UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08360
GUINNESS ATKINSON FUNDS
(Exact name of registrant as specified in charter)
| 225 South Lake Avenue, Suite 216, Pasadena, CA | 91101 |
| (Address of principal executive offices) | (Zip code) |
James J. Atkinson Jr.
225 South Lake Avenue, Suite 216, Pasadena, CA 91101
(Name and address of agent for service)
Registrant's telephone number, including area code: (800) 915-6566
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 to June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson Alternative Energy Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.1 | Summary of Merger | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.10 | Treatment of Shares with Restricted Rights | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.11 | Lock-up Period | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.12 | Protection Mechanism | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.13 | Inheritance of Assets | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.14 | Transitional Period | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.15 | Distribution of Retained Profits | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.16 | Distribution of Retained Profits | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.17 | Parties of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.18 | Pricing of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.19 | Asset Delivery | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.2 | Parties | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.20 | Profit/Loss of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.21 | Placement of Staff | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.22 | Parties Involved | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.23 | Assets Purchased | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.24 | Transaction Pricing | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.25 | Arrangement of Asset Delivery | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.26 | Profit and Loss of Purchase | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.27 | Placement of Staff | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.28 | Performance Commitment | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.29 | Validity | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.3 | Class and Nominal Value | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.30 | Merger By Absorption | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.31 | Merger By Absorption | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.4 | Target of Share Swap | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.5 | Issue and Conversion Price | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.6 | Conversion Ratio | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.7 | Number of Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.8 | Listing and Trading | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.9 | Treatment of Fractional Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 10 | Board Authorization | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 11 | Grant A Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 12 | Supplemental Undertaking | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 13 | Absorption and Merger of Pingzhuang Energy | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 14 | Absorption and Merger of Inner Mongolia | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 15 | Audit Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 16 | Assessment Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 17 | Independence of Valuation Agency | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 18 | Self-Evaluation Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 19 | Confirmation of Valuation Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 2 | Share Swap Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 20 | Independence of Valuation Agency | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 21 | Commitments and Restraints | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 22 | Guarantees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 23 | Related Party Transactions | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 3 | Asset Disposal Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 4 | Asset Purchase Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 5 | Profit Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 6 | Share Price Stabilization | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 7 | Distribution Plan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 8 | Dilution of Returns | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 9 | Article of Association | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.1 | Summary of Merger | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.10 | Treatment of Shares with Restricted Rights | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.11 | Lock-up Period | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.12 | Protection Mechanism | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.13 | Inheritance of Assets | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.14 | Transitional Period | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.15 | Distribution of Retained Profits | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.16 | Placement of Staff | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.17 | Parties of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.18 | Pricing of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.19 | Asset Delivery | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.2 | Parties | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.20 | Profit/Loss of Asset Disposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.21 | Placement of Staff | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.22 | Parties Involved | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.23 | Assets Purchased | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.24 | Transaction Pricing | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.25 | Arrangement of Asset Delivery | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.26 | Profit and Loss of Purchase | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.27 | Placement of Staff | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.28 | Performance Commitment | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.29 | Validity | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.3 | Class and Nominal Value | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.30 | Merger By Absorption | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.31 | Merger By Absorption | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.4 | Target of Share Swap | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.5 | Issue and Conversion Price | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.6 | Conversion Ratio | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.7 | Number of Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.8 | Listing and Trading | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.9 | Treatment of Fractional Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 2 | Share Swap Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 3 | Asset Disposal Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 4 | Asset Purchase Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 5 | Profit Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 6 | Distribution Plan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 7 | Article of Association | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 8 | Board Authorization | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 9 | Grant A Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 10 | Elect Patrick W. Thomas | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 11 | Elect Doug Webb | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 12 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 13 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 14 | Authorisation of Political Donations | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 18 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 2 | Remuneration Report (Advisory) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 3 | Final Dividend | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 4 | Elect Stephen Oxley | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 5 | Elect Jane Griffiths | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 6 | Elect Xiaozhi Liu | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 7 | Elect Robert J. MacLeod | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 8 | Elect Chris Mottershead | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 9 | Elect John O'Higgins | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 3 | Ratification of General Partner Acts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 5 | Ratification of Shareholders' Committee Acts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 7 | Management Board Remuneration Policy | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.1 | Amendments to Articles (SRD II) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.2 | Amendments to Articles (SRD II) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.3 | Amendments to Articles (Editorial) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.4 | Amendments to Articles (Co-Option of Shareholders' Committee Member) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 9 | Increase in Authorised Capital | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 10/21/2021 | Special | 1 | Provision of a Joint and Several Liability Guarantee by Hebei Natural Gas Company Limited for S&T International Natural Gas Trading Company Limited | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.1 | Elect LI Zhongjun | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.2 | Elect TANG Jian | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.3 | Elect LIU Jinhuan | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.4 | Elect TIAN Shaolin | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.5 | Elect TANG Chaoxiong | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.6 | Elect Michael NGAI Ming Tak | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.7 | Elect GAO Debu | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.8 | Elect ZHAO Feng | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 2.1 | Elect SHAO Junjie as Supervisor | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 2.2 | Elect Hao Jingru as Supervisor | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 12/14/2021 | Special | 1 | Financial Services Framework Agreement | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 1/14/2022 | Special | 1 | Elect WANG Yiquo | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 1/14/2022 | Special | 2 | Appointment of PRC Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.1 | Ratify Reinhard Ploss | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.2 | Ratify Helmut Gassel | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.3 | Ratify Jochen Hanebeck | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.4 | Ratify Constanze Hufenbecher | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.5 | Ratify Sven Schneider | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.1 | Ratify Wolfgang Eder | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.10 | Ratify Manfred Puffer | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.11 | Ratify Melanie Riedl | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.12 | Ratify Jürgen Scholz | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.13 | Ratify Kerstin Schulzendorf | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.14 | Ratify Ulrich Spiesshofer | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.15 | Ratify Margaret Suckale | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.16 | Ratify Diana Vitale | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.2 | Ratify Xiaoqun Clever | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.3 | Ratify Johann Dechant | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.4 | Ratify Friedrich Eichiner | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.5 | Ratify Annette Engelfried | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.6 | Ratify Peter Gruber | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.7 | Ratify Hans-Ulrich Holdenried | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.8 | Ratify Susanne Lachenmann | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.9 | Ratify Géraldine Picaud | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 5 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 6 | Elect Géraldine Picaud as Supervisory Board Member | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 2 | Elect CHOI Yun Ho | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 3 | Directors' Fees | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.1 | Elect SHIN Hak Cheol | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.2 | Elect KWON Bong Seok | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.3 | Elect LEE Hyun Joo | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.4 | Elect CHO Hwa Soon | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.1 | Election of Audit Committee Member: LEE Hyun Joo | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.2 | Election of Audit Committee Member: CHO Hwa Soon | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 1 | Accounts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.1 | Amendments to Articles (Remote Attendance in General Meetings) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.2 | Amendments to Articles (Remuneration) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.3 | Amendments to Articles (Shareholders; Conflicts of Interest; Competencies of the Board) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.4 | Amendments to Articles (Board of Directors; Technical Amendments) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.1 | Amendments to General Meeting Regulations (Remote Attendance) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.2 | Amendments to General Meeting Regulations (Competencies) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.3 | Amendments to General Meeting Regulations (Shareholders; Chair; Resolutions; Technical Amendments) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 12 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 13 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 2 | Management Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 4 | Ratification of Board Acts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 6 | Ratify Co-Option and Elect Jochen Eickholt | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 7 | Ratify Co-Option and Elect Francisco Belil Creixell | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 8 | Ratify Co-Option and Elect André Clark | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 9 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 2 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 4 | Remuneration Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 5 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.1 | Elect Anders Runevad | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.2 | Elect Bert Nordberg | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.3 | Elect Bruce Grant | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.4 | Elect Eva Merete Søfelde Berneke | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.5 | Elect Helle Thorning-Schmidt | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.6 | Elect Karl-Henrik Sundström | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.7 | Elect Kentaro Hosomi | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.8 | Elect Lena Olving | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 7 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 8.1 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 9 | Authorization of Legal Formalities | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1A. | Elect Kevin P. Clark | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1B. | Elect Richard L. Clemmer | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1C. | Elect Nancy E. Cooper | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1D. | Elect Joseph L. Hooley | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1E. | Elect Merit E. Janow | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1F. | Elect Sean O. Mahoney | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1G. | Elect Paul M. Meister | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1H. | Elect Robert K. Ortberg | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1I. | Elect Colin J. Parris | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1J. | Elect Ana G. Pinczuk | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1A. | Elect Craig Arnold | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1B. | Elect Christopher M. Connor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1C. | Elect Olivier Leonetti | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1D. | Elect Deborah L. McCoy | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1E. | Elect Silvio Napoli | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1F. | Elect Gregory R. Page | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1G. | Elect Sandra Pianalto | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1H. | Elect Robert V. Pragada | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1I. | Elect Lori J. Ryerkerk | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1J. | Elect Gerald B. Smith | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1K. | Elect Dorothy C. Thompson | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1L. | Elect Darryl L. Wilson | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 6. | Authority to Repurchase Shares | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 7. | Reduction in Non-Distributable Reserves | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 4/27/2022 | Special | 1 | Elect MA Bingyan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.01 | Elect Gerben W. Bakker | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.02 | Elect Carlos M. Cardoso | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.03 | Elect Anthony J. Guzzi | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.04 | Elect Rhett A. Hernandez | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.05 | Elect Neal J. Keating | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.06 | Elect Bonnie C. Lind | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.07 | Elect John F. Malloy | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.08 | Elect Jennifer M. Pollino | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.09 | Elect John G. Russell | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.1 | Elect David W. Drinkwater | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.2 | Elect Brett M. Gellner | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.3 | Elect Allen R. Hagerman | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.4 | Elect Georganne Hodges | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.5 | Elect Kerry O'Reilly Wilks | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.6 | Elect Todd J Stack | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.7 | Elect Paul H.E. Taylor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.8 | Elect Susan M. Ward | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 1 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 10 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 11 | Elect Linda Knoll | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 12 | Elect Anders Runevad | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 13 | Elect Nivedita Krishnamurthy Bhagat | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 15 | Authority to Issue Performance Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 16 | Employee Stock Purchase Plan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 17 | Stock Purchase Plan for Overseas Employees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 18 | Merger by Absorption of IGE+XAO | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 19 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 4 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 5 | Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 6 | Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 7 | 2021 Remuneration Report | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 8 | 2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 9 | 2022 Remuneration Policy (Chair and CEO) | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1A. | Elect Lynda L. Ziegler | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1B. | Elect Diana D. Tremblay | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1C. | Elect Santiago Perez | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 10 | Board Size | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 11 | Number of Auditors | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 12 | Directors and Auditors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 13 | Election of Directors | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 14 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 15 | Remuneration Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 17 | Remuneration Policy | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.A | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.B | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.C | Ratification of Board and CEO Acts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 1.01 | Elect Steven J. Gomo | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 1.02 | Elect Thurman John Rodgers | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.01 | Elect Douglas I. Foy | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.02 | Elect Jennifer L. Miller | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.03 | Elect Nickolas Stavropoulos | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1A. | Elect Sherry S. Barrat | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1B. | Elect James L. Camaren | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1C. | Elect Kenneth B. Dunn | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1D. | Elect Naren K. Gursahaney | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1E. | Elect Kirk S. Hachigian | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1F. | Elect John W. Ketchum | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1G. | Elect Amy B. Lane | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1H. | Elect David L. Porges | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1I. | Elect James L. Robo | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1J. | Elect Rudy E. Schupp | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1K. | Elect John L. Skolds | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1L. | Elect John Arthur Stall | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1M. | Elect Darryl L. Wilson | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 4. | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | Shareholder | For | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 5. | Shareholder Proposal Regarding Employee Diversity Data Reporting | Shareholder | For | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.01 | Elect James A. Hughes | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.02 | Elect Tyrone M. Jordan | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.03 | Elect Peter Jonna | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 4. | Repeal of Classified Board | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 10 | Appointment of Auditor (PricewaterhouseCoopers) and Non-Renewal of Alternate Auditor (Jean-Baptiste Deschryver) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 11 | Appointment of Auditor (Mazars) and Non-Renewal Alternate Auditor (Simon Beillevaire) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 12 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 13 | Authority to Cancel Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 14 | Authority to Grant Warrants | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 15 | Employee Stock Purchase Plan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 16 | Amendments to Article Regarding Statutory Auditors | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 17 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 4 | 2021 Remuneration Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 5 | 2021 Remuneration of Frédéric Moyne, Chair and CEO | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 6 | 2022 Remuneration Policy (Corporate Officers) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 7 | 2022 Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 8 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 9 | Elect Pierre B. Bouchut | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1A. | Elect Michael J. Ahearn | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1B. | Elect Richard D. Chapman | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1C. | Elect Anita Marangoly George | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1D. | Elect George A. Hambro | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1E. | Elect Molly E. Joseph | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1F. | Elect Craig Kennedy | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1G. | Elect Lisa A. Kro | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 5/26/2022 | Annual | 1H. | Elect William J. Post | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1I. | Elect Paul H. Stebbins | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1J. | Elect Michael T. Sweeney | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1K. | Elect Mark Widmar | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1L. | Elect Norman L. Wright | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1A. | Elect Atsushi Abe | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1B. | Elect Alan Campbell | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1C. | Elect Susan K. Carter | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1D. | Elect Thomas L. Deitrich | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1E. | Elect Gilles Delfassy | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1F. | Elect Hassane S. El-Khoury | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1G. | Elect Bruce E. Kiddoo | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1H. | Elect Paul A. Mascarenas | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1I. | Elect Gregory L. Waters | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1J. | Elect Christine Y. Yan | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 10. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 11. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 12. | Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 13. | Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1A. | Elect Andrew C. Teich | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1B. | Elect Jeffrey J. Cote | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1C. | Elect John P. Absmeier | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1D. | Elect Daniel L. Black | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1E. | Elect Lorraine A. Bolsinger | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1F. | Elect James E. Heppelmann | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1G. | Elect Constance E. Skidmore | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1H. | Elect Steven A. Sonnenberg | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1I. | Elect Martha N. Sullivan | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1J. | Elect Stephen M. Zide | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 4. | Remuneration Report | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 5. | Remuneration Policy | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 6. | Appointment of UK Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 7. | Authority to Set UK Statutory Auditor's Fees | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 8. | Accounts and Reports | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 9. | Authority of Shares Repurchase Contracts and Counterparties | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.A | Elect ZHANG Aogen | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.B | Elect ZHOU Jianzhong | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.C | Elect HUANG Dongliang | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.D | Elect XIAO Gang | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.01 | Elect Sophie Desormiere | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.02 | Elect Phillip M. Eyler | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.03 | Elect Yvonne Hao | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.04 | Elect David W. Heinzmann | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.05 | Elect Ronald Hundzinski | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.06 | Elect Charles R. Kummeth | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.07 | Elect Betsy Meter | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.08 | Elect Byron Shaw II | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.09 | Elect John G. Stacey | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1A. | Elect Isaac Angel | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1B. | Elect Karin Corfee | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1C. | Elect David Granot | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1D. | Elect Michal Marom Brikman | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1E. | Elect Mike Nikkel | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1F. | Elect Dafna Sharir | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1G. | Elect Stanley B. Stern | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1H. | Elect Hidetake Takahashi | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1I. | Elect Byron G. Wong | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 4. | Amendment to the 2018 Incentive Compensation Plan | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.A.I | Elect LI Man Yin | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.B | Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3A.II | Elect Vincent LO Wan Sing | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3AIII | Elect Martin KAN E-ting | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.A | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.B | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 6 | Elect LEONG Chong Peng | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 1 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 10 | Supervisors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 11 | Change of Method of Investment of the Use of Fund-Raising Proceeds | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 12 | Provision of Interest-Bearing Loans to A Subsidiary by Using the Fund-Raising Proceeds | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.1 | Elect CAO Xin | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.2 | Elect LI Lian Ping | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.3 | Elect QIN Gang | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.4 | Elect WU Hui Jiang | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.5 | Elect MEI Chun Xiao | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.6 | Elect WANG Hong Jun | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.1 | Elect GUO Ying Jun | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.2 | Elect Daniel WAN Yim Keung | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.3 | Elect LIN Tao | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 15.1 | Elect GAO Jun | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 15.2 | Elect ZHANG Dong Sheng | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 2 | 2021 Annual Report | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 3 | Directors Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 4 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 5 | Financial Report | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 6 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 7 | 2021 Profit Distribution Proposal | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 9 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 1 | Accounts | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 10 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 11 | First Scrip Dividend | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 12 | Second Scrip Dividend | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 13 | Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 14 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 15 | Elect Anthony L. Gardner | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 16 | Ratify Co-Option and Elect María Ángeles Alcalá Díaz | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 17 | Ratify Co-Option and Elect Isabel García Tejerina | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 18 | Board Size | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 19 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 2 | Management Reports | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 20 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 4 | Ratification of Board Acts | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 5 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 6 | Amendments to Articles (Social Dividend) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 7 | Amendments to Articles (Engagement Dividend) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 8 | Amendments to General Meeting Regulations (Engagement Dividend) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 9 | Special Dividend (Engagement Dividend) | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 1a. | Elect Betsy S. Atkins | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 1b. | Elect Dirk Hoke | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 101 | Elect Shawn (Xiaohua) Qu | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 102 | Elect Karl E. Olsoni | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 103 | Elect Harry E. Ruda | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 104 | Elect Lauren C. Templeton | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 105 | Elect Andrew (Luen Cheung) Wong | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 106 | Elect Arthur WONG Lap Tat | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 107 | Elect Leslie CHANG Li Hsien | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 108 | Elect Yan ZHUANG | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 109 | Elect Huifeng CHANG | Management | Withhold | Against |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 3 | Approval of Continuance | Management | For | For |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 1 | Annual Report | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 10 | General Mandate to Register and Issue Debt Financing Instruments in the PRC | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 11 | General Mandate to Register and Issue Debt Financing Instruments Overseas | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 12 | Authority to Issue A Shares and/or H Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 13 | New Financial Services Framework Agreement | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 2 | Directors' Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 3 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 4 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 6 | 2022 Financial Budget Plan | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 7 | Directors' and Supervisors' Fees | Management | For | For | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 8 | Appointment of PRC Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Guinness Atkinson Alternative Energy Fund | GAAEF | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 9 | Appointment of International Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson Global Energy Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 7/23/2021 | Ordinary | 1 | Acquisition of North Sea (Golden Eagle) Resources Ltd | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 7/23/2021 | Ordinary | 2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 7/23/2021 | Ordinary | 3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 7/23/2021 | Ordinary | 4 | Related Party Transactions (Placing) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 7/23/2021 | Ordinary | 5 | Related Party Transactions (Second Lien Financing) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 2 | Election of Directors | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 3 | Elect Marcos Mozetic | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 5 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 7/28/2021 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 1. | Accounts and Reports | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 2. | Elect Steven Robert Leonard | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 3. | Approval of Director Fees for Steven Robert Leonard | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 4. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 5. | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 6. | Renewal of FPTC Share Purchase Mandate | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Maxeon Solar Technologies Ltd | MAXN | Y58473102 | US | 8/31/2021 | Annual | 7. | Renewal of MLI Share Buyback Mandate | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 9/10/2021 | Special | 1 | Elect Christine Catasta as Supervisory Board Member | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 10/20/2021 | Special | 1 | Continuing Connected Transactions for the three years ending December 31, 2024 | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 10/20/2021 | Special | 2 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 10/21/2021 | Special | 1.1 | Elect HOU Qijun | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 10/21/2021 | Special | 1.2 | Elect REN Lixin | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 1 | RMB Share Issue and the Specific Mandate | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 10 | Adoption of Rules of Procedures for the Holding of Board Meetings | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 11 | Director and Senior Management Liability Insurance | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 12 | Board Authorization to Give Effect to Ordinary Resolutions | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 13 | Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 2 | Board Authorization in Relation to RMB Share Issue and the Specific Mandate | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 3 | Distribution of Profits Accumulated Before the RMB Share Issue | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 4 | Three Year Price Stabilization Plan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 5 | Dividend Return Plan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 6 | Use of Proceeds from the RMB Share Issue | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 7 | Remedial Measures for the Dilution of Immediate Returns after the RMB Share Issue | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 8 | Undertakings and the Corresponding Binding Measures in Connection with the RMB Share Issue | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Cnooc Ltd. | 883 HK | HK | 10/26/2021 | Special | 9 | Adoption of Rules of Procedures for the Holding of General Meetings | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | JKX Oil & Gas | JKX LN | GB | 11/23/2021 | Ordinary | 1 | Delisting | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | JKX Oil & Gas | JKX LN | GB | 11/23/2021 | Ordinary | 2 | Cancellation of Share Premium Account | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | JKX Oil & Gas | JKX LN | GB | 11/23/2021 | Ordinary | 3 | Re-registration as a Private Limited Company | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | JKX Oil & Gas | JKX LN | GB | 11/23/2021 | Ordinary | 4 | Adoption of New Articles | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | JKX Oil & Gas | JKX LN | GB | 11/23/2021 | Ordinary | 5 | Repurchase Agreement (SP Angel Corporate Finance LLP) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL | GB | 12/10/2021 | Ordinary | 1 | Adoption of New Articles | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 12/14/2021 | Ordinary | 1 | Divestiture | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1A. | Elect Peter J. Coleman | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1B. | Elect Patrick de La Chevardière | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1C. | Elect Miguel M. Galuccio | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1D. | Elect Olivier Le Peuch | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1E. | Elect Samuel Georg Friedrich Leupold | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1F. | Elect Tatiana A. Mitrova | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1G. | Elect Maria Moræus Hanssen | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1H. | Elect Vanitha Narayanan | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1I. | Elect Mark G. Papa | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1J. | Elect Jeffrey W. Sheets | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 1K. | Elect Ulrich Spiesshofer | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 3. | Accounts and Reports; Approval of Dividend | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Schlumberger Ltd. | SLB | 806857108 | US | 4/6/2022 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1A. | Elect Janet F. Clark | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1B. | Elect Charles R. Crisp | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1C. | Elect Robert P. Daniels | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1D. | Elect James C. Day | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1E. | Elect C. Christopher Gaut | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1F. | Elect Michael T. Kerr | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1G. | Elect Julie J. Robertson | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1H. | Elect Donald F. Textor | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1I. | Elect William R. Thomas | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 1J. | Elect Ezra Y. Yacob | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | EOG Resources, Inc. | EOG | 26875P101 | US | 4/20/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 10 | Elect Sandra Stash | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 11 | Elect Melanie Little | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 12 | Elect Sylvia J. Kerrigan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 14 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 15 | Remuneration Policy | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 16 | Authorisation of Political Donations | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 19 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 2 | FINAL DIVIDEND | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 20 | Increase in NED Fee Cap | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 3 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 4 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 5 | Elect David Johnson | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 6 | Elect Robert R. Hutson, Jr. | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 7 | Elect Bradley Gray | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 8 | Elect Martin Thomas | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Diversified Energy Company Plc | DGOC LN | GB | 4/26/2022 | Annual | 9 | Elect David J. Turner | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1A. | Elect Fred M. Diaz | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1B. | Elect H. Paulett Eberhart | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1C. | Elect Joseph W. Gorder | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1D. | Elect Kimberly S. Greene | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1E. | Elect Deborah P. Majoras | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1F. | Elect Eric D. Mullins | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1G. | Elect Donald L. Nickles | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1H. | Elect Philip J. Pfeiffer | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1I. | Elect Robert A. Profusek | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1J. | Elect Randall J. Weisenburger | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 1K. | Elect Rayford Wilkins Jr. | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Valero Energy Corp. | VLO | 91913Y100 | US | 4/28/2022 | Annual | 4. | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 1 | Ratification of Co-Option of a Directors | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 2 | Elect Cláudia Almeida e Silva | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 3 | Accounts and Reports; Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 5 | Ratification of Board and Supervisory Council Acts | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 6 | Remuneration Policy | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 7 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Galp Energia Sgps | GALP PL | PT | 4/29/2022 | Annual | 8 | Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.A | Elect D.W. (David) Cornhill | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.B | Elect B.W. (Bradley) Corson | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.C | Elect M.R. (Matthew) Crocker | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.D | Elect K.T. (Krystyna) Hoeg | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.E | Elect M.C. (Miranda) Hubbs | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.F | Elect J.M. (Jack) Mintz | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 1.G | Elect D.S. (David) Sutherland | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 2 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Imperial Oil Ltd. | IMO CN | CA | 5/3/2022 | Annual | 3 | Shareholder Proposal Regarding Oil and Gas Capital Expenditures Policy | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 101 | Elect Mayank M. Ashar | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 102 | Elect Gaurdie E. Banister, Jr. | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 103 | Elect Pamela L. Carter | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 104 | Elect Susan M. Cunningham | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 105 | Elect Gregory L. Ebel | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 106 | Elect Jason B. Few | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 107 | Elect Teresa S. Madden | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 108 | Elect Al Monaco | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 109 | Elect Stephen S. Poloz | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 110 | Elect S. Jane Rowe | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 111 | Elect Dan C. Tutcher | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 112 | Elect Steven W. Williams | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 3 | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Enbridge Inc | ENB | 29250N105 | CA | 5/4/2022 | Annual | 4 | Shareholder Proposal Regarding Science-Based Net Zero Target | Shareholder | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.1 | Elect Catherine M. Best | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.10 | Elect Frank J. McKenna | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.11 | Elect David A. Tuer | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.12 | Elect Annette Verschuren | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.2 | Elect M. Elizabeth Cannon | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.3 | Elect N. Murray Edwards | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.4 | Elect Dawn L. Farrell | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.5 | Elect Christopher L. Fong | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.6 | Elect Gordon D. Giffin | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.7 | Elect Wilfred A. Gobert | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.8 | Elect Steve W. Laut | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 1.9 | Elect Tim S. McKay | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 2 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 3 | Stock Option Plan Renewal | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Canadian Natural Resources Ltd. | CNQ CN | CA | 5/5/2022 | Mix | 4 | Advisory Vote on Executive Compensation | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 10 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 11 | Elect María del Carmen Ganyet i Cirera | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 12 | Elect Ignacio Martín San Vicente | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 13 | Ratification of Co-Option of Emiliano López Achurra | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 14 | Ratification of Co-Option of José Iván Martén Uliarte | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 15 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 16 | Long-term Incentive Plan | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 17 | Advisory Vote on Energy Transition Strategy | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 18 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 4 | Ratification of Board Acts | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 5 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 6 | Special Dividend | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 7 | First Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 8 | Second Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Repsol S.A. | REPYY | ES | 5/5/2022 | Ordinary | 9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1a. | Elect C. Maury Devine | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1b. | Elect Jody L. Freeman | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1c. | Elect Gay Huey Evans | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1d. | Elect Jeffrey A. Joerres | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1e. | Elect Ryan M. Lance | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1f. | Elect Timothy A. Leach | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1g. | Elect William H. McRaven | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1h. | Elect Sharmila Mulligan | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1i. | Elect Eric D. Mullins | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1j. | Elect Arjun N. Murti | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1k. | Elect Robert A. Niblock | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1l. | Elect David T. Seaton | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 1m. | Elect R. A. Walker | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 4. | Elimination of Supermajority Requirement | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 5. | Advisory Vote on Right to Call Special Meeting | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 6. