UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08268
Firsthand Funds
(Exact name of registrant as specified in charter)
150 Almaden Blvd., Suite 1250
San Jose, CA 95113
(Address of principal executive offices) (Zip code)
Firsthand Capital Management, Incorporated
150 Almaden Blvd., Suite 1250
San Jose, CA 95113
(Name and address of agent for service)
Copies of Communications to:
Kelvin K. Leung, Esq. Firsthand Capital Management, Incorporated 150 Almaden Blvd., Suite 1250 San Jose, California 95113 | David Hearth, Esq. Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 |
Registrant's telephone number, including area code: (408) 624-9527
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
FIRSTHAND ALTERNATIVE ENERGY FUND
| Company Name : | ABB LTD | |||||
| Ticker : | ABB | CUSPID : | 000375204 | |||
| Meeting Date : | 03/23/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 | For | Yes | For | ||
| 2 | Consultative vote on the 2022 Compensation Report | For | Yes | For | ||
| 3 | Discharge of the Board of Directors and the persons entrusted with management | For | Yes | For | ||
| 4 | Appropriation of earnings | For | Yes | For | ||
| 5 | Amendments to the Articles of Incorporation: Shares and Capital Structure | For | Yes | For | ||
| 6 | Amendments to the Articles of Incorporation: Restrictions on Registration | For | Yes | For | ||
| 7 | Amendments to the Articles of Incorporation: General Meeting of Shareholders | For | Yes | For | ||
| 8 | Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders | For | Yes | For | ||
| 9 | Amendments to the Articles of Incorporation: Board of Directors and Compensation | For | Yes | For | ||
| 10 | Capital Band | For | Yes | For | ||
| 11 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | For | Yes | For | ||
| 12 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | For | Yes | For | ||
| 13 | Election of Director: Gunnar Brock | For | Yes | For | ||
| 14 | Election of Director: David Constable | For | Yes | For | ||
| 15 | Election of Director: Frederico Fleury Curado | For | Yes | For | ||
| 16 | Election of Director: Lars Förberg | For | Yes | For | ||
| 17 | Election of Director: Denise Johnson | For | Yes | For | ||
| 18 | Election of Director: Jennifer Xin-Zhe Li | For | Yes | For | ||
| 19 | Election of Director: Geraldine Matchett | For | Yes | For | ||
| 20 | Election of Director: David Meline | For | Yes | For | ||
| 21 | Election of Director: Jacob Wallenberg | For | Yes | For | ||
| 22 | Election of Director and Chairman: Peter Voser | For | Yes | For | ||
| 23 | Election to the Compensation Committee: David Constable (as Director) | For | Yes | For | ||
| 24 | Election to the Compensation Committee: Frederico Fleury Curado (as Director) | For | Yes | For | ||
| 25 | Election to the Compensation Committee: Jennifer Xin-Zhe Li (as Director) | For | Yes | For | ||
| 26 | Election of the independent proxy, Zehnder Bolliger & Partner | For | Yes | For | ||
| 27 | Election of the auditors, KPMG AG | For | Yes | For | ||
| 28 | In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. | None | Yes | None | ||
| Company Name : | ABB LTD | |||||
| Ticker : | ABB | CUSPID : | 000375204 | |||
| Meeting Date : | 09/07/2022 | Meeting Type : | Special | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Approval of the Spin-off of Accelleron Industries Ltd by Way of a Special Dividend | For | Yes | For | ||
| 2 | In case of additional or alternative proposals to the published agenda items during the Extraordinary General Shareholders Meeting or of new agenda items, I authorize the independent proxy to act | For | Yes | Against | ||
| Company Name : | ADVANCED EMISSIONS SOLUTIONS, INC. | |||||
| Ticker : | ADES | CUSPID : | 00770C101 | |||
| Meeting Date : | 06/13/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Laurie Bergman | For | Yes | For | ||
| 1.2 | DIRECTOR Jeremy Blank | For | Yes | For | ||
| 1.3 | DIRECTOR R. Campbell-Breeden | For | Yes | For | ||
| 1.4 | DIRECTOR Carol Eicher | For | Yes | For | ||
| 1.5 | DIRECTOR Gilbert Li | For | Yes | For | ||
| 1.6 | DIRECTOR Julian McIntyre | For | Yes | For | ||
| 1.7 | DIRECTOR L. Spencer Wells | For | Yes | For | ||
| 2 | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion as set forth under the Executive Compensation section of the proxy statement for the 2023 Annual Meeting of Stockholders. | For | Yes | For | ||
| 3 | To ratify the Audit Committee's selection of Moss Adams LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 4 | To approve the issuance, in accordance with Nasdaq Listing Rule 5635(a), of our common stock, upon conversion of our Series A Preferred Stock issued on February 1, 2023. | For | Yes | For | ||
| 5 | To approve the Sixth Amendment to the Company's Tax Asset Protection Plan. | For | Yes | For | ||
| Company Name : | AMTECH SYSTEMS, INC. | |||||
| Ticker : | ASYS | CUSPID : | 032332504 | |||
| Meeting Date : | 03/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Michael Whang | For | Yes | For | ||
| 2 | Election of Director: Lisa D. Gibbs | For | Yes | For | ||
| 3 | Election of Director: Robert M. Averick | For | Yes | For | ||
| 4 | Election of Director: Robert C. Daigle | For | Yes | For | ||
| 5 | Election of Director: Michael Garnreiter | For | Yes | For | ||
| 6 | Election of Director: Michael M. Ludwig | For | Yes | For | ||
| 7 | To ratify the appointment of Grant Thornton LLP as our independent registered public accountants for the fiscal year ending September 30, 2023. | For | Yes | For | ||
| 8 | To approve the advisory (non-binding) resolution relating to the named executive officer compensation as disclosed in the accompanying proxy statement. | For | Yes | For | ||
| Company Name : | ASPEN AEROGELS, INC. | |||||
| Ticker : | ASPN | CUSPID : | 04523Y105 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Steven R. Mitchell | For | Yes | For | ||
| 1.2 | DIRECTOR Donald R. Young | For | Yes | For | ||
| 2 | Approval of an amendment to Aspen Aerogels, Inc.'s Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | For | Yes | Against | ||
| 3 | Approval of an amendment to Aspen Aerogels, Inc.'s Restated Certificate of Incorporation to increase the number of shares of common stock authorized for issuance from 125,000,000 to 250,000,000. | For | Yes | Against | ||
| 4 | Approval of the Aspen Aerogels 2023 Equity Incentive Plan. | For | Yes | For | ||
| 5 | The ratification of the appointment of KPMG LLP as Aspen Aerogels, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 6 | Approval of the compensation of Aspen Aerogels, Inc.'s named executive officers, as disclosed in its Proxy Statement for the 2023 Annual Meeting. | For | Yes | Against | ||
| Company Name : | CARRIER GLOBAL CORPORATION | |||||
| Ticker : | CARR | CUSPID : | 14448C104 | |||
| Meeting Date : | 04/20/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Jean-Pierre Garnier | For | Yes | For | ||
| 2 | Election of Director: David Gitlin | For | Yes | For | ||
| 3 | Election of Director: John J. Greisch | For | Yes | For | ||
| 4 | Election of Director: Charles M. Holley, Jr. | For | Yes | For | ||
| 5 | Election of Director: Michael M. McNamara | For | Yes | For | ||
| 6 | Election of Director: Susan N. Story | For | Yes | For | ||
| 7 | Election of Director: Michael A. Todman | For | Yes | For | ||
| 8 | Election of Director: Virginia M. Wilson | For | Yes | For | ||
| 9 | Election of Director: Beth A. Wozniak | For | Yes | For | ||
| 10 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Yes | For | ||
| 11 | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | For | Yes | For | ||
| 12 | Shareowner Proposal regarding independent board chairman. | None | Yes | For | ||
| Company Name : | CORNING INCORPORATED | |||||
| Ticker : | GLW | CUSPID : | 219350105 | |||
| Meeting Date : | 04/27/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Donald W. Blair | For | Yes | For | ||
| 2 | Election of Director: Leslie A. Brun | For | Yes | For | ||
| 3 | Election of Director: Stephanie A. Burns | For | Yes | For | ||
| 4 | Election of Director: Richard T. Clark | For | Yes | For | ||
| 5 | Election of Director: Pamela J. Craig | For | Yes | For | ||
| 6 | Election of Director: Robert F. Cummings, Jr. | For | Yes | For | ||
| 7 | Election of Director: Roger W. Ferguson, Jr. | For | Yes | For | ||
| 8 | Election of Director: Deborah A. Henretta | For | Yes | For | ||
| 9 | Election of Director: Daniel P. Huttenlocher | For | Yes | For | ||
| 10 | Election of Director: Kurt M. Landgraf | For | Yes | For | ||
| 11 | Election of Director: Kevin J. Martin | For | Yes | For | ||
| 12 | Election of Director: Deborah D. Rieman | For | Yes | For | ||
| 13 | Election of Director: Hansel E. Tookes II | For | Yes | For | ||
| 14 | Election of Director: Wendell P. Weeks | For | Yes | For | ||
| 15 | Election of Director: Mark S. Wrighton | For | Yes | For | ||
