Executive Officer Compensation | | |
| |
|
|
�� |
| Management | |
| 4. | | | For | | For | |
| | Ratification of Appointment of PricewaterhouseCoopers | | | | |
| | | | |
| LLP as the Independent Registered Public Accounting | |
| Firm | |
|
|
|
| Shareholder | |
| 5. | | | Against | | | |
| | Proposal Withdrawn (Federal Securities Laws Mandatory | | | | |
| | | | |
| Arbitration Bylaw) | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Vaccine Pricing Report | | | | |
| | | | |
| |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Executive Compensation Adjustment Policy | | | | |
| | | | |
| |
|
|
| 8. | | Shareholder | | Against | | For | |
| | Impact of Extended Patent Exclusivities on Product | | | | |
| | | | |
| Access | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | TEXAS INSTRUMENTS INCORPORATED | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 882508104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | TXN | | Meeting Date | | 27-Apr-2023 | |
| | |
|
| ISIN | | US8825081040 | | Agenda | | 935777120 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Mark A. Blinn | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Todd M. Bluedorn | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Janet F. Clark | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Carrie S. Cox | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Martin S. Craighead | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Curtis C. Farmer | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Jean M. Hobby | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Haviv Ilan | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Ronald Kirk | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Pamela H. Patsley | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Robert E. Sanchez | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Richard K. Templeton | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Board proposal to approve amendment and restatement | | | | |
| | | | |
| of the TI Employees 2014 Stock Purchase Plan to extend | |
| the termination date. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Board proposal regarding advisory vote on the frequency | | | | |
| | | | |
| of future advisory votes on executive compensation. | | |
| |
|
|
|
| 4. | | Management | | For | | For | |
| | Board proposal regarding advisory approval of the | | | | |
| | | | |
| Company's executive compensation. | | |
| |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | Board proposal to ratify the appointment of Ernst & | | | | |
| | | | |
| Young LLP as the Company's independent registered | |
| public accounting firm for 2023. | |
|
|
| Shareholder | |
| 6. | | Stockholder proposal to permit a combined 10% of | | | Against | | For | |
| | stockholders to call a special meeting. | | | |
| |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Stockholder proposal to report on due diligence efforts to | | | | |
| | | | |
| trace end-user misuse of company products. | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | RAYTHEON TECHNOLOGIES | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 75513E101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | RTX | | Meeting Date | | 02-May-2023 | |
| | |
|
| ISIN | | US75513E1010 | | Agenda | | 935780468 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Tracy A. Atkinson | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Leanne G. Caret | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Bernard A. Harris, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Gregory J. Hayes | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: George R. Oliver | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Robert K. (Kelly) Ortberg | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Dinesh C. Paliwal | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Ellen M. Pawlikowski | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Denise L. Ramos | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Fredric G. Reynolds | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Brian C. Rogers | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: James A. Winnefeld, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Robert O. Work | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory Vote to Approve Executive Compensation | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Shareowner Votes on | | | | |
| | | | |
| Named Executive Officer Compensation | |
|
|
| 4. | | Management | | For | | For | |
| | Appoint PricewaterhouseCoopers LLP to Serve as | | | | |
| | | | |
| Independent Auditor for 2023 | | |
| |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | Approve an Amendment to the Restated Certificate of | | | | |
| | | | |
| Incorporation to Repeal Article Ninth | |
|
|
|
| Management | |
| 6. | | | For | | For | |
| | Approve an Amendment to the Restated Certificate of | | | | |
| | | | |
| Incorporation to Eliminate Personal Liability of Officers for | |
| Monetary Damages for Breach of Fiduciary Duty as an | |
| Officer | |
|
|
| Shareholder | |
| 7. | | Shareowner Proposal Requesting the Board Adopt an | | | Against | | For | |
| | Independent Board Chair Policy | | | |
| |
|
|
|
| 8. | | Shareholder | | Against | | For | |
| | Shareowner Proposal Requesting a Report on | | | | |
| | | | |
| Greenhouse Gas Reduction Plan | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | BRISTOL-MYERS SQUIBB COMPANY | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 110122108 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | BMY | | Meeting Date | | 02-May-2023 | |
| | |
|
| ISIN | | US1101221083 | | Agenda | | 935788286 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1A. | | | For | | For | |
| | Election of Director: Peter J. Arduini | | | | |
| | | | |
|
|
|
| Management | |
| 1B. | | | For | | For | |
| | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | | | | |
| | | | |
|
|
|
| Management | |
| 1C. | | | For | | For | |
| | Election of Director: Giovanni Caforio, M.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1D. | | | For | | For | |
| | Election of Director: Julia A. Haller, M.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1E. | | | For | | For | |
| | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1F. | | | For | | For | |