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 7. | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | Shareholder | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Conoco Phillips | COP | 20825C104 | US | 5/10/2022 | Annual | 8. | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.1 | Elect Patricia M. Bedient | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.10 | Elect Eira Thomas | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.11 | Elect Michael M. Wilson | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.2 | Elect John D. Gass | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.3 | Elect Russell K. Girling | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.4 | Elect Jean Paul Gladu | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.5 | Elect Dennis M. Houston | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.6 | Elect Mark S. Little | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.7 | Elect Brian P. MacDonald | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.8 | Elect Maureen McCaw | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 1.9 | Elect Lorraine Mitchelmore | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 2 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Suncor Energy, Inc. | SU CN | CA | 5/10/2022 | Annual | 3 | Advisory Vote on Executive Compensation | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | E.7 | Reduction of Reserves (FY2022 Interim Dividend) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | E.8 | Cancellation of Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.3 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.4 | Amendments to Meeting Regulations | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.5 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Eni Spa | ENI IM | IT | 5/11/2022 | Mix | O.6 | Use of Reserves (FY2022 Interim Dividend) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 10 | Approval of Energy Transition Plan | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 11 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 12 | Shareholder Proposal Regarding Climate Strategy | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 13 | Shareholder Proposal Regarding Establishing a Fund for Employees that Work in the Oil Sector | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 14 | Shareholder Proposal Regarding Making the Barents Sea a Voluntary Exclusion Zone | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 15 | Shareholder Proposal Regarding Cessation of All Exploration Activity | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 16 | Shareholder Proposal Regarding Barents Sea Exploration | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 17 | Shareholder Proposal Regarding Move From Fossil Fuels to Renewable Energy | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 18 | Shareholder Proposal Regarding Gradually Divesting from All International Operations | Shareholder | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 19 | Shareholder Proposal Regarding Report on Human Rights | Shareholder | For | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 20 | Corporate Governance Report | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 21 | Remuneration Report | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 22 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.1 | Elect Jarle Roth | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.10 | Elect Merete Hverven | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.11 | Elect Helge Aasen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.12 | Elect Liv B. Ulriksen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.13 | Elect Per Axel Koch (Deputy Member) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.14 | Elect Catrine Kristiseter Marti (Deputy Member) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.15 | Elect Nils Morten Huseby (Deputy Member) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.16 | Elect Nina Kivijervi Jonassen (Deputy Member) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.2 | Elect Nils Bastiansen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.3 | Elect Finn Kinserdal | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.4 | Elect Kari Skeidsvoll Moe | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.5 | Elect Kjerstin Rasmussen Braathen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.6 | Elect Kjerstin Fyllingen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.7 | Elect Mari Rege | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.8 | Elect Trond Straume | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 23.9 | Elect Martin Wien Fjell | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 24 | Corporate Assembly Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 25.1 | Elect Jarle Roth | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 25.2 | Elect Berit L. Henriksen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 25.3 | Elect Merete Hverven | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 25.4 | Elect Jan Tore Føsund | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 26 | Nomination Committee Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 27 | Authority to Repurchase Shares (Share Savings Plan) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 28 | Authority to Repurchase Shares (Cancellation) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 29 | Authority to Adjust Marketing Instructions | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 3 | Election of Presiding Chair | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 4 | Agenda | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 5 | Minutes | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 6 | Accounts and Reports; Allocation of Profits and Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 7 | Authority to Distribute Interim Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 8 | Reduction of Share Capital | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Equinor ASA | EQNR NO | NO | 5/11/2022 | Annual | 9 | Amendments to Articles (Corporate Purpose) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Sunpower Corp | SPWR | 867652406 | US | 5/12/2022 | Annual | 1.01 | Elect Catherine Lesjak | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Sunpower Corp | SPWR | 867652406 | US | 5/12/2022 | Annual | 1.02 | Elect Vincent Stoquart | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Sunpower Corp | SPWR | 867652406 | US | 5/12/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Sunpower Corp | SPWR | 867652406 | US | 5/12/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 10 | Elect Sir John Sawers | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 11 | Elect Tushar Morzaria | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 12 | Elect Karen A. Richardson | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 13 | Elect Johannes Teyssen | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 14 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 15 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 16 | Renewal of the BP ShareMatch UK Plan 2001 | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 17 | Renewal of the BP Sharesave UK Plan 2001 | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 18 | Authorisation of Political Donations | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 2 | Remuneration Report | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 22 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 24 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 3 | Advisory vote on Climate Transition Plan | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 4 | Elect Helge Lund | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 5 | Elect Bernard Looney | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 6 | Elect Murray Auchincloss | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 7 | Elect Paula Rosput Reynolds | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 8 | Elect Pamela Daley | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | BP plc | BP | GB | 5/12/2022 | Annual | 9 | Elect Melody B. Meyer | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.1 | Elect W. Geoffrey Beattie | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.2 | Elect Gregory D. Brenneman | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.3 | Elect Cynthia B. Carroll | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.4 | Elect Nelda J. Connors | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.5 | Elect Michael R. Dumais | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.6 | Elect Gregory L. Ebel | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.7 | Elect Lynn L. Elsenhans | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.8 | Elect John G. Rice | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 1.9 | Elect Lorenzo Simonelli | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Baker Hughes Co | BKR | 05722G100 | US | 5/17/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1A. | Elect Abdulaziz F. Al Khayyal | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1B. | Elect William E. Albrecht | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1C. | Elect M. Katherine Banks | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1D. | Elect Alan M. Bennett | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1E. | Elect Milton Carroll | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1F. | Elect Earl M. Cummings | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1G. | Elect Murry S. Gerber | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1H. | Elect Robert A. Malone | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1I. | Elect Jeffrey A. Miller | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1J. | Elect Bhavesh V. Patel | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 1K. | Elect Tobi M. Edwards Young | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 2. | Ratification of Auditor | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Halliburton Co. | BKR | 406216101 | US | 5/18/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Helix Energy Solutions Group Inc | HLX | 42330P107 | US | 5/18/2022 | Annual | 1.1 | Elect T. Mitch Little | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Helix Energy Solutions Group Inc | HLX | 42330P107 | US | 5/18/2022 | Annual | 1.2 | Elect John Lovoi | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Helix Energy Solutions Group Inc | HLX | 42330P107 | US | 5/18/2022 | Annual | 1.3 | Elect Jan Rask | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Helix Energy Solutions Group Inc | HLX | 42330P107 | US | 5/18/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Helix Energy Solutions Group Inc | HLX | 42330P107 | US | 5/18/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Other | 1 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 1 | Directors' Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 10.01 | Elect QIU Fasen | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 10.02 | Elect LV Lianggong | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 10.03 | Elect WU Bo | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 10.04 | Elect ZHAI Yalin | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 3 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 5 | 2022 Interim Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 7 | Authority to Issue Debt Financing Instruments | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 8 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | China Petroleum & Chemical Corp | 386 HK | HK | 5/18/2022 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 10 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 14 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 15 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 2 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 3 | Elect John E. Martin | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 4 | Elect Jann Brown | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 5 | Elect Marianne Daryabegui | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 6 | Elect Geoffrey Green | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 7 | Elect Lisa Mitchell | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 8 | Elect Susan Jane Rivett | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Pharos Energy Plc | PHAR LN | GB | 5/19/2022 | Annual | 9 | Appointment of Auditor | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 1. | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 10. | Elect Catherine J. Hughes | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 11. | Elect Martina Hund-Mejean | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 12. | Elect Andrew Mackenzie | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 13. | Elect Abraham Schot | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 14. | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 15. | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 16. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 17. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 18. | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 19. | Authority to Repurchase Shares (Off-Market) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 2. | Remuneration Report | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 20. | Approval of the Energy Transition Strategy | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 21 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 3. | Elect Sinead Gorman | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 4. | Elect Ben Van Beurden | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 5. | Elect Dick Boer | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 6. | Elect Neil A.P. Carson | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 7. | Elect Ann F. Godbehere | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 8. | Elect Euleen Y.K. GOH | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Shell Plc | SHEL LN | GB | 5/24/2022 | Annual | 9. | Elect Jane H. Lute | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 10. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1A. | Elect Wanda M. Austin | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1B. | Elect John B. Frank | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1C. | Elect Alice P. Gast | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1D. | Elect Enrique Hernandez, Jr. | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1E. | Elect Marillyn A. Hewson | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1F. | Elect Jon M. Huntsman, Jr. | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1G. | Elect Charles W. Moorman IV | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1H. | Elect Dambisa F. Moyo | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1I. | Elect Debra L. Reed-Klages | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1J. | Elect Ronald D. Sugar | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1K. | Elect D. James Umpleby III | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 1L. | Elect Michael K. Wirth | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 4. | Approval of the 2022 Long-Term Incentive Plan | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 5. | Shareholder Proposal Regarding Report on GHG Targets and Alignment with Paris Agreement | Shareholder | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 6. | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 7. | Shareholder Proposal Regarding Methane Emission Disclosures | Shareholder | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 8. | Shareholder Proposal Regarding Report on Policy with Conflict-Complicit Governments | Shareholder | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Chevron Corp. | CVX | 166764100 | US | 5/25/2022 | Annual | 9. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 10. | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1A. | Elect Michael J. Angelakis | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1B. | Elect Susan K. Avery | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1C. | Elect Angela F. Braly | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1D. | Elect Ursula M. Burns | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1E. | Elect Gregory J. Goff | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1F. | Elect Kaisa H. Hietala | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1G. | Elect Joseph L. Hooley | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1H. | Elect Steven A. Kandarian | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1I. | Elect Alexander A. Karsner | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1J. | Elect Jeffrey W. Ubben | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 1K. | Elect Darren W. Woods | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 4. | Shareholder Proposal Regarding Executive Perquisites | Shareholder | Against | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 5. | Shareholder Proposal Regarding Restricting Precatory Proposals | Shareholder | Against | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 6. | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | Shareholder | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 7. | Shareholder Proposal Regarding Report on Business Model Changes | Shareholder | Against | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 8. | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | Shareholder | For | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Exxon Mobil Corp. | XOM | 30231G102 | US | 5/25/2022 | Annual | 9. | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | Shareholder | Against | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1A. | Elect A.R. Alameddine | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1B. | Elect Lori G. Billingsley | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1C. | Elect Edison C. Buchanan | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1D. | Elect Maria S. Jelescu Dreyfus | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1E. | Elect Matthew Gallagher | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1F. | Elect Phillip A. Gobe | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1G. | Elect Stacy P. Methvin | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1H. | Elect Royce W. Mitchell | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1I. | Elect Frank A. Risch | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1J. | Elect Scott D. Sheffield | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1K. | Elect J. Kenneth Thompson | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 1L. | Elect Phoebe A. Wood | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Pioneer Natural Resources Co. | PXD | 723787107 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 10 | 2021 Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 11 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 12 | 2021 Remuneration of Patrick Pouyanné, Chair and CEO | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 13 | 2022 Remuneration Policy (Chair and CEO) | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 14 | Appointment of Auditor (Ernst & Young) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 15 | Appointment of Auditor (PricewaterhouseCoopers) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 16 | Opinion on 2022 Sustainability and Climate Progress Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 19 | Authority to Issue Shares and Convertible Debt Through Private Placement | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 20 | Greenshoe | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 21 | Authority to Increase Capital in Consideration for Contributions In Kind (France) | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 22 | Employee Stock Purchase Plan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 23 | Authority to Cancel Shares and Reduce Capital | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 4 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 5 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 6 | Elect Lise Croteau | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 7 | Elect Maria van der Hoeven | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 8 | Elect Jean Lemierre | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | 9 | Elect Emma de Jonge | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | A | Elect Marina Delendik | Management | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | B | Elect Alexandre Garrot | Management | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | TotalEnergies SE | TTE FP | FR | 5/25/2022 | Mix | C | Elect Agueda Marin | Management | Against | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.A | Elect Edith Hlawati | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.B | Elect Elisabeth Stadler | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.C | Elect Robert Stajic | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.D | Elect Jean-Baptiste Renard | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.E | Elect Stefan Doboczky | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 10.F | Elect Gertrude Tumpel-Gugerell | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 3 | Ratification of Management Board Acts | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 5 | Supervisory Board Members' Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 7 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 8 | Management Board Remuneration Policy | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 9.A | Long Term Incentive Plan 2022 | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | OMV AG | OMV EU | AT | 6/3/2022 | Annual | 9.B | Annual Bonus Equity Deferral 2022 | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.01 | Elect Barbara M. Baumann | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.02 | Elect John E. Bethancourt | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.03 | Elect Ann G. Fox | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.04 | Elect David A. Hager | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.05 | Elect Kelt Kindick | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.06 | Elect John Krenicki, Jr. | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.07 | Elect Karl F. Kurz | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.08 | Elect Robert A. Mosbacher, Jr. | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.09 | Elect Richard E. Muncrief | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.10 | Elect Duane C. Radtke | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 1.11 | Elect Valerie M. Williams | Management | Withhold | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Devon Energy Corp. | DVN | 25179M103 | US | 6/8/2022 | Annual | 4. | Approval of the 2022 Long-Term Incentive Plan | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.1 | Elect Travis D. Stice | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.2 | Elect Vincent K. Brooks | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.3 | Elect Michael P. Cross | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.4 | Elect David L. Houston | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.5 | Elect Stephanie K. Mains | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.6 | Elect Mark L. Plaumann | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.7 | Elect Melanie M. Trent | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 1.8 | Elect Steven E. West | Management | Abstain | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Energy Fund | GAGEN | Diamondback Energy Inc | FANG | 25278X109 | US | 6/9/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 1 | Directors' Report | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 10 | Elect XIE Jun | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 11.1 | Elect CAI Anhui | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 11.2 | Elect XIE Haibing | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 11.3 | Elect ZHAO Ying | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 11.4 | Elect CAI Yong | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 3 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 5 | Authority to Declare Interim Dividends | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 7 | Authority to Give Guarantees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 8 | Authority to Issue Debt Financing Instruments | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | PetroChina Co. Ltd. | 857 HK | HK | 6/9/2022 | Annual | 9 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 2 | Elect Peter N. Cowley | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 3 | Elect Peter Nicol | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 5 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Deltic Energy Plc | DELT LN | GB | 6/15/2022 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 10 | Elect John Martin Winterman | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 11 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 12 | Authority to Set Auditor's Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 13 | Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 14 | Authorisation of Political Donations | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 17 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 2 | Elect Amjad Bseisu | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 3 | Elect Jonathan Swinney | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 4 | Elect Martin Houston | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 5 | Elect Farina binti Farikhullah Khan | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 6 | Elect Rani Koya | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 7 | Elect Carl Hughes | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 8 | Elect Howard Paver | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | EnQuest Plc | ENQ LN | GB | 6/17/2022 | Annual | 9 | Elect Liv Monica Stubholt | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 2 | Elect Jeremy Edelman | Management | Abstain | Against | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 3 | Elect Anthony John Samaha | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 5 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Guinness Atkinson Global Energy Fund | GAGEN | Reabold Resources Plc | RBD LN | GB | 6/29/2022 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson Global Innovators Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 1A. | Elect Alan B. Graf, Jr. | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 1B. | Elect Peter B. Henry | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 1C. | Elect Michelle A. Peluso | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 4. | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 5. | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 6. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Nike, Inc. | NKE | 654106103 | US | 10/6/2021 | Annual | 7. | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1A | Elect Edward W. Barnholt | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1B | Elect Robert M. Calderoni | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1C | Elect Jeneanne Hanley | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1D | Elect Emiko Higashi | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1E | Elect Kevin J. Kennedy | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1F | Elect Gary B. Moore | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1G | Elect Marie E. Myers | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1H | Elect Kiran M. Patel | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1I | Elect Victor Peng | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1J | Elect Robert A. Rango | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 1K | Elect Richard P. Wallace | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 2 | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | KLA Corp. | KLAC | 482480100 | US | 11/3/2021 | Annual | 3 | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.01 | Elect Sohail U. Ahmed | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.02 | Elect Timothy M. Archer | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.03 | Elect Eric K. Brandt | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.04 | Elect Michael R. Cannon | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.05 | Elect Catherine P. Lego | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.06 | Elect Bethany J. Mayer | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.07 | Elect Abhijit Y. Talwalkar | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.08 | Elect Rick Lih-Shyng TSAI | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 1.09 | Elect Leslie F. Varon | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Lam Research Corp. | LRCX | 512807108 | US | 11/8/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1A. | Elect Reid G. Hoffman | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1B. | Elect Hugh F. Johnston | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1C. | Elect Teri L. List | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1D. | Elect Satya Nadella | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1E. | Elect Sandra E. Peterson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1F. | Elect Penny S. Pritzker | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1G. | Elect Carlos A. Rodriguez | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1H. | Elect Charles W. Scharf | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1I. | Elect John W. Stanton | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1J. | Elect John W. Thompson | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1K. | Elect Emma N. Walmsley | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1L. | Elect Padmasree Warrior | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 3. | Approval of the Employee Stock Purchase Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 5. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 6. | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 7. | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 8. | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 9. | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1A. | Elect Richard H. Anderson | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1B. | Elect Craig Arnold | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1C. | Elect Scott C. Donnelly | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1D. | Elect Andrea J. Goldsmith | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1E. | Elect Randall J. Hogan, III | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1F. | Elect Kevin E. Lofton | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1G. | Elect Geoffrey Straub Martha | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1H. | Elect Elizabeth G. Nabel | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1I. | Elect Denise M. O'Leary | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1J. | Elect Kendall J. Powell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 5. | 2021 Long Term Incentive Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 6. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 7. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 8. | Authority to Repurchase Shares | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1A. | Elect M. Michele Burns | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1B. | Elect Wesley G. Bush | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1C. | Elect Michael D. Capellas | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1D. | Elect Mark Garrett | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1E. | Elect John D. Harris II | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1F. | Elect Kristina M. Johnson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1G. | Elect Roderick C. McGeary | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1H. | Elect Charles H. Robbins | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1I. | Elect Brenton L. Saunders | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1J. | Elect Lisa T. Su | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1K. | Elect Marianna Tessel | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1A. | Elect Lloyd A. Carney | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1B. | Elect Mary B. Cranston | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1C. | Elect Francisco Javier Fernández-Carbajal | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1D. | Elect Alfred F. Kelly, Jr. | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1E. | Elect Ramon L. Laguarta | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1F. | Elect John F. Lundgren | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1G. | Elect Robert W. Matschullat | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1H. | Elect Denise M. Morrison | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1I. | Elect Linda Rendle | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 1J. | Elect Maynard G. Webb | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Visa Inc | V | 92826C839 | US | 1/25/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.1 | Ratify Reinhard Ploss | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.2 | Ratify Helmut Gassel | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.3 | Ratify Jochen Hanebeck | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.4 | Ratify Constanze Hufenbecher | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.5 | Ratify Sven Schneider | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.1 | Ratify Wolfgang Eder | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.10 | Ratify Manfred Puffer | Management | Abstain | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.11 | Ratify Melanie Riedl | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.12 | Ratify Jürgen Scholz | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.13 | Ratify Kerstin Schulzendorf | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.14 | Ratify Ulrich Spiesshofer | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.15 | Ratify Margaret Suckale | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.16 | Ratify Diana Vitale | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.2 | Ratify Xiaoqun Clever | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.3 | Ratify Johann Dechant | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.4 | Ratify Friedrich Eichiner | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.5 | Ratify Annette Engelfried | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.6 | Ratify Peter Gruber | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.7 | Ratify Hans-Ulrich Holdenried | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.8 | Ratify Susanne Lachenmann | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.9 | Ratify Géraldine Picaud | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 5 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 6 | Elect Géraldine Picaud as Supervisory Board Member | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 10. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1A. | Elect James A. Bell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1B. | Elect Timothy D. Cook | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1C. | Elect Albert A. Gore | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1D. | Elect Alex Gorsky | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1E. | Elect Andrea Jung | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1F. | Elect Arthur D. Levinson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1G. | Elect Monica C. Lozano | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1H. | Elect Ronald D. Sugar | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 1I. | Elect Susan L. Wagner | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 4. | Approval of the 2022 Employee Stock Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 5. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 6. | Shareholder Proposal Regarding App Removals | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 7. | Shareholder Proposal Regarding Report on Effectiveness of Supply Chain Policies on Forced Labor | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 8. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Apple Inc | AAPL | 037833100 | US | 3/4/2022 | Annual | 9. | Shareholder Proposal Regarding Civil Rights Audit | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1A. | Elect Rani Borkar | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1B. | Elect Judy Bruner | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1C. | Elect Xun Chen | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1D. | Elect Aart J. de Geus | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1E. | Elect Gary E. Dickerson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1F. | Elect Thomas J. Iannotti | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1G. | Elect Alexander A. Karsner | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1H. | Elect Adrianna C. Ma | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1I. | Elect Yvonne McGill | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1J. | Elect Scott A. McGregor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 5. | Shareholder Proposal Regarding Improvement of Executive Compensation Program | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.1 | Elect KIM Han Jo | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.2 | Elect HAN Wha Jin | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.3 | Elect KIM Jun Sung | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.1 | Elect KYUNG Kye Hyun | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.2 | Elect ROH Tae Moon | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.3 | Elect PARK Hark Kyu | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.4 | Elect LEE Jung Bae | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.3.1 | Election of Audit Committee Member: KIM Han Jo | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.3.2 | Election of Audit Committee Member: KIM Jeong Hun | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 3 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 1 | Accounts and Reports | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 10 | Appointment of Auditor | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 2 | Compensation Report | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 3 | Ratification of Board and Management Acts | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 5 | Cancellation of Shares and Reduction in Share Capital | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 6.1 | Board Compensation | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 6.2 | Executive Compensation | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.1 | Elect Gunnar Brock | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.10 | Elect Peter R. Voser as Board Chair | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.2 | Elect David E. Constable | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.3 | Elect Frederico Fleury Curado | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.4 | Elect Lars Förberg | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.5 | Elect Jennifer Xin-Zhe Li | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.6 | Elect Geraldine Matchett | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.7 | Elect David Meline | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.8 | Elect Satish Pai | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.9 | Elect Jacob Wallenberg | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.1 | Elect David Constable as Compensation Committee Member | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.2 | Elect Frederico Fleury Curado as Compensation Committee Member | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.3 | Elect Jennifer Xin-Zhe Li as Compensation Committee Member | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 9 | Appointment of Independent Proxy | Management | No Action Taken | N/A | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1A. | Elect Amy L. Banse | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1B. | Elect Brett Biggs | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1C. | Elect Melanie Boulden | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1D. | Elect Frank A. Calderoni | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1E. | Elect Laura Desmond | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1F. | Elect Shantanu Narayen | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1G. | Elect Spencer Neumann | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1H. | Elect Kathleen Oberg | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1I. | Elect Dheeraj Pandey | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1J. | Elect David A. Ricks | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1K. | Elect Daniel Rosensweig | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1L. | Elect John E. Warnock | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1A) | Elect Peter J. Arduini | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1B) | Elect Giovanni Caforio | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1C) | Elect Julia A. Haller | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1D) | Elect Manuel Hidalgo Medina | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1E) | Elect Paula A. Price | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1F) | Elect Derica W. Rice | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1G) | Elect Theodore R. Samuels, II | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1H) | Elect Gerald Storch | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1I) | Elect Karen H. Vousden | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 1J) | Elect Phyllis R. Yale | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Bristol-Myers Squibb Co. | BMY | 110122108 | US | 5/3/2022 | Annual | 5. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 1 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 10 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 11 | Elect Linda Knoll | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 12 | Elect Anders Runevad | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 13 | Elect Nivedita Krishnamurthy Bhagat | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 15 | Authority to Issue Performance Shares | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 16 | Employee Stock Purchase Plan | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 17 | Stock Purchase Plan for Overseas Employees | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 18 | Merger by Absorption of IGE+XAO | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 19 | Authorisation of Legal Formalities | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 4 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 5 | Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier) | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 6 | Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex) | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 7 | 2021 Remuneration Report | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 8 | 2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 9 | 2022 Remuneration Policy (Chair and CEO) | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1A. | Elect Rainer M. Blair | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1B. | Elect Linda P. Hefner Filler | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1C. | Elect Teri L. List | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1D. | Elect Walter G. Lohr, Jr. | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1E. | Elect Jessica L. Mega | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1F. | Elect Mitchell P. Rales | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1G. | Elect Steven M. Rales | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1H. | Elect Pardis C. Sabeti | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1I. | Elect A. Shane Sanders | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1J. | Elect John T. Schwieters | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1K. | Elect Alan G. Spoon | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1L. | Elect Raymond C. Stevens | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 1M. | Elect Elias A. Zerhouni | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Danaher Corp. | DHR | 235851102 | US | 5/10/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 10 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 11 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 12 | Amendments to Articles | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 3 | Elect Ding Shizhong | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 4 | Elect LAI Shixian | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 5 | Elect WU Yonghua | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 6 | Elect DAI Zhongchuan | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 7 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Anta Sports Products | 2020 HK | HK | 5/11/2022 | Annual | 9 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1A. | Elect Sharon Y. Bowen | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1B. | Elect Shantella E. Cooper | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1C. | Elect Duriya M. Farooqui | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1D. | Elect Lord Hague of Richmond | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1E. | Elect Mark F. Mulhern | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1F. | Elect Thomas E. Noonan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1G. | Elect Caroline L. Silver | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1H. | Elect Jeffrey C. Sprecher | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1I. | Elect Judith A. Sprieser | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 1J. | Elect Martha A. Tirinnanzi | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 3. | Approval of the 2022 Omnibus Employee Incentive Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 4. | Approval of the 2022 Omnibus Non-Employee Director Incentive Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 5. | Elimination of Supermajority Requirements | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 6. | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 7. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Intercontinental Exchange Inc | ICE | 45866F104 | US | 5/13/2022 | Annual | 8. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.1 | Elect Nancy A. Altobello | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.2 | Elect Stanley L. Clark | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.3 | Elect David P. Falck | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.4 | Elect Edward G. Jepsen | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.5 | Elect Rita S. Lane | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.6 | Elect Robert A. Livingston | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.7 | Elect Martin H. Loeffler | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.8 | Elect R. Adam Norwitt | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 1.9 | Elect Anne C. Wolff | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amphenol Corp. | APH | 032095101 | US | 5/18/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1A. | Elect Marc N. Casper | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1B. | Elect Nelson J. Chai | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1C. | Elect Ruby R. Chandy | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1D. | Elect C. Martin Harris | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1E. | Elect Tyler Jacks | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1F. | Elect R. Alexandra Keith | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1G. | Elect Jim P. Manzi | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1H. | Elect James C. Mullen | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1I. | Elect Lars Rebien Sørensen | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1J. | Elect Debora L. Spar | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1K. | Elect Scott M. Sperling | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 1L. | Elect Dion J. Weisler | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Thermo Fisher Scientific Inc. | TMO | 883556102 | US | 5/18/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 3 | Ratification of Management Board Acts | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 5 | Appointment of Auditor (FY 2022) | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 6 | Appointment of Auditor FY (2023) | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 7 | Remuneration Report | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 8.1 | Elect Hasso Plattner | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 8.2 | Elect Rouven Westphal | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 8.3 | Elect Gunnar Wiedenfels | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 8.4 | Elect Jennifer Xin-Zhe Li | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Sap SE | SAP | DE | 5/18/2022 | Annual | 9 | Supervisory Board Remuneration Policy | Management | For | For | |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 10. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 11. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 12. | Shareholder Proposal Regarding Report on Tax Transparency | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 13. | Shareholder Proposal Regarding Report on Freedom of Association | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 14. | Shareholder Proposal Regarding Lobbying Report | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 15. | Shareholder Proposal Regarding Multiple Board Nominees | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 16. | Shareholder Proposal Regarding Report on Working Conditions | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 17. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 18. | Shareholder Proposal Regarding Diversity and Equity Audit | Shareholder | Abstain | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 19. | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1a. | Elect Jeffrey P. Bezos | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1b. | Elect Andrew R. Jassy | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1c. | Elect Keith B. Alexander | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1d. | Elect Edith W. Cooper | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1e. | Elect Jamie S. Gorelick | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1f. | Elect Daniel P. Huttenlocher | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1g. | Elect Judith A. McGrath | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1h. | Elect Indra K. Nooyi | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1i. | Elect Jonathan J. Rubinstein | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1j. | Elect Patricia Q. Stonesifer | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 1k. | Elect Wendell P. Weeks | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 4. | Amendment to the Certificate of Incorporation to Effect a 20-for-1 Stock Split and a Proportional Increase in Authorized Common Stock | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 5. | Shareholder Proposal Regarding Aligning Climate Goals with Employee Retirement Plan Options | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 6. | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 7. | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 8. | Shareholder Report on Plastic Packaging | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Amazon.com Inc. | AMZN | 023135106 | US | 5/25/2022 | Annual | 9. | Shareholder Proposal Regarding Report on Worker Health and Safety Disparities | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.01 | Elect Peggy Alford | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.02 | Elect Marc L. Andreessen | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.03 | Elect Andrew W. Houston | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.04 | Elect Nancy Killefer | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 1.05 | Elect Robert M. Kimmitt | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 1.06 | Elect Sheryl K. Sandberg | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 1.07 | Elect Tracey T. Travis | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 1.08 | Elect Tony Xu | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 1.09 | Elect Mark Zuckerberg | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 10. | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 11. | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 12. | Shareholder Proposal Regarding Non-discrimination Audit | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 13. | Shareholder Proposal Regarding Lobbying Report | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 14. | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 15. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 4. | Shareholder Proposal Regarding Recapitalization | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 5. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 6. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 7. | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 8. | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Meta Platforms Inc | META | 30303M102 | US | 44706 | Annual | 9. | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 10. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 11. | Shareholder Proposal Regarding Recapitalization | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 12. | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 13. | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 14. | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 15. | Shareholder Proposal Regarding Algorithm Disclosures | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 16. | Shareholder Proposal Regarding Human Rights Impact Assessment Report | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 17. | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 18. | Shareholder Proposal Regarding Report on Board Diversity | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 19. | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1a. | Elect Larry Page | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1b. | Elect Sergey Brin | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1c. | Elect Sundar Pichai | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1d. | Elect John L. Hennessy | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1e. | Elect Frances H. Arnold | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1f. | Elect L. John Doerr | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1g. | Elect Roger W. Ferguson, Jr. | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1h. | Elect Ann Mather | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1i. | Elect K. Ram Shriram | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 1j. | Elect Robin L. Washington | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 20. | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 21. | Shareholder Proposal Regarding Report on Military Policing Agencies | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 3. | Amendment to the 2021 Stock Plan | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 4. | Increase in Authorized Common Stock | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 5. | Shareholder Proposal Regarding Lobbying Report | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 6. | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 7. | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 8. | Shareholder Proposal Regarding Report on Water Management Risks | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Alphabet Inc | GOOGL | 02079K305 | US | 44713 | Annual | 9. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.01 | Elect Kenneth J. Bacon | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.02 | Elect Madeline S. Bell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.03 | Elect Edward D. Breen | Management | Withhold | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.04 | Elect Gerald L. Hassell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.05 | Elect Jeffrey A. Honickman | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.06 | Elect Maritza Gomez Montiel | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.07 | Elect Asuka Nakahara | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.08 | Elect David C. Novak | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 1.09 | Elect Brian L. Roberts | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 2. | Advisory vote on executive compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 4. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 5. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 6. | Shareholder Proposal Regarding EEO Policy Risk Report | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 7. | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Comcast Corp | CMCSA | 20030N101 | US | 44713 | Annual | 8. | Shareholder Proposal Regarding Aligning Climate Goals With Employee Retirement Options | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1A. | Elect Robert K. Burgess | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1B. | Elect Tench Coxe | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1C. | Elect John O. Dabiri | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1D. | Elect Persis S. Drell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1E. | Elect Jen-Hsun Huang | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1F. | Elect Dawn Hudson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1G. | Elect Harvey C. Jones | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1H. | Elect Michael G. McCaffery | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1I. | Elect Stephen C. Neal | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1J. | Elect Mark L. Perry | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1K. | Elect A. Brooke Seawell | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1L. | Elect Aarti Shah | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1M. | Elect Mark A. Stevens | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 4. | Increase in Authorized Common Stock | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 5. | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1a. | Elect Rodney C. Adkins | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1b. | Elect Jonathan Christodoro | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1c. | Elect John J. Donahoe II | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1d. | Elect David W. Dorman | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1e. | Elect Belinda J. Johnson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1f. | Elect Enrique Lores | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1g. | Elect Gail J. McGovern | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1h. | Elect Deborah M. Messemer | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1i. | Elect David M. Moffett | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1j. | Elect Ann M. Sarnoff | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1k. | Elect Daniel H. Schulman | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 1l. | Elect Frank D. Yeary | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 3. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | PayPal Holdings Inc | PYPL | 70450Y103 | US | 44714 | Annual | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 1) | To accept 2021 Business Report and Financial Statements | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 2) | To revise the Articles of Incorporation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.1 | Elect Shellye L. Archambeau | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.2 | Elect Amy W. Brinkley | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.3 | Elect Irene M. Esteves | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.4 | Elect L. Neil Hunn | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.5 | Elect Robert D. Johnson | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.6 | Elect Thomas P. Joyce, Jr. | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.7 | Elect Laura G. Thatcher | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.8 | Elect Richard F. Wallman | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 1.9 | Elect Christopher Wright | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Roper Technologies Inc | ROP | 776696106 | US | 44727 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1a. | Elect Merit E. Janow | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1b. | Elect Candido Botelho Bracher | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1c. | Elect Richard K. Davis | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1d. | Elect Julius Genachowski | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1e. | Elect GOH Choon Phong | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1f. | Elect Oki Matsumoto | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1g. | Elect Michael Miebach | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1h. | Elect Youngme E. Moon | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1i. | Elect Rima Qureshi | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1j. | Elect Gabrielle Sulzberger | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1k. | Elect Jackson P. Tai | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1l. | Elect Harit Talwar | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 1m. | Elect Lance Uggla | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 4. | Restoration of Right to Call a Special Meeting | Management | For | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 6. | Shareholder Proposal Regarding Political Donations to Objectors | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 7. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Guinness Atkinson Global Innovators Fund | GAGIN | Mastercard Incorporated | MA | 57636Q104 | US | 44733 | Annual | 8. | Shareholder Proposal Regarding Report on Untraceable Firearms | Shareholder | Against | For |
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson Asia Focus Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 7/29/2021 | Special | 2 | Reduce of Registered Capital | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 7/29/2021 | Special | 3 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 1 | CEVT Acquisition Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 2 | Haohan Energy Acquisition Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 3 | Ningbo Viridi Subscription Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 4 | R&D Services and Technology Licensing Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 5 | Automobile Components Sales Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 6 | Automobile Components Procurement Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 7 | ZEEKR Finance Cooperation Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 8/25/2021 | Special | 1 | Connected Transactions Regarding a Controlled Subsidiary set up and apply for Issuance of Asset-backed Securities | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.1 | Elect Joseph TSAI Chung | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.2 | Elect J. Michael Evans | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.3 | Elect Börje E. Ekholm | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 2. | Appointment of Auditor | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.1 | Elect Joseph TSAI Chung | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.2 | Elect J. Michael Evans | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.3 | Elect Börje E. Ekholm | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 2 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 1 | Adoption of 2021 Restricted Shares Incentive Plan (Draft) and its Summary | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 2 | Establishment of the Management Measures for 2021 Restricted Shares Incentive Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 3 | Board Authorization to Handle Matters of 2021 Restricted Shares Incentive Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 10/8/2021 | Special | 1 | Approve Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 1 | REMUNERATION REPORT | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 2.A | Re-elect Jonathon K. Brett | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 2.B | Re-elect Laura Ruffles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 3.A | Equity Grant (COO Laura Ruffles: Two-year Vesting SARs) | Management | Abstain | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 3.B | Equity Grant (COO Laura Ruffles: Three-year Vesting SARs) | Management | Abstain | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 11/15/2021 | Special | 1 | 2021 ESTIMATED ADDITIONAL CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 1 | Re-elect Kathryn D. Spargo | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 2 | Re-elect Louis (Lou) J. Panaccio | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 3 | Remuneration Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 4 | Equity Grant (MD/CEO Colin Goldschmidt) | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 5 | Equity Grant (Finance Director and CFO Chris Wilks) | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 11/25/2021 | Special | 1 | Termination of Some Projects Funded by Raised Funds and Permanently Reallocation of Raised Funds to Supplementing Working Capital | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 1 | Services Agreement | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 2 | Automobile Components Procurement Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 3 | Volvo Finance Cooperation Agreements | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 4 | Supplemental Master CKDs and Automobile Components Purchase Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 1. | Adoption of the Company’s Dual Foreign Name | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 2. | Amendment to the Company's Articles of Association | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 3. | Approval of Filings of Company's Dual Foreign Name and Articles of Association | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Autohome Inc | ATHM | 05278C107 | US | 12/16/2021 | Annual | 1. | Amended and Restated Articles of Association | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/17/2021 | Special | 1 | Share Purchase Agreement | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 1 | Elect YU Hongfu | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 2 | Approval of Estimated Quota for Mortgage Business and Financial Leasing Business | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 3 | Approval of Deposit Services at An Affiliated Bank | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 4 | Increased Caps for Connected Transactions 2021 | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 5 | Authority to Give Guarantees | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.1 | Objective | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.10 | Accounting Treatment | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.11 | Procedures for Unlocking | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.12 | Rights and Obligations of Participants | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.13 | Treatment in case of Unusual Changes | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.14 | Alteration and Termination | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.15 | Principles for Repurchase | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.2 | Management Organization | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.3 | Participants | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.4 | Underlying Stocks | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.5 | Distribution Results | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.6 | Time Schedule | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.7 | Grant Price | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.8 | Conditions for Unlocking | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.9 | Method | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 2 | MANAGEMENT MEASURES FOR THE 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 3 | APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 4 | Board Authorization of the 2021 Restricted Stock Incentive Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 1 | 2022 Estimated Continuing Connected Transactions | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 2 | Application for Comprehensive Credit Line to Banks | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 3 | Provision of Guarantee for the Bank Credit Line Applied for by Wholly-owned Subsidiaries | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 4 | Launching Forward Foreign Exchange Settlement and Sale Business | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 5 | Repurchase and Cancellation of Some Restricted Stocks | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 6 | Change of the Company's Registered Capital | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 7 | Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1A. | Elect Rani Borkar | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1B. | Elect Judy Bruner | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1C. | Elect Xun Chen | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1D. | Elect Aart J. de Geus | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1E. | Elect Gary E. Dickerson | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1F. | Elect Thomas J. Iannotti | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1G. | Elect Alexander A. Karsner | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1H. | Elect Adrianna C. Ma | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1I. | Elect Yvonne McGill | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 1J. | Elect Scott A. McGregor | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Applied Materials Inc. | AMAT | 038222105 | US | 3/10/2022 | Annual | 5. | Shareholder Proposal Regarding Improvement of Executive Compensation Program | Shareholder | For | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 3/11/2022 | Special | 1 | CONNECTED TRANSACTION REGARDING SET UP AND APPLY FOR ISSUANCE OF ASSET-BACKED SECURITIES BY A CONTROLLED SUBSIDIARY | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.1 | Elect KIM Han Jo | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.2 | Elect HAN Wha Jin | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.1.3 | Elect KIM Jun Sung | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.1 | Elect KYUNG Kye Hyun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.2 | Elect ROH Tae Moon | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.3 | Elect PARK Hark Kyu | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.2.4 | Elect LEE Jung Bae | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.3.1 | Election of Audit Committee Member: KIM Han Jo | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 2.3.2 | Election of Audit Committee Member: KIM Jeong Hun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Samsung Electronics | SSNHZ | KR | 3/16/2022 | Annual | 3 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 1 | Adoption of Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 2 | Establishment of Assessment Management Measures for Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 3 | Board Authorization to Implement Matters of Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 2 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 3.1 | Elect CHA Suk Yong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 3.2 | Elect LEE Tae Hee | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 3.3 | Elect KIM Sang Hoon | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 4 | Election of Independent Director to Become Audit Committee Member: LEE Woo Young | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 5.1 | Election of Audit Committee Member: LEE Tae Hee | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 5.2 | Election of Audit Committee Member: KIM Sang Hoon | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | LG H&H | LGHHF | KR | 3/28/2022 | Annual | 6 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 10 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 11 | Authority to Issues Share under The California Sub-Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 13 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 3 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 5 | Elect CHO Bonghan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 6 | Elect Olivier LIM Tse Ghow | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 7 | Elect Tham Sai Choy | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 8 | Elect CHNG Kai Fong | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 9 | Elect Judy Lee | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1A. | Elect Diane M. Bryant | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1B. | Elect Gayla J. Delly | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1C. | Elect Raul J. Fernandez | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1D. | Elect Eddy W. Hartenstein | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1E. | Elect Check Kian Low | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1F. | Elect Justine F. Page | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1G. | Elect Dr. Henry S. Samueli | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1H. | Elect Hock E. Tan | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1I. | Elect Harry L. You | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.A | Elect LAM Kong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.B | Elect CHEN Hongbing | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.C | Elect FUNG Ching Simon | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.D | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 1 | Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 2 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.1 | Elect XIANG Wenbo | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.2 | Elect YU Hongfu | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.3 | Elect LIANG Wengen | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.4 | Elect TANG Xiuguo | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.5 | Elect YI Xiaogang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.6 | Elect HUANG Jianlong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.1 | Elect ZHOU HUA | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.2 | Elect WU, Zhongxin | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.3 | Elect XI, Qing | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 5.1 | Elect LIU Daojun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 5.2 | Elect YAO Chuanda | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 1 | Directors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 10 | Adoption of Management Policy for Remuneration of Directors and Supervisors | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 11 | Authority to Issue Debt Financing Instruments | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 12 | Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 3 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 4 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.1 | Elect HE Jianfeng | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.2 | Elect CAI Xun | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.1 | Elect ZHU Xinrong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.2 | Elect LIEW Fui Kiang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.3 | Elect Clement HUNG Ka Hai | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 9 | Development Plan of the Company for the Years 2022 to 2024 | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 1 | Approval of 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.1 | Elect ZHANG Hongliang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.2 | Elect LIU Junyan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.3 | Elect ZHANG Xiaoting | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 11.1 | Elect ZHANG Miao | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 11.2 | Elect TIAN Zhanxue | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 2 | Approval of 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 3 | Approval of 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 4 | Approval of 2021 Annual Report and its Summary | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 5 | Allocation of 2021 Profits | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 7 | Approval of Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 8 | Approval of Supervisors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.1 | Elect WANG Jia | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.2 | Elect QI Jian | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.3 | Elect YAN Li | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.4 | Elect ZHANG Yuan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 10 | 2022 ESTIMATED EXTERNAL GUARANTEE QUOTA OF A WHOLLY-OWNED SUBSIDIARY | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 11 | REAPPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 12 | Establishment and Application for Issuance of Accounts Receivable Asset-backed Securities | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 13 | LAUNCHING FINANCIAL DERIVATIVES BUSINESS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 14 | PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY FUNDS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 15 | 2021 WORK REPORT OF INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 16 | Approve Employee Share Purchase Plan (Draft) and Summary | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 17 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 18 | Approve Authorization of Board to Handle All Related Matters | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 3 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 5 | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny4.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 6 | 2021 REMUNERATION APPRAISAL FOR DIRECTORS AND SUPERVISORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 7 | APPLICATION FOR CREDIT LINE TO BANKS | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 8 | 2022 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 9 | PROVISION OF GUARANTEE FOR SUBSIDIARIES | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 1 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 10 | Authority to Issue Debt Instruments | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 11 | Authority to Give Guarantees to Wholly-owned Subsidiaries | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 12 | Authority to Give Guarantees to Hohhot Yixing Dairy Investment Management Co., Ltd | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 13 | Authority to Give Guarantees by Ausnutria Dairy Corporation Ltd. | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 14 | Repurchase and Cancellation of Some Restricted Shares from 2019 | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 15 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 16 | Amendments to Work System of Independent Directors | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 17 | Amendments to Management System for Related Party Transactions | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 18 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 2 | 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 3 | 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 4 | 2022 Business Strategies and Investment Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 5 | 2021 Accounts and 2022 Financial Budget | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 7 | Independent Directors‘ Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 8 | By-elect LI Feng as Director | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 9 | Authority to Give Guarantees by a Wholly-owned Subsidiary | Management | Abstain | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.A | Elect LI Dong Sheng | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.B | Elect Ian C. Stone | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.C | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 8 | Amendments to the Memorandum and Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Special | 1 | Refreshment of the Scheme Mandate Limit of the Share Option Scheme of Tencent Music Group | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 1 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 10 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 11 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 12 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 13 | AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 14 | AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 15 | Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 16 | Purchase of Liability Insurance for Directors, Supervisors and Senior Managers | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 17 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.1 | Elect LENG Jun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.2 | Elect HU Jiangyi | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.3 | Elect ZHENG Yuping | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.4 | Elect CHEN Gang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.5 | Elect ZHANG Jianming | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.6 | Elect LIU Aihua | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.7 | Elect JIANG Yuanchen | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.8 | Elect YAN Wei | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 19.1 | Elect CHE Jie | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 19.2 | Elect HUANG Xueliang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 19.3 | Elect XIONG Yanren | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 19.4 | Elect DOU Xiaobo | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 2 | 2021 Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 20.1 | Elect ZHENG Zongqiang | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 20.2 | Elect DING Haidong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 20.3 | Elect XIA Jun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 20.4 | Elect ZHAN Guangsheng | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 3 | 2021 WORK REPORT OF INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 4 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 5 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 6 | 2022 FINANCIAL BUDGET | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 7 | 2022 CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 8 | 2022 Connected Transaction Regarding Financial Business and the Financial Business Service Agreement to Be Signed | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 9 | REAPPOINTMENT OF 2022 FINANCIAL AND INTERNAL CONTROL AUDIT FIRM | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 11 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 3 | Elect Lawrence ANG Siu Lun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 4 | Elect WANG Yang | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 5 | Elect Jocelyn LAM Yin Shan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 6 | Elect GAO Jie | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 7 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Geely Automobile Holdings Ltd. | 175 HK | HK | 5/25/2022 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 1 | 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 2 | 2021 Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 3 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 4 | Amendments to Procedural Rules: Acquisition and Disposition of Assets | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 5 | Amendments to Procedural Rules: Shareholders Meetings | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.1 | Elect DONG Ding Yu | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.2 | Elect TSAI Fei Lian | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.3 | Elect LEE Wen Shiung | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.4 | Elect HSIEH Mon Chong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.5 | Elect SHEN Ping | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.6 | Elect CHENG Duen-Chian | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.7 | Elect CHEN Hsi-Chia | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 7 | Non-compete Restrictions for Directors | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 10 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 3 | Elect MA Jianrong | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 4 | Elect CHEN Zhifen | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 5 | Elect JIANG Xianpin | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 6 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 8 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 1 | Approval of 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 10 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 11 | Board Authorization to the Small-scale Fast Financing | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 12 | Proposal for the Repurchase and Cancellation of Certain Restricted Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 13 | Motion on the Change of Registered Capital | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 14 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 15 | Elect DAI Jianjun | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 2 | Approval of 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 3 | Approval of 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 4 | Approval of 2021 Annual Report and its Summary | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 5 | Allocation of 2021 Profits | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 6 | Authority to Give Guarantees in 2021 | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 7 | Approval of Directors' and Senior Executives' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 8 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 5/30/2022 | Annual | 9 | Shareholder Return Plan for the Next Three Years (2022-2024) | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 10.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 10.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 10.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 11 | Adoption of New Articles of Association | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 3 | Elect Theresa TSE Y Y | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 4 | Elect Eric TSE S Y | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 5 | Elect TSE Hsin | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 6 | Elect LU Zhengfei | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 7 | Elect LI Dakui | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 8 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 6/6/2022 | Annual | 9 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 1 | 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 2 | 2021 Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 3 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 4 | Amendments to Procedural Rules | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.1 | Elect LIN En-Chou | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.2 | Elect LIN En-Ping | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.3 | Elect LIANG Chung-Jen | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.4 | Elect HSIEH Ming-Yuan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.5 | Elect HUANG You-Chih | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.6 | Elect CHEN Chun-Ming | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.7 | Elect YEN Shan-Chieh | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.8 | Elect PENG Ming-Hua | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.9 | Elect LU Chun-Yi | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 6 | Non-compete Restrictions for Directors | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Novatek Microelectronics Corp | 3034 TT | TW | 44720 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Novatek Microelectronics Corp | 3034 TT | TW | 44720 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Novatek Microelectronics Corp | 3034 TT | TW | 44720 | Annual | 3 | Amendments to Procedural Rules | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Taiwan Semiconductor Manufacturing | TSM | TW | 44720 | Annual | 1 | TO ACCEPT 2021 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Taiwan Semiconductor Manufacturing | TSM | TW | 44720 | Annual | 2 | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Taiwan Semiconductor Manufacturing | TSM | TW | 44720 | Annual | 3 | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Taiwan Semiconductor Manufacturing | TSM | TW | 44720 | Annual | 4 | TO APPROVE THE ISSUANCE OF EMPLOYEE RESTRICTED STOCK AWARDS FOR YEAR 2022 | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1a. | Elect William Lei Ding | Management | For | For |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1b. | Elect Alice Cheng | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1c. | Elect Joseph Tong | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1d. | Elect FENG Lun | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1e. | Elect LEUNG Man Kit | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 2. | Appointment of Auditor | Management | Against | Against |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 1 | 2021 Business Report and Financial Statements | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 2 | 2021 Profits Distribution Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 3 | Distribution of Cash Dividends from Capital Surplus | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 4 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.1 | Elect LU Sheng-Nan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.2 | Elect RUAN Chao-Zong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.3 | Elect LU Yu-Chi | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.4 | Elect MAO Ying-Fu | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.5 | Elect XIE Cheng-Han | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.6 | Elect YANG Bo-Ming | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.7 | Elect ZHENG Zhi-Fa | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.8 | Elect ZHANG Yuan-Long | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 5.9 | Elect LI Mei-Hui | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | Shin Zu Shing Co | 3376 TT | TW | 44728 | Annual | 6 | Non-compete Restrictions for Directors | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.A | Elect WONG Luen Hei | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.B | Elect KONG Zhaocong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.C | Elect LIN Shaoquan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.D | Elect Jonathan WONG Kwok Ho | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.E | Elect Cheng Dickson | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 7 | Adoption of New Articles of Association | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 1 | Directors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.1 | Elect LUO Sheng as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.2 | Elect PENG Bihong as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.3 | Elect WU Heng as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.4 | Elect XU Zhengjun as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.5 | Elect CAI Hongping as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.6 | Elect ZHANG Xiang as Supervisor | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 11 | Adjust the Authorization to Directors in Respect of Domestic Preference Shares | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 12 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 13 | Elect SHEN Zheting | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 3 | Annual Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 4 | Financial Statements | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 7 | 2021 Related Party Transaction Report | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 8 | 2022-2024 Medium-term Capital Management Plan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.1 | Elect MIAO Jianmin | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.10 | Elect WANG Liang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.11 | Elect LI Delin | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.12 | Elect WONG See Hong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.13 | Elect LI Menggang | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.14 | Elect LIU Qiao | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.15 | Elect TIAN Hongqi | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.16 | Elect LI Chaoxian | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.17 | Elect SHI Yongdong | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.2 | Elect HU Jianhua | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.3 | Elect FU Gangfeng | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.4 | Elect ZHOU Song | Management | Against | Against | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.5 | Elect HONG Xiaoyuan | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.6 | Elect ZHANG Jian | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.7 | Elect SU Min | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.8 | Elect SUN Yunfei | Management | For | For | |
