UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): May 28, 2024 |
Uwharrie Capital Corp
(Exact name of Registrant as Specified in Its Charter)
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North Carolina | 000-22062 | 56-1814206 |
(State or Other Jurisdiction
of Incorporation) | (Commission File Number) | (IRS Employer
Identification No.) |
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132 North First Street | |
Albemarle, North Carolina | | 28001 |
(Address of Principal Executive Offices) | | (Zip Code) |
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Registrant’s Telephone Number, Including Area Code: 704 983-6181 |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
| | Trading
Symbol(s) | |
Name of each exchange on which registered
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None | | N/A | | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 28, 2024, Uwharrie Capital Corp (the “Registrant”) held its Annual Meeting of Shareholders (the “Annual Meeting”). There were two proposals submitted to shareholders at the Annual Meeting. In the case of Proposal 1, all of the Board of Directors’ nominees were approved and elected to serve on the Registrant’s Board of Directors. The other proposal was also approved by the shareholders entitled to vote at the Annual Meeting. The proposals below are described in greater detail in the Registrant’s definitive proxy statement for the Annual Meeting, as filed with the Securities and Exchange Commission on April 12, 2024.
The voting results were as follows:
Proposal 1: Proposal to elect four members to the Board of Directors, for the terms of office indicated or until their respective successors are duly elected and qualified.
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Directors Elected | | Votes For | | Votes Withheld | | Broker Non-Votes |
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Three-Year Terms | | | | | | |
Dean M. Bowers | | 2,933,254 | | 10,441 | | 1,284,163 |
Deidre B. Foster | | 2,914,889 | | 28,806 | | 1,284,163 |
Allen K. Furr | | 2,923,738 | | 19,957 | | 1,284,163 |
S. Todd Swaringen | | 2,931,801 | | 11,894 | | 1,284,163 |
Proposal 2: Proposal to ratify the appointment of Forvis, LLP as the Company’s independent registered public accounting firm for 2024.
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For | | Against | | Abstain | | Broker Non-Votes |
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4,189,685 | | 2,676 | | 35,497 | | -- |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit Number |
| Description |
104 |
| Cover page interactive data file (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| UWHARRIE CAPITAL CORP |
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Date: May 29, 2024 |
| By: | /s/ Heather H. Almond |
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| Heather H. Almond |
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| Principal Financial Officer |