| | Election of Director: Paula A. Price | | | | |
| | | | |
|
|
|
| Management | |
| 1G. | | | For | | For | |
| | Election of Director: Derica W. Rice | | | | |
| | | | |
|
|
|
| Management | |
| 1H. | | | For | | For | |
| | Election of Director: Theodore R. Samuels | | | | |
| | | | |
|
|
|
| Management | |
| 1I. | | | For | | For | |
| | Election of Director: Gerald L. Storch | | | | |
| | | | |
|
|
|
| Management | |
| 1J. | | | For | | For | |
| | Election of Director: Karen H. Vousden, Ph.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1K. | | | For | | For | |
| | Election of Director: Phyllis R. Yale | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory Vote to Approve the Compensation of our | | | | |
| | | | |
| Named Executive Officers. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Advisory Vote on the Frequency of the Advisory Vote on | | | | |
| | | | |
| the Compensation of our Named Executive Officers. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of the Appointment of an Independent | | | | |
| | | | |
| Registered Public Accounting Firm. | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder Proposal on the Adoption of a Board Policy | | | | |
| | | | |
| that the Chairperson of the Board be an Independent | |
| Director. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Shareholder Proposal on Workplace Non-Discrimination | | | | |
| | | | |
| Audit. | | |
| |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder Proposal on Special Shareholder Meeting | | | | |
| | | | |
| Improvement. | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | PEPSICO, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 713448108 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | PEP | | Meeting Date | | 03-May-2023 | |
| | |
|
| ISIN | | US7134481081 | | Agenda | | 935784795 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Segun Agbaje | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Jennifer Bailey | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Cesar Conde | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Ian Cook | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Edith W. Cooper | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Susan M. Diamond | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Dina Dublon | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Michelle Gass | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Ramon L. Laguarta | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Dave J. Lewis | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: David C. Page | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Robert C. Pohlad | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Daniel Vasella | | | | |
| | | | |
|
|
|
| Management | |
| 1n. | | | For | | For | |
| | Election of Director: Darren Walker | | | | |
| | | | |
|
|
|
| Management | |
| 1o. | | | For | | For | |
| | Election of Director: Alberto Weisser | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the appointment of KPMG LLP as the | | | | |
| | | | |
| Company's independent registered public accounting firm | |
| for fiscal year 2023. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory approval of the Company's executive | | | | |
| | | | |
| compensation | | |
| |
|
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory vote on frequency of future shareholder | | | | |
| | | | |
| advisory approval of the Company's executive | | |
| |
| compensation. | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder Proposal - Independent Board Chair. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Shareholder Proposal - Global Transparency Report. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 7. | | | Against | | For | |
| | Shareholder Proposal - Report on Impacts of | | | | |
| | | | |
| Reproductive Healthcare Legislation | |
|
|
| Shareholder | |
| 8. | | Shareholder Proposal - Congruency Report on Net-Zero | | | Against | | For | |
| | Emissions Policies. | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | VERIZON COMMUNICATIONS INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 92343V104 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | VZ | | Meeting Date | | 11-May-2023 | |
| | |
|
| ISIN | | US92343V1044 | | Agenda | | 935790700 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1A. | | | For | | For | |
| | Election of Director: Shellye Archambeau | | | | |
| | | | |
|
|
|
| Management | |
| 1B. | | | For | | For | |
| | Election of Director: Roxanne Austin | | | | |
| | | | |
|
|
|
| Management | |
| 1C. | | | For | | For | |
| | Election of Director: Mark Bertolini | | | | |
| | | | |
|
|
|
| Management | |
| 1D. | | | For | | For | |
| | Election of Director: Vittorio Colao | | | | |
| | | | |
|
|
|
| Management | |
| 1E. | | | For | | For | |
| | Election of Director: Melanie Healey | | | | |
| | | | |
|
|
|
| Management | |
| 1F. | | | For | | For | |
| | Election of Director: Laxman Narasimhan | | | | |
| | | | |
|
|
|
| Management | |
| 1G. | | | For | | For | |
| | Election of Director: Clarence Otis, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1H. | | | For | | For | |
| | Election of Director: Daniel Schulman | | | | |
| | | | |
|
|
|
| Management | |
| 1I. | | | For | | For | |
| | Election of Director: Rodney Slater | | | | |
| | | | |
|
|
|
| Management | |
| 1J. | | | For | | For | |
| | Election of Director: Carol Tomé | | | | |
| | | | |
|
|
|
| Management | |
| 1K. | | | For | | For | |
| | Election of Director: Hans Vestberg | | | | |
| | | | |
|
|
|
| Management | |
| 1L. | | | For | | For | |
| | Election of Director: Gregory Weaver | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory vote to approve executive compensation | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | 1 Year | | For | |
| | Advisory vote on the frequency of future advisory votes to | | | | |
| | | | |
| approve executive compensation | |
|
|
| 4. | | Management | | For | | For | |
| | Ratification of appointment of independent registered | | | | |
| | | | |
| public accounting firm | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Government requests to remove content | | | | |
| | | | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Prohibit political contributions | | | | |
| | | | |
|
|
|
| Shareholder | |
| 7. | | | Against | | For | |