| Guinness Atkinson Asia Focus Fund | GAAFF | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.9 | Elect CHEN Dong | Management | For | For | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson China & Hong Kong Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 7/29/2021 | Special | 1 | Adjustment of the Repurchase Price of Restricted Shares and Repurchase and Cancellation of Some Restricted Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 7/29/2021 | Special | 2 | Reduce of Registered Capital | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 7/29/2021 | Special | 3 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 8/20/2021 | Special | 1 | 2021 Interim Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 8/20/2021 | Special | 2 | Amendments to the Company’s Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 1 | CEVT Acquisition Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 2 | Haohan Energy Acquisition Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 3 | Ningbo Viridi Subscription Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 4 | R&D Services and Technology Licensing Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 5 | Automobile Components Sales Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 6 | Automobile Components Procurement Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 7 | ZEEKR Finance Cooperation Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 8/25/2021 | Special | 1 | Connected Transactions Regarding a Controlled Subsidiary set up and apply for Issuance of Asset-backed Securities | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 8/31/2021 | Special | 1 | Settlement of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Funds | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 8/31/2021 | Special | 2 | AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE COMPANY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 1 | Reformulation of the Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 2 | REFORMULATION OF THE RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 3 | REFORMULATION OF THE RULES OF PROCEDURE GOVERNING MEETINGS OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 4 | CHANGE OF THE PURPOSE OF THE REPURCHASED SHARES | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 5 | Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 1 | Amendments to the Articles of Associations of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 2 | Amendments to the Rules of Procedure Governing the Board of Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.1 | Elect JIANG Ganjun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.2 | Elect KE Jiansheng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.3 | Elect JI Zhengxiong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.4 | Elect XU Yong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.5 | Elect GUO Yang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 4.1 | Elect XIE Kang | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 4.2 | Elect ZHANG Hongzhen | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.1 | Remuneration for Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.2 | Remuneration for Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.3 | Remuneration for Independent Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.4 | Remuneration for Independent Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.5 | Remuneration for Independent Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 6.1 | Remuneration for Non-employee Supervisors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 6.2 | Remuneration for Non-employee Supervisors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Special | 1 | A-share stock option incentive plan (draft) and summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Special | 2 | Appraisal Management Measures for the Implementation of A-share stock option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Special | 3 | Authorization to the Board to Handle Matters Regarding A-share stock option incentive plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Other | 1 | A-share stock option incentive plan (draft) and summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Other | 2 | Appraisal Management Measures for the Implementation of A-share stock option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 9/15/2021 | Other | 3 | Authorization to the Board to Handle Matters Regarding A-share stock option incentive plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.1 | Elect Joseph TSAI Chung | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.2 | Elect J. Michael Evans | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 1.3 | Elect Börje E. Ekholm | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | 01609W102 | US | 9/17/2021 | Annual | 2. | Appointment of Auditor | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.1 | Elect Joseph TSAI Chung | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.2 | Elect J. Michael Evans | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 1.3 | Elect Börje E. Ekholm | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Alibaba Group Holding Ltd | BABA | KY | 9/17/2021 | Annual | 2 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 1 | Adoption of 2021 Restricted Shares Incentive Plan (Draft) and its Summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 2 | Establishment of the Management Measures for 2021 Restricted Shares Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 10/8/2021 | Special | 3 | Board Authorization to Handle Matters of 2021 Restricted Shares Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 10/8/2021 | Special | 1 | Approve Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 1 | Supplemental Agreement to the Fast Transmission Sale Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 10 | Amendments to the Terms of Reference of the Nomination Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 11 | Amendments to the Decision Making Rules in respect of Connected Transactions | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 12 | Amendments to the Decision Making Rules in respect of Investments and Operations | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 13 | Proposed Increase in Share Capital of a Subsidiary of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 2 | Supplemental Agreement to the Fast Transmission Purchase Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 3 | Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 4 | Amendments to Procedural Rules for General Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 5 | Amendments to Procedural Rules for Board Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 6 | Amendments to Procedural Rules for Supervisory Committee Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 7 | Amendments to the Terms of Reference of the Strategic Development and Investment Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 8 | Amendments to the Terms of Reference of the Audit Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 10/26/2021 | Special | 9 | Amendments to the Terms of Reference of the Remuneration Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 10/29/2021 | Special | 1.1 | By-Elect LIU Libin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 10/29/2021 | Special | 2.1 | By-Elect LI Shuhua | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 11/15/2021 | Special | 1 | 2021 ESTIMATED ADDITIONAL CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 11/25/2021 | Special | 1 | Termination of Some Projects Funded by Raised Funds and Permanently Reallocation of Raised Funds to Supplementing Working Capital | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 1 | Services Agreement | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 2 | Automobile Components Procurement Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 3 | Volvo Finance Cooperation Agreements | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 4 | Supplemental Master CKDs and Automobile Components Purchase Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 1. | Adoption of the Company’s Dual Foreign Name | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 2. | Amendment to the Company's Articles of Association | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 3. | Approval of Filings of Company's Dual Foreign Name and Articles of Association | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/17/2021 | Special | 1 | Share Purchase Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 1 | Elect YU Hongfu | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 2 | Approval of Estimated Quota for Mortgage Business and Financial Leasing Business | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 3 | Approval of Deposit Services at An Affiliated Bank | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 4 | Increased Caps for Connected Transactions 2021 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 12/27/2021 | Special | 5 | Authority to Give Guarantees | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 1 | 2021 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 2 | APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 3 | Authorization To the Board To Handle Matters Regarding the 2021 Restricted Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 4 | LAUNCHING ADVANCE PAYMENT FINANCING BUSINESS | Management | Abstain | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.1 | Objective | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.10 | Accounting Treatment | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.11 | Procedures for Unlocking | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.12 | Rights and Obligations of Participants | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.13 | Treatment in case of Unusual Changes | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.14 | Alteration and Termination | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.15 | Principles for Repurchase | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.2 | Management Organization | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.3 | Participants | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.4 | Underlying Stocks | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.5 | Distribution Results | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.6 | Time Schedule | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.7 | Grant Price | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.8 | Conditions for Unlocking | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 1.9 | Method | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 2 | MANAGEMENT MEASURES FOR THE 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 3 | APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 1/5/2022 | Special | 4 | Board Authorization of the 2021 Restricted Stock Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 1 | 2022 Estimated Continuing Connected Transactions | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 2 | Application for Comprehensive Credit Line to Banks | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 3 | Provision of Guarantee for the Bank Credit Line Applied for by Wholly-owned Subsidiaries | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 4 | Launching Forward Foreign Exchange Settlement and Sale Business | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 5 | Repurchase and Cancellation of Some Restricted Stocks | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 6 | Change of the Company's Registered Capital | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 2/11/2022 | Special | 7 | Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 3/11/2022 | Special | 1 | CONNECTED TRANSACTION REGARDING SET UP AND APPLY FOR ISSUANCE OF ASSET-BACKED SECURITIES BY A CONTROLLED SUBSIDIARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 1 | Adoption of Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 2 | Establishment of Assessment Management Measures for Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 3/22/2022 | Special | 3 | Board Authorization to Implement Matters of Employee Restricted Shares Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 1 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 10 | PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY FUNDS | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 11 | PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE RAISED FUNDS | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 2 | 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 3 | 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 4 | 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 5 | 2022 Financial Budget | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 7 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 8 | Amendments to the Remuneration Management Measures for Directors, Supervisors, Senior Management and Other Personnel | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Chongqing Fuling Zhacai Group Co Ltd | 002507 C2 | CN | 4/18/2022 | Annual | 9 | Amendments to Management System for Raised Funds | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 1 | 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 10 | Provision of Guarantee for Shenzhen Ruiji Electronic Technology Co., Ltd | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 11 | 2021 REMUNERATION FOR SENIOR MANAGEMENT | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 12 | 2022 Remuneration for Senior Management | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 13 | Purchase of Wealth Management Products with Proprietary Funds and Some Idle Raised Funds | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 14 | Correction on Disclosure Errors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 2 | 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 3 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 4 | 2021 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED FUNDS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 5 | 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 7 | 2022 APPLICATION FOR CREDIT LINE TO BANKS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 8 | 2022 Re-Appointment of Auditor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 4/18/2022 | Annual | 9 | Provision of Guarantees for Subsidiaries | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.A | Elect LAM Kong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.B | Elect CHEN Hongbing | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.C | Elect FUNG Ching Simon | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.D | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 1 | FY2021 Financial Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 10 | Amendments to Articles [Bundled] | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 11.1 | Approval to Give Guarantees to SHENGYI Technology (Shaanxi) Co., Ltd. | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 11.2 | Approval to Give Guarantees to Guangdong Lvsheng Environmental Protection Co., Ltd. and Its Affiliated Entities | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 2 | FY2021 Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 3 | Approval of FY2021 Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 4 | Approval of FY2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 5 | Approval of FY2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 6 | Approval of FY2021 Independent Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 7 | FY2022 Appointment of Auditor And Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 8 | FY2022 Appointment of Internal Control Auditor And Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 9.1 | FY2022 Related Party Transactions with Techia Material Co., Ltd. & Hunan VARY Tech Co., Ltd. and Its Affiliated Entities | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shengyi Technology Co Ltd | 600183 CH | CN | 4/22/2022 | Annual | 9.2 | FY2022 Related Party Transactions with Novoroy Corporation and Its Affiliated Entities, Shanghai Manku Technology Co., Ltd. and Its Affiliated Entities, Jiangsu KuMan Technology Co., Ltd. and Its Affiliated Entities | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 10 | REPURCHASE AND CANCELLATION OF SOME GRANTED RESTRICTED STOCKS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.1 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: OBJECTIVE AND PURPOSE OF THE SHARE REPURCHASE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.2 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: METHOD OF THE SHARE REPURCHASE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.3 | Plan for Repurchase of Some Public Shares: Price and Pricing Principles of Share Repurchase | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.4 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: TYPE, NUMBER AND PERCENTAGE TO THE TOTAL CAPITAL OF SHARES TO BE REPURCHASED | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.5 | Plan for Repurchase of Some Public Shares: Total Amount and Source of the Funds to Be Used for the Repurchase | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.6 | Plan for Repurchase of Some Public Shares: Source of the Funds for the Repurchase | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.7 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: TIME LIMIT OF THE SHARE REPURCHASE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.8 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: VALID PERIOD OF THE RESOLUTION | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.9 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: AUTHORIZATION MATTERS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 12 | ADJUSTMENT OF ALLOWANCE FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 13 | Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 14 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 15 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 16 | REFORMULATION OF THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 3 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 5 | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 6 | REAPPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 7 | AGREEMENT ON 2022 CONTINUING CONNECTED TRANSACTIONS TO BE SIGNED WITH SEB S.A | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 8 | Purchase of Short-term Wealth Management Products with Idle Proprietary Working Capital | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 9 | Provision of Guarantee for Wholly-owned Subsidiaries and Guarantee Among Wholly-owned Subsidiaries | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 1 | Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 2 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.1 | Elect XIANG Wenbo | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.2 | Elect YU Hongfu | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.3 | Elect LIANG Wengen | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.4 | Elect TANG Xiuguo | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.5 | Elect YI Xiaogang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 3.6 | Elect HUANG Jianlong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.1 | Elect ZHOU HUA | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.2 | Elect WU, Zhongxin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 4.3 | Elect XI, Qing | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 5.1 | Elect LIU Daojun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 4/25/2022 | Special | 5.2 | Elect YAO Chuanda | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 2 | Elect Apurv Bagri | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 3 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 4 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 6.A | Approval of the Remuneration of the Chair and Members of the Listing Operation Governance Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 6.B | Approval of 2022/2023 Remuneration of the Chair and Non-executive Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Hong Kong Exchanges and Clearing Ltd. | 388 HK | HK | 4/27/2022 | Annual | 6.C | Approval of 2022/2023 Remuneration of the Committee Chairs and Members | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.I | Elect WANG Cong Xing | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.II | Elect HU Cheng Chu | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.III | Elect LAI Shixian | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 7 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 8 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 9 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 1 | Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 10 | Adoption of Management Policy for Remuneration of Directors and Supervisors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 11 | Authority to Issue Debt Financing Instruments | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 12 | Amendments to Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 3 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 4 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.1 | Elect HE Jianfeng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.2 | Elect CAI Xun | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.1 | Elect ZHU Xinrong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.2 | Elect LIEW Fui Kiang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.3 | Elect Clement HUNG Ka Hai | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 9 | Development Plan of the Company for the Years 2022 to 2024 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 1 | Approval of 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.1 | Elect ZHANG Hongliang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.2 | Elect LIU Junyan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 10.3 | Elect ZHANG Xiaoting | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 11.1 | Elect ZHANG Miao | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 11.2 | Elect TIAN Zhanxue | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 2 | Approval of 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 3 | Approval of 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 4 | Approval of 2021 Annual Report and its Summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 5 | Allocation of 2021 Profits | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 7 | Approval of Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 8 | Approval of Supervisors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.1 | Elect WANG Jia | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.2 | Elect QI Jian | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.3 | Elect YAN Li | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Venustech Group Co Ltd. | 002439C2 | CN | 5/12/2022 | Annual | 9.4 | Elect ZHANG Yuan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 10 | 2022 ESTIMATED EXTERNAL GUARANTEE QUOTA OF A WHOLLY-OWNED SUBSIDIARY | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 11 | REAPPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 12 | Establishment and Application for Issuance of Accounts Receivable Asset-backed Securities | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 13 | LAUNCHING FINANCIAL DERIVATIVES BUSINESS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 14 | PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE PROPRIETARY FUNDS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 15 | 2021 WORK REPORT OF INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 16 | Approve Employee Share Purchase Plan (Draft) and Summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 17 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 18 | Approve Authorization of Board to Handle All Related Matters | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 3 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 5 | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included): Cny4.50000000 2) Bonus Issue from Profit (share/10 Shares): None 3) Bonus Issue from Capital Reserve (share/10 Shares): None | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 6 | 2021 REMUNERATION APPRAISAL FOR DIRECTORS AND SUPERVISORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 7 | APPLICATION FOR CREDIT LINE TO BANKS | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 8 | 2022 ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sany Heavy Industry Co | 600031 CH | CN | 5/13/2022 | Annual | 9 | PROVISION OF GUARANTEE FOR SUBSIDIARIES | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 10 | Connected Transaction Regarding a Wholly-owned Subsidiary S Renting the Housing Properties from Controlling Shareholders of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 11 | 2022 CASH MANAGEMENT BY THE COMPANY AND ITS SUBSIDIARIES | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 12 | FINANCING QUOTA | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 13 | EXTERNAL GUARANTEE QUOTA | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 14 | Termination of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 3 | PROVISION FOR ASSETS IMPAIRMENT | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 5 | 2022 BUDGET REPORT | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 6 | 2021 Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 7 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 8 | APPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 9 | 2022 Estimated Quota of Continuing Connected Transactions with a Company and Its Subsidiaries by the Company and Its Subsidiaries | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 1 | Employee Stock Purchase Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 10 | AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 11 | AMENDMENTS TO THE RAISED FUNDS MANAGEMENT SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 12 | AMENDMENTS TO THE IMPLEMENTING RULES FOR CUMULATIVE VOTING SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 2 | MANAGEMENT MEASURES FOR 2022 EMPLOYEE STOCK OWNERSHIP PLAN | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 3 | Authorization to the Board to Handle Matters Regarding 2022 Employee Stock Ownership Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 4 | AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 5 | Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 6 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 7 | AMENDMENTS TO THE INFORMATION DISCLOSURE MANAGEMENT SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 8 | AMENDMENTS TO THE SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen H&T Intelligent Control Co. Ltd. | 2402 CH | CN | 5/16/2022 | Special | 9 | AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 1 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 10 | Authority to Issue Debt Instruments | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 11 | Authority to Give Guarantees to Wholly-owned Subsidiaries | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 12 | Authority to Give Guarantees to Hohhot Yixing Dairy Investment Management Co., Ltd | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 13 | Authority to Give Guarantees by Ausnutria Dairy Corporation Ltd. | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 14 | Repurchase and Cancellation of Some Restricted Shares from 2019 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 15 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 16 | Amendments to Work System of Independent Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 17 | Amendments to Management System for Related Party Transactions | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 18 | Appointment of Auditor | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 2 | 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 3 | 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 4 | 2022 Business Strategies and Investment Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 5 | 2021 Accounts and 2022 Financial Budget | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 7 | Independent Directors‘ Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 8 | By-elect LI Feng as Director | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 9 | Authority to Give Guarantees by a Wholly-owned Subsidiary | Management | Abstain | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.A | Elect LI Dong Sheng | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.B | Elect Ian C. Stone | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.C | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 8 | Amendments to the Memorandum and Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Special | 1 | Refreshment of the Scheme Mandate Limit of the Share Option Scheme of Tencent Music Group | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 3 | Elect SUN Jie (Jane) | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 4 | Elect George YEO Yong-Boon | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 5 | Elect TEO Swee Lian | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 6 | Elect Narongchai Akrasanee | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 8.A | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | AIA Group Limited | 1299 HK | HK | 5/19/2022 | Annual | 8.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 1 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 10 | Change of the Company's Registered Capital and Amendments to the Company's Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 11 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 12 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 13 | AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 14 | AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 15 | Termination of Some Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 16 | Purchase of Liability Insurance for Directors, Supervisors and Senior Managers | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 17 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.1 | Elect LENG Jun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.2 | Elect HU Jiangyi | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 5/24/2022 | Annual | 18.3 | Elect ZHENG Yuping | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 18.4 | Elect CHEN Gang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 18.5 | Elect ZHANG Jianming | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 18.6 | Elect LIU Aihua | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 18.7 | Elect JIANG Yuanchen | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 18.8 | Elect YAN Wei | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 19.1 | Elect CHE Jie | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 19.2 | Elect HUANG Xueliang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 19.3 | Elect XIONG Yanren | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 19.4 | Elect DOU Xiaobo | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 2 | 2021 Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 20.1 | Elect ZHENG Zongqiang | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 20.2 | Elect DING Haidong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 20.3 | Elect XIA Jun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 20.4 | Elect ZHAN Guangsheng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 3 | 2021 WORK REPORT OF INDEPENDENT DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 4 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 5 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 6 | 2022 FINANCIAL BUDGET | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 7 | 2022 CONTINUING CONNECTED TRANSACTIONS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 8 | 2022 Connected Transaction Regarding Financial Business and the Financial Business Service Agreement to Be Signed | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NARI Technology Co Ltd. | 600406 CH | CN | 44705 | Annual | 9 | REAPPOINTMENT OF 2022 FINANCIAL AND INTERNAL CONTROL AUDIT FIRM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 11 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 3 | Elect Lawrence ANG Siu Lun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 4 | Elect WANG Yang | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 5 | Elect Jocelyn LAM Yin Shan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 6 | Elect GAO Jie | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 7 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3.A.I | Elect WANG Zhenguo | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3AII | Elect WANG Huaiyu | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3AIII | Elect CHAK Kin Man | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3AIV | Elect WANG Bo | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3AV | Elect CHEN Chuan | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 3B | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 5 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | CSPC Pharmaceutical Group Limited. | 1093 HK | HK | 44707 | Annual | 7 | Authority to Grant Options Under share Option Scheme | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 10 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 3 | Elect MA Jianrong | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 4 | Elect CHEN Zhifen | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 5 | Elect JIANG Xianpin | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 6 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 8 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhou International Group Hldgs | 2313 HK | HK | 44711 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 1 | Approval of 2021 Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 10 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 11 | Board Authorization to the Small-scale Fast Financing | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 12 | Proposal for the Repurchase and Cancellation of Certain Restricted Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 13 | Motion on the Change of Registered Capital | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 14 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 15 | Elect DAI Jianjun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 2 | Approval of 2021 Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 3 | Approval of 2021 Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 4 | Approval of 2021 Annual Report and its Summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 5 | Allocation of 2021 Profits | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 6 | Authority to Give Guarantees in 2021 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 7 | Approval of Directors' and Senior Executives' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 8 | Appointment of Auditor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Wuxi Lead Intelligent Equipment Co Ltd. | 300450 CH | CN | 44711 | Annual | 9 | Shareholder Return Plan for the Next Three Years (2022-2024) | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44712 | Special | 1 | Share Transfer Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.A.I | Elect LI Man Yin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.B | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3A.II | Elect Vincent LO Wan Sing | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3AIII | Elect Martin KAN E-ting | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.A | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.B | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 6 | Elect LEONG Chong Peng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 10.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 10.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 10.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 11 | Adoption of New Articles of Association | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 3 | Elect Theresa TSE Y Y | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 4 | Elect Eric TSE S Y | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 5 | Elect TSE Hsin | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 6 | Elect LU Zhengfei | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 7 | Elect LI Dakui | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 8 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Sino Biopharmaceutical Ltd. | 1177 HK | HK | 44718 | Annual | 9 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1a. | Elect William Lei Ding | Management | For | For |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1b. | Elect Alice Cheng | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1c. | Elect Joseph Tong | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1d. | Elect FENG Lun | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 1e. | Elect LEUNG Man Kit | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 2. | Appointment of Auditor | Management | Against | Against |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.A | Elect WONG Luen Hei | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.B | Elect KONG Zhaocong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.C | Elect LIN Shaoquan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.D | Elect Jonathan WONG Kwok Ho | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 3.E | Elect Cheng Dickson | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.B | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 6.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Lesso Group Holdings Limited | 2128 HK | KY | 44729 | Annual | 7 | Adoption of New Articles of Association | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 1 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 2 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 3 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 4 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 5 | 2021 Profit Distribution Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 6 | 2022 FINANCIAL BUDGET REPORT | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 7 | REAPPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Shenzhen Inovance Technology Co. Ltd | 300124 CH | CN | 44732 | Annual | 8 | 8 Change of the Company S Registered Capital and Amendments to the Company S Articles of Association | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.A | Elect GUO Guanghui | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.B | Elect ZHUANG Yong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.C | Elect ZHAO Wenhai | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.D | Elect Brian David LI Man Bun | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 4 | Directors' Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 7 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 8 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 9 | Approval of the Renewal Master Engagement Agreement | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Other | 1 | Board Authorization to Decide on the Repurchase of Not More Than 10% of the Total Number of Issued H Shares of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Other | 2 | Board Authorization to Decide on the Repurchase of Up to 10% of the Total Number of Issued D Shares of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Other | 3 | 2022 A-share Stock Option Incentive Plan (draft) and Its Summary | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Other | 4 | Appraisal Management Measures for 2022 A-share Stock Option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Other | 5 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding 2022 A-share Stock Option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 1 | TO CONSIDER AND APPROVE 2021 FINANCIAL STATEMENTS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 10 | to Consider and Approve Resolution on the Conduct of Foreign Exchange Fund Derivatives Business | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 11 | to Consider and Approve Resolution on the Proposed Registration and Issuance of Debt Financing Instruments | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 12 | to Consider and Approve Resolution on the Adjustment of Allowances of Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 13 | Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of A Shares of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 14 | Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of H Shares of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 15 | Consider and Approve Resolution on the General Meeting to Grant a General Mandate to the Board of Directors on Additional Issuance of D Shares of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 16 | Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the Total Number of H Shares of the Company in Issue | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 17 | Consider and Approve Resolution on the General Meeting to Grant a General Mandate to Board of Directors to Decide to Repurchase Not More Than 10% of the Total Number of D Shares of the Company in Issue | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 18 | Proposal on Renewing the Framework Agreement on Product and Material Procurement Between the Company and Haier Group | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 19 | Proposal on Renewing the Service Procurement Framework Agreement Between the Company and Haier Group | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 2 | TO CONSIDER AND APPROVE 2021 ANNUAL REPORT AND ANNUAL REPORT SUMMARY | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 20 | Proposal on 2022 a Share Stock Option Incentive Plan Draft and Its Summary of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 21 | The Appraisal Management Policy of 2022 a Share Stock Option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 22 | Proposal to Request the General Meeting of Shareholders to Fully Authorize the Board of Directors and the Persons Authorize by Board of Directors to Handle Matters in Relation to 2022 a Share Stock Option Incentive Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 23 | to Consider and Approve Resolution on Amendments to the Articles of Association of the Company | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 24 | to Consider and Approve Resolution on Amendments to the Rules of Procedure for the General Meeting | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 25 | to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Directors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 26 | to Consider and Approve Resolution on Amendments to the Rules of Procedure for the Board of Supervisors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 27 | TO CONSIDER AND APPROVE RESOLUTION ON AMENDMENTS TO THE INVESTMENT MANAGEMENT SYSTEM | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 28 | to Consider and Approve Resolution on Amendments to Regulations on the Management of Fund Raising | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 29 | to Consider and Approve Resolution on Amendments to Fair Decision-making System for Related Party Transactions | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 3 | TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF DIRECTORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 30 | to Consider and Approve Resolution on Amendments to Independent Directors System | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 31 | to Consider and Approve Resolution on Amendments to Management System of External Guarantee | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 32 | to Consider and Approve Resolution on Amendments to Management System of Foreign Exchange Derivative Trading Business | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 33 | to Consider and Approve Resolution on Amendments to Management System of Entrusted Wealth Management | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 34.1 | Elect LI Huagang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 34.2 | Elect SHAO Xinzhi | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 34.3 | Elect GONG Wei | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 34.4 | Elect YU Handu | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 34.5 | Elect LI Jinfen | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 35.1 | Elect QIAN Daqun | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 35.2 | Elect WANG Keqin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 35.3 | Elect LI Shipeng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 35.4 | Elect WU Qi | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 36.1 | Elect LIU Dalin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 36.2 | Elect MA Yingjie | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 4 | TO CONSIDER AND APPROVE 2021 REPORT ON THE WORK OF THE BOARD OF SUPERVISORS | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 5 | TO CONSIDER AND APPROVE 2021 AUDIT REPORT ON INTERNAL CONTROL | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 7 | to Consider and Approve Resolution on the Re-appointment of PRC Accounting Standards Auditors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 8 | to Consider and Approve Resolution on the Re-appointment of International Accounting Standards Auditors | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Haier Smart Home Co Ltd | 6690 HK | HK | 44740 | Annual | 9 | TO CONSIDER AND APPROVE RESOLUTION ON THE ANTICIPATED PROVISION OF GUARANTEES FOR ITS SUBSIDIARIES IN 2022 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 1 | 2021 Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 10 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 11 | Appointment of Internal Control Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 12 | New CNHTC Purchase Agreement and Proposed Annual Caps | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 13 | New CNHTC Supply Agreement and Proposed Annual Caps | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 14 | New Financial Services Agreement and Proposed Annual Caps | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 15 | Elect WANG Xuewen as Supervisor | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 2 | Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 3 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 4 | Accounts and Reports | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 5 | Final Financial Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 6 | 2022 Financial Budget Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 7 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 8 | Authority to Declare an Interim Dividend for Fiscal Year 2022 | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | Weichai Power Co | 2338 HK | HK | 44740 | Annual | 9 | Amendments to Rules of Procedure for Board Meetings | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 1 | Directors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.1 | Elect LUO Sheng as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.2 | Elect PENG Bihong as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.3 | Elect WU Heng as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.4 | Elect XU Zhengjun as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.5 | Elect CAI Hongping as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.6 | Elect ZHANG Xiang as Supervisor | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 11 | Adjust the Authorization to Directors in Respect of Domestic Preference Shares | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 12 | Amendments to Articles | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 13 | Elect SHEN Zheting | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 3 | Annual Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 4 | Financial Statements | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 7 | 2021 Related Party Transaction Report | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 8 | 2022-2024 Medium-term Capital Management Plan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.1 | Elect MIAO Jianmin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.10 | Elect WANG Liang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.11 | Elect LI Delin | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.12 | Elect WONG See Hong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.13 | Elect LI Menggang | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.14 | Elect LIU Qiao | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.15 | Elect TIAN Hongqi | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.16 | Elect LI Chaoxian | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.17 | Elect SHI Yongdong | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.2 | Elect HU Jianhua | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.3 | Elect FU Gangfeng | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.4 | Elect ZHOU Song | Management | Against | Against | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.5 | Elect HONG Xiaoyuan | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.6 | Elect ZHANG Jian | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.7 | Elect SU Min | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.8 | Elect SUN Yunfei | Management | For | For | |
| Guinness Atkinson China & Hong Kong Fund | GACHK | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.9 | Elect CHEN Dong | Management | For | For | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | Guinness Atkinson Renminbi Yuan & Bond Fund |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
The Fund invests in securities that do not have voting rights. No votes have been cast on securities by the Fund during the reporting period.