| 16 | Advisory approval of our executive compensation (Say on Pay). | For | Yes | For | ||
| 17 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 18 | Advisory vote on the frequency with which we hold advisory votes on our executive compensation. | 1 year | Yes | For | ||
| Company Name : | CURALEAF HOLDINGS INC | |||||
| Ticker : | CUSPID : | 23126M102 | ||||
| Meeting Date : | 09/08/2022 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | TO SET THE NUMBER OF DIRECTORS OF THE COMPANY AT NINE (9) | For | Yes | For | ||
| 2 | ELECTION OF DIRECTOR: BORIS JORDAN | For | Yes | For | ||
| 3 | ELECTION OF DIRECTOR: JOSEPH LUSARDI | For | Yes | For | ||
| 4 | ELECTION OF DIRECTOR: DR. JASWINDER GROVER | For | Yes | For | ||
| 5 | ELECTION OF DIRECTOR: KARL JOHANSSON | For | Yes | For | ||
| 6 | ELECTION OF DIRECTOR: PETER DERBY | For | Yes | For | ||
| 7 | ELECTION OF DIRECTOR: MITCHELL KAHN | For | Yes | For | ||
| 8 | TO APPOINT PKF O'CONNOR DAVIES, LLP, AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE AUDITORS' REMUNERATION AND TERMS OF ENGAGEMENT | For | Yes | For | ||
| Company Name : | ENOVIX CORPORATION | |||||
| Ticker : | ENVX | CUSPID : | 293594107 | |||
| Meeting Date : | 06/15/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Thurman J. Rodgers | For | Yes | For | ||
| 1.2 | DIRECTOR Betsy Atkins | For | Yes | For | ||
| 1.3 | DIRECTOR Pegah Ebrahimi | For | Yes | For | ||
| 1.4 | DIRECTOR Emmanuel T. Hernandez | For | Yes | For | ||
| 1.5 | DIRECTOR Gregory Reichow | For | Yes | For | ||
| 1.6 | DIRECTOR Dr. Raj Talluri | For | Yes | For | ||
| 2 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | Against | ||
| 3 | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | 1 year | Yes | For | ||
| 4 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | ENPHASE ENERGY, INC. | |||||
| Ticker : | ENPH | CUSPID : | 29355A107 | |||
| Meeting Date : | 05/17/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Jamie Haenggi | For | Yes | For | ||
| 1.2 | DIRECTOR Benjamin Kortlang | For | Yes | For | ||
| 1.3 | DIRECTOR Richard Mora | For | Yes | For | ||
| 2 | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | For | Yes | For | ||
| 3 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | EVGO INC. | |||||
| Ticker : | EVGO | CUSPID : | 30052F100 | |||
| Meeting Date : | 05/17/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Darpan Kapadia | For | Yes | For | ||
| 1.2 | DIRECTOR Jonathan Seelig | For | Yes | For | ||
| 1.3 | DIRECTOR Paul Segal | For | Yes | For | ||
| 2 | The ratification of the appointment of KPMG LLP as EVgo INC.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | Approval of the amendment to EVgo INC.'s Second Amended and Restated Certificate of Incorporation to limit the personal liability of certain of its officers as permitted by recent amendments to the General Corporation Law of the State of Delaware. | For | Yes | Against | ||
| Company Name : | FIRST SOLAR, INC. | |||||
| Ticker : | FSLR | CUSPID : | 336433107 | |||
| Meeting Date : | 05/09/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Michael J. Ahearn | For | Yes | For | ||
| 2 | Election of Director: Richard D. Chapman | For | Yes | For | ||
| 3 | Election of Director: Anita Marangoly George | For | Yes | For | ||
| 4 | Election of Director: George A. Hambro | For | Yes | For | ||
| 5 | Election of Director: Molly E. Joseph | For | Yes | For | ||
| 6 | Election of Director: Craig Kennedy | For | Yes | For | ||
| 7 | Election of Director: Lisa A. Kro | For | Yes | For | ||
| 8 | Election of Director: William J. Post | For | Yes | For | ||
| 9 | Election of Director: Paul H. Stebbins | For | Yes | For | ||
| 10 | Election of Director: Michael T. Sweeney | For | Yes | For | ||
| 11 | Election of Director: Mark R. Widmar | For | Yes | For | ||
| 12 | Election of Director: Norman L. Wright | For | Yes | For | ||
| 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2023 | For | Yes | For | ||
| 14 | Advisory vote to approve the compensation of our named executive officers | For | Yes | For | ||
| 15 | Advisory vote on the frequency of shareholder votes on executive compensation | 1 year | Yes | For | ||
| Company Name : | HONEYWELL INTERNATIONAL INC. | |||||
| Ticker : | HON | CUSPID : | 438516106 | |||
| Meeting Date : | 05/19/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Darius Adamczyk | For | Yes | For | ||
| 2 | Election of Director: Duncan B. Angove | For | Yes | For | ||
| 3 | Election of Director: William S. Ayer | For | Yes | For | ||
| 4 | Election of Director: Kevin Burke | For | Yes | For | ||
| 5 | Election of Director: D. Scott Davis | For | Yes | For | ||
| 6 | Election of Director: Deborah Flint | For | Yes | For | ||
| 7 | Election of Director: Vimal Kapur | For | Yes | For | ||
| 8 | Election of Director: Rose Lee | For | Yes | For | ||
| 9 | Election of Director: Grace D. Lieblein | For | Yes | For | ||
| 10 | Election of Director: Robin L. Washington | For | Yes | For | ||
| 11 | Election of Director: Robin Watson | For | Yes | For | ||
| 12 | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | 1 year | Yes | For | ||
| 13 | Advisory Vote to Approve Executive Compensation. | For | Yes | For | ||
| 14 | Approval of Independent Accountants. | For | Yes | For | ||
| 15 | Shareowner Proposal - Independent Board Chairman. | Against | Yes | For | ||
| 16 | Shareowner Proposal - Environmental and Health Impact Report. | Against | Yes | For | ||
| Company Name : | IBERDROLA SA | |||||
| Ticker : | CUSPID : | E6165F166 | ||||
| Meeting Date : | 04/28/2023 | Meeting Type : | Ordinary General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 2 | ANNUAL FINANCIAL STATEMENTS 2022 | For | Yes | For | ||
| 3 | DIRECTORS REPORTS 2022 | For | Yes | For | ||
| 4 | STATEMENT OF NON-FINANCIAL INFORMATION 2022 | For | Yes | For | ||
| 5 | CORPORATE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS IN 2022 | For | Yes | For | ||
| 6 | AMENDMENT OF THE PREAMBLE TO AND THE HEADING OF THE PRELIMINARY TITLE OF THE BY-LAWS IN ORDER TO CONFORM THE TEXT THEREOF TO THE CURRENT BUSINESS AND THE GOVERNANCE AND COMPLIANCE CONTEXT, AND TO MAKE ADJUSTMENTS OF A FORMAL NATURE | For | Yes | For | ||
| 7 | AMENDMENT OF ARTICLES 4 AND 32 OF THE BY-LAWS TO ACCOMMODATE THE FUNCTIONS OF DIFFERENT CORPORATE LEVELS WITHIN THE STRUCTURE OF THE IBERDROLA GROUP | For | Yes | For | ||
| 8 | AMENDMENT OF ARTICLE 8 OF THE BY-LAWS TO UPDATE REFERENCES TO INTERNAL REGULATIONS AND TO THE COMPLIANCE SYSTEM | For | Yes | For | ||
| 9 | ENGAGEMENT DIVIDEND: APPROVAL AND PAYMENT | For | Yes | For | ||
| 10 | ALLOCATION OF PROFITS/LOSSES AND 2022 DIVIDENDS: APPROVAL AND SUPPLEMENTARY PAYMENT, WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | For | Yes | For | ||
| 11 | FIRST INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 2,275 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | For | Yes | For | ||
| 12 | SECOND INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF EUR 1,500 MILLION IN ORDER TO IMPLEMENT THE IBERDROLA RETRIBUCION FLEXIBLE OPTIONAL DIVIDEND SYSTEM | For | Yes | For | ||
| 13 | REDUCTION IN CAPITAL BY MEANS OF THE RETIREMENT OF A MAXIMUM OF 206,364,000 OWN SHARES (3.201 PERCENT OF THE SHARE CAPITAL) | For | Yes | For | ||
| 14 | CONSULTATIVE VOTE ON THE ANNUAL DIRECTOR REMUNERATION REPORT 2022 | For | Yes | For | ||
| 15 | STRATEGIC BONUS FOR PROFESSIONALS OF THE COMPANIES OF THE IBERDROLA GROUP LINKED TO THE COMPANYS PERFORMANCE DURING THE 2023-2025 PERIOD, TO BE PAID ON A FRACTIONAL AND DEFERRED BASIS THROUGH THE DELIVERY OF SHARES | For | Yes | For | ||
| 16 | RE-ELECTION OF MS MARIA HELENA ANTOLIN RAYBAUD AS AN EXTERNAL DIRECTOR | For | Yes | For | ||
| 17 | RATIFICATION AND RE-ELECTION OF MR ARMANDO MARTINEZ MARTINEZ AS AN EXECUTIVE DIRECTOR | For | Yes | For | ||
| 18 | RE-ELECTION OF MR MANUEL MOREU MUNAIZ AS AN INDEPENDENT DIRECTOR | For | Yes | For | ||
| 19 | RE-ELECTION OF MS SARA DE LA RICA GOIRICELAYA AS AN INDEPENDENT DIRECTOR | For | Yes | For | ||
| 20 | RE-ELECTION OF MR XABIER SAGREDO ORMAZA AS AN INDEPENDENT DIRECTOR | For | Yes | For | ||
| 21 | RE-ELECTION OF MR JOSE IGNACIO SANCHEZ GALAN AS AN EXECUTIVE DIRECTOR | For | Yes | For | ||
| 22 | SETTING OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT FOURTEEN | For | Yes | For | ||
| 23 | DELEGATION OF POWERS TO FORMALISE AND TO CONVERT THE RESOLUTIONS ADOPTED INTO A PUBLIC INSTRUMENT | For | Yes | For | ||
| Company Name : | INTEVAC, INC. | |||||
| Ticker : | IVAC | CUSPID : | 461148108 | |||
| Meeting Date : | 05/17/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: David S. Dury | For | Yes | For | ||
| 2 | Election of Director: Nigel D. Hunton | For | Yes | For | ||
| 3 | Election of Director: Kevin D. Barber | For | Yes | For | ||
| 4 | Election of Director: Dorothy D. Hayes | For | Yes | For | ||