| | Amend clawback policy | | | | |
| | | | |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Shareholder ratification of annual equity awards | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. �� | | | Against | | For | |
| | Independent chair | | | | |
| | | | |
|
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | INTEL CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 458140100 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | INTC | | Meeting Date | | 11-May-2023 | |
| | |
|
| ISIN | | US4581401001 | | Agenda | | 935793631 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Patrick P. Gelsinger | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: James J. Goetz | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Andrea J. Goldsmith | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Alyssa H. Henry | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Omar Ishrak | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Risa Lavizzo-Mourey | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Tsu-Jae King Liu | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Barbara G. Novick | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Gregory D. Smith | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Lip-Bu Tan | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Dion J. Weisler | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Frank D. Yeary | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of selection of Ernst & Young LLP as our | | | | |
| | | | |
| independent registered public accounting firm for 2023. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory vote to approve executive compensation of our | | | | |
| | | | |
| named executive officers. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Approval of amendment and restatement of the 2006 | | | | |
| | | | |
| Equity Incentive Plan. | |
|
|
|
| Management | |
| 5. | | | 1 Year | | For | |
| | Advisory vote on the frequency of holding future advisory | | | | |
| | | | |
| votes to approve executive compensation of our named | |
| executive officers. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Stockholder proposal requesting an executive stock | | | | |
| | | | |
| retention period policy and reporting, if properly | | |
| |
| presented at the meeting. | |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Stockholder proposal requesting commission and | | | | |
| | | | |
| publication of a third party review of Intel's China | | |
| |
| business ESG congruence, if properly presented at the | |
| meeting. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | REPUBLIC SERVICES, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 760759100 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | RSG | | Meeting Date | | 12-May-2023 | |
| | |
|
| ISIN | | US7607591002 | | Agenda | | 935800169 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Manuel Kadre | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Tomago Collins | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Michael A. Duffy | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Thomas W. Handley | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Jennifer M. Kirk | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Michael Larson | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: James P. Snee | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Brian S. Tyler | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Jon Vander Ark | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Sandra M. Volpe | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Katharine B. Weymouth | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory vote to approve our named executive officer | | | | |
| | | | |
| compensation. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Advisory vote on the frequency of an advisory vote to | | | | |
| | | | |
| approve our Named Executive Officer Compensation. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of the appointment of Ernst & Young LLP as | | | | |
| | | | |
| our independent registered public accounting firm for | |
| 2023. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | JPMORGAN CHASE & CO. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 46625H100 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | JPM | | Meeting Date | | 16-May-2023 | |
| | |
|
| ISIN | | US46625H1005 | | Agenda | | 935797223 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Linda B. Bammann | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Stephen B. Burke | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Todd A. Combs | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: James S. Crown | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Alicia Boler Davis | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: James Dimon | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Timothy P. Flynn | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Alex Gorsky | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | Against | | Against | |
| | Election of Director: Mellody Hobson | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Michael A. Neal | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Phebe N. Novakovic | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Virginia M. Rometty | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory resolution to approve executive compensation | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | 1 Year | | For | |
| | Advisory vote on frequency of advisory resolution to | | | | |
| | | | |
| approve executive compensation | |
|
|
| 4. | | Management | | For | | For | |
| | Ratification of independent registered public accounting | | | | |
| | | | |
| firm | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Independent board chairman | | | | |
| | | | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Fossil fuel phase out | | | | |
| | | | |
|
|
|
| Shareholder | |
| 7. | | | Against | | For | |
| | Amending public responsibility committee charter to | | | | |
| | | | |
| include mandate to oversee animal welfare impact and | |
| risk | |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Special shareholder meeting improvement | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Report on climate transition planning | | | | |