| Form N-PX | Proxy Voting Record |
| Fund Name: | SmartETFs Asia Pacific Dividend Builder ETF |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 3.1 | Re-Elect Nicholas Charles ALLEN as an Independent Non-Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 3.2 | Re-Elect Christopher John BROOKE as an Independent Non-Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 3.3 | Elect TAN Poh Lee as an Independent Non-Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 3.4 | Elect Ian Keith GRIFFITHS as an Non-Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 4.1 | Re-Elect Lincoln LEONG Kwok Kuen as an Independent Non-Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 5 | Authority to Repurchase Units | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 6.1 | Amendments to the Distribution Formula Relating to Realised Losses on the Disposal of Relevant Investments, Properties and/or Disposal of the Special Purpose Vehicle Which Holds Such Properties | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 6.2 | Amendments to the Distribution Formula Relating to Other Material Non-Cash Losses | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 7 | Amendments to the Investment Limit for Property Development and Related Activities and the Corresponding Property Development Trust Deed Amendments | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Link Real Estate Investment Trust | LKREF | HK | 7/30/2021 | Annual | 8 | Amendments to the Conduct of General Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Tech Mahindra Ltd. | TECHM | IN | 7/30/2021 | Annual | 1 | Accounts and Reports (Standalone) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Tech Mahindra Ltd. | TECHM | IN | 7/30/2021 | Annual | 2 | Accounts and Reports (Consolidated) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Tech Mahindra Ltd. | TECHM | IN | 7/30/2021 | Annual | 3 | Allocation of Profits/Dividends (Confirmation of Interim Dividends; Allocation of Final Dividends) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Tech Mahindra Ltd. | TECHM | IN | 7/30/2021 | Annual | 4 | Elect Anish Dilip Shah | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Tech Mahindra Ltd. | TECHM | IN | 7/30/2021 | Annual | 5 | Elect Manoj Bhat | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 2.A | Elect Christine F. Holman | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 2.B | Elect Margaret A. Haseltine | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 2.C | Re-elect Murray P. Jordan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 3 | Remuneration Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 4.A | Equity Grant - FY2021 (ED/CEO Jeffery Adams) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 4.B | Equity Grant - FY2022 (ED/CEO Jeffery Adams) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Metcash Ltd. | MTS AU | AU | 9/1/2021 | Annual | 5 | Approve Increase in NEDs' Fee Cap | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 1 | Reformulation of the Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 2 | REFORMULATION OF THE RULES OF PROCEDURE GOVERNING THE BOARD MEETINGS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 3 | REFORMULATION OF THE RULES OF PROCEDURE GOVERNING MEETINGS OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 4 | CHANGE OF THE PURPOSE OF THE REPURCHASED SHARES | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 9/13/2021 | Special | 5 | Amendments to Articles of Association | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 1 | Amendments to the Articles of Associations of the Company | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 2 | Amendments to the Rules of Procedure Governing the Board of Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.1 | Elect JIANG Ganjun | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.2 | Elect KE Jiansheng | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.3 | Elect JI Zhengxiong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.4 | Elect XU Yong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 3.5 | Elect GUO Yang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 4.1 | Elect XIE Kang | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 4.2 | Elect ZHANG Hongzhen | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.1 | Remuneration for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.2 | Remuneration for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.3 | Remuneration for Independent Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.4 | Remuneration for Independent Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 5.5 | Remuneration for Independent Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 6.1 | Remuneration for Non-employee Supervisors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 9/13/2021 | Special | 6.2 | Remuneration for Non-employee Supervisors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 2.A | Re-elect Stephen T. Goddard | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 2.B | Re-elect Richard A. Uechtritz | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 2.C | Elect Geoff Roberts | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 2.D | Elect Nick Wells | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 3 | Remuneration Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 4.A | Equity Grant (CEO Terry Smart) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | JB HI-FI | JBH AU | AU | 10/28/2021 | Annual | 4.B | Equity Grant (Executive Director Nick Wells) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 1 | REMUNERATION REPORT | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 2.A | Re-elect Jonathon K. Brett | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 2.B | Re-elect Laura Ruffles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 3.A | Equity Grant (COO Laura Ruffles: Two-year Vesting SARs) | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Corporate Travel Management Limited | CTD AU | AU | 10/28/2021 | Annual | 3.B | Equity Grant (COO Laura Ruffles: Three-year Vesting SARs) | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 1 | Re-elect Kathryn D. Spargo | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 2 | Re-elect Louis (Lou) J. Panaccio | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 3 | Remuneration Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 4 | Equity Grant (MD/CEO Colin Goldschmidt) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 5 | Equity Grant (Finance Director and CFO Chris Wilks) | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 1 | Elect LIN Hong as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 2 | Remuneration Distribution and Settlement Plan for Directors for FY 2020 | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 3 | Remuneration Distribution and Settlement Plan for Supervisors for FY 2020 | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 4 | New Provisional Limit for Charitable Donations in 2021 | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 5 | Authority to Issue Write-down Undated Capital Bonds | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 12/20/2021 | Special | 6 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 1 | 2021 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND ITS SUMMARY | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 2 | APPRAISAL MANAGEMENT MEASURES FOR THE IMPLEMENTATION OF 2021 RESTRICTED STOCK INCENTIVE PLAN | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 3 | Authorization To the Board To Handle Matters Regarding the 2021 Restricted Incentive Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 12/30/2021 | Special | 4 | LAUNCHING ADVANCE PAYMENT FINANCING BUSINESS | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1A. | Elect Sylvia Acevedo | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1B. | Elect Cristiano R. Amon | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1C. | Elect Mark Fields | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1D. | Elect Jeffrey W. Henderson | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1E. | Elect Gregory N. Johnson | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1F. | Elect Ann M. Livermore | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1G. | Elect Mark D. McLaughlin | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1H. | Elect Jamie S. Miller | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1I. | Elect Irene B. Rosenfeld | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1J. | Elect Kornelis Smit | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1K. | Elect Jean-Pascal Tricoire | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 1L. | Elect Anthony J. Vinciquerra | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Qualcomm, Inc. | QCOM | 747525103 | US | 3/9/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Korean Reinsurance | 003690 KS | KR | 3/25/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Korean Reinsurance | 003690 KS | KR | 3/25/2022 | Annual | 2 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Korean Reinsurance | 003690 KS | KR | 3/25/2022 | Annual | 3.1 | Election of Independent Director to Be Appointed as Audit Committee Member: KOO Ki Sung | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Korean Reinsurance | 003690 KS | KR | 3/25/2022 | Annual | 3.2 | Election of Independent Director to Be Appointed as Audit Committee Member: LEE Bong Joo | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Korean Reinsurance | 003690 KS | KR | 3/25/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 2 | Amendments to Articles | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 3.1 | Elect SON Kwan Soo | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 3.2 | Elect LEE Jee Hee | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 4 | Election of Audit Committee Member: SON Kwan Soo | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | KT&G Corporation | 033780 KS | KR | 3/29/2022 | Annual | 5 | Directors' Fees | Management | No Action Taken | N/A | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 10 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 11 | Authority to Issues Share under The California Sub-Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 13 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 3 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 5 | Elect CHO Bonghan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 6 | Elect Olivier LIM Tse Ghow | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 7 | Elect Tham Sai Choy | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 8 | Elect CHNG Kai Fong | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | DBS Group Holdings Ltd | DBS SP | SG | 3/31/2022 | Annual | 9 | Elect Judy Lee | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | CapitaLand Integrated Commercial Trust | CICT SP | SG | 4/21/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | CapitaLand Integrated Commercial Trust | CICT SP | SG | 4/21/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | CapitaLand Integrated Commercial Trust | CICT SP | SG | 4/21/2022 | Annual | 3 | Authority to Issue Units w/ or w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | CapitaLand Integrated Commercial Trust | CICT SP | SG | 4/21/2022 | Annual | 4 | Authority to Repurchase and Reissue Units | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.A | Elect LAM Kong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.B | Elect CHEN Hongbing | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.C | Elect FUNG Ching Simon | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 3.D | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Medical System Hldgs Ltd | 867 HK | HK | 4/22/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 1 | Meeting Minutes | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 2 | Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 3 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 6 | Authority to Issue Debentures | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.1 | Board Size | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.1 | Elect Pliu Mangkornkanok | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.2 | Elect DUNG Ba Le | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.3 | Elect Angkarat Priebjrivat | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.4 | Elect Sathit Aungmanee | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.5 | Elect Kulpatra Sirodom | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.6 | Elect Kanich Punyashthiti | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.7 | Elect Pongpen Ruengvirayudh | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.8 | Elect Penchun Jarikasem | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.2.9 | Elect Thanaruk Theeramunkong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.210 | Elect Howard SUN Chi-Hao | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.211 | Elect Satoshi Yoshitake | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.212 | Elect Sakchai Peechapat | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 7.213 | Elect Metha Pingsuthiwong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 8 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | TISCO Financial Group Public Company Limited | TISCO/F TB | TH | 4/25/2022 | Annual | 9 | Approval of Cumulative Voting for Election of Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 10 | REPURCHASE AND CANCELLATION OF SOME GRANTED RESTRICTED STOCKS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.1 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: OBJECTIVE AND PURPOSE OF THE SHARE REPURCHASE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.2 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: METHOD OF THE SHARE REPURCHASE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.3 | Plan for Repurchase of Some Public Shares: Price and Pricing Principles of Share Repurchase | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.4 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: TYPE, NUMBER AND PERCENTAGE TO THE TOTAL CAPITAL OF SHARES TO BE REPURCHASED | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.5 | Plan for Repurchase of Some Public Shares: Total Amount and Source of the Funds to Be Used for the Repurchase | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.6 | Plan for Repurchase of Some Public Shares: Source of the Funds for the Repurchase | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.7 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: TIME LIMIT OF THE SHARE REPURCHASE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.8 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: VALID PERIOD OF THE RESOLUTION | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 11.9 | PLAN FOR REPURCHASE OF SOME PUBLIC SHARES: AUTHORIZATION MATTERS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 12 | ADJUSTMENT OF ALLOWANCE FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 13 | Amendments to the Company's Articles of Association | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 14 | Amendments to the Company's Rules of Procedure Governing Shareholders General Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 15 | Amendments to the Company's Rules of Procedure Governing the Board Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 16 | REFORMULATION OF THE WORK SYSTEM FOR INDEPENDENT DIRECTORS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 3 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 5 | 2021 Profit Distribution Plan: the Detailed Profit Distribution Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 6 | REAPPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 7 | AGREEMENT ON 2022 CONTINUING CONNECTED TRANSACTIONS TO BE SIGNED WITH SEB S.A | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 8 | Purchase of Short-term Wealth Management Products with Idle Proprietary Working Capital | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Zhejiang Supor Cookware Co. Ltd. | 002032 C2 | CN | 4/25/2022 | Annual | 9 | Provision of Guarantee for Wholly-owned Subsidiaries and Guarantee Among Wholly-owned Subsidiaries | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ascendas Real Estate Investment Trust | AREIT SP | SG | 4/28/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ascendas Real Estate Investment Trust | AREIT SP | SG | 4/28/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ascendas Real Estate Investment Trust | AREIT SP | SG | 4/28/2022 | Annual | 3 | Authority to Issue Units w/ or w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Ascendas Real Estate Investment Trust | AREIT SP | SG | 4/28/2022 | Annual | 4 | Authority to Repurchase and Reissue Units | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.I | Elect WANG Cong Xing | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.II | Elect HU Cheng Chu | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 3.III | Elect LAI Shixian | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 7 | Authority to Repurchase Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 8 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Lilang Ltd | 1234 HK | CN | 4/29/2022 | Annual | 9 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 1 | Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 10 | Adoption of Management Policy for Remuneration of Directors and Supervisors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 11 | Authority to Issue Debt Financing Instruments | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 12 | Amendments to Articles of Association | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 3 | 2021 Annual Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 4 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.1 | Elect HE Jianfeng | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 7.2 | Elect CAI Xun | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.1 | Elect ZHU Xinrong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.2 | Elect LIEW Fui Kiang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 8.3 | Elect Clement HUNG Ka Hai | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Ping AN Insurance (Group) Co. of China, Ltd. | 2318 HK | HK | 4/29/2022 | Annual | 9 | Development Plan of the Company for the Years 2022 to 2024 | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1A. | Elect Daniel P. Amos | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1B. | Elect W. Paul Bowers | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1C. | Elect Arthur R. Collins | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1D. | Elect Toshihiko Fukuzawa | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1E. | Elect Thomas J. Kenny | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1F. | Elect Georgette D. Kiser | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1G. | Elect Karole F. Lloyd | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1H. | Elect Nobuchika Mori | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1I. | Elect Joseph L. Moskowitz | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1J. | Elect Barbara K. Rimer | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1K. | Elect Katherine T. Rohrer | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 1 | 2021 WORK REPORT OF THE BOARD OF DIRECTORS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 10 | Connected Transaction Regarding a Wholly-owned Subsidiary S Renting the Housing Properties from Controlling Shareholders of the Company | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 11 | 2022 CASH MANAGEMENT BY THE COMPANY AND ITS SUBSIDIARIES | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 12 | FINANCING QUOTA | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 13 | EXTERNAL GUARANTEE QUOTA | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 14 | Termination of Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 2 | 2021 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 3 | PROVISION FOR ASSETS IMPAIRMENT | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 4 | 2021 ANNUAL ACCOUNTS | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 5 | 2022 BUDGET REPORT | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 6 | 2021 Profit Distribution Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 7 | 2021 ANNUAL REPORT AND ITS SUMMARY | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 8 | APPOINTMENT OF 2022 AUDIT FIRM | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Suofeiya Home Collection Co Ltd | 002572 C2 | CN | 5/13/2022 | Annual | 9 | 2022 Estimated Quota of Continuing Connected Transactions with a Company and Its Subsidiaries by the Company and Its Subsidiaries | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 1 | 2021 Annual Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 10 | Authority to Issue Debt Instruments | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 11 | Authority to Give Guarantees to Wholly-owned Subsidiaries | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 12 | Authority to Give Guarantees to Hohhot Yixing Dairy Investment Management Co., Ltd | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 13 | Authority to Give Guarantees by Ausnutria Dairy Corporation Ltd. | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 14 | Repurchase and Cancellation of Some Restricted Shares from 2019 | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 15 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 16 | Amendments to Work System of Independent Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 17 | Amendments to Management System for Related Party Transactions | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 18 | Appointment of Auditor | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 2 | 2021 Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 3 | 2021 Supervisors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 4 | 2022 Business Strategies and Investment Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 5 | 2021 Accounts and 2022 Financial Budget | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 6 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 7 | Independent Directors‘ Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 8 | By-elect LI Feng as Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Inner Mongolia Yili Industrial Group Co. Ltd. | 600887 C1 | CN | 5/18/2022 | Annual | 9 | Authority to Give Guarantees by a Wholly-owned Subsidiary | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.1 | Elect WANG Chuandong | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.2 | Elect YANG Ping | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.3 | Elect WANG Gaoqiang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.4 | Elect LIU Xiaoyong | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.5 | Elect Liu Jian | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.6 | Elect WONG Tak Shing | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.7 | Elect David YU Hon To | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.8 | Elect David HU Xiaoyong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 3.9 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 5.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 5.B | Authority to Repurchase Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 5.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Resources Gas Group Ltd | 1193 HK | BM | 5/20/2022 | Annual | 6 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 1 | Elect Gladys LEONG | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 2 | Elect TEH Hong Piow | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 3 | Elect TAY Ah Lek | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 4 | Elect CHEAH Kim Ling | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 5 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 6 | Directors' Benefits | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Public Bank Bhd | PBK MK | MY | 5/23/2022 | Annual | 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 1 | 2021 Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 2 | 2021 Profit Distribution Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 3 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 4 | Amendments to Procedural Rules: Acquisition and Disposition of Assets | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 5 | Amendments to Procedural Rules: Shareholders Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.1 | Elect DONG Ding Yu | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.2 | Elect TSAI Fei Lian | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.3 | Elect LEE Wen Shiung | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.4 | Elect HSIEH Mon Chong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.5 | Elect SHEN Ping | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.6 | Elect CHENG Duen-Chian | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 6.7 | Elect CHEN Hsi-Chia | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Elite Material Co. Ltd | 2383 TT | TW | 5/26/2022 | Annual | 7 | Non-compete Restrictions for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 1 | 2021 Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 3 | Authority to Issue Shares or GDRs | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 4 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 5 | Amendments to Procedural Rules for Shareholder Meetings | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 6 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.1 | Elect HUNG Shui-Shu | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.2 | Elect HUNG Tien-Szu | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.3 | Elect HUNG Shui Sung | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.4 | Elect LEI Meng Huan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.5 | Elect TSENG Wen-Che | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.6 | Elect LIANG Tsorng Juu | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 7.7 | Elect CHENG Ming-Yang | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Catcher Technology Co., Ltd | 2474 TT | TW | 5/27/2022 | Annual | 8 | Non-compete Restrictions for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 10 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 3 | Elect MA Jianrong | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 4 | Elect CHEN Zhifen | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 5 | Elect JIANG Xianpin | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 6 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 8 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Shenzhou International Group Hldgs | 2313 HK | HK | 5/30/2022 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 1 | 2021 Business Report and Financial Statements. | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 2 | Distribution of 2021 Profits | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 3 | Amendments to the Articles of Association | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 4 | Amendments to the Procedure Rules for Shareholders Meeting | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 5 | Amendments to the Procedure Rules for Acquisition and Disposal of Assets | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 6 | Amendments to the Procedure Rules for Capital Loans | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 7 | IPO of a Grandson Subsidiary Bharat FIH Limited in National Stock Exchange of India Limited and Bombay Stock Exchange Limited | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.1 | Elect LIU Yang-Wei | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.2 | Elect GOU Tai-Ming | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.3 | Elect WANG Chengyang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.4 | Elect Christina Yee-ru Liu | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.5 | Elect James Wang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.6 | Elect KUO Ta-Wei | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.7 | Elect Huang Qingyuan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.8 | Elect LIU Lenyu | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 8.9 | Elect CHEN Yuemin | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Hon Hai Precision Industry | 2317 TT | TW | 5/31/2022 | Annual | 9 | Non-compete Restrictions for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 6/8/2022 | Annual | 1) | To accept 2021 Business Report and Financial Statements | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 6/8/2022 | Annual | 2) | To revise the Articles of Incorporation | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 6/8/2022 | Annual | 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 6/8/2022 | Annual | 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 1 | 2021 Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 2 | 2021 Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 3 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 4 | Amendments to Procedural Rules | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.1 | Elect LIN En-Chou | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.2 | Elect LIN En-Ping | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.3 | Elect LIANG Chung-Jen | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.4 | Elect HSIEH Ming-Yuan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.5 | Elect HUANG You-Chih | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.6 | Elect CHEN Chun-Ming | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.7 | Elect YEN Shan-Chieh | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.8 | Elect PENG Ming-Hua | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 5.9 | Elect LU Chun-Yi | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Largan Precision Co | 3008 TT | TW | 6/8/2022 | Annual | 6 | Non-compete Restrictions for Directors | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Novatek Microelectronics Corp | 3034 TT | TW | 6/8/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Novatek Microelectronics Corp | 3034 TT | TW | 6/8/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Novatek Microelectronics Corp | 3034 TT | TW | 6/8/2022 | Annual | 3 | Amendments to Procedural Rules | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 6/16/2022 | Annual | 1a. | Elect William Lei Ding | Management | For | For |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 6/16/2022 | Annual | 1b. | Elect Alice Cheng | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 6/16/2022 | Annual | 1c. | Elect Joseph Tong | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 6/16/2022 | Annual | 1d. | Elect FENG Lun | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 6/16/2022 | Annual | 1e. | Elect LEUNG Man Kit | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | NetEase Inc | NTES | 64110W102 | US | 44728 | Annual | 2. | Appointment of Auditor | Management | Against | Against |
| Asia Pacific Dividend Builder ETF | ADIV | Nien Made Enterprise Co Ltd. | 8464 TT | TW | 44733 | Annual | 1 | Approve Business Operations Report and Financial Statements | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Nien Made Enterprise Co Ltd. | 8464 TT | TW | 44733 | Annual | 2 | Approve Plan on Profit Distribution | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Nien Made Enterprise Co Ltd. | 8464 TT | TW | 44733 | Annual | 3 | Approve Amendments to Articles of Association | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.A | Elect GUO Guanghui | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.B | Elect ZHUANG Yong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.C | Elect ZHAO Wenhai | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 3.D | Elect Brian David LI Man Bun | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 4 | Directors' Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 7 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 8 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Overseas Land & Investment Ltd. | 688 HK | HK | 44733 | Annual | 9 | Approval of the Renewal Master Engagement Agreement | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 1 | Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 10 | Elect LIU Lanbiao as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 11 | Amendments to Articles | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 3 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 5 | 2022 Fixed Asset Investment Budget | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 7 | Elect CHEN Siqing as Executive Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 8 | Elect Norman CHAN Tak Lam as Independent Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | Industrial & Commercial Bank of China Ltd. | 601398 CH | HK | 44735 | Annual | 9 | Elect Fred Zuliu HU as Independent Director | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 1 | Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 10 | Elect Graeme Wheeler | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 11 | Elect Michel Madelain | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 12 | Elect WANG Yongqing as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 13 | Elect ZHAO Xijun as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 14 | Amendments to Articles | Management | Abstain | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 3 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 4 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 6 | 2022 Fixed Asset Investment Budget | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 7 | Elect ZHANG Jinliang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 8 | Elect TIAN Bo | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Construction Bank Corp. | 939 HK | HK | 44735 | Annual | 9 | Elect XIA Yang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 1 | Directors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.1 | Elect LUO Sheng as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.2 | Elect PENG Bihong as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.3 | Elect WU Heng as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.4 | Elect XU Zhengjun as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.5 | Elect CAI Hongping as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 10.6 | Elect ZHANG Xiang as Supervisor | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 11 | Adjust the Authorization to Directors in Respect of Domestic Preference Shares | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 12 | Amendments to Articles | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 13 | Elect SHEN Zheting | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 2 | Supervisors' Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 3 | Annual Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 4 | Financial Statements | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 7 | 2021 Related Party Transaction Report | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 8 | 2022-2024 Medium-term Capital Management Plan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.1 | Elect MIAO Jianmin | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.10 | Elect WANG Liang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.11 | Elect LI Delin | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.12 | Elect WONG See Hong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.13 | Elect LI Menggang | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.14 | Elect LIU Qiao | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.15 | Elect TIAN Hongqi | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.16 | Elect LI Chaoxian | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.17 | Elect SHI Yongdong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.2 | Elect HU Jianhua | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.3 | Elect FU Gangfeng | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.4 | Elect ZHOU Song | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.5 | Elect HONG Xiaoyuan | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.6 | Elect ZHANG Jian | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.7 | Elect SU Min | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.8 | Elect SUN Yunfei | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | China Merchants Bank | 3968 HK | HK | 44741 | Annual | 9.9 | Elect CHEN Dong | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 3.A | Re-elect LIU Liange | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 3.B | Elect LIU Jin | Management | Against | Against | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 3.C | Elect Anita FUNG Yuen Mei | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Asia Pacific Dividend Builder ETF | ADIV | BOC Hong Kong(Hldgs) | 2388 HK | HK | 44741 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | SmartETFs Dividend Builder ETF |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.01 | Elect Richard T. Carucci | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.02 | Elect Juliana L. Chugg | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.03 | Elect Benno Dorer | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.04 | Elect Mark S. Hoplamazian | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.05 | Elect Laura W. Lang | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.06 | Elect W. Alan McCollough | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.07 | Elect W. Rodney McMullen | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.08 | Elect Clarence Otis, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.09 | Elect Steven E. Rendle | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.10 | Elect Carol L. Roberts | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.11 | Elect Matthew J. Shattock | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 1.12 | Elect Veronica B. Wu | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | VF Corp. | VFC | 918204108 | US | 7/27/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 10 | Elect Susan Kilsby | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 11 | Elect Lady Nicola Mendelsohn | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 12 | Elect Ivan Menezes | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 13 | Elect Alan Stewart | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 14 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 15 | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 16 | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 19 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 2 | Remuneration Report (Advisory) | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 3 | Final Dividend | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 4 | Elect Lavanya Chandrashekar | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 5 | Elect Valérie Chapoulaud-Floquet | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 6 | Elect Sir John A. Manzoni | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 7 | Elect Ireena Vittal | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 8 | Elect Melissa Bethell | Management | For | For | |
| Dividend Builder ETF | DIVS | Diageo plc | DGE LN | GB | 9/30/2021 | Annual | 9 | Elect Javier Ferrán | Management | For | For | |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1A. | Elect B. Marc Allen | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1B. | Elect Angela F. Braly | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1C. | Elect Amy L. Chang | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1D. | Elect Joseph Jimenez | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1E. | Elect Christopher Kempczinski | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1F. | Elect Debra L. Lee | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1G. | Elect Terry J. Lundgren | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1H. | Elect Christine M. McCarthy | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1I. | Elect Jon R. Moeller | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1J. | Elect David. S. Taylor | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1K. | Elect Margaret C. Whitman | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 1L. | Elect Patricia A. Woertz | Management | For | For |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Procter & Gamble Co. | PG | 742718109 | US | 10/12/2021 | Annual | 4. | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1A. | Elect B. Thomas Golisano | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1B. | Elect Thomas F. Bonadio | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1C. | Elect Joseph G. Doody | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1D. | Elect David J. S. Flaschen | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1E. | Elect Pamela A. Joseph | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1F. | Elect Martin Mucci | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1G. | Elect Kevin A. Price | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1H. | Elect Joseph M. Tucci | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1I. | Elect Joseph M. Velli | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 1J. | Elect Kara Wilson | Management | For | For |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Paychex Inc. | PAYX | 704326107 | US | 10/14/2021 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 1 | Re-elect Kathryn D. Spargo | Management | For | For | |
| Dividend Builder ETF | DIVS | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 2 | Re-elect Louis (Lou) J. Panaccio | Management | For | For | |
| Dividend Builder ETF | DIVS | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 3 | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 4 | Equity Grant (MD/CEO Colin Goldschmidt) | Management | For | For | |