| 5 | Election of Director: Michele F. Klein | For | Yes | For | ||
| 6 | Proposal to approve the amended Intevac 2003 Employee Stock Purchase Plan to increase the maximum number of shares of Common Stock authorized for issuance thereunder by 300,000 shares. | For | Yes | For | ||
| 7 | Proposal to approve the amended Intevac 2020 Equity Incentive Plan to increase the maximum number of shares of Common Stock authorized for issuance thereunder by 850,000 shares. | For | Yes | For | ||
| 8 | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 30, 2023. | For | Yes | For | ||
| 9 | Proposal to approve, on a non-binding, advisory basis, the executive compensation of the Intevac's named executive officers. | For | Yes | Against | ||
| 10 | Proposal to approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of the Intevac's named executive officers. | 1 year | Yes | For | ||
| Company Name : | ITRON, INC. | |||||
| Ticker : | ITRI | CUSPID : | 465741106 | |||
| Meeting Date : | 05/11/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Mary C. Hemmingsen | For | Yes | For | ||
| 2 | Election of Director: Jerome J. Lande | For | Yes | For | ||
| 3 | Election of Director: Frank M. Jaehnert | For | Yes | For | ||
| 4 | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | For | Yes | For | ||
| 5 | Proposal to approve, on an advisory (non-binding) basis, the frequency of the advisory vote on executive compensation. | 1 year | Yes | For | ||
| 6 | Proposal to approve the amendment of the Itron, Inc. 2012 Employee Stock Purchase Plan. | For | Yes | For | ||
| 7 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2023. | For | Yes | For | ||
| Company Name : | JAZZ PHARMACEUTICALS PLC | |||||
| Ticker : | JAZZ | CUSPID : | G50871105 | |||
| Meeting Date : | 07/28/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director to hold office until the 2025 Annual General Meeting: Jennifer E. Cook | For | Yes | For | ||
| 2 | Election of Director to hold office until the 2025 Annual General Meeting: Patrick G. Enright | For | Yes | For | ||
| 3 | Election of Director to hold office until the 2025 Annual General Meeting: Seamus Mulligan | For | Yes | For | ||
| 4 | Election of Director to hold office until the 2025 Annual General Meeting: Norbert G. Riedel, Ph.D. | For | Yes | For | ||
| 5 | To ratify, on a non-binding advisory basis, the appointment of KPMG as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2022 and to authorize, in a binding vote, the Board of Directors, acting through the audit committee, to determine KPMG's remuneration. | For | Yes | For | ||
| 6 | To approve, on a non-binding advisory basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement. | For | Yes | For | ||
| 7 | To grant the Board of Directors authority under Irish law to allot and issue ordinary shares for cash without first offering those ordinary shares to existing shareholders pursuant to the statutory pre-emption right that would otherwise apply. | For | Yes | For | ||
| 8 | To approve any motion to adjourn the Annual General Meeting, or any adjournments thereof, to another time and place to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve Proposal 4. | For | Yes | For | ||
| Company Name : | KONINKLIJKE PHILIPS N.V. | |||||
| Ticker : | PHG | CUSPID : | 500472303 | |||
| Meeting Date : | 05/09/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Annual Report 2022: Proposal to adopt the financial statements | None | Yes | None | ||
| 2 | Annual Report 2022: Proposal to adopt dividend | None | Yes | None | ||
| 3 | Annual Report 2022: Advisory vote on the Remuneration Report 2022 | None | Yes | None | ||
| 4 | Annual Report 2022: Proposal to discharge the members of the Board of Management | None | Yes | None | ||
| 5 | Annual Report 2022: Proposal to discharge the members of the Supervisory Board | None | Yes | None | ||
| 6 | Composition of the Board of Management: Proposal to re-appoint Mr A. Bhattacharya as member of the Board of Management | None | Yes | None | ||
| 7 | Composition of the Supervisory Board: Proposal to re-appoint Mr D.E.I. Pyott as member of the Supervisory Board | None | Yes | None | ||
| 8 | Composition of the Supervisory Board: Proposal to re-appoint Ms M.E. Doherty as member of the Supervisory Board | None | Yes | None | ||
| 9 | Proposal to re-appoint Ernst & Young Accountants LLP as the company's external auditor for the financial year 2024 | None | Yes | None | ||
| 10 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as the company's external auditor for a term of four years starting the financial year 2025 | None | Yes | None | ||
| 11 | Proposals to authorize the Board of Management to: issue shares or grant rights to acquire shares | None | Yes | None | ||
| 12 | Proposals to authorize the Board of Management to: restrict or exclude pre-emption rights | None | Yes | None | ||
| 13 | Proposal to authorize the Board of Management to acquire shares in the company | None | Yes | None | ||
| 14 | Proposal to cancel shares | None | Yes | None | ||
| Company Name : | KONINKLIJKE PHILIPS N.V. | |||||
| Ticker : | PHG | CUSPID : | 500472303 | |||
| Meeting Date : | 09/30/2022 | Meeting Type : | Special | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Proposal to appoint Mr R.W.O. Jakobs as President/Chief Executive Officer and member of the Board of Management with effect from October 15, 2022. | None | Yes | None | ||
| Company Name : | KRATOS DEFENSE & SEC SOLUTIONS, INC. | |||||
| Ticker : | KTOS | CUSPID : | 50077B207 | |||
| Meeting Date : | 05/24/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Scott Anderson | For | Yes | For | ||
| 1.2 | DIRECTOR Eric DeMarco | For | Yes | For | ||
| 1.3 | DIRECTOR William Hoglund | For | Yes | For | ||
| 1.4 | DIRECTOR Scot Jarvis | For | Yes | For | ||
| 1.5 | DIRECTOR Jane Judd | For | Yes | For | ||
| 1.6 | DIRECTOR Samuel Liberatore | For | Yes | For | ||
| 1.7 | DIRECTOR Deanna Lund | For | Yes | For | ||
| 1.8 | DIRECTOR Amy Zegart | For | Yes | For | ||
| 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | To approve the adoption of the Company's 2023 Equity Incentive Plan. | For | Yes | For | ||
| 4 | To approve the adoption of the Company's 2023 Employee Stock Purchase Plan. | For | Yes | For | ||
| 5 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | For | Yes | For | ||
| 6 | An advisory vote on the frequency of the stockholder advisory vote to approve the compensation of our named executive officers, as presented in the proxy statement. | 1 year | Yes | For | ||
| Company Name : | MAXEON SOLAR TECHNOLOGIES, LTD. | |||||
| Ticker : | MAXN | CUSPID : | Y58473102 | |||
| Meeting Date : | 08/31/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | To receive and adopt the Directors' Statement and Audited Financial Statements for the financial period ended 2 January 2022 and the Auditor's Report thereon. | For | Yes | For | ||
| 2 | To elect Messr. Kris Sennesael as a Director pursuant to Regulation 94 of the Constitution of the Company. | For | Yes | For | ||
| 3 | To approve Messr. Kris Sennesaels Directors' annual fees of US$300,000 to be paid pro rata on a quarterly basis, based on the Company's Outside Director Compensation Policy | For | Yes | For | ||
| 4 | To elect Messr. Nikita Taldykin as a Director pursuant to Regulation 94 of the Constitution of the Company. | For | Yes | Against | ||
| 5 | To elect Messr. Gavin Adda as a Director pursuant to Regulation 94 of the Constitution of the Company. | For | Yes | Against | ||
| 6 | To elect Mr. Yanbing Jiang as a Director pursuant to Regulation 94 of the Constitution of the Company. | For | Yes | Against | ||
| 7 | To re-appoint Ernst & Young LLP as the Company's auditors and to authorise the Audit Committee of the Board of Directors to fix their remuneration. | For | Yes | For | ||
| 8 | To authorise Directors to issue shares. | For | Yes | For | ||
| 9 | To approve the renewal of FPTC Share Purchase Mandate. | For | Yes | For | ||
| 10 | To approve the renewal of MLI Share Buyback Mandate. | For | Yes | For | ||
| Company Name : | ON SEMICONDUCTOR CORPORATION | |||||
| Ticker : | ON | CUSPID : | 682189105 | |||
| Meeting Date : | 05/18/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Atsushi Abe | For | Yes | For | ||
| 2 | Election of Director: Alan Campbell | For | Yes | For | ||
| 3 | Election of Director: Susan K. Carter | For | Yes | For | ||
| 4 | Election of Director: Thomas L. Deitrich | For | Yes | For | ||
| 5 | Election of Director: Hassane El-Khoury | For | Yes | For | ||
| 6 | Election of Director: Bruce E. Kiddoo | For | Yes | For | ||
| 7 | Election of Director: Paul A. Mascarenas | For | Yes | For | ||
| 8 | Election of Director: Gregory Waters | For | Yes | For | ||
| 9 | Election of Director: Christine Y. Yan | For | Yes | For | ||
| 10 | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | For | Yes | For | ||