| | | | |
|
|
|
| Shareholder | |
| 10. | | | Against | | For | |
| | Report on ensuring respect for civil liberties | | | | |
| | | | |
|
|
|
| Shareholder | |
| 11. | | | Against | | For | |
| | Report analyzing the congruence of the company's | | | | |
| | | | |
| political and electioneering expenditures | |
|
|
| 12. | | Shareholder | | Against | | For | |
| | Absolute GHG reduction goals | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | THE HOME DEPOT, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 437076102 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | HD | | Meeting Date | | 18-May-2023 | |
| | |
|
| ISIN | | US4370761029 | | Agenda | | 935795659 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Gerard J. Arpey | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Ari Bousbib | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Jeffery H. Boyd | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Gregory D. Brenneman | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: J. Frank Brown | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Albert P. Carey | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Edward P. Decker | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Linda R. Gooden | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Wayne M. Hewett | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Manuel Kadre | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Stephanie C. Linnartz | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Paula Santilli | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Caryn Seidman-Becker | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the Appointment of KPMG LLP | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | For | | For | |
| | Advisory Vote to Approve Executive Compensation | | | | |
| | | | |
| ("Say-on-Pay") | |
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Future Say-on-Pay | | | | |
| | | | |
| Votes | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder Proposal Regarding Amendment of | | | | |
| | | | |
| Shareholder Written Consent Right | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Shareholder Proposal Regarding Independent Board | | | | |
| | | | |
| Chair | |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder Proposal Regarding Political Contributions | | | | |
| | | | |
| Congruency Analysis | | |
| |
|
|
|
| 8. | | Shareholder | | Against | | For | |
| | Shareholder Proposal Regarding Rescission of Racial | | | | |
| | | | |
| Equity Audit Proposal Vote | | |
| |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Shareholder Proposal Regarding Senior Management | | | | |
| | | | |
| Commitment to Avoid Political Speech | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | UNION PACIFIC CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 907818108 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | UNP | | Meeting Date | | 18-May-2023 | |
| | |
|
| ISIN | | US9078181081 | | Agenda | | 935805703 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: William J. DeLaney | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: David B. Dillon | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Sheri H. Edison | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Teresa M. Finley | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Lance M. Fritz | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Deborah C. Hopkins | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Jane H. Lute | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Michael R. McCarthy | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Jose H. Villarreal | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Christopher J. Williams | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the appointment of Deloitte & Touche LLP | | | | |
| | | | |
| as the independent registered public accounting firm of | |
| the Company for 2023. | |
|
|
| 3. | | Management | | For | | For | |
| | An advisory vote to approve executive compensation | | | | |
| | | | |
| ("Say On Pay"). | | |
| |
|
|
|
| 4. | | Management | | 1 Year | | For | |
| | An advisory vote on the frequency of future advisory | | | | |
| | | | |
| votes on executive compensation ("Say on Frequency"). | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder proposal regarding independent board | | | | |
| | | | |
| chairman. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Shareholder proposal requesting an amendment to our | | | | |
| | | | |
| Bylaws to require shareholder approval for certain future | | |
| |
| amendments. | |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder proposal requesting a paid sick leave policy. | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | THE CHARLES SCHWAB CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 808513105 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | SCHW | | Meeting Date | | 18-May-2023 | |
| | |
|
| ISIN | | US8085131055 | | Agenda | | 935809523 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of director: Marianne C. Brown | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of director: Frank C. Herringer | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of director: Gerri K. Martin-Flickinger | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of director: Todd M. Ricketts | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of director: Carolyn Schwab-Pomerantz | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the selection of Deloitte & Touche LLP as | | | | |
| | | | |
| independent auditors | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory vote to approve named executive officer | | | | |
| | | | |
| compensation | | |
| |
|
|
|
| Management | |
| 4. | | | 1 Year | | For | |
| | Frequency of advisory vote on named executive officer | | | | |
| | | | |
| compensation | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Stockholder Proposal requesting pay equity disclosure | | | | |
| | | | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Stockholder Proposal requesting company report on | | | | |
| | | | |
| discrimination risk oversight and impact | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | MERCK & CO., INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 58933Y105 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | MRK | | Meeting Date | | 23-May-2023 | |