| Dividend Builder ETF | DIVS | Sonic Healthcare | SKL AU | AU | 11/18/2021 | Annual | 5 | Equity Grant (Finance Director and CFO Chris Wilks) | Management | For | For | |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1A. | Elect Reid G. Hoffman | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1B. | Elect Hugh F. Johnston | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1C. | Elect Teri L. List | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1D. | Elect Satya Nadella | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1E. | Elect Sandra E. Peterson | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1F. | Elect Penny S. Pritzker | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1G. | Elect Carlos A. Rodriguez | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1H. | Elect Charles W. Scharf | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1I. | Elect John W. Stanton | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1J. | Elect John W. Thompson | Management | Against | Against |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1K. | Elect Emma N. Walmsley | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 1L. | Elect Padmasree Warrior | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 3. | Approval of the Employee Stock Purchase Plan | Management | For | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 5. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 6. | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 7. | Shareholder Proposal Regarding Prohibition of Facial Recognition Technology Sales to Government Entities | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 8. | Shareholder Proposal Regarding Implementation of the Fair Chance Business Pledge | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Microsoft Corporation | MSFT | 594918104 | US | 11/30/2021 | Annual | 9. | Shareholder Proposal Regarding Report on Alignment of Lobbying Activities with Company Policies | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1A. | Elect Richard H. Anderson | Management | Against | Against |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1B. | Elect Craig Arnold | Management | Against | Against |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1C. | Elect Scott C. Donnelly | Management | Against | Against |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1D. | Elect Andrea J. Goldsmith | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1E. | Elect Randall J. Hogan, III | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1F. | Elect Kevin E. Lofton | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1G. | Elect Geoffrey Straub Martha | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1H. | Elect Elizabeth G. Nabel | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1I. | Elect Denise M. O'Leary | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 1J. | Elect Kendall J. Powell | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 5. | 2021 Long Term Incentive Plan | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 6. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 7. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Dividend Builder ETF | DIVS | Medtronic Plc | MDT | G5960L103 | US | 12/9/2021 | Annual | 8. | Authority to Repurchase Shares | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1A. | Elect M. Michele Burns | Management | Against | Against |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1B. | Elect Wesley G. Bush | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1C. | Elect Michael D. Capellas | Management | Against | Against |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1D. | Elect Mark Garrett | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1E. | Elect John D. Harris II | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1F. | Elect Kristina M. Johnson | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1G. | Elect Roderick C. McGeary | Management | Against | Against |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1H. | Elect Charles H. Robbins | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1I. | Elect Brenton L. Saunders | Management | Against | Against |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1J. | Elect Lisa T. Su | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 1K. | Elect Marianna Tessel | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Cisco Systems, Inc. | CSCO | 17275R102 | US | 12/13/2021 | Annual | 4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 10 | Elect Simon Langelier | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 11 | Elect Lukas Paravicini | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 12 | Elect Diane de Saint Victor | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 13 | Elect Jon Stanton | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 14 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 15 | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 16 | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 19 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 2 | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 3 | Final Dividend | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 4 | Elect Stefan Bomhard | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 5 | Elect Susan M. Clark | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 6 | Elect Ngozi Edozien | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 7 | Elect Thérèse Esperdy | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 8 | Elect Alan Johnson | Management | For | For | |
| Dividend Builder ETF | DIVS | Imperial Brands Plc | IMB LN | GB | 2/2/2022 | Annual | 9 | Elect Robert Kunze-Concewitz | Management | For | For | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 1 | Accounts and Reports | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 10 | Appointment of Auditor | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 2 | Compensation Report | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 3 | Ratification of Board and Management Acts | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 4 | Allocation of Profits/Dividends | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 5 | Cancellation of Shares and Reduction in Share Capital | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 6.1 | Board Compensation | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 6.2 | Executive Compensation | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.1 | Elect Gunnar Brock | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.10 | Elect Peter R. Voser as Board Chair | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.2 | Elect David E. Constable | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.3 | Elect Frederico Fleury Curado | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.4 | Elect Lars Förberg | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.5 | Elect Jennifer Xin-Zhe Li | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.6 | Elect Geraldine Matchett | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.7 | Elect David Meline | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.8 | Elect Satish Pai | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 7.9 | Elect Jacob Wallenberg | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.1 | Elect David Constable as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.2 | Elect Frederico Fleury Curado as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 8.3 | Elect Jennifer Xin-Zhe Li as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | ABB Ltd. | ABBN SW | CH | 3/24/2022 | Annual | 9 | Appointment of Independent Proxy | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 2 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 4 | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 5.1 | Directors' Fees 2021 | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 5.2 | Directors' Fees 2022 | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.1 | Elect Helge Lund as Chair | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.2 | Elect Henrik Poulsen as Vice Chair | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.A | Elect Jeppe Christiansen | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.B | Elect Laurence Debroux | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.C | Elect Andreas Fibig | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.D | Elect Sylvie Grégoire | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.E | Elect Kasim Kutay | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.F | Elect Martin Mackay | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 6.3.G | Elect Christina Choi Lai Law | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 7 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 8.1 | Cancellation of Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 8.2 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 8.3 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 8.4 | Amendments to Remuneration Policy | Management | For | For | |
| Dividend Builder ETF | DIVS | Novo Nordisk | NOVOB DC | DK | 3/24/2022 | Annual | 8.5.A | Amendments to Articles (Age Limit) | Management | For | For | |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1A. | Elect Diane M. Bryant | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1B. | Elect Gayla J. Delly | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1C. | Elect Raul J. Fernandez | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1D. | Elect Eddy W. Hartenstein | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1E. | Elect Check Kian Low | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1F. | Elect Justine F. Page | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1G. | Elect Dr. Henry S. Samueli | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1H. | Elect Hock E. Tan | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 1I. | Elect Harry L. You | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Broadcom Inc | AVGO | 11135F101 | US | 4/4/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 1.1 | Accounts and Reports | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 1.2 | Compensation Report | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 2 | Ratification of Board and Management Acts | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 3 | Allocation of Profits/Dividends | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.1 | Elect Paul Bulcke as Board Chair | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.2 | Elect Ulf Mark Schneider | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.3 | Elect Henri de Castries | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.4 | Elect Renato Fassbind | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.5 | Elect Pablo Isla Álvarez de Tejera | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.6 | Elect Eva Cheng Li Kam Fun | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.7 | Elect Patrick Aebischer | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.8 | Elect Kimberly A. Ross | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.1.9 | Elect Dick Boer | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.110 | Elect Dinesh C. Paliwal | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.111 | Elect Hanne Jimenez de Mora | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.112 | Elect Lindiwe Majele Sibanda | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.2.1 | Elect Chris Leong | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.2.2 | Elect Luca Maestri | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.3.1 | Elect Pablo Isla Álvarez de Tejera as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.3.2 | Elect Patrick Aebischer as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.3.3 | Elect Dick Boer as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.3.4 | Elect Dinesh C. Paliwal as Compensation Committee Member | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.4 | Appointment of Auditor | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 4.5 | Appointment of Independent Proxy | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 5.1 | Board Compensation | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 5.2 | Executive Compensation | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 6 | Cancellation of Shares and Reduction in Share Capital | Management | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Nestle SA | NESN SW | CH | 4/7/2022 | Annual | 7 | Additional or Amended Shareholder Proposals | Shareholder | No Action Taken | N/A | |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1A. | Elect Tracy A. Atkinson | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1B. | Elect Bernard A. Harris, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1C. | Elect Gregory J. Hayes | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1D. | Elect George R. Oliver | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1E. | Elect Robert K. Ortberg | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1F. | Elect Margaret L. O'Sullivan | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1G. | Elect Dinesh C. Paliwal | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1H. | Elect Ellen M. Pawlikowski | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1I. | Elect Denise L. Ramos | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1J. | Elect Fredric G. Reynolds | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1K. | Elect Brian C. Rogers | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1L. | Elect James A. Winnefeld, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 1M. | Elect Robert O. Work | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Raytheon Technologies Corporation | RTX | 75513E101 | US | 4/25/2022 | Annual | 4. | Elimination of Supermajority Requirement | Management | For | For |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 1 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 10 | Appointment of Auditor (Mazars) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 11 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 12 | 2021 Remuneration Report | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 13 | 2021 Remuneration of Véronique Penchienati-Bosetta, Former Interim CEO (From March 14, 2021, Until September 14, 2021) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 14 | 2021 Remuneration of Shane Grant, Former Interim Deputy CEO (From March 14, 2021, Until September 14, 2021) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 15 | 2021 Remuneration of Antoine de Saint-Affrique, CEO (From September 15, 2021) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 16 | 2021 Remuneration of Gilles Schnepp, Chair (Since March 14, 2021) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 17 | 2022 Remuneration Policy (Executives) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 18 | 2022 Remuneration Policy (Chair) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 19 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 20 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 21 | Stock Purchase Plan for Overseas Employees | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 22 | Authority to Issue Performance Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 23 | Authority to Issue Restricted Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 24 | Amendments to Articles Regarding the CEO's and the Deputy CEO's Age Limits | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 25 | Amendments to Articles Regarding the Chair's Age Limits | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 26 | Amendments to Article Regarding Directors' Shareholding Requirements | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 27 | Authorisation of Legal Formalities | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 4 | Elect Valérie Chapoulaud-Floquet | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 5 | Elect Antoine de Saint-Affrique | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 6 | Elect Patrice Louvet | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 7 | Elect Géraldine Picaud | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 8 | Elect Susan Roberts | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | 9 | Appointment of Auditor (Ernst & Young) | Management | For | For | |
| Dividend Builder ETF | DIVS | Danone | BN FP | FR | 4/26/2022 | Mix | A | SHP On Amendments to Article 18 Regarding the Honorary Chair | Shareholder | For | N/A | |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1A. | Elect Craig Arnold | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1B. | Elect Christopher M. Connor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1C. | Elect Olivier Leonetti | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1D. | Elect Deborah L. McCoy | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1E. | Elect Silvio Napoli | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1F. | Elect Gregory R. Page | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1G. | Elect Sandra Pianalto | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1H. | Elect Robert V. Pragada | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1I. | Elect Lori J. Ryerkerk | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1J. | Elect Gerald B. Smith | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1K. | Elect Dorothy C. Thompson | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1L. | Elect Darryl L. Wilson | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 6. | Authority to Repurchase Shares | Management | For | For |
| Dividend Builder ETF | DIVS | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 7. | Reduction in Non-Distributable Reserves | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 10. | Shareholder Proposal Regarding Discontinuation of Talc-based Baby Powder | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 11. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 12. | Shareholder Proposal Regarding Lobbying Activities Alignment with Universal Health Coverage | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 13. | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 14. | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1A. | Elect Darius Adamczyk | Management | Against | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1B. | Elect Mary C. Beckerle | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1C. | Elect D. Scott Davis | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1D. | Elect Ian E.L. Davis | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1E. | Elect Jennifer A. Doudna | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1F. | Elect Joaquin Duato | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1G. | Elect Alex Gorsky | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1H. | Elect Marillyn A. Hewson | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1I. | Elect Hubert Joly | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1J. | Elect Mark B. McClellan | Management | Against | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1K. | Elect Anne Mulcahy | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1L. | Elect A. Eugene Washington | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1M. | Elect Mark A. Weinberger | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 1N. | Elect Nadja Y. West | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 3. | Approval of the 2022 Long-Term Incentive Plan | Management | For | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 5. | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 6. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 7. | Shareholder Proposal Regarding Racial Impact Audit | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 8. | Shareholder Proposal Regarding Report on Access to COVID-19 Products | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Johnson & Johnson | JNJ | 478160104 | US | 4/28/2022 | Annual | 9. | Shareholder Proposal Regarding Public Health Costs of Limiting COVID-19 Vaccine Technologies | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1A. | Elect Mark A. Blinn | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1B. | Elect Todd M. Bluedorn | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1C. | Elect Janet F. Clark | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1D. | Elect Carrie S. Cox | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1E. | Elect Martin S. Craighead | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1F. | Elect Jean M. Hobby | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1G. | Elect Michael D. Hsu | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1H. | Elect Haviv Ilan | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1I. | Elect Ronald Kirk | Management | Against | Against |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1J. | Elect Pamela H. Patsley | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1K. | Elect Robert E. Sanchez | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 1L. | Elect Richard K. Templeton | Management | For | For |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Texas Instruments Inc. | TXN | 882508104 | US | 4/28/2022 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 10 | Elect Karen Guerra | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 11 | Elect Holly K. Koeppel | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 12 | Elect Savio Kwan | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 13 | Elect Dimitri Panayotopoulos | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 14 | Elect Darrell Thomas | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 15 | Elect Krishnan Anand | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 16 | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 19 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 2 | Remuneration Policy | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 3 | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 4 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 5 | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 6 | Elect Luc Jobin | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 7 | Elect Jack M. Bowles | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 8 | Elect Tadeu Marroco | Management | For | For | |
| Dividend Builder ETF | DIVS | British American Tobacco Plc | BATS LN | GB | 4/28/2022 | Annual | 9 | Elect Susan J. Farr | Management | For | For | |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1A. | Elect Daniel P. Amos | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1B. | Elect W. Paul Bowers | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1C. | Elect Arthur R. Collins | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1D. | Elect Toshihiko Fukuzawa | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 5/2/2022 | Annual | 1E. | Elect Thomas J. Kenny | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1F. | Elect Georgette D. Kiser | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1G. | Elect Karole F. Lloyd | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1H. | Elect Nobuchika Mori | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1I. | Elect Joseph L. Moskowitz | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1J. | Elect Barbara K. Rimer | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 1K. | Elect Katherine T. Rohrer | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Aflac Inc. | AFL | 001055102 | US | 44683 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1A. | Elect Terrence A. Duffy | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1B. | Elect Timothy S. Bitsberger | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1C. | Elect Charles P. Carey | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1D. | Elect Dennis H. Chookaszian | Management | Against | Against |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1E. | Elect Bryan T. Durkin | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1F. | Elect Ana Dutra | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1G. | Elect Martin J. Gepsman | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1H. | Elect Larry G. Gerdes | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1I. | Elect Daniel R. Glickman | Management | Against | Against |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1J. | Elect Daniel G. Kaye | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1K. | Elect Phyllis M. Lockett | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1L. | Elect Deborah J. Lucas | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1M. | Elect Terry L. Savage | Management | Against | Against |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1N. | Elect Rahael Seifu | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1O. | Elect William R. Shepard | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1P. | Elect Howard J. Siegel | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 1Q. | Elect Dennis A. Suskind | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 4. | Amendment to the Omnibus Stock Plan | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 5. | Amendment to the Director Stock Plan | Management | For | For |
| Dividend Builder ETF | DIVS | CME Group Inc | CME | 12572Q105 | US | 44685 | Annual | 6. | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1A. | Elect Segun Agbaje | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1B. | Elect Shona L. Brown | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1C. | Elect Cesar Conde | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1D. | Elect Ian M. Cook | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1E. | Elect Edith W. Cooper | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1F. | Elect Dina Dublon | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1G. | Elect Michelle D. Gass | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1H. | Elect Ramon L. Laguarta | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1I. | Elect Dave Lewis | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1J. | Elect David C. Page | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1K. | Elect Robert C. Pohlad | Management | Against | Against |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1L. | Elect Daniel L. Vasella | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1M. | Elect Darren Walker | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 1N. | Elect Alberto Weisser | Management | For | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 4. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 5. | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | PepsiCo Inc | PEP | 713448108 | US | 44685 | Annual | 6. | Shareholder Proposal Regarding Report on External Public Health Impact | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 1. | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 10 | Elect Graeme D. Pitkethly | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 11. | Elect Feike Sijbesma | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 12. | Elect Adrian Hennah | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 13. | Elect Ruby Lu | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 14. | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 15. | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 16. | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 17. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 18. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 19. | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 2. | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 20. | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 21. | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 3. | Elect Nils Andersen | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 4. | Elect Judith Hartmann | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 5. | Elect Alan Jope | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 6. | Elect Andrea Jung | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 7. | Elect Susan Kilsby | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 8. | Elect Strive T. Masiyiwa | Management | For | For | |
| Dividend Builder ETF | DIVS | Unilever plc | ULVR LN | GB | 44685 | Annual | 9. | Elect Youngme E. Moon | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 01 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 02 | REMUNERATION REPORT | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 03 | FINAL DIVIDEND | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 04 | Elect Nick Anderson | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 05 | Elect Thomas Arseneault | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 06 | Elect Roger Carr | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 07 | Elect Dame Elizabeth Corley | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 08 | Elect Bradley Greve | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 09 | Elect Jane Griffiths | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 10 | Elect Chris Grigg | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 11 | Elect Stephen T. Pearce | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 12 | Elect Nicole W. Piasecki | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 13 | Elect Charles Woodburn | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 14 | Elect Crystal E. Ashby | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 15 | ELECT EWAN KIRK | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 16 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 17 | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 18 | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 19 | Employee Share Incentive Plan | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 22 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | BAE Systems plc | BA/ LN | GB | 44686 | Annual | 23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 1 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 10 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 11 | Elect Linda Knoll | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 12 | Elect Anders Runevad | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 13 | Elect Nivedita Krishnamurthy Bhagat | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 15 | Authority to Issue Performance Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 16 | Employee Stock Purchase Plan | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 17 | Stock Purchase Plan for Overseas Employees | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 18 | Merger by Absorption of IGE+XAO | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 19 | Authorisation of Legal Formalities | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 4 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 5 | Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier) | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 6 | Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex) | Management | For | For | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 7 | 2021 Remuneration Report | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 8 | 2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Schneider Electric SE | SU FP | FR | 44686 | Mix | 9 | 2022 Remuneration Policy (Chair and CEO) | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 1.01 | Elect William H.L. Burnside | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 1.02 | Elect Thomas C. Freyman | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 1.03 | Elect Brett J. Hart | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 1.04 | Elect Edward J. Rapp | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 4. | Elimination of Supermajority Requirement | Management | For | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 5. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 6. | Shareholder Proposal Regarding Severance Approval Policy | Shareholder | For | Against |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 7. | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Abbvie Inc | ABBV | 00287Y109 | US | 44687 | Annual | 8. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1A. | Elect Daniel J. Brutto | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1B. | Elect Susan Crown | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1C. | Elect Darrell L. Ford | Management | Against | Against |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1D. | Elect James W. Griffith | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1E. | Elect Jay L. Henderson | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1F. | Elect Richard H. Lenny | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1G. | Elect E. Scott Santi | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1H. | Elect David H. B. Smith, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1I. | Elect Pamela B. Strobel | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 1J. | Elect Anré D. Williams | Management | Against | Against |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 3. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Illinois Tool Works, Inc. | ITW | 452308109 | US | 44687 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1A. | Elect Sherry S. Barrat | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1B. | Elect William L. Bax | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1C. | Elect Teresa H. Clarke | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1D. | Elect D. John Coldman | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1E. | Elect J. Patrick Gallagher, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1F. | Elect David S. Johnson | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1G. | Elect Kay W. McCurdy | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1H. | Elect Christopher C. Miskel | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1I. | Elect Ralph J. Nicoletti | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 1J. | Elect Norman L. Rosenthal | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 2. | Approval of the 2022 Long-Term Incentive Plan | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Arthur J. Gallagher & Co. | AJG | 363576109 | US | 44691 | Annual | 4. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 3 | Ratification of Management Board Acts | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 5 | Elect Shannon Anastasia Johnston as Supervisory Board Member | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 6 | Increase in Authorised Capital | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 7 | Remuneration Report | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 8 | Supervisory Board Remuneration Policy | Management | For | For | |
| Dividend Builder ETF | DIVS | Deutsche Boerse AG | DB1 GR | DE | 44699 | Annual | 9 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1A. | Elect Jeffrey H. Black | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1B. | Elect Kathy Hopinkah Hannan | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1C. | Elect Shailesh G. Jejurikar | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1D. | Elect Christopher J. Kearney | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1E. | Elect Judith F. Marks | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1F. | Elect Harold W. McGraw III | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1G. | Elect Margaret M.V. Preston | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1H. | Elect Shelley Stewart, Jr. | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 1I. | Elect John H. Walker | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Dividend Builder ETF | DIVS | Otis Worldwide Corp | OTIS | 68902V107 | US | 44700 | Annual | 4. | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 10 | Elect Mary Harris | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 11 | Elect Mehmood Khan | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 12 | Elect Pamela J. Kirby | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 13 | Elect Laxman Narasimhan | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 14 | Elect Christopher A. Sinclair | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 15 | Elect Elane B. Stock | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 16 | Elect Alan Stewart | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 17 | Appointment of Auditor | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 18 | Authority to Set Auditor's Fees | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 19 | Authorisation of Political Donations | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 2 | Remuneration Report | Management | Against | Against | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 23 | Authority to Repurchase Shares | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 24 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 3 | Remuneration Policy | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 4 | Final Dividend | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 5 | Elect Andrew RJ Bonfield | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 6 | Elect Olivier Bohuon | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 7 | Elect Jeff Carr | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 8 | Elect Margherita Della Valle | Management | For | For | |
| Dividend Builder ETF | DIVS | Reckitt Benckiser Group Plc | RKT LN | GB | 44701 | Annual | 9 | Elect Nicandro Durante | Management | For | For | |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1A. | Elect Bader M. Alsaad | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1B. | Elect Pamela Daley | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1C. | Elect Laurence D. Fink | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1D. | Elect Beth E. Ford | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1E. | Elect William E. Ford | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1F. | Elect Fabrizio Freda | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1G. | Elect Murry S. Gerber | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1H. | Elect Margaret L. Johnson | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1I. | Elect Robert S. Kapito | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1J. | Elect Cheryl D. Mills | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1K. | Elect Gordon M. Nixon | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1L. | Elect Kristin C. Peck | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1M. | Elect Charles H. Robbins | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1N. | Elect Marco Antonio Slim Domit | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1O. | Elect Hans E. Vestberg | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1P. | Elect Susan L. Wagner | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 1Q. | Elect Mark Wilson | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Dividend Builder ETF | DIVS | Blackrock Inc. | BLK | 09247X101 | US | 44706 | Annual | 4. | Shareholder Proposal Regarding Adopting Asset Management Practices | Shareholder | Against | For |
| Dividend Builder ETF | DIVS | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 1) | To accept 2021 Business Report and Financial Statements | Management | For | For |
| Dividend Builder ETF | DIVS | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 2) | To revise the Articles of Incorporation | Management | For | For |
| Dividend Builder ETF | DIVS | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For |
| Dividend Builder ETF | DIVS | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For |
| Form N-PX | Proxy Voting Record |