| 11 | Advisory vote to approve the frequency of future Say-on-Pay votes. | 1 year | Yes | For | ||
| 12 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered accounting firm for the year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | ORION ENERGY SYSTEMS, INC. | |||||
| Ticker : | OESX | CUSPID : | 686275108 | |||
| Meeting Date : | 08/04/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Anthony L. Otten | For | Yes | For | ||
| 1.2 | DIRECTOR Sally A. Washlow | For | Yes | For | ||
| 2 | Advisory vote on the approval of the compensation of the Company's named executive officers as disclosed in the proxy statement. | For | Yes | For | ||
| 3 | Ratification of BDO USA, LLP to serve as the Company's independent registered public accounting firm for fiscal year 2023. | For | Yes | For | ||
| 4 | On such other matters that may properly come before the annual meeting in accordance with the best judgment of the persons named as proxies. | For | Yes | Against | ||
| Company Name : | POWER INTEGRATIONS, INC. | |||||
| Ticker : | POWI | CUSPID : | 739276103 | |||
| Meeting Date : | 05/19/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director to hold office until the 2024 Annual Meeting: Wendy Arienzo | For | Yes | For | ||
| 2 | Election of Director to hold office until the 2024 Annual Meeting: Balu Balakrishnan | For | Yes | For | ||
| 3 | Election of Director to hold office until the 2024 Annual Meeting: Nicholas E. Brathwaite | For | Yes | For | ||
| 4 | Election of Director to hold office until the 2024 Annual Meeting: Anita Ganti | For | Yes | For | ||
| 5 | Election of Director to hold office until the 2024 Annual Meeting: Nancy Gioia | For | Yes | For | ||
| 6 | Election of Director to hold office until the 2024 Annual Meeting: Balakrishnan S. Iyer | For | Yes | For | ||
| 7 | Election of Director to hold office until the 2024 Annual Meeting: Ravi Vig | For | Yes | For | ||
| 8 | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | For | Yes | For | ||
| 9 | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of Power Integrations' named executive officers. | None | Yes | None | ||
| 10 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | QUANTA SERVICES, INC. | |||||
| Ticker : | PWR | CUSPID : | 74762E102 | |||
| Meeting Date : | 05/23/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Earl C. (Duke) Austin, Jr. | For | Yes | For | ||
| 2 | Election of Director: Doyle N. Beneby | For | Yes | For | ||
| 3 | Election of Director: Vincent D. Foster | For | Yes | For | ||
| 4 | Election of Director: Bernard Fried | For | Yes | For | ||
| 5 | Election of Director: Worthing F. Jackman | For | Yes | For | ||
| 6 | Election of Director: Holli C. Ladhani | For | Yes | For | ||
| 7 | Election of Director: David M. McClanahan | For | Yes | For | ||
| 8 | Election of Director: R. Scott Rowe | For | Yes | For | ||
| 9 | Election of Director: Margaret B. Shannon | For | Yes | For | ||
| 10 | Election of Director: Martha B. Wyrsch | For | Yes | For | ||
| 11 | Approval, by non-binding advisory vote, of Quanta's executive compensation. | For | Yes | For | ||
| 12 | Recommendation, by non-binding advisory vote, on the frequency of future advisory votes on Quanta's executive compensation. | 1 year | Yes | For | ||
| 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. | For | Yes | For | ||
| Company Name : | SHARP CORPORATION | |||||
| Ticker : | SGRE.MC | CUSPID : | J71434112 | |||
| Meeting Date : | 06/27/2023 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Appoint a Director who is not Audit and Supervisory Committee Member Po-Hsuan Wu | For | Yes | For | ||
| 2 | Appoint a Director who is not Audit and Supervisory Committee Member Okitsu, Masahiro | For | Yes | For | ||
| 3 | Appoint a Director who is not Audit and Supervisory Committee Member Limin Hu | For | Yes | For | ||
| 4 | Appoint a Director who is not Audit and Supervisory Committee Member Steve Shyh Chen | For | Yes | For | ||
| 5 | Appoint a Director who is Audit and Supervisory Committee Member Hsu-Tung Lu | For | Yes | Against | ||
| 6 | Appoint a Director who is Audit and Supervisory Committee Member Himeiwa, Yasuo | For | Yes | For | ||
| 7 | Appoint a Director who is Audit and Supervisory Committee Member Nakagawa, Yutaka | For | Yes | For | ||
| 8 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | For | Yes | For | ||
| 9 | Approve Issuance of Share Acquisition Rights as Stock Options | For | Yes | For | ||
| Company Name : | SIEMENS GAMESA RENEWABLE ENERGY SA | |||||
| Ticker : | SGRE.MC | CUSPID : | E8T87A100 | |||
| Meeting Date : | 06/12/2023 | Meeting Type : | ExtraOrdinary General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | EXAMINATION AND RATIFICATION FRAMEWORK AGREEMENT FINANCING BETWEEN SIEMENS GAMESA AND SIEMENS ENERGY AND TRANSACTION | For | Yes | For | ||
| 2 | EXAMINATION AND APPROVAL FINANCING TRANSACTION FRAMEWORK AGREEMENT BETWEEN SIEMENSGAMESA AND SIEMENSENERGY 2,500 MILL EUR | For | Yes | For | ||
| 3 | EXAMINATION, APPROVAL FINANCING TRANSACTION FRAMEWORK AGREEMENT BETWEEN SIEMENSGAMESA AND SIEMENSENERGY 1,500 MILL EUR | For | Yes | For | ||
| 4 | EXAMINATION,APPROVAL REDUCTION CAPITAL SGRE, REDEMPTION SHARES OWNED BY SHAREHOLDERS DIFF SE.AMENDM ART.7 BYLAWS | For | Yes | For | ||
| 5 | SEPARATE VOTE BY SIEMENSENERGY FOR RESOLUTION REDUCTION OF CAPITAL SUBMITTED FOR APPROVAL ITEM TWO ON THE AGENDA | For | Yes | For | ||
| 6 | SEPARATE VOTE BY SHAREHOLDERS OTHER THAN SIEMENSENERGY AFFECTED BY THE RESOLUTION REDUCTION OF SHARE CAPITAL | For | Yes | For | ||
| 7 | DELEGATION OF POWERS | For | Yes | For | ||
| Company Name : | SIEMENS GAMESA RENEWABLE ENERGY SA | |||||
| Ticker : | SGRE.MC | CUSPID : | E8T87A100 | |||
| Meeting Date : | 03/27/2023 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES) OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANNIMA, AS WELL AS OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES), FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2022 | For | Yes | For | ||
| 2 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANNIMA AND OF THE CONSOLIDATED ONE WITH ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2022 | For | Yes | For | ||
| 3 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANNIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2022 | For | Yes | For | ||
| 4 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CORPORATE MANAGEMENT AND THE ACTIVITIES OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2022 | For | Yes | For | ||
| 5 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2022 | For | Yes | For | ||
| 6 | RE-ELECTION OF ERNST YOUNG, SOCIEDAD LIMITADA AS STATUTORY AUDITOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEAR 2023 | For | Yes | For | ||
| 7 | AUTHORISATION TO THE GOVERNING BODY, WITH EXPRESS POWER OF SUBSTITUTION, FOR THE ACQUISITION OF OWN SHARES | For | Yes | For | ||
| 8 | DELEGATION OF POWERS FOR THE FORMALISATION AND IMPLEMENTATION OF ALL THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING OF SHAREHOLDERS, FOR THE CONVERSION THEREOF INTO A PUBLIC INSTRUMENT AND FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION OR FURTHER DEVELOPMENT THEREOF UNTIL ALL REQUIRED REGISTRATIONS ARE ACCOMPLISHED | For | Yes | For | ||
| Company Name : | SIEMENS GAMESA RENEWABLE ENERGY SA | |||||
| Ticker : | SGRE.MC | CUSPID : | E8T87A100 | |||
| Meeting Date : | 01/25/2023 | Meeting Type : | ExtraOrdinary General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | RATIFICATION OF APPOINTMENT BY CO-OPTION AND RE-ELECTION OF MR CHRISTIAN BRUCH AS NON-EXECUTIVE PROPRIETARY DIRECTOR | For | Yes | For | ||
| 2 | RATIFICATION OF APPOINTMENT BY CO-OPTION AND RE-ELECTION OF MR ANTON STEIGER AS NON-EXECUTIVE PROPRIETARY DIRECTOR | For | Yes | For | ||
| 3 | DELISTING OF THE SHARES REPRESENTING THE ENTIRE CAPITAL OF THE COMPANY | For | Yes | For | ||
| 4 | AMENDMENT BY-LAWS (ARTS. 2,8,11,13,15,19.4,20,21,24,31,32,33,35,48,50,52.1, AND REPEAL ART.29,30,37,39, 42) | For | Yes | For | ||
| 5 | AMENDMENT OF THE BY-LAWS (ARTS. 5 AND 12.2) | For | Yes | For | ||
| 6 | AMENDMENT OF THE BY-LAWS (ART. 17.1) | For | Yes | For | ||
| 7 | AMENDMENT OF THE BY-LAWS (ART. 45) | For | Yes | For | ||
| 8 | AMENDMENT BY-LAWS (ARTS.10,18 AND REPEAL ARTS.3,9,14,16,25,27,28,34,36,38,40,41,43,46,47,51,53) | For | Yes | For | ||
| 9 | AMENDMENT BY-LAWS (APPROVAL OF REVISED TEXT OF THE BY-LAWS) | For | Yes | For | ||
| 10 | AMENDMENT GENERAL MEETING REGULATIONS (ART.3,4,7,8,9,11,12,14,16.1,17,18.1,21,23,25.2,27,28.1,29,31,36 AND REPEAL 10) | For | Yes | For | ||
| 11 | AMENDMENT GENERAL MEETING REGULATIONS (ART. 6 AND REPEAL ART. 37) | For | Yes | For | ||
| 12 | AMENDMENT GENERAL MEETING REGULATIONS (ART.1.2, 2, 19, 22, 24 AND 32.2) | For | Yes | For | ||
| 13 | AMENDMENT GENERAL MEETING REGULATIONS (APPROVAL REVISED TEXT) | For | Yes | For | ||