| | |
|
| ISIN | | US58933Y1055 | | Agenda | | 935809080 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Douglas M. Baker, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Mary Ellen Coe | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Pamela J. Craig | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Robert M. Davis | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Thomas H. Glocer | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Risa J. Lavizzo-Mourey, M.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Stephen L. Mayo, Ph.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Paul B. Rothman, M.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Patricia F. Russo | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Christine E. Seidman, M.D. | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Inge G. Thulin | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Kathy J. Warden | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Peter C. Wendell | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Non-binding advisory vote to approve the compensation | | | | |
| | | | |
| of our named executive officers. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Non-binding advisory vote to approve the frequency of | | | | |
| | | | |
| future votes to approve the compensation of our named | | |
| |
| executive officers. | |
|
|
|
| 4. | | Management | | For | | For | |
| | Ratification of the appointment of the Company's | | | | |
| | | | |
| independent registered public accounting firm for 2023. | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder proposal regarding business operations in | | | | |
| | | | |
| China. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Shareholder proposal regarding access to COVID-19 | | | | |
| | | | |
| products. | | |
| |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder proposal regarding indirect political | | | | |
| | | | |
| spending. | | |
| |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Shareholder proposal regarding patents and access. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Shareholder proposal regarding a congruency report of | | | | |
| | | | |
| partnerships with globalist organizations. | |
|
|
| Shareholder | |
| 10. | | Shareholder proposal regarding an independent board | | | Against | | For | |
| | | |
| chairman. | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | DUPONT DE NEMOURS, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 26614N102 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | DD | | Meeting Date | | 24-May-2023 | |
| | |
|
| ISIN | | US26614N1028 | | Agenda | | 935808444 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Amy G. Brady | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Edward D. Breen | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Ruby R. Chandy | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Terrence R. Curtin | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Alexander M. Cutler | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Eleuthère I. du Pont | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Kristina M. Johnson | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Luther C. Kissam | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Frederick M. Lowery | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Raymond J. Milchovich | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Deanna M. Mulligan | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Steven M. Sterin | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory Resolution to Approve Executive Compensation | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | For | | For | |
| | Ratification of the appointment of | | | | |
| | | | |
| PricewaterhouseCoopers LLP as the Company's | |
| independent registered public accounting firm for 2023 | |
|
|
| 4. | | Shareholder | | Against | | For | |
| | Independent Board Chair | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | BLACKROCK, INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 09247X101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | BLK | | Meeting Date | | 24-May-2023 | |
| | |
|
| ISIN | | US09247X1019 | | Agenda | | 935821000 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Bader M. Alsaad | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Pamela Daley | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Laurence D. Fink | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: William E. Ford | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Fabrizio Freda | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Murry S. Gerber | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Margaret "Peggy" L. Johnson | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Robert S. Kapito | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Cheryl D. Mills | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Gordon M. Nixon | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Kristin C. Peck | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Charles H. Robbins | | | | |
| | | | |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director: Marco Antonio Slim Domit | | | | |
| | | | |
|
|
|
| Management | |
| 1n. | | | For | | For | |
| | Election of Director: Hans E. Vestberg | | | | |
| | | | |
|
|
|
| Management | |
| 1o. | | | For | | For | |
| | Election of Director: Susan L. Wagner | | | | |
| | | | |
|
|
|
| Management | |
| 1p. | | | For | | For | |
| | Election of Director: Mark Wilson | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Approval, in a non-binding advisory vote, of the | | | | |
| | | | |
| compensation for named executive officers. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Approval, in a non-binding advisory vote, of the frequency | | | | |
| | | | |
| of future executive compensation advisory votes. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of the appointment of Deloitte LLP as | | | | |
| | | | |
| BlackRock's independent registered public accounting | |
| firm for the fiscal year 2023. | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Shareholder Proposal - Civil rights, non-discrimination | | | | |
| | | | |
| and returns to merit audit. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Production of a report on | | | | |