| Fund Name: | SmartETFs Smart Transportation & Technology ETF |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 10.1 | Approval of Settlement Agreement with Mr. Winterkorn | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 10.2 | Approval of Settlement Agreement with Mr. Stadler | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 11 | Approval of Settlement Agreement D&O insurers | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 12 | Appointment of Auditor | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.1 | Ratify Herbert Diess | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.2 | Ratify Oliver Blume | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.3 | Ratify Markus Duesmann | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.4 | Ratify Gunnar Kilian | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.5 | Ratify Andreas Renschler | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.6 | Ratify Abraham Schot | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.7 | Ratify Stefan Sommer | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.8 | Ratify Hiltrud Dorothea Werner | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 3.9 | Ratify Frank Witter | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.1 | Ratify Hans Dieter Pötsch | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.10 | Ratify Ulrike Jakob | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.11 | Ratify Louise Kiesling | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.12 | Ratify Peter Mosch | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.13 | Ratify Bertina Murkovic | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.14 | Ratify Bernd Osterloh | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.15 | Ratify Hans Michel Piëch | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.16 | Ratify Ferdinand Oliver Porsche | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.17 | Ratify Wolfgang Porsche | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.18 | Ratify Conny Schönhardt | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.19 | Ratify Athanasios Stimoniaris | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.2 | Ratify Jörg Hofmann | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.20 | Ratify Stephan Weil | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.21 | Ratify Werner Weresch | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.3 | Ratify Hussain Ali Al-Abdulla | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.4 | Ratify Hessa Sultan Al-Jaber | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.5 | Ratify Bernd Althusmann | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.6 | Ratify Kai Bliesener | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.7 | Ratify Hans-Peter Fischer | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.8 | Ratify Marianne Heiß | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 4.9 | Ratify Johan Järvklo | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 5.1 | Elect Louise Kiesling | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 5.2 | Elect Hans Dieter Pötsch | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 6 | Management Board Remuneration Policy | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 7 | Supervisory Board Remuneration Policy | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 8 | Amendments to Articles Regarding Absentee Voting at AGM | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volkswagen AG | VOW3 GD | DE | 7/22/2021 | Annual | 9 | Amendments to Articles Regarding Advance Dividend Payments | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 10 | Elect Patrick W. Thomas | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 11 | Elect Doug Webb | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 12 | Appointment of Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 13 | Authority to Set Auditor's Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 14 | Authorisation of Political Donations | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 18 | Authority to Repurchase Shares | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 2 | Remuneration Report (Advisory) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 3 | Final Dividend | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 4 | Elect Stephen Oxley | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 5 | Elect Jane Griffiths | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 6 | Elect Xiaozhi Liu | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 7 | Elect Robert J. MacLeod | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 8 | Elect Chris Mottershead | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 9 | Elect John O'Higgins | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 1 | CEVT Acquisition Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 2 | Haohan Energy Acquisition Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 3 | Ningbo Viridi Subscription Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 4 | R&D Services and Technology Licensing Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 5 | Automobile Components Sales Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 6 | Automobile Components Procurement Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 8/24/2021 | Special | 7 | ZEEKR Finance Cooperation Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 3 | Ratification of General Partner Acts | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 5 | Ratification of Shareholders' Committee Acts | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 7 | Management Board Remuneration Policy | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.1 | Amendments to Articles (SRD II) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.2 | Amendments to Articles (SRD II) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.3 | Amendments to Articles (Editorial) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.4 | Amendments to Articles (Co-Option of Shareholders' Committee Member) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 9 | Increase in Authorised Capital | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 10/1/2021 | Special | 1 | Spin-Off and Transfer Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 10/1/2021 | Special | 2 | Change of Company Name | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 10/1/2021 | Special | 3.1 | Elect Helene Svahn | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 10/1/2021 | Special | 3.2 | Elect Olaf Koch | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 1.1 | Elect James Murdoch | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 1.2 | Elect Kimbal Musk | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 2. | Reduce Director Terms from Three Years to Two Years | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 3. | Elimination of Supermajority Requirement | Management | For | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 4. | Ratification of Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 5. | Shareholder Proposal Regarding Board Declassification | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 6. | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 7. | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 8. | Shareholder Proposal Regarding Board Oversight of Human Capital Management | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Tesla Inc | TSLA | 88160R101 | US | 10/7/2021 | Annual | 9. | Shareholder Proposal Regarding Human Rights Reporting | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 11/17/2021 | Special | 6 | Amendments to Articles (Board Size) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 11/17/2021 | Special | 7 | Board Size | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 11/17/2021 | Special | 8.1 | Elect Brett Watson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 11/17/2021 | Special | 8.2 | Elect Erik Huggers | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 11/17/2021 | Special | 9 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 1 | Services Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 2 | Automobile Components Procurement Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 3 | Volvo Finance Cooperation Agreements | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/6/2021 | Special | 4 | Supplemental Master CKDs and Automobile Components Purchase Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 12/17/2021 | Special | 1 | Share Purchase Agreement | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.1 | Ratify Reinhard Ploss | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.2 | Ratify Helmut Gassel | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.3 | Ratify Jochen Hanebeck | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.4 | Ratify Constanze Hufenbecher | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.5 | Ratify Sven Schneider | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.1 | Ratify Wolfgang Eder | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.10 | Ratify Manfred Puffer | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.11 | Ratify Melanie Riedl | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.12 | Ratify Jürgen Scholz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.13 | Ratify Kerstin Schulzendorf | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.14 | Ratify Ulrich Spiesshofer | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.15 | Ratify Margaret Suckale | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.16 | Ratify Diana Vitale | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.2 | Ratify Xiaoqun Clever | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.3 | Ratify Johann Dechant | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.4 | Ratify Friedrich Eichiner | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.5 | Ratify Annette Engelfried | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.6 | Ratify Peter Gruber | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.7 | Ratify Hans-Ulrich Holdenried | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.8 | Ratify Susanne Lachenmann | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.9 | Ratify Géraldine Picaud | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 5 | Appointment of Auditor | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 6 | Elect Géraldine Picaud as Supervisory Board Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1A. | Elect Ray Stata | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1B. | Elect Vincent Roche | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1C. | Elect James A. Champy | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1D. | Elect Anantha P. Chandrakasan | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1E. | Elect Tunç Doluca | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1F. | Elect Bruce R. Evans | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1G. | Elect Edward H. Frank | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1H. | Elect Laurie H. Glimcher | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1I. | Elect Karen M. Golz | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1J. | Elect Mercedes Johnson | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1K. | Elect Kenton J. Sicchitano | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 1L. | Elect Susie Wee | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 3. | Approval of the 2022 Employee Stock Purchase Plan | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Analog Devices Inc. | ADI | 032654105 | US | 3/9/2022 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 2 | Elect CHOI Yun Ho | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 3 | Directors' Fees | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.1 | Elect SHIN Hak Cheol | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.2 | Elect KWON Bong Seok | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.3 | Elect LEE Hyun Joo | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.4 | Elect CHO Hwa Soon | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.1 | Election of Audit Committee Member: LEE Hyun Joo | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.2 | Election of Audit Committee Member: CHO Hwa Soon | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 2.1 | Elect SONG Ho Seong | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 2.2 | Elect CHUNG Eui Sun | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 2.3 | Elect SHIN Hyun Jeong | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 3 | Election of Audit Committee Member: KIM Dong One | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Kia Corporation | 000270 KS | KR | 3/29/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 10.1 | Board Size | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 10.2 | Number of Deputies | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 11 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.1 | Elect Matti Alahuhta | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.10 | Elect Helena Stjernholm | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.11 | Elect Carl-Henric Svanberg | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.2 | Elect Jan Carlson | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.3 | Elect Eric A. Elzvik | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.4 | Elect Martha F. Brooks | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.5 | Elect Kurt Jofs | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.6 | Elect Martin Lundstedt | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.7 | Elect Kathryn V. Marinello | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.8 | Elect Martina Merz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 12.9 | Elect Hanne Jimenez de Mora | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 13 | Elect Carl-Henric Svanberg as chair | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 14 | Authority to Set Auditor's Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 15 | Appointment of Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 16.1 | Elect Par Boman as a Nomination Committee Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 16.2 | Elect Anders Oscarsson as a Nomination Committee Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 16.3 | Elect Magnus Billing as a Nomination Committee Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 16.4 | Elect Anders Algotsson as a Nomination Committee Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 16.5 | Elect Carl-Henric Svanberg as a Nomination Committee Member | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 17 | Remuneration Report | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 18 | Remuneration Policy | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 19 | Shareholder Proposal Regarding Development of Battery Box (Carl Axel Bruno) | Shareholder | Against | N/A | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 7 | Accounts and Reports | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 8 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.1 | Ratify Matti Alahuhta | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.10 | Ratify Hanne de Mora | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.11 | Ratify Helena Stjernholm | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.12 | Ratify Carl-Henric Svanberg | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.13 | Ratify Lars Ask | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.14 | Ratify Mats Henning | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.15 | Ratify Mikael Sällström | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.16 | Ratify Camilla Johansson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.17 | Ratify Mari Larsson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.18 | Ratify Martin Lundstedt | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.2 | Ratify Eckhard Cordes | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.3 | Ratify Eric Elzvik | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.4 | Ratify Martha Finn Brooks | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.5 | Ratify Kurt Jofs | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.6 | Ratify James W. Griffith | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.7 | Ratify Martin Lundstedt | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.8 | Ratify Kathryn V. Marinello | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Volvo AB | VOLV SS | SE | 4/6/2022 | Annual | 9.9 | Ratify Martina Merz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.01 | Elect Ernesto M. Hernández | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.02 | Elect Gary Hu | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.03 | Elect Brett M. Icahn | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.04 | Elect James K. Kamsickas | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.05 | Elect Virginia A. Kamsky | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.06 | Elect Bridget E. Karlin | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.07 | Elect Michael J. Mack, Jr. | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.08 | Elect R. Bruce McDonald | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.09 | Elect Diarmuid B. O'Connell | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 1.10 | Elect Keith E. Wandell | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Dana Inc | DAN | 235825205 | US | 4/20/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1A. | Elect Kevin P. Clark | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1B. | Elect Richard L. Clemmer | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1C. | Elect Nancy E. Cooper | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1D. | Elect Joseph L. Hooley | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1E. | Elect Merit E. Janow | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1F. | Elect Sean O. Mahoney | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1G. | Elect Paul M. Meister | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1H. | Elect Robert K. Ortberg | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1I. | Elect Colin J. Parris | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1J. | Elect Ana G. Pinczuk | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1A. | Elect Craig Arnold | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1B. | Elect Christopher M. Connor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1C. | Elect Olivier Leonetti | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1D. | Elect Deborah L. McCoy | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1E. | Elect Silvio Napoli | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1F. | Elect Gregory R. Page | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1G. | Elect Sandra Pianalto | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1H. | Elect Robert V. Pragada | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1I. | Elect Lori J. Ryerkerk | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1J. | Elect Gerald B. Smith | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1K. | Elect Dorothy C. Thompson | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1L. | Elect Darryl L. Wilson | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 6. | Authority to Repurchase Shares | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 7. | Reduction in Non-Distributable Reserves | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.1 | Ratify Nikolai Setzer | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.10 | Postpone Ratification of Wolfgang Schäfer | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.2 | Ratify Hans-Jürgen Duensing | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.3 | Ratify Katja Dürrfeld | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.4 | Ratify Frank Jourdan | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.5 | Ratify Christian Kötz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.6 | Ratify Helmut Matschi | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.7 | Ratify Philip Nelles | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.8 | Ratify Ariane Reinhart | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 3.9 | Ratify Andreas Wolf | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.1 | Ratify Wolfgang Reitzle | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.10 | Ratify Sabine Neuß | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.11 | Ratify Rolf Nonnenmacher | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.12 | Ratify Dirk Nordmann | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.13 | Ratify Lorenz Pfau | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.14 | Ratify Klaus Rosenfeld | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.15 | Ratify Georg F.W. Schaeffler | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.16 | Ratify Maria-Elisabeth Schaeffler-Thumann | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.17 | Ratify Jörg Schönfelder | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.18 | Ratify Stefan Scholz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.19 | Ratify Kirsten Vörkel | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.2 | Ratify Christiane Benner | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.20 | Ratify Elke Volkmann | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.21 | Ratify Siegfried Wolf | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.3 | Ratify Hasan Allak | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.4 | Ratify Gunter Dunkel | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.5 | Ratify Francesco Grioli | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.6 | Ratify Michael Iglhaut | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.7 | Ratify Satish Khatu | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.8 | Ratify Isabel Corinna Knauf | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 4.9 | Ratify Carmen Löffler | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 5 | Appointment of Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 6 | Remuneration Report | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 7.1 | Elect Dorothea von Boxberg | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Continental AG | CON EU | DE | 4/29/2022 | Annual | 7.2 | Elect Stefan Erwin Buchner | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 3 | Ratification of Management Board Acts | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 4 | Ratification of Supervisory Board Acts | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 5.1 | Appointment of Auditor For 2022 Financial Statements | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 5.2 | Appointment of Auditor for Interim Statements | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 6.1 | Elect Dame Veronica Anne Courtice | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 6.2 | Elect Marco Gobbetti | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Mercedes-Benz Group AG | MBG GR | DE | 4/29/2022 | Annual | 7 | Remuneration Report | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.1 | Elect Märta Schörling Andreen | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.10 | Elect Erik Huggers | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.11 | Elect Gun Nilsson as Chair | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.12 | Appointment of Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.2 | Elect John Brandon | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.3 | Elect Sofia Schörling Högberg | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.4 | Elect Ulrika Francke | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.5 | Elect Henrik Henriksson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.6 | Elect Ola Rollén | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.7 | Elect Gun Nilsson | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.8 | Elect Patrick Söderlund | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 10.9 | Elect Brett Watson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 11 | Election of Nomination Committee Members | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 12 | Remuneration Report | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 13 | Adoption of Share-Based Incentives (Share Programme 2022/2025) | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.A | Accounts and Reports | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.B | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C1 | Ratify Gun Nilsson | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C10 | Ratify Ola Rollén (Board Member and CEO) | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C2 | Ratify Märta Schörling Andreen | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C3 | Ratify John Brandon | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C4 | Ratify Sofia Schörling Högberg | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C5 | Ratify Ulrika Francke | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C6 | Ratify Henrik Henriksson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C7 | Ratify Patrick Söderlund | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C8 | Ratify Brett Watson | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 7.C9 | Ratify Erik Huggers | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 8 | Board Size | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 9.1 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Hexagon AB | HEXAB SS | SE | 4/29/2022 | Annual | 9.2 | Authority to Set Auditor's Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.1 | Ratify Andreas Wolf | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.2 | Ratify Werner Volz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.3 | Ratify Ingo Holstein | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.4 | Ratify Klaus Hau | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.5 | Ratify Thomas Stierle | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.6 | Ratify Christian zur Nedden | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 2.7 | Ratify Ulrike Schramm | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.1 | Ratify Siegfried Wolf | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.10 | Ratify Michael Köppl | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.11 | Ratify Erwin Löffler | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.12 | Ratify Klaus Rosenfeld | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.13 | Ratify Georg F. W. Schaeffler | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.14 | Ratify Ralf Schamel | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.15 | Ratify Kirsten Vörkel | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.16 | Ratify Anne Zeumer | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.17 | Ratify Holger Siebenthaler | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.18 | Ratify Cornelia Stiewing | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.19 | Ratify Johannes Suttmeyer | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.2 | Ratify Carsten Bruns | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.3 | Ratify Hans-Jörg Bullinger | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.4 | Ratify Manfred Eibeck | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.5 | Ratify Lothar Galli | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.6 | Ratify Yvonne Hartmetz | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.7 | Ratify Susanne Heckelsberger | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 5/5/2022 | Annual | 3.8 | Ratify Joachim Hirsch | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 3.9 | Ratify Sabina Jeschke | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 4 | Appointment of Auditor | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.1 | Elect Siegfried Wolf as Board Chair | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.2 | Elect Hans-Jörg Bullinger | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.3 | Elect Manfred Eibeck | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.4 | Elect Susanne Heckelsberger | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.5 | Elect Joachim Hirsch | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.6 | Elect Sabrina Jeschke | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.7 | Elect Klaus Rosenfeld | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 5.8 | Elect Georg F. W. Schaeffler | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 6 | Remuneration Report | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 7 | Remuneration Policy | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 8 | Supervisory Board Remuneration Policy | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Vitesco Technologies Group AG | VTSC GT | DE | 44686 | Annual | 9 | Amendments to Articles | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1A. | Elect Alan S. Batey | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1B. | Elect Kevin L. Beebe | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1C. | Elect Liam K. Griffin | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1D. | Elect Eric J. Guerin | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1E. | Elect Christine King | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1F. | Elect Suzanne E. McBride | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1G. | Elect David P. McGlade | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 1H. | Elect Robert A. Schriesheim | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 2. | Ratification of Auditor | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 4. | Elimination of Supermajority Requirements Relating to Shareholder Approval of a Merger or Consolidation | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 5. | Elimination of Supermajority Requirements Relating to Shareholder Approval of a Business Combination | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 6. | Elimination of Supermajority Requirements Relating to Shareholder Amendment of Charter Provisions Governing Directors | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 7. | Elimination of Supermajority Requirement Relating to Shareholder Amendment of the Charter Provision Governing Action by Shareholders | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Skyworks Solutions, Inc. | SWKS | 83088M102 | US | 44692 | Annual | 8. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1A. | Elect Patrick P. Gelsinger | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1B. | Elect James J. Goetz | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1C. | Elect Andrea J. Goldsmith | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1D. | Elect Alyssa H. Henry | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1E. | Elect Omar Ishrak | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1F. | Elect Risa Lavizzo-Mourey | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1G. | Elect Tsu-Jae King Liu | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1H. | Elect Gregory D. Smith | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1I. | Elect Dion J. Weisler | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 1J. | Elect Frank D. Yeary | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 4. | Amendment to the 2006 Equity Incentive Plan | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Intel Corp. | INTC | 458140100 | US | 44693 | Annual | 6. | Shareholder Proposal Regarding Report on Racism in Company Culture | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.1 | Elect Nancy A. Altobello | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.2 | Elect Stanley L. Clark | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.3 | Elect David P. Falck | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.4 | Elect Edward G. Jepsen | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.5 | Elect Rita S. Lane | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.6 | Elect Robert A. Livingston | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.7 | Elect Martin H. Loeffler | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.8 | Elect R. Adam Norwitt | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 1.9 | Elect Anne C. Wolff | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Amphenol Corp. | APH | 032095101 | US | 44699 | Annual | 4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | For | Against |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1A. | Elect Mei-Wei Cheng | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1B. | Elect Jonathan F. Foster | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1C. | Elect Bradley M. Halverson | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1D. | Elect Mary Lou Jepsen | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1E. | Elect Roger A. Krone | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1F. | Elect Patricia L. Lewis | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1G. | Elect Kathleen A. Ligocki | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1H. | Elect Conrad L. Mallett, Jr. | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1I. | Elect Raymond E. Scott | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 1J. | Elect Gregory C. Smith | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 2. | Ratification of Auditor | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Lear Corp. | LEA | 521865204 | US | 44700 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.1 | Elect Wendy Arienzo | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.2 | Elect Balu Balakrishnan | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.3 | Elect Nicholas E. Brathwaite | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.4 | Elect Anita Ganti | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.5 | Elect William L. George | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.6 | Elect Balakrishnan S. Iyer | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.7 | Elect Jennifer Lloyd | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 1.8 | Elect Necip Sayiner | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Power Integrations Inc. | POWI | 739276103 | US | 44701 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 11 | Amendments to Articles | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 3 | Elect Lawrence ANG Siu Lun | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 4 | Elect WANG Yang | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 5 | Elect Jocelyn LAM Yin Shan | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 6 | Elect GAO Jie | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 7 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Geely Automobile Holdings Ltd. | 175 HK | HK | 44706 | Annual | 9 | Authority to Repurchase Shares | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1A. | Elect Atsushi Abe | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1B. | Elect Alan Campbell | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1C. | Elect Susan K. Carter | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1D. | Elect Thomas L. Deitrich | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1E. | Elect Gilles Delfassy | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1F. | Elect Hassane S. El-Khoury | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1G. | Elect Bruce E. Kiddoo | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1H. | Elect Paul A. Mascarenas | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1I. | Elect Gregory L. Waters | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1J. | Elect Christine Y. Yan | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 10. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 11. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 12. | Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 13. | Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1A. | Elect Andrew C. Teich | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1B. | Elect Jeffrey J. Cote | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1C. | Elect John P. Absmeier | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1D. | Elect Daniel L. Black | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1E. | Elect Lorraine A. Bolsinger | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1F. | Elect James E. Heppelmann | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1G. | Elect Constance E. Skidmore | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1H. | Elect Steven A. Sonnenberg | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1I. | Elect Martha N. Sullivan | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1J. | Elect Stephen M. Zide | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 4. | Remuneration Report | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 5. | Remuneration Policy | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 6. | Appointment of UK Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 7. | Authority to Set UK Statutory Auditor's Fees | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 8. | Accounts and Reports | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 9. | Authority of Shares Repurchase Contracts and Counterparties | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.1 | Elect Earl C. Austin, Jr. | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.2 | Elect Doyle N. Beneby | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.3 | Elect Vincent D. Foster | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.4 | Elect Bernard Fried | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.5 | Elect Worthing F. Jackman | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.6 | Elect Holli C. Ladhani | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.7 | Elect David M. McClanahan | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.8 | Elect Margaret B. Shannon | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 1.9 | Elect Martha B. Wyrsch | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 3. | Ratification of Auditor | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Quanta Services, Inc. | PWR | 74762E102 | US | 44708 | Annual | 4. | Amendment to the 2019 Equity Incentive Plan | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.A | Elect ZHANG Aogen | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.B | Elect ZHOU Jianzhong | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.C | Elect HUANG Dongliang | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 3.D | Elect XIAO Gang | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 4 | Directors' Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 5 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.B | Authority to Repurchase Shares | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Tianneng Power International Ltd | 819 HK | HK | 44708 | Annual | 6.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 1. | Accounts and Reports | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 2. | Ratification of Board Acts | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3a. | Elect Kurt Sievers | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3b. | Elect Peter L. Bonfield | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3c. | Elect Annette K. Clayton | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3d. | Elect Anthony R. Foxx | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3e. | Elect Chunyuan Gu | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3f. | Elect Lena Olving | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3g. | Elect Julie Southern | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3h. | Elect Jasmin Staiblin | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3i. | Elect Gregory L. Summe | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 3j. | Elect Karl-Henrik Sundström | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 6. | Authority to Repurchase Shares | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 7. | Authority to Cancel Repurchased Shares | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NXP Semiconductors NV | NXPI | N6596X109 | US | 44713 | Annual | 8. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.01 | Elect Sophie Desormiere | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.02 | Elect Phillip M. Eyler | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.03 | Elect Yvonne Hao | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.04 | Elect David W. Heinzmann | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.05 | Elect Ronald Hundzinski | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.06 | Elect Charles R. Kummeth | Management | Withhold | Against |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.07 | Elect Betsy Meter | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.08 | Elect Byron Shaw II | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.09 | Elect John G. Stacey | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1A. | Elect Robert K. Burgess | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1B. | Elect Tench Coxe | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1C. | Elect John O. Dabiri | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1D. | Elect Persis S. Drell | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1E. | Elect Jen-Hsun Huang | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1F. | Elect Dawn Hudson | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1G. | Elect Harvey C. Jones | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1H. | Elect Michael G. McCaffery | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1I. | Elect Stephen C. Neal | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1J. | Elect Mark L. Perry | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1K. | Elect A. Brooke Seawell | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1L. | Elect Aarti Shah | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 1M. | Elect Mark A. Stevens | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 4. | Increase in Authorized Common Stock | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | NVIDIA Corp | NVDA | 67066G104 | US | 44714 | Annual | 5. | Amendment to the 2007 Equity Incentive Plan | Management | Abstain | Against |
| Smart Transportation & Technology ETF | MOTO | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 1) | To accept 2021 Business Report and Financial Statements | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 2) | To revise the Articles of Incorporation | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 3) | To revise the Procedures for Acquisition or Disposal of Assets | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Taiwan Semiconductor Manufacturing | TSM | 874039100 | US | 44720 | Annual | 4) | To approve the issuance of employee restricted stock awards for year 2022 | Management | For | For |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.1 | Elect Takeshi Uchiyamada | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.2 | Elect Shigeru Hayakawa | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.3 | Elect Akio Toyoda | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.4 | Elect James Kuffner | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.5 | Elect Kenta Kon | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.6 | Elect Masahiko Maeda | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.7 | Elect Ikuro Sugawara | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.8 | Elect Philip Craven | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 1.9 | Elect Teiko Kudo | Management | Abstain | Against | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 2.1 | Elect Masahide Yasuda | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 2.2 | Elect George Olcott | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 3 | Elect Ryuji Sakai as Alternate Statutory Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 4 | Amendment to Restricted Stock Plan | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Toyota Motor Corporation | 7203 JP | JP | 44727 | Annual | 5 | Amendments to Articles | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 1 | Amendments to Articles | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.1 | Elect Koji Arima | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.2 | Elect Yukihiro Shinohara | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.3 | Elect Kenichiro Ito | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.4 | Elect Yasushi Matsui | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.5 | Elect Akio Toyoda | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.6 | Elect Shigeki Kushida | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.7 | Elect Yuko Mitsuya | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 2.8 | Elect Joseph P. Schmelzeis, Jr. | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Denso Corporation | 6902 JP | JP | 44733 | Annual | 3 | Elect Hiromi Kitagawa as Alternate Statutory Auditor | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 2 | Allocation of Profits/ Dividends | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 3 | Ratification of Management Board Acts | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 5.1 | Appointment of Auditor for Fiscal Year 2022 | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 5.2 | Appointment of Auditor for Interim Statements until 2023 AGM | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.1 | Elect Michael L. Brosnan | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.10 | Elect Harald Emil Wilhelm | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.2 | Elect Jacques Esculier | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.3 | Elect Akihiro Eto | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.4 | Elect Laura K. Ipsen | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.5 | Elect Renata Jungo Brüngger | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.6 | Elect Joe Kaeser | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.7 | Elect John Krafcik | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.8 | Elect Martin H. Richenhagen | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 6.9 | Elect Marie Wieck | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 7 | Supervisory Board Remuneration Policy | Management | For | For | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 8 | Management Board Remuneration Policy | Management | Against | Against | |