| 14 | REPEAL OF THE REMUNERATION POLICY OF DIRECTORS | For | Yes | For | ||
| 15 | ACKNOWLEDGEMENT OF RESIGNATIONS OF DIRECTORS AND ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD AT THREE | For | Yes | For | ||
| 16 | DELEGATION OF POWERS TO FORMALIZE AND EXECUTE ALL RESOLUTIONS ADOPTED BY THE GENERAL MEETING | For | Yes | For | ||
| 17 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 JAN 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | M | Yes | For | ||
| 18 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | M | Yes | For | ||
| Company Name : | SOLAREDGE TECHNOLOGIES, INC. | |||||
| Ticker : | SEDG | CUSPID : | 83417M104 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Marcel Gani | For | Yes | For | ||
| 2 | Election of Director: Tal Payne | For | Yes | For | ||
| 3 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | For | Yes | For | ||
| 4 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say-on-Pay" vote). | For | Yes | For | ||
| 5 | Vote, on an advisory and non-binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the "Say-on- Frequency" vote). | 1 year | Yes | For | ||
| 6 | Approval of an amendment to the Company's certificate of incorporation to declassify the Board and phase-in annual director elections. | For | Yes | For | ||
| 7 | Approval of an amendment to the Company's certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company's certificate of incorporation and bylaws. | For | Yes | For | ||
| 8 | Approval of an amendment to the Company's certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | For | Yes | Against | ||
| Company Name : | STMICROELECTRONICS N.V. | |||||
| Ticker : | STM | CUSPID : | 861012102 | |||
| Meeting Date : | 05/24/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Remuneration Report (advisory vote) | For | Yes | For | ||
| 2 | Adoption of the Company's annual accounts for its 2022 financial year (voting item) | For | Yes | For | ||
| 3 | Adoption of a dividend (voting item) | For | Yes | For | ||
| 4 | Discharge of the sole member of the Managing Board (voting item) | For | Yes | For | ||
| 5 | Discharge of the members of the Supervisory Board (voting item) | For | Yes | For | ||
| 6 | Approval of the stock-based portion of the compensation of the President and CEO (voting item) | For | Yes | For | ||
| 7 | Re-appointment of Mr. Yann Delabrière as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 8 | Re-appointment of Ms. Ana de Pro Gonzalo as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 9 | Re-appointment of Mr. Frédéric Sanchez as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 10 | Re-appointment of Mr. Maurizio Tamagnini as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 11 | Appointment of Ms. Hélène Vletter-van Dort as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 12 | Appointment of Mr. Paolo Visca as member of the Supervisory Board (voting item) | For | Yes | For | ||
| 13 | Authorization to the Managing Board, until the conclusion of the 2024 AGM, to repurchase shares, subject to the approval of the Supervisory Board(voting item) | For | Yes | For | ||
| 14 | Delegation to the Supervisory Board of the authority to issue new common shares, to grant rights to subscribe for such shares, and to limit and/or exclude existing shareholders' pre-emptive rights on common shares, until the conclusion of the 2024 AGM (voting item) | For | Yes | For | ||
| Company Name : | SUNNOVA ENERGY INTERNATIONAL INC | |||||
| Ticker : | NOVA | CUSPID : | 86745K104 | |||
| Meeting Date : | 05/17/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class I Director to serve three-year terms: William J. Berger | For | Yes | For | ||
| 2 | Election of Class I Director to serve three-year terms: Rahman D'Argenio | For | Yes | For | ||
| 3 | Election of Class I Director to serve three-year terms: Michael C. Morgan | For | Yes | For | ||
| 4 | To approve, in a non-binding advisory vote, the compensation of our named executive officers. | For | Yes | Against | ||
| 5 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | For | Yes | For | ||
| Company Name : | SUNPOWER CORPORATION | |||||
| Ticker : | SPWR | CUSPID : | 867652406 | |||
| Meeting Date : | 05/11/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Peter Faricy | For | Yes | For | ||
| 1.2 | DIRECTOR Nathaniel Anschuetz | For | Yes | For | ||
| 1.3 | DIRECTOR Thomas McDaniel | For | Yes | For | ||
| 2 | The approval, in an advisory vote, of our named executive officer compensation. | For | Yes | For | ||
| 3 | The proposal to approve, in an advisory vote, whether a stockholder advisory vote on our named executive officer compensation should be held every (a) one year, (b) two years, or (c) three years. | 1 year | Yes | For | ||
| 4 | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. | For | Yes | For | ||
| Company Name : | SUNRUN INC. | |||||
| Ticker : | RUN | CUSPID : | 86771W105 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Edward Fenster | For | Yes | For | ||
| 1.2 | DIRECTOR Leslie Dach | For | Yes | For | ||
| 1.3 | DIRECTOR Mary Powell | For | Yes | For | ||
| 2 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | Advisory proposal of the compensation of our named executive officers ("Say-on-Pay"). | For | Yes | Against | ||
| 4 | Approval of an amendment to our Amended and Restated Certificate of Incorporation to declassify our board of directors. | For | Yes | For | ||
| 5 | Approval of an amendment to our Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | For | Yes | For | ||
| Company Name : | TESLA, INC. | |||||
| Ticker : | TSLA | CUSPID : | 88160R101 | |||
| Meeting Date : | 05/16/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Elon Musk | For | Yes | For | ||
| 2 | Election of Director: Robyn Denholm | For | Yes | For | ||
| 3 | Election of Director: JB Straubel | For | Yes | For | ||
| 4 | Tesla proposal to approve executive compensation on a non- binding advisory basis. | For | Yes | For | ||
| 5 | Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. | 3 years | Yes | Against | ||
| 6 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | For | Yes | For | ||
| 7 | Stockholder proposal regarding reporting on key-person risk. | Against | Yes | For | ||
| Company Name : | ULVAC, INC. | |||||
| Ticker : | CUSPID : | J94048105 | ||||
| Meeting Date : | 09/29/2022 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Approve Appropriation of Surplus | For | Yes | For | ||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Allow Use of Electronic Systems for Public Notifications | For | Yes | For | ||
| 3 | Appoint a Director Iwashita, Setsuo | For | Yes | Against | ||
| 4 | Appoint a Director Motoyoshi, Mitsuru | For | Yes | Against | ||
| 5 | Appoint a Director Choong Ryul Paik | For | Yes | Against | ||
| 6 | Appoint a Director Nishi, Hiroyuki | For | Yes | Against | ||
| 7 | Appoint a Director Uchida, Norio | For | Yes | For | ||
| 8 | Appoint a Director Ishida, Kozo | For | Yes | For | ||
| 9 | Appoint a Director Nakajima, Yoshimi | For | Yes | For | ||
| 10 | Appoint a Corporate Auditor Saito, Kazuya | For | Yes | Against | ||
| 11 | Appoint a Substitute Corporate Auditor Nonaka, Takao | For | Yes | For | ||
| Company Name : | VESTAS WIND SYSTEMS A/S | |||||
| Ticker : | CUSPID : | K9773J201 | ||||
| Meeting Date : | 04/12/2023 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | For | Yes | For | ||
| 2 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR | For | Yes | For | ||
| 3 | PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT | For | Yes | For | ||
| 4 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION | For | Yes | For | ||
| 5 | RE-ELECTION OF ANDERS RUNEVAD TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 6 | RE-ELECTION OF BRUCE GRANT TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 7 | RE-ELECTION OF EVA MERETE SOFELDE BERNEKE TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 8 | RE-ELECTION OF HELLE THORNING-SCHMIDT TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 9 | RE-ELECTION OF KARL-HENRIK SUNDSTROM TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 10 | RE-ELECTION OF KENTARO HOSOMI TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 11 | RE-ELECTION OF LENA OLVING TO THE BOARD OF THE DIRECTOR | For | Yes | For | ||
| 12 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | For | Yes | For | ||
| 13 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES AUTHORISATION TO ACQUIRE TREASURY SHARES UNTIL 31 DECEMBER 2024 | For | Yes | For | ||
| 14 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | For | Yes | For | ||
| Company Name : | WOLFSPEED, INC. | |||||
| Ticker : | WOLF | CUSPID : | 977852102 | |||
| Meeting Date : | 10/24/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Glenda M. Dorchak | For | Yes | For | ||
| 1.2 | DIRECTOR John C. Hodge | For | Yes | For | ||