| | | | |
| BlackRock's ability to "engineer decarbonization in the | | |
| |
| real economy". | |
|
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Impact report for climate-related | | | | |
| | | | |
| human risks of iShares U.S. Aerospace and Defense | | |
| |
| Exchange-Traded Fund. | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | MCDONALD'S CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 580135101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | MCD | | Meeting Date | | 25-May-2023 | |
| | |
|
| ISIN | | US5801351017 | | Agenda | | 935819788 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Anthony Capuano | |
|
|
| 1b. | | Management | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Kareem Daniel | | |
| |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Lloyd Dean | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Catherine Engelbert | |
|
|
| 1e. | | Management | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Margaret Georgiadis | | |
| |
|
|
|
| 1f. | | Management | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Enrique Hernandez, Jr. | | |
| |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Christopher Kempczinski | |
|
|
| Management | | For | |
| 1h. | | Election of Director to serve until the 2024 Annual | | | | For | |
| | | | |
| | Meeting: Richard Lenny | | | |
| |
|
|
|
| 1i. | | Management | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: John Mulligan | | |
| |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Jennifer Taubert | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Paul Walsh | |
|
|
| 1l. | | Management | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Amy Weaver | | |
| |
|
|
|
| Management | |
| 1m. | | | For | | For | |
| | Election of Director to serve until the 2024 Annual | | | | |
| | | | |
| Meeting: Miles White | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Advisory vote to approve executive compensation. | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | 1 Year | | For | |
| | Advisory vote on the frequency of future advisory votes | | | | |
| | | | |
| on executive compensation. | |
|
|
| 4. | | Management | | For | | For | |
| | Advisory vote to ratify the appointment of Ernst & Young | | | | |
| | | | |
| LLP as independent auditor for 2023. | | |
| |
|
|
|
| 5. | | Shareholder | | Against | | For | |
| | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). | | | | |
| | | | |
| |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). | | | | |
| | | | |
| |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Advisory Vote on Annual Report on "Communist China." | | | | |
| | | | |
| |
|
|
| 8. | | Shareholder | | Against | | For | |
| | Advisory Vote on Civil Rights & Returns to Merit Audit. | | | | |
| | | | |
| |
|
|
| 9. | | Shareholder | | Against | | For | |
| | Advisory Vote on Annual Report on Lobbying Activities. | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| 10. | | Shareholder | | Against | | For | |
| | Advisory Vote on Annual Report on Global Political | | | | |
| | | | |
| Influence. | | |
| |
|
|
|
| 11. | | Shareholder | | Against | | For | |
| | Advisory Vote on Poultry Welfare Disclosure. | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | EXXON MOBIL CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 30231G102 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | XOM | | Meeting Date | | 31-May-2023 | |
| | |
|
| ISIN | | US30231G1022 | | Agenda | | 935823977 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Michael J. Angelakis | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Susan K. Avery | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Angela F. Braly | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Gregory J. Goff | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: John D. Harris II | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Kaisa H. Hietala | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Joseph L. Hooley | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Steven A. Kandarian | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Alexander A. Karsner | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Lawrence W. Kellner | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Jeffrey W. Ubben | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Darren W. Woods | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of Independent Auditors | | | | |
| | | | |
|
|
|
| Management | |
| 3. | | | For | | For | |
| | Advisory Vote to Approve Executive Compensation | | | | |
| | | | |
|
|
|
| Management | |
| 4. | | | 1 Year | | For | |
| | Frequency of Advisory Vote on Executive Compensation | | | | |
| | | | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Establish a New Board Committee on Decarbonization | | | | |
| | | | |
| Risk | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Reduce Executive Stock Holding Period | | | | |
| | | | |
| |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Additional Carbon Capture and Storage and Emissions | | | | |
| | | | |
| Report | | |
| |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Additional Direct Methane Measurement | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Establish a Scope 3 Target and Reduce Hydrocarbon | | | | |
| | | | |
| Sales | |
|
|
|
| Shareholder | |
| 10. | | | For | | Against | |
| | Additional Report on Worst-case Spill and Response | | | | |
| | | | |
| Plans | |
|
|
| 11. | | Shareholder | | Against | | For | |
| | GHG Reporting on Adjusted Basis | | | | |
| | | | |
| |
|
|
| 12. | | Shareholder | | Against | | For | |
| | Report on Asset Retirement Obligations Under IEA NZE | | | | |
| | | | |
| Scenario | | |
| |
|
|
|
| 13. | | Shareholder | | For | | Against | |
| | Report on Plastics Under SCS Scenario | | | | |
| | | | |
| |
|
|
| 14. | | Shareholder | | Against | | For | |
| | Litigation Disclosure Beyond Legal and Accounting | | | | |
| | | | |
| Requirements | | |
| |
|
|
|
| Shareholder | |
| 15. | | | Against | | For | |
| | Tax Reporting Beyond Legal Requirements | | | | |
| | | | |
|
|
|
| Shareholder | |
| 16. | | | Against | | For | |
| | Energy Transition Social Impact Report | | | | |
| | | | |
|
|
|
|
|
|
|
|
| 17. | | Shareholder | | Against | | For | |