| 1.3 | DIRECTOR Clyde R. Hosein | For | Yes | For | ||
| 1.4 | DIRECTOR Darren R. Jackson | For | Yes | For | ||
| 1.5 | DIRECTOR Duy-Loan T. Le | For | Yes | For | ||
| 1.6 | DIRECTOR Gregg A. Lowe | For | Yes | For | ||
| 1.7 | DIRECTOR John B. Replogle | For | Yes | For | ||
| 1.8 | DIRECTOR Marvin A. Riley | For | Yes | For | ||
| 1.9 | DIRECTOR Thomas H. Werner | For | Yes | For | ||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2023. | For | Yes | For | ||
| 3 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For | ||
FIRSTHAND TECHNOLOGY OPPORTUNITIES FUND
| Company Name : | ASTRA SPACE INC. | |||||
| Ticker : | ASTR | CUSPID : | 04634X103 | |||
| Meeting Date : | 06/08/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class III Director to serve for a term expiring at the 2026 Annual Meeting: Michèle Flournoy | For | Yes | For | ||
| 2 | Election of Class III Director to serve for a term expiring at the 2026 Annual Meeting: Michael Lehman | For | Yes | For | ||
| 3 | Election of Class III Director to serve for a term expiring at the 2026 Annual Meeting: Lisa Nelson | For | Yes | For | ||
| 4 | To approve a Certificate of Amendment to Astra Space Inc.'s Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of all of the outstanding shares of its Class A Common Stock and Class B Common Stock at a ratio in the range of 1-for-5 to 1-for-15, with the final decision of whether to proceed with the reverse stock split and the exact ratio and timing of the reverse split to be determined by the Board of Directors, in its discretion, following stockholder approval (if obtained), but no later than June 8, 2024. | For | Yes | For | ||
| 5 | To approve the following actions with respect to the existing performance stock options granted to Chris Kemp, Adam London and Martin Attiq under 2021 Omnibus Incentive Plan ("Existing PSOs"), exercisable for aggregate 9,762,133 shares of Class A Common Stock and which relate to long-term incentive plan for senior executives: (a) terminate the Existing PSOs effective as of the date of 2023 Annual Meeting; (b) authorize the Compensation Committee to grant each of Mr. Kemp, Dr. London & Mr. Attiq new performance stock options (the "New PSOs"). | For | Yes | Against | ||
| 6 | To approve an amendment to the Astra Space, Inc. 2021 Omnibus Incentive Plan (as amended) to increase the number of shares of Class A common stock authorized for issuance under the Plan by either (a) 237,867 shares, if the stockholders approve Proposal No. 3, or (b) 4,000,000 shares if the stockholders do not approve Proposal No. 3. | For | Yes | Against | ||
| 7 | Ratify the appointment of PricewaterhouseCoopers LLP as Astra Space, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | BILL.COM HOLDINGS, INC. | |||||
| Ticker : | BILL | CUSPID : | 090043100 | |||
| Meeting Date : | 12/08/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Steven Cakebread | For | Yes | For | ||
| 1.2 | DIRECTOR David Hornik | For | Yes | For | ||
| 1.3 | DIRECTOR Brian Jacobs | For | Yes | For | ||
| 1.4 | DIRECTOR Allie Kline | For | Yes | For | ||
| 2 | Ratification of the Appointment of Ernst and Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2023. | For | Yes | For | ||
| 3 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | For | Yes | Against | ||
| Company Name : | CHEGG, INC. | |||||
| Ticker : | CHGG | CUSPID : | 163092109 | |||
| Meeting Date : | 06/07/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class I Director: Renee Budig | For | Yes | For | ||
| 2 | Election of Class I Director: Dan Rosensweig | For | Yes | For | ||
| 3 | Election of Class I Director: Ted Schlein | For | Yes | For | ||
| 4 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Yes | For | ||
| 5 | To approve the Chegg, Inc. 2023 Equity Incentive Plan. | For | Yes | For | ||
| 6 | To approve the Chegg, Inc. Amended and Restated 2013 Employee Stock Purchase Plan. | For | Yes | For | ||
| 7 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | CLOUDFLARE, INC. | |||||
| Ticker : | NET | CUSPID : | 18915M107 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Scott Sandell | For | Yes | For | ||
| 1.2 | DIRECTOR Michelle Zatlyn | For | Yes | For | ||
| 2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | Approval, on an advisory basis, of the compensation of our named executive officers. | For | Yes | Against | ||
| Company Name : | COURSERA, INC. | |||||
| Ticker : | COUR | CUSPID : | 22266M104 | |||
| Meeting Date : | 05/23/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Amanda M. Clark | For | Yes | For | ||
| 1.2 | DIRECTOR Christopher D. McCarthy | For | Yes | For | ||
| 1.3 | DIRECTOR Andrew Y. Ng | For | Yes | For | ||
| 2 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | For | Yes | Against | ||
| 3 | Approval, on a non-binding advisory basis, of the frequency of advisory votes to approve the compensation of the Company's named executive officers. | 1 year | Yes | For | ||
| 4 | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | CYTODYN INC. | |||||
| Ticker : | CYDY | CUSPID : | 23283M101 | |||
| Meeting Date : | 12/09/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Tanya Durkee Urbach | For | Yes | For | ||
| 1.2 | DIRECTOR Lishomwa C. Ndhlovu* | For | Yes | For | ||
| 1.3 | DIRECTOR Karen J. Brunke, Ph.D. | For | Yes | For | ||
| 1.4 | DIRECTOR Ryan M. Dunlap | For | Yes | For | ||
| 1.5 | DIRECTOR Stephen M. Simes | For | Yes | For | ||
| 2 | Ratification, on an advisory (non-binding) basis, of the selection of Macias Gini & O'Connell LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2023. | For | Yes | For | ||
| 3 | Approval, on an advisory (non-binding) basis, of our named executive officer compensation. | For | Yes | Against | ||
| Company Name : | CYTODYN INC. | |||||
| Ticker : | CYDY | CUSPID : | 23283M101 | |||
| Meeting Date : | 08/31/2022 | Meeting Type : | Special | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Approval of a proposal to amend the Company's Certificate of Incorporation to increase the total number of authorized shares of common stock from 1,000,000,000 to 1,350,000,000. | For | Yes | For | ||
| 2 | Adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the meeting to approve Proposal 1. | For | Yes | For | ||
| Company Name : | DOCUSIGN, INC. | |||||
| Ticker : | DOCU | CUSPID : | 256163106 | |||
| Meeting Date : | 05/31/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR James Beer | For | Yes | For | ||
| 1.2 | DIRECTOR Cain A. Hayes | For | Yes | For | ||
| 1.3 | DIRECTOR Allan Thygesen | For | Yes | For | ||
| 2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2024 | For | Yes | For | ||
| 3 | Approval, on an advisory basis, of our named executive officers' compensation | For | Yes | Against | ||
| Company Name : | DOMO,INC. | |||||
| Ticker : | DOMO | CUSPID : | 257554105 | |||
| Meeting Date : | 06/30/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Joshua G. James | For | Yes | For | ||
| 1.2 | DIRECTOR Carine S. Clark | For | Yes | For | ||
| 1.3 | DIRECTOR Daniel Daniel | For | Yes | For | ||
| 1.4 | DIRECTOR Jeff Kearl | For | Yes | For | ||
| 1.5 | DIRECTOR John Pestana | For | Yes | For | ||
| 1.6 | DIRECTOR Dan Strong | For | Yes | For | ||
| 1.7 | DIRECTOR Renée Soto | For | Yes | For | ||
| 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | For | Yes | For | ||
| 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | Against | ||
| 4 | To approve the amendment and restatement of our amended and restated certificate of incorporation to limit the liability of certain officers of our company as permitted by Delaware law. | For | Yes | Against | ||
| Company Name : | ENPHASE ENERGY, INC. | |||||
| Ticker : | ENPH | CUSPID : | 29355A107 | |||
| Meeting Date : | 05/17/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Jamie Haenggi | For | Yes | For | ||
| 1.2 | DIRECTOR Benjamin Kortlang | For | Yes | For | ||
| 1.3 | DIRECTOR Richard Mora | For | Yes | For | ||
| 2 | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | For | Yes | For | ||
| 3 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | FASTLY, INC. | |||||
| Ticker : | FSLY | CUSPID : | 31188V100 | |||
| Meeting Date : | 06/14/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Aida Álvarez | For | Yes | For | ||
| 1.2 | DIRECTOR Richard Daniels | For | Yes | For | ||
| 1.3 | DIRECTOR Todd Nightingale | For | Yes | For | ||
| 2 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm for the year ending December 31, 2023. | For | Yes | For | ||
| 3 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | Against | ||
| 4 | To approve the grant of a performance-based nonstatutory stock option (the "Bergman Performance Award") to Artur Bergman, our founder, Chief Architect, and member of the Board of Directors. | For | Yes | Against | ||
| Company Name : | KRATOS DEFENSE & SEC SOLUTIONS, INC. | |||||
| Ticker : | KTOS | CUSPID : | 50077B207 | |||
| Meeting Date : | 05/24/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Scott Anderson | For | Yes | For | ||
| 1.2 | DIRECTOR Eric DeMarco | For | Yes | For | ||
| 1.3 | DIRECTOR William Hoglund | For | Yes | For | ||
| 1.4 | DIRECTOR Scot Jarvis | For | Yes | For | ||
| 1.5 | DIRECTOR Jane Judd | For | Yes | For | ||
| 1.6 | DIRECTOR Samuel Liberatore | For | Yes | For | ||
| 1.7 | DIRECTOR Deanna Lund | For | Yes | For | ||
| 1.8 | DIRECTOR Amy Zegart | For | Yes | For | ||
| 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | To approve the adoption of the Company's 2023 Equity Incentive Plan. | For | Yes | For | ||
| 4 | To approve the adoption of the Company's 2023 Employee Stock Purchase Plan. | For | Yes | For | ||
| 5 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | For | Yes | For | ||
| 6 | An advisory vote on the frequency of the stockholder advisory vote to approve the compensation of our named executive officers, as presented in the proxy statement. | 1 | Yes | For | ||
| Company Name : | LESAKA TECHNOLOGIES, INC. | |||||
| Ticker : | LSAK | CUSPID : | 64107N206 | |||
| Meeting Date : | 11/16/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Kuben Pillay | For | Yes | For | ||
| 2 | Election of Director: Chris G.B. Meyer | For | Yes | Against | ||
| 3 | Election of Director: Naeem E. Kola | For | Yes | Against | ||
| 4 | Election of Director: Antony C. Ball | For | Yes | Against | ||
| 5 | Election of Director: Nonku N. Gobodo | For | Yes | For | ||
| 6 | Election of Director: Javed Hamid | For | Yes | For | ||
| 7 | Election of Director: Steven J. Heilbron | For | Yes | Against | ||
| 8 | Election of Director: Lincoln C. Mali | For | Yes | Against | ||
| 9 | Election of Director: Ali Mazanderani | For | Yes | Against | ||
| 10 | Election of Director: Monde Nkosi | For | Yes | Against | ||
| 11 | Election of Director: Ekta Singh-Bushell | For | Yes | For | ||
| 12 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2023. | For | Yes | For | ||
| 13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | Against | ||
| 14 | AMENDMENT AND RESTATEMENT OF CURRENT AMENDED AND RESTATED STOCK INCENTIVE PLAN. | For | Yes | For | ||
| Company Name : | MONDAY.COM LTD | |||||
| Ticker : | MNDY | CUSPID : | M7S64H106 | |||
| Meeting Date : | 07/28/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | To re-elect Mr. Roy Mann as a Class I director, to serve until the Company's annual general meeting of shareholders in 2025, and until his successor is duly elected and qualified, as described in the Proxy Statement. | For | Yes | For | ||
| 2 | To re-appoint Brightman, Almagor and Zohar, a member firm of Deloitte Touche Tohmatsu Limited, as the Company's independent registered public accounting firm for the year ending December 31, 2022 and until the next annual general meeting of shareholders, and to authorize the Company's board of directors (with power of delegation to its audit committee) to set the fees to be paid to such auditors, as described in the Proxy Statement. | For | Yes | For | ||
| Company Name : | MONGODB, INC. | |||||
| Ticker : | MDB | CUSPID : | 60937P106 | |||
| Meeting Date : | 06/27/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Archana Agrawal | For | Yes | For | ||
| 1.2 | DIRECTOR Hope Cochran | For | Yes | For | ||
| 1.3 | DIRECTOR Dwight Merriman | For | Yes | For | ||
| 2 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | For | Yes | For | ||
| 3 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2024. | For | Yes | For | ||
| Company Name : | NANO DIMENSION LTD. | |||||
| Ticker : | NNDM | CUSPID : | 63008G203 | |||
| Meeting Date : | 03/20/2023 | Meeting Type : | Special | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | To amend and restate Article 41 (Continuing Directors in the Event of Vacancies) of the Company's Amended and Restated Articles of Association (the "Articles of Association"), as set forth in Proposal 1 in the Proxy Statement, to allow shareholders to fill vacancies on the Board of Directors (the "Board") at a general meeting of shareholders of the Company. | For | Yes | For | ||
| 2 | To amend and restate clause (f) of Article 42 (Vacation of Office) of the Articles of Association, as set forth in Proposal 2 in the Proxy Statement, to allow shareholders to remove directors by a simple majority at a general meeting of shareholders of the Company. | For | Yes | For | ||
| 3 | To remove Yoav Stern from the Board. | For | Yes | For | ||
| 4 | To remove Oded Gera from the Board. | For | Yes | For | ||
| 5 | To remove Igal Rotem from the Board. | For | Yes | For | ||
| 6 | To remove Yoav Nissan-Cohen from the Board. | For | Yes | For | ||
| 7 | To remove any and all new directors appointed by the Board (if any) following December 19, 2022 and until the conclusion of the Meeting. | For | Yes | For | ||
| 8 | To appoint Kenneth H. Traub to the Board. | For | Yes | For | ||
| 9 | To appoint Joshua Rosensweig to the Board. | For | Yes | For | ||
| Company Name : | NETFLIX, INC. | |||||
| Ticker : | NFLX | CUSPID : | 64110L106 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | For | Yes | For | ||
| 2 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | For | Yes | For | ||
| 3 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | For | Yes | For | ||
| 4 | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | For | Yes | For | ||
| 5 | Ratification of appointment of independent registered public accounting firm. | For | Yes | For | ||
| 6 | Advisory approval of named executive officer compensation. | For | Yes | Against | ||
| 7 | Advisory vote on the frequency of future advisory votes on executive compensation. | 1 year | Yes | For | ||
| 8 | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Against | Yes | Against | ||
| 9 | Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. | Against | Yes | For | ||
| 10 | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Against | Yes | For | ||
| 11 | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Against | Yes | Against | ||
| Company Name : | OKTA, INC. | |||||
| Ticker : | OKTA | CUSPID : | 679295105 | |||
| Meeting Date : | 06/22/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Shellye Archambeau | For | Yes | For | ||
| 1.2 | DIRECTOR Robert L. Dixon, Jr. | For | Yes | For | ||
| 1.3 | DIRECTOR Benjamin Horowitz | For | Yes | For | ||
| 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | For | Yes | For | ||
| 3 | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | For | Yes | For | ||
| Company Name : | PAGERDUTY, INC. | |||||
| Ticker : | PD | CUSPID : | 69553P100 | |||
| Meeting Date : | 06/14/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Sameer Dholakia | For | Yes | For | ||
| 1.2 | DIRECTOR William Losch | For | Yes | For | ||
| 1.3 | DIRECTOR Jennifer Tejada | For | Yes | For | ||
| 2 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of the Company for its fiscal year ending January 31, 2024. | For | Yes | For | ||
| 3 | To conduct an advisory, non-binding vote to approve the compensation of our named executive officers. | For | Yes | Against | ||
| Company Name : | PALO ALTO NETWORKS, INC. | |||||
| Ticker : | PANW | CUSPID : | 697435105 | |||
| Meeting Date : | 12/13/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class II Director: Dr. Helene D. Gayle | For | Yes | For | ||
| 2 | Election of Class II Director: James J. Goetz | For | Yes | For | ||
| 3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2023. | For | Yes | For | ||
| 4 | To approve, on an advisory basis, the compensation of our named executive officers. | For | Yes | For | ||
| 5 | To approve an amendment to the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. | For | Yes | For | ||
| Company Name : | PAYPAL HOLDINGS, INC. | |||||
| Ticker : | PYPL | CUSPID : | 70450Y103 | |||
| Meeting Date : | 05/24/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Rodney C. Adkins | For | Yes | For | ||
| 2 | Election of Director: Jonathan Christodoro | For | Yes | For | ||
| 3 | Election of Director: John J. Donahoe | For | Yes | For | ||
| 4 | Election of Director: David W. Dorman | For | Yes | For | ||
| 5 | Election of Director: Belinda J. Johnson | For | Yes | For | ||
| 6 | Election of Director: Enrique Lores | For | Yes | For | ||
| 7 | Election of Director: Gail J. McGovern | For | Yes | For | ||
| 8 | Election of Director: Deborah M. Messemer | For | Yes | For | ||
| 9 | Election of Director: David M. Moffett | For | Yes | For | ||
| 10 | Election of Director: Ann M. Sarnoff | For | Yes | For | ||
| 11 | Election of Director: Daniel H. Schulman | For | Yes | For | ||
| 12 | Election of Director: Frank D. Yeary | For | Yes | For | ||
| 13 | Advisory Vote to Approve Named Executive Officer Compensation. | For | Yes | Against | ||
| 14 | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | For | Yes | For | ||