| | Report on Commitment Against AMAP Work | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | CHEVRON CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 166764100 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | CVX | | Meeting Date | | 31-May-2023 | |
| | |
|
| ISIN | | US1667641005 | | Agenda | | 935829284 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Wanda M. Austin | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: John B. Frank | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Alice P. Gast | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Enrique Hernandez, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Marillyn A. Hewson | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Jon M. Huntsman Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Charles W. Moorman | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Dambisa F. Moyo | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Debra Reed-Klages | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: D. James Umpleby III | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Cynthia J. Warner | | | | |
| | | | |
|
|
|
| Management | |
| 1l. | | | For | | For | |
| | Election of Director: Michael K. Wirth | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of Appointment of PricewaterhouseCoopers | | | | |
| | | | |
| LLP as the Independent Registered Public Accounting | |
| Firm | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory Vote to Approve Named Executive Officer | | | | |
| | | | |
| Compensation | | |
| |
|
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Future Advisory Votes | | | | |
| | | | |
| on Named Executive Officer Compensation | | |
| |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Rescind the 2021 "Reduce Scope 3 Emissions" | | | | |
| | | | |
| Stockholder Proposal | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Set a Medium-Term Scope 3 GHG Emissions Reduction | | | | |
| | | | |
| Target | | |
| |
|
|
|
| 7. | | Shareholder | | For | | Against | |
| | Recalculate Emissions Baseline to Exclude Emissions | | | | |
| | | | |
| from Material Divestitures | | |
| |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Establish Board Committee on Decarbonization Risk | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Report on Worker and Community Impact from Facility | | | | |
| | | | |
| Closures and Energy Transitions | |
|
|
| Shareholder | |
| 10. | | Report on Racial Equity Audit | | | Against | | For | |
| | | |
|
|
| Shareholder | |
| 11. | | Report on Tax Practices | | | Against | | For | |
| | | |
|
|
| Shareholder | |
| 12. | | Independent Chair | | | Against | | For | |
| | | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | WALMART INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 931142103 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | WMT | | Meeting Date | | 31-May-2023 | |
| | |
|
| ISIN | | US9311421039 | | Agenda | | 935833144 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Cesar Conde | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Timothy P. Flynn | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Sarah J. Friar | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Carla A. Harris | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Thomas W. Horton | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: Marissa A. Mayer | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: C. Douglas McMillon | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Gregory B. Penner | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Randall L. Stephenson | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: S. Robson Walton | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Steuart L. Walton | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Future Say-On-Pay | | | | |
| �� | | | |
| Votes. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory Vote to Approve Named Executive Officer | | | | |
| | | | |
| Compensation. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of Ernst & Young LLP as Independent | | | | |
| | | | |
| Accountants. | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Policy Regarding Worker Pay in Executive | | | | |
| | | | |
| Compensation. | |
|
|
| 6. | | Shareholder | | Against | | For | |
| | Report on Human Rights Due Diligence. | | | | |
| | | | |
| |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Racial Equity Audit. | | | | |
| | | | |
| |
|
|
| 8. | | Shareholder | | Against | | For | |
| | Racial and Gender Layoff Diversity Report. | | | | |
| | | | |
| |
|
|
| 9. | | Shareholder | | Against | | For | |
| | Request to Require Shareholder Approval of Certain | | | | |
| | | | |
| Future Bylaw Amendments. | | |
| |
|
|
|
| 10. | | Shareholder | | Against | | For | |
| | Report on Reproductive Rights and Data Privacy. | | | | |
| | | | |
| |
|
|
| 11. | | Shareholder | | Against | | For | |
| | Communist China Risk Audit. | | | | |
| | | | |
| |
|
|
| 12. | | Shareholder | | Against | | For | |
| | Workplace Safety & Violence Review. | | | | |
| | | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | COMCAST CORPORATION | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 20030N101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | CMCSA | | Meeting Date | | 07-Jun-2023 | |
| | |
|
| ISIN | | US20030N1019 | | Agenda | | 935845492 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1. | | | | |
| | DIRECTOR | | | |
|
|
|
| 1 | | For | |
| Kenneth J. Bacon | | For | | |
| | |
|
|
| 2 | | For | |
| Thomas J. Baltimore Jr. | | For | | |
| | |
|
|
| 3 | | For | |
| Madeline S. Bell | | For | | |
| | |
|
|
| 4 | | For | |
| Edward D. Breen | | For | | |
| | |
|
|
| 5 | | For | |
| Gerald L. Hassell | | For | | |
| | |
|
|
| 6 | | For | |
| Jeffrey A. Honickman | | For | | |
| | |
|
|
| 7 | | For | |
| Maritza G. Montiel | | For | | |
| | |
|
|
| 8 | | For | |
| Asuka Nakahara | | For | | |
| | |
|
|
| 9 | | For | |
| David C. Novak | | For | | |
| | |
|
|
| 10 | | For | |
| Brian L. Roberts | | For | | |
| | |
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of the appointment of our independent | | | | |
| | | | |
| auditors. | |
|
|
| 3. | | Management | | For | | For | |
| | Approval of Comcast Corporation 2023 Omnibus Equity | | | | |
| | | | |
| Incentive Plan. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Approval of Amended and Restated Comcast | | | | |