| 15 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | For | Yes | For | ||
| 16 | Stockholder Proposal - Provision of Services in Conflict Zones. | N | Yes | For | ||
| 17 | Stockholder Proposal - Reproductive Rights and Data Privacy. | N | Yes | For | ||
| 18 | Stockholder Proposal - PayPal Transparency Reports. | N | Yes | Against | ||
| 19 | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | N | Yes | For | ||
| 20 | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | N | Yes | Against | ||
| Company Name : | PIVOTAL SYSTEMS CORP | |||||
| Ticker : | CUSPID : | U7258A108 | ||||
| Meeting Date : | 06/13/2023 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | RATIFICATION OF ARMANINO LLP AS AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | For | Yes | N | ||
| 2 | RE-ELECTION OF DAVID MICHAEL AS A DIRECTOR | For | Yes | Against | ||
| 3 | ISSUE OF OPTIONS TO CEO AND DIRECTOR, KEVIN HILL | For | Yes | Against | ||
| 4 | APPROVAL TO ISSUE 125,790,414 CDIS TO ANZU PARTNERS, LLC, AS PART OF THE SHORTFALL UNDER THE ENTITLEMENT OFFER | For | Yes | Against | ||
| 5 | APPROVAL TO ISSUE 107,970,149 CDIS TO ANZU RBI MEZZANINE PREFERRED LLC AS PART OF THE SHORTFALL UNDER THE ENTITLEMENT OFFER | For | Yes | Against | ||
| 6 | RATIFICATION OF AGREEMENT TO ISSUE BROKER OPTIONS TO FOSTER STOCKBROKING PTY LIMITED | For | Yes | Against | ||
| 7 | RATIFICATION OF AGREEMENT TO ISSUE BROKER OPTIONS TO JP EQUITY HOLDINGS PTY LTD | For | Yes | Against | ||
| 8 | APPROVAL OF 10% PLACEMENT FACILITY | For | Yes | Against | ||
| Company Name : | REVASUM INC | |||||
| Ticker : | CUSPID : | U7S95S106 | ||||
| Meeting Date : | 05/26/2023 | Meeting Type : | Annual General Meeting | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2. THANK YOU | M | Yes | For | ||
| 2 | THE RATIFICATION OF BDO AUDIT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 1 JANUARY 2023 | For | Yes | For | ||
| 3 | THE RE-ELECTION OF PAUL MIRABELLE AS A DIRECTOR OF THE COMPANY | For | Yes | For | ||
| 4 | THE APPROVAL TO AMEND THE MAXIMUM AGGREGATE NUMBER UNDER THE 2017 AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN | For | Yes | For | ||
| 5 | THE RATIFICATION OF THE PRIOR ISSUE OF WARRANTS TO SQN VENTURE INCOME FUND II, LP TO ACQUIRE 2,250,000 SHARES OR CDIS | For | Yes | For | ||
| 6 | PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND VOTE ON THIS MEETING, THE REQUEST COULD BE REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND VOTE IN SHAREHOLDER MEETINGS SUBJECT TO CERTAIN CRITERIA OUTSIDE OF OUR CONTROL. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | M | Yes | For | ||
| Company Name : | ROKU, INC. | |||||
| Ticker : | ROKU | CUSPID : | 77543R102 | |||
| Meeting Date : | 06/08/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class II Director to serve until the 2025 Annual Meeting: Jeffrey Blackburn | For | Yes | For | ||
| 2 | Election of Class III Director to serve until the 2026 Annual Meeting: Jeffrey Hastings | For | Yes | For | ||
| 3 | Election of Class III Director to serve until the 2026 Annual Meeting: Neil Hunt | For | Yes | For | ||
| 4 | Election of Class III Director to serve until the 2026 Annual Meeting: Anthony Wood | For | Yes | For | ||
| 5 | Advisory vote to approve our named executive officer compensation. | For | Yes | Against | ||
| 6 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | For | Yes | For | ||
| Company Name : | SOLAREDGE TECHNOLOGIES, INC. | |||||
| Ticker : | SEDG | CUSPID : | 83417M104 | |||
| Meeting Date : | 06/01/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Marcel Gani | For | Yes | For | ||
| 2 | Election of Director: Tal Payne | For | Yes | For | ||
| 3 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | For | Yes | For | ||
| 4 | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say-on-Pay" vote). | For | Yes | For | ||
| 5 | Vote, on an advisory and non-binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the "Say-on- Frequency" vote). | 1 year | Yes | For | ||
| 6 | Approval of an amendment to the Company's certificate of incorporation to declassify the Board and phase-in annual director elections. | For | Yes | For | ||
| 7 | Approval of an amendment to the Company's certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company's certificate of incorporation and bylaws. | For | Yes | For | ||
| 8 | Approval of an amendment to the Company's certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | For | Yes | Against | ||
| Company Name : | TWILIO INC. | |||||
| Ticker : | TWLO | CUSPID : | 90138F102 | |||
| Meeting Date : | 06/13/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Charles Bell | For | Yes | For | ||
| 1.2 | DIRECTOR Jeffrey Immelt | For | Yes | For | ||
| 1.3 | DIRECTOR Erika Rottenberg | For | Yes | For | ||
| 2 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | For | Yes | For | ||
| 3 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | For | Yes | Against | ||
| Company Name : | VIASAT, INC. | |||||
| Ticker : | VSAT | CUSPID : | 92552V100 | |||
| Meeting Date : | 09/01/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Director: Richard Baldridge | For | Yes | For | ||
| 2 | Election of Director: James Bridenstine | For | Yes | For | ||
| 3 | Election of Director: Sean Pak | For | Yes | For | ||
| 4 | Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat's Independent Registered Public Accounting Firm for fiscal year 2023 | For | Yes | For | ||
| 5 | Advisory Vote on Executive Compensation | For | Yes | For | ||
| 6 | Amendment and Restatement of the 1996 Equity Participation Plan | For | Yes | For | ||
| Company Name : | WOLFSPEED, INC. | |||||
| Ticker : | WOLF | CUSPID : | 977852102 | |||
| Meeting Date : | 10/24/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Glenda M. Dorchak | For | Yes | For | ||
| 1.2 | DIRECTOR John C. Hodge | For | Yes | For | ||
| 1.3 | DIRECTOR Clyde R. Hosein | For | Yes | For | ||
| 1.4 | DIRECTOR Darren R. Jackson | For | Yes | For | ||
| 1.5 | DIRECTOR Duy-Loan T. Le | For | Yes | For | ||
| 1.6 | DIRECTOR Gregg A. Lowe | For | Yes | For | ||
| 1.7 | DIRECTOR John B. Replogle | For | Yes | For | ||
| 1.8 | DIRECTOR Marvin A. Riley | For | Yes | For | ||
| 1.9 | DIRECTOR Thomas H. Werner | For | Yes | For | ||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2023. | For | Yes | For | ||
| 3 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | Yes | For | ||
| Company Name : | WORKDAY, INC. | |||||
| Ticker : | WDAY | CUSPID : | 98138H101 | |||
| Meeting Date : | 06/22/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class II Director: Christa Davies | For | Yes | For | ||
| 2 | Election of Class II Director: Wayne A.I. Frederick, M.D. | For | Yes | For | ||
| 3 | Election of Class II Director: Mark J. Hawkins | For | Yes | For | ||
| 4 | Election of Class II Director: George J. Still, Jr. | For | Yes | For | ||
| 5 | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2024. | For | Yes | For | ||
| 6 | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | For | Yes | Against | ||
| 7 | To consider and vote upon a stockholder proposal regarding amendment of our Bylaws. | Against | Yes | Against | ||
| Company Name : | ZENDESK, INC. | |||||
| Ticker : | ZEN | CUSPID : | 98936J101 | |||
| Meeting Date : | 08/17/2022 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1 | Election of Class II Director: Michael Frandsen | For | Yes | For | ||
| 2 | Election of Class II Director: Brandon Gayle | 1 year | Yes | For | ||
| 3 | Election of Class II Director: Ronald Pasek | For | Yes | For | ||
| 4 | To ratify the appointment of Ernst & Young LLP as Zendesk's independent registered public accounting firm for the fiscal year ending December 31, 2022. | For | Yes | For | ||
| 5 | Non-binding advisory vote to approve the compensation of our Named Executive Officers. | For | Yes | For | ||
| 6 | Advisory vote on the frequency of future advisory votes to approve the compensation of our Named Executive Officers. | 1 year | Yes | For | ||
| Company Name : | ZSCALER, INC. | |||||
| Ticker : | ZS | CUSPID : | 98980G102 | |||
| Meeting Date : | 01/13/2023 | Meeting Type : | Annual | |||
| # | Description | Mgmt Rec | Voted | Vote Cast | ||
| Management Proposal | ||||||
| 1.1 | DIRECTOR Andrew Brown | 1 year | Yes | For | ||
| 1.2 | DIRECTOR Scott Darling | For | Yes | For | ||
| 1.3 | DIRECTOR David Schneider | For | Yes | For | ||
| 2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | For | Yes | For | ||
| 3 | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | For | Yes | N | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Firsthand Funds |
| By (Signature and Title)* | /s/ Kevin Landis | |
| Kevin M. Landis, President and Secretary | ||
| (principal executive officer) |
| Date | August 31, 2023 |
*Print the name and title of each signing officer under his or her signature.