| | | | |
| Corporation 2002 Employee Stock Purchase Plan. | |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | Advisory vote on executive compensation. | | | | |
| | | | |
|
|
|
| Management | |
| 6. | | | 1 Year | | For | |
| | Advisory vote on the frequency of the vote on executive | | | | |
| | | | |
| compensation. | |
|
|
| 7. | | Shareholder | | Against | | For | |
| | To perform independent racial equity audit. | | | | |
| | | | |
| |
|
|
| 8. | | Shareholder | | Against | | For | |
| | To report on climate risk in default retirement plan | | | | |
| | | | |
| options. | | |
| |
|
|
|
| 9. | | Shareholder | | Against | | For | |
| | To set different greenhouse gas emissions reduction | | | | |
| | | | |
| targets. | | |
| |
|
|
|
| Shareholder | |
| 10. | | | Against | | For | |
| | To report on political contributions and company values | | | | |
| | | | |
| alignment. | |
|
|
| Shareholder | |
| 11. | | To report on business in China. | | | Against | | For | |
| | | |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | CATERPILLAR INC. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 149123101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | CAT | | Meeting Date | | 14-Jun-2023 | |
| | |
|
| ISIN | | US1491231015 | | Agenda | | 935854794 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Kelly A. Ayotte | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: David L. Calhoun | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Daniel M. Dickinson | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: James C. Fish, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Gerald Johnson | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: David W. MacLennan | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Judith F. Marks | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Debra L. Reed-Klages | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: Susan C. Schwab | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: D. James Umpleby III | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Rayford Wilkins, Jr. | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Ratification of our Independent Registered Public | | | | |
| | | | |
| Accounting Firm. | |
|
|
| 3. | | Management | | For | | For | |
| | Advisory Vote to Approve Executive Compensation. | | | | |
| | | | |
| |
|
|
| 4. | | Management | | 1 Year | | For | |
| | Advisory Vote on the Frequency of Executive | | | | |
| | | | |
| Compensation Votes. | | |
| |
|
|
|
| Management | |
| 5. | | | For | | For | |
| | Approval of Caterpillar Inc. 2023 Long-Term Incentive | | | | |
| | | | |
| Plan. | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Shareholder Proposal - Report on Corporate Climate | | | | |
| | | | |
| Lobbying in Line with Paris Agreement. | |
|
|
| 7. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Lobbying Disclosure. | | | | |
| | | | |
| |
|
|
| 8. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Report on Activities in Conflict- | | | | |
| | | | |
| Affected Areas. | | |
| |
|
|
|
| 9. | | Shareholder | | Against | | For | |
| | Shareholder Proposal - Civil Rights, Non-Discrimination | | | | |
| | | | |
| and Returns to Merit Audit. | | |
| |
|
|
|
|
|
|
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | THE KROGER CO. | | | | | |
| | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
| Security | | 501044101 | | Meeting Type | | Annual | |
| | |
|
| Ticker Symbol | | KR | | Meeting Date | | 22-Jun-2023 | |
| | |
|
| ISIN | | US5010441013 | | Agenda | | 935864579 - Management |
| |
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | Proposed | | | | | | | | | | | | | | | | | | |
| | | | Item | | | | | | | | | | Vote | | For/Against | | | | | | |
| | | | | Proposal | | | | | | | | | | |
| | | | | | by | | | | | | | | | |
| | | | | | | | | | | | | | | Management | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
|
|
| Management | |
| 1a. | | | For | | For | |
| | Election of Director: Nora A. Aufreiter | | | | |
| | | | |
|
|
|
| Management | |
| 1b. | | | For | | For | |
| | Election of Director: Kevin M. Brown | | | | |
| | | | |
|
|
|
| Management | |
| 1c. | | | For | | For | |
| | Election of Director: Elaine L. Chao | | | | |
| | | | |
|
|
|
| Management | |
| 1d. | | | For | | For | |
| | Election of Director: Anne Gates | | | | |
| | | | |
|
|
|
| Management | |
| 1e. | | | For | | For | |
| | Election of Director: Karen M. Hoguet | | | | |
| | | | |
|
|
|
| Management | |
| 1f. | | | For | | For | |
| | Election of Director: W. Rodney McMullen | | | | |
| | | | |
|
|
|
| Management | |
| 1g. | | | For | | For | |
| | Election of Director: Clyde R. Moore | | | | |
| | | | |
|
|
|
| Management | |
| 1h. | | | For | | For | |
| | Election of Director: Ronald L. Sargent | | | | |
| | | | |
|
|
|
| Management | |
| 1i. | | | For | | For | |
| | Election of Director: J. Amanda Sourry Knox | | | | |
| | | | |
|
|
|
| Management | |
| 1j. | | | For | | For | |
| | Election of Director: Mark S. Sutton | | | | |
| | | | |
|
|
|
| Management | |
| 1k. | | | For | | For | |
| | Election of Director: Ashok Vemuri | | | | |
| | | | |
|
|
|
| Management | |
| 2. | | | For | | For | |
| | Approval, on an advisory basis, of Kroger's executive | | | | |
| | | | |
| compensation. | |
|
|
| 3. | | Management | | 1 Year | | For | |
| | Advisory Vote on Frequency of Future Votes on | | | | |
| | | | |
| Executive Compensation. | | |
| |
|
|
|
| Management | |
| 4. | | | For | | For | |
| | Ratification of PricewaterhouseCoopers LLP, as auditors. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 5. | | | Against | | For | |
| | Report on Public Health Costs from Sale of Tobacco | | | | |
| | | | |
| Products. | |
|
|
|
| Shareholder | |
| 6. | | | Against | | For | |
| | Listing of Charitable Contributions of $10,000 or More. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 7. | | | Against | | For | |
| | Report on Recyclability of Packaging. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 8. | | | Against | | For | |
| | Report on Racial and Gender Pay Gaps. | | | | |
| | | | |
|
|
|
| Shareholder | |
| 9. | | | Against | | For | |
| | Report on EEO Policy Risks. | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: /s/ Erich M. Patten
Erich M. Patten, President