| Smart Transportation & Technology ETF | MOTO | Daimler Truck Holding AG | DTG GR | DE | 44734 | Annual | 9 | Remuneration Report | Management | Against | Against | |
| Form N-PX | Proxy Voting Record |
| Fund Name: | SmartETFs Advertising & Marketing Technology ETF |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 1A. | Elect John L. Battelle | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 1B. | Elect Debora B. Tomlin | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 1C. | Elect Omar Tawakol | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 2. | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | LiveRamp Holdings Inc | RAMP | 53815P108 | US | 8/10/2021 | Annual | 4. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.01 | Elect Robert M. Deutschman | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.02 | Elect Roy H. Chestnutt | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.03 | Elect Holly Hess Groos | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.04 | Elect Mohan S. Gyani | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.05 | Elect Jeffrey Karish | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.06 | Elect Michelle Sterling | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 1.07 | Elect William G. Stone III | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Digital Turbine Inc | APPS | 25400W102 | US | 9/14/2021 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Medallia Inc | MDLA | 584021109 | US | 10/14/2021 | Special | 1. | Thoma Bravo Transaction | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Medallia Inc | MDLA | 584021109 | US | 10/14/2021 | Special | 2. | Advisory Vote on Golden Parachutes | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Medallia Inc | MDLA | 584021109 | US | 10/14/2021 | Special | 3. | Right to Adjourn Meeting | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 1.01 | Elect Anna Fieler | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 1.02 | Elect Andrew Sheehan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 1.03 | Elect Douglas Valenti | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 2. | Approval of the 2021 Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | QuinStreet Inc | QNST | 74874Q100 | US | 10/25/2021 | Annual | 4. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 1. | Accounts and Reports | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 10. | Elect Jay Parikh | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 11. | Elect Enrique T. Salem | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 12. | Elect Steven J. Sordello | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 13. | Elect Richard Wong | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 14. | Elect Michelle Zatlyn | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 2. | Remuneration Report | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 3. | Appointment of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 4. | Authority to Set Auditor's Fees | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 5. | Elect Shona L. Brown | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 6. | Elect Michael Cannon-Brookes | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 7. | Elect Scott Farquhar | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 8. | Elect Heather Mirjahangir Fernandez | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Atlassian Corporation Plc | TEAM | G06242104 | US | 12/2/2021 | Annual | 9. | Elect Sasan Goodarzi | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 1A. | Elect Doron Gerstel | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 1B. | Elect Sarit Firon | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 1C. | Elect Rami Schwartz | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 2. | Amend Compensation Policy Provisions Relating to D&O Liability Insurance | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 2A. | Confirmation of Controlling Shareholder | Management | Against | N/A |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 3. | RSU Grant of CEO | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 4. | Increase in Authorized Capital | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 12/2/2021 | Annual | 5. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 1. | Adoption of the Company’s Dual Foreign Name | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 2. | Amendment to the Company's Articles of Association | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Baidu Inc | BIDU | 056752108 | US | 12/7/2021 | Special | 3. | Approval of Filings of Company's Dual Foreign Name and Articles of Association | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 1 | Allocation of Profits/Dividends | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 2 | Amendments to Articles | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 3.1 | Elect Susumu Fujita | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 3.2 | Elect Yusuke Hidaka | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 3.3 | Elect Go Nakayama | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 3.4 | Elect Koichi Nakamura | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 3.5 | Elect Kozo Takaoka | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 4.1 | Elect Toko Shiotsuki | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 4.2 | Elect Masao Horiuchi | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 4.3 | Elect Tomomi Nakamura | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | CyberAgent,Inc. | CYAGF | JP | 12/10/2021 | Annual | 5 | Non-Audit Committee Directors’ Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | iClick Interactive Asia Group Ltd | ICLK | 45113Y104 | US | 12/22/2021 | Annual | 1. | Elect Jian Tang | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | iClick Interactive Asia Group Ltd | ICLK | 45113Y104 | US | 12/22/2021 | Annual | 2. | Elect Philip Kan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | iClick Interactive Asia Group Ltd | ICLK | 45113Y104 | US | 12/22/2021 | Annual | 3. | Transaction of Other Business | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 10 | Elect Penny Ladkin-Brand | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 11 | Elect Alan Newman | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 12 | Elect Angela Seymour-Jackson | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 13 | Appointment of Auditor | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 14 | Authority to Set Auditor's Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 16 | Authorisation of Political Donations | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 2 | Final Dividend | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 3 | Remuneration Report | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 4 | Elect Richard N.L. Huntingford | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 5 | Elect Zillah Byng-Thorne | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 6 | Elect Meredith E. Amdur | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 7 | Elect Mark Brooker | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 8 | Elect Hugo Drayton | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Future Plc | FUTR LN | GB | 2/3/2022 | Annual | 9 | Elect Rob Hattrell | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 1 | Amendments to Article | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.1 | Elect Jin Kagawa | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.2 | Elect Masatomo Endo | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.3 | Elect Taku Hasegawa | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.4 | Elect Koichiro Tanabe | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.5 | Elect Yoshimasa Kasuya | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 2.6 | Elect Hajime Hatanaka | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 3.1 | Elect Toshio Takahashi | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 3.2 | Elect Takao Nakamura | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 3.3 | Elect Makoto Suzuki | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 4 | Adoption of Restricted Stock Plans | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | ValueCommerce Co.,Ltd. | 2491 JT | JP | 3/23/2022 | Annual | 5 | Audit Committee Directors' Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1A. | Elect Amy L. Banse | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1B. | Elect Brett Biggs | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1C. | Elect Melanie Boulden | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1D. | Elect Frank A. Calderoni | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1E. | Elect Laura Desmond | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1F. | Elect Shantanu Narayen | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1G. | Elect Spencer Neumann | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1H. | Elect Kathleen Oberg | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1I. | Elect Dheeraj Pandey | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1J. | Elect David A. Ricks | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1K. | Elect Daniel Rosensweig | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 1L. | Elect John E. Warnock | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Adobe Inc | ADBE | 00724F101 | US | 4/14/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | ZoomInfo Technologies Inc | ZI | 98980F104 | US | 5/17/2022 | Annual | 1. | Elect Mark P. Mader | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | ZoomInfo Technologies Inc | ZI | 98980F104 | US | 5/17/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | ZoomInfo Technologies Inc | ZI | 98980F104 | US | 5/17/2022 | Annual | 3. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| Advertising & Marketing Technology ETF | MRAD | ZoomInfo Technologies Inc | ZI | 98980F104 | US | 5/17/2022 | Annual | 4A. | Amendment Regarding Classes of Common Stock | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | ZoomInfo Technologies Inc | ZI | 98980F104 | US | 5/17/2022 | Annual | 4B. | Amendment to Remove Pass-Through Voting Provision | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.A | Elect LI Dong Sheng | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.B | Elect Ian C. Stone | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 3.C | Directors' Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 5 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 6 | Authority to Repurchase Shares | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 7 | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Annual | 8 | Amendments to the Memorandum and Articles of Association | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Tencent Holdings Ltd. | 700 HK | HK | 5/18/2022 | Special | 1 | Refreshment of the Scheme Mandate Limit of the Share Option Scheme of Tencent Music Group | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.01 | Elect Peggy Alford | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.02 | Elect Marc L. Andreessen | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.03 | Elect Andrew W. Houston | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.04 | Elect Nancy Killefer | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.05 | Elect Robert M. Kimmitt | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.06 | Elect Sheryl K. Sandberg | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.07 | Elect Tracey T. Travis | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.08 | Elect Tony Xu | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 1.09 | Elect Mark Zuckerberg | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 10. | Shareholder Proposal Regarding Human Rights Impact Assessment | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 11. | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 12. | Shareholder Proposal Regarding Non-discrimination Audit | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 13. | Shareholder Proposal Regarding Lobbying Report | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 14. | Shareholder Proposal Regarding Assessment of Audit & Risk Oversight Committee | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 15. | Shareholder Proposal Regarding Charitable Contributions Disclosure | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 4. | Shareholder Proposal Regarding Recapitalization | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 5. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 6. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 7. | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 8. | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Meta Platforms Inc | META | 30303M102 | US | 5/25/2022 | Annual | 9. | Shareholder Proposal Regarding Report and Advisory Vote on Metaverse Project | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Trade Desk Inc | TTD | 88339J105 | US | 5/26/2022 | Annual | 1.01 | Elect Lise J. Buyer | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Trade Desk Inc | TTD | 88339J105 | US | 5/26/2022 | Annual | 1.02 | Elect Kathryn E. Falberg | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Trade Desk Inc | TTD | 88339J105 | US | 5/26/2022 | Annual | 1.03 | Elect David Wells | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Trade Desk Inc | TTD | 88339J105 | US | 5/26/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Trade Desk Inc | TTD | 88339J105 | US | 5/26/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 10. | Shareholder Proposal Regarding Concealment Clauses | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 11. | Shareholder Proposal Regarding Recapitalization | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 12. | Shareholder Proposal Regarding Report on Government Takedown Requests | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 13. | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 14. | Shareholder Proposal Regarding Report on Data Collection, Privacy, and Security | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 15. | Shareholder Proposal Regarding Algorithm Disclosures | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 16. | Shareholder Proposal Regarding Human Rights Impact Assessment Report | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 17. | Shareholder Proposal Regarding Report on Business Practices and Financial Returns | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 18. | Shareholder Proposal Regarding Report on Board Diversity | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 19. | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1a. | Elect Larry Page | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1b. | Elect Sergey Brin | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1c. | Elect Sundar Pichai | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1d. | Elect John L. Hennessy | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1e. | Elect Frances H. Arnold | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1f. | Elect L. John Doerr | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1g. | Elect Roger W. Ferguson, Jr. | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1h. | Elect Ann Mather | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1i. | Elect K. Ram Shriram | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 1j. | Elect Robin L. Washington | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 20. | Shareholder Proposal Regarding Employee Representative Director | Shareholder | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 21. | Shareholder Proposal Regarding Report on Military Policing Agencies | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 3. | Amendment to the 2021 Stock Plan | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 4. | Increase in Authorized Common Stock | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 5. | Shareholder Proposal Regarding Lobbying Report | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 6. | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 7. | Shareholder Proposal Regarding Report on Physical Risks of Climate Change | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 8. | Shareholder Proposal Regarding Report on Water Management Risks | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Alphabet Inc | GOOGL | 02079K305 | US | 6/1/2022 | Annual | 9. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 1.01 | Elect Cathleen P. Black | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 1.02 | Elect W. Eric Carlborg | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 1.03 | Elect Susan Daimler | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 1.04 | Elect Amar K. Goel | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 1.05 | Elect Rajeev K. Goel | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | PubMatic Inc | PUBM | 74467Q103 | US | 6/1/2022 | Annual | 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 1a. | Elect Lorrie M. Norrington | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 1b. | Elect Avanish Sahai | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 1c. | Elect Dharmesh Shah | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | HubSpot Inc | HUBS | 443573100 | US | 6/7/2022 | Annual | 4. | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Magnite Inc | MGNI | 55955D100 | US | 6/7/2022 | Annual | 1a. | Elect Michael G. Barrett | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Magnite Inc | MGNI | 55955D100 | US | 6/7/2022 | Annual | 1b. | Elect Rachel Lam | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Magnite Inc | MGNI | 55955D100 | US | 6/7/2022 | Annual | 1c. | Elect Robert F. Spillane | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Magnite Inc | MGNI | 55955D100 | US | 6/7/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Magnite Inc | MGNI | 55955D100 | US | 6/7/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Techtarget Inc. | TTGT | 87874R100 | US | 6/7/2022 | Annual | 1.1 | Elect Greg Strakosch | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Techtarget Inc. | TTGT | 87874R100 | US | 6/7/2022 | Annual | 1.2 | Elect Perfecto Sanchez | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Techtarget Inc. | TTGT | 87874R100 | US | 6/7/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Techtarget Inc. | TTGT | 87874R100 | US | 6/7/2022 | Annual | 3. | Approval of the 2022 Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Roku Inc | ROKU | 77543R102 | US | 6/9/2022 | Annual | 1a. | Elect Gina A. Luna | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Roku Inc | ROKU | 77543R102 | US | 6/9/2022 | Annual | 1b. | Elect Ray Rothrock | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Roku Inc | ROKU | 77543R102 | US | 6/9/2022 | Annual | 2a. | Elect Jeffrey Hastings | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | Roku Inc | ROKU | 77543R102 | US | 6/9/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Roku Inc | ROKU | 77543R102 | US | 6/9/2022 | Annual | 4. | Ratification of Auditor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1a. | Elect Marc R. Benioff | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1b. | Elect Bret Taylor | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1c. | Elect Laura Alber | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1d. | Elect Craig A. Conway | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1e. | Elect Parker Harris | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1f. | Elect Alan G. Hassenfeld | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1g. | Elect Neelie Kroes | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1h. | Elect Oscar Munoz | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1i. | Elect Sanford R. Robertson | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1j. | Elect John V. Roos | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1k. | Elect Robin L. Washington | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1l. | Elect Maynard G. Webb | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 1m. | Elect Susan D. Wojcicki | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 2. | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 3. | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 4. | Ratification of Auditor | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 5. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 6. | Shareholder Proposal Regarding Independent Chair | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | Salesforce Inc | CRM | 79466L302 | US | 6/9/2022 | Annual | 7. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | For | Against |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 101 | Elect Tal Hayek | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 102 | Elect Sheldon Pollack | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 103 | Elect Roger Dent | Management | Withhold | Against |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 104 | Elect Igal Mayer | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 105 | Elect Yishay Waxman | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 106 | Elect Michele Tobin | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 107 | Elect Paul Khawaja | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | AcuityAds Holdings Inc | ATY | 00510L106 | CA | 6/15/2022 | Annual | 3 | Advance Notice By-Law | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E13 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E14 | Authority to Cancel Lapsed Shares or Options and Reduce Capital | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E15 | Authority to Repurchase and Cancel Shares | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E16 | Global Ceiling on Capital Increases For Equity Compensation Plans | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (Underwriters) | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E20 | Greenshoe | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E21 | Employee Stock Purchase Plan | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E22 | Global Ceiling on Capital Increases and Debt Issuances | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E23 | Authority to Decide Mergers By Absorption, Spin-Offs and Partial Transfer of Assets | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | E24 | Authority to Increase Capital In Case of Mergers by Absorption, Spin-offs or Partial Transfers of Assets | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O1 | Elect Megan Clarken | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O10 | Consolidated Accounts and Reports | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O11 | Allocation of Profits | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O12 | Authority to Repurchase and Reissue Shares | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O2 | Elect Marie Lalleman | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O3 | Elect Edmond Mesrobian | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O4 | Elect James Warner | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O5 | Advisory Vote on Executive Compensation | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O6 | Frequency of Advisory Vote on Executive Compensation: One Year | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O7 | Frequency of Advisory Vote on Executive Compensation: Two Years | Management | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O8 | Frequency of Advisory Vote on Executive Compensation: Three Years | Management | Against | For |
| Advertising & Marketing Technology ETF | MRAD | Criteo S.A | CRTO | 226718104 | US | 6/15/2022 | Annual | O9 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 10 | Elect Susan Prevezer | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 11 | Elect Daniel E. Pinto | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 12 | Elect Scott Edward Spirit | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 13 | Elect Elizabeth Buchanan | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 14 | Elect Margaret Ma Connolly | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 15 | Elect Naoko Okumoto | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 16 | Elect Miles Young | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 17 | Elect Mary Basterfield | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 18 | Appointment of Auditor | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 19 | Authority to Set Auditor's Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 2 | Remuneration Report | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 23 | Authority to Issue Shares w/o Preemptive Rights (Overseas Shareholders) | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 24 | Authority to Repurchase Shares | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 25 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 26 | Reduction in Merger Share Account | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 27 | Reduction in Share Premium Account | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 28 | Amendments to Articles | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 29 | Amendment to the Employee Share Ownership Plan | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 3 | Remuneration Policy | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 4 | Elect Martin S. Sorrell | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 5 | Elect Victor Knaap | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 6 | Elect Wesley ter Haar | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 7 | Elect Christopher S. Martin | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 8 | Elect Paul D. Roy | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | S4 Capital Plc | SFOR LN | GB | 6/16/2022 | Annual | 9 | Elect Rupert Faure Walker | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 1 | Amendments to Articles | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.1 | Elect Kentaro Kawabe | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.2 | Elect Takeshi Idezawa | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.3 | Elect SHIN Jungho | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.4 | Elect Takao Ozawa | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.5 | Elect Jun Masuda | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 2.6 | Elect Taku Oketani | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 3.1 | Elect Maiko Hasumi | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 3.2 | Elect Tadashi Kunihiro | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 3.3 | Elect Rehito Hatoyama | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 4 | Non-Audit Committee Directors' Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 5 | Equity Compensation Plan for Non-Audit Committee Directors | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 6 | Trust Type Equity Plan for Non-Audit Committee Directors | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Z Holdings Corporation | 4689 JT | JP | 6/17/2022 | Annual | 7 | Trust Type Equity Plan for Audit Committee Directors | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.1 | Elect Alan Trefler | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.2 | Elect Peter Gyenes | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.3 | Elect Richard H. Jones | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.4 | Elect Christopher Lafond | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.5 | Elect Dianne Ledingham | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.6 | Elect Sharon Rowlands | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 1.7 | Elect Lawrence Weber | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Pegasystems Inc. | PEGA | 705573103 | US | 6/21/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 12 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 13 | Authority to Repurchase Shares | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 2 | Remuneration Report | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 3 | Final Dividend | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 4 | Elect Dianna Jones | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 5 | Elect Jonathan Peachey | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 6 | Elect Tim Dyson | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 7 | Elect Helen Hunter | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 8 | Appointment of Auditor | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Next Fifteen Communications Group plc | NFC | GB | 6/23/2022 | Annual | 9 | Authority to Set Auditor's Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 2.A.I | Elect FANG Tongshu | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 2.AII | Elect YOU Fengchun | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 2.B | Directors' Fees | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 2AIII | Elect TANG Wei | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 3 | Appointment of Auditor and Authority to Set Fees | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 4.A | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 4.B | Authority to Repurchase Shares | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 4.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 5 | Authority to Grant Share under the Restricted Share Unit Scheme | Management | Against | Against | |
| Advertising & Marketing Technology ETF | MRAD | Weimob Inc | 2013 HK | KY | 6/29/2022 | Annual | 6 | Amendments to Articles | Management | For | For | |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 1a. | Elect Eyal Kaplan | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 1b. | Elect Amir Guy | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 2. | Compensation Policy | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 2a. | Confirmation of Controlling Shareholder | Management | Against | N/A |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 3. | Amend Employment Agreement of CEO | Management | Against | Against |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 3a. | Confirmation of Controlling Shareholder | Management | Against | N/A |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 4. | Directors' Fees | Management | For | For |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 4a. | Confirmation of Controlling Shareholder | Management | Against | N/A |
| Advertising & Marketing Technology ETF | MRAD | Perion Network Ltd. | PERI | M78673114 | US | 6/30/2022 | Annual | 5. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Form N-PX | Proxy Voting Record |
| Fund Name: | SmartETFs Sustainable Energy II ETF |
| Reporting Period: | 07/01/2021 through 06/30/2022 |
| Customer Account Name | Customer Account ID | Company | Ticker | CUSIP | Country of Trade | Meeting Date | Meeting Type | Proposal Label | Proposal Text | Proponent | Vote Decision | For Or Against Mgmt |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.1 | Summary of Merger | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.10 | Treatment of Shares with Restricted Rights | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.11 | Lock-up Period | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.12 | Protection Mechanism | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.13 | Inheritance of Assets | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.14 | Transitional Period | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.15 | Distribution of Retained Profits | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.16 | Distribution of Retained Profits | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.17 | Parties of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.18 | Pricing of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.19 | Asset Delivery | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.2 | Parties | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.20 | Profit/Loss of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.21 | Placement of Staff | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.22 | Parties Involved | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.23 | Assets Purchased | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.24 | Transaction Pricing | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.25 | Arrangement of Asset Delivery | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.26 | Profit and Loss of Purchase | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.27 | Placement of Staff | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.28 | Performance Commitment | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.29 | Validity | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.3 | Class and Nominal Value | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.30 | Merger By Absorption | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.31 | Merger By Absorption | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.4 | Target of Share Swap | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.5 | Issue and Conversion Price | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.6 | Conversion Ratio | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.7 | Number of Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.8 | Listing and Trading | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 1.9 | Treatment of Fractional Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 10 | Board Authorization | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 11 | Grant A Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 12 | Supplemental Undertaking | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 13 | Absorption and Merger of Pingzhuang Energy | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 14 | Absorption and Merger of Inner Mongolia | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 15 | Audit Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 16 | Assessment Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 17 | Independence of Valuation Agency | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 18 | Self-Evaluation Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 19 | Confirmation of Valuation Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 2 | Share Swap Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 20 | Independence of Valuation Agency | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 21 | Commitments and Restraints | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 22 | Guarantees | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 23 | Related Party Transactions | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 3 | Asset Disposal Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 4 | Asset Purchase Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 5 | Profit Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 6 | Share Price Stabilization | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 7 | Distribution Plan | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 8 | Dilution of Returns | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Special | 9 | Article of Association | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.1 | Summary of Merger | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.10 | Treatment of Shares with Restricted Rights | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.11 | Lock-up Period | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.12 | Protection Mechanism | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.13 | Inheritance of Assets | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.14 | Transitional Period | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.15 | Distribution of Retained Profits | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.16 | Placement of Staff | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.17 | Parties of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.18 | Pricing of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.19 | Asset Delivery | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.2 | Parties | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.20 | Profit/Loss of Asset Disposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.21 | Placement of Staff | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.22 | Parties Involved | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.23 | Assets Purchased | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.24 | Transaction Pricing | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.25 | Arrangement of Asset Delivery | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.26 | Profit and Loss of Purchase | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.27 | Placement of Staff | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.28 | Performance Commitment | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.29 | Validity | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.3 | Class and Nominal Value | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.30 | Merger By Absorption | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.31 | Merger By Absorption | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.4 | Target of Share Swap | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.5 | Issue and Conversion Price | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.6 | Conversion Ratio | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.7 | Number of Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.8 | Listing and Trading | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 1.9 | Treatment of Fractional Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 2 | Share Swap Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 3 | Asset Disposal Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 4 | Asset Purchase Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 5 | Profit Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 6 | Distribution Plan | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 7 | Article of Association | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 8 | Board Authorization | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 7/23/2021 | Other | 9 | Grant A Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 1 | Accounts and Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 10 | Elect Patrick W. Thomas | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 11 | Elect Doug Webb | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 12 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 13 | Authority to Set Auditor's Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 14 | Authorisation of Political Donations | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 18 | Authority to Repurchase Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 2 | Remuneration Report (Advisory) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 3 | Final Dividend | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 4 | Elect Stephen Oxley | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 5 | Elect Jane Griffiths | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 6 | Elect Xiaozhi Liu | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 7 | Elect Robert J. MacLeod | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 8 | Elect Chris Mottershead | Management | For | For | |
| Sustainable Energy II ETF | SULR | Johnson Matthey plc | JMAT LN | GB | 7/29/2021 | Annual | 9 | Elect John O'Higgins | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 1 | Accounts and Reports | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 3 | Ratification of General Partner Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 4 | Ratification of Supervisory Board Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 5 | Ratification of Shareholders' Committee Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 6 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 7 | Management Board Remuneration Policy | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.1 | Amendments to Articles (SRD II) | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.2 | Amendments to Articles (SRD II) | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.3 | Amendments to Articles (Editorial) | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 8.4 | Amendments to Articles (Co-Option of Shareholders' Committee Member) | Management | For | For | |
| Sustainable Energy II ETF | SULR | HELLA GmbH & Co. KGaA | HLKHF | DE | 9/30/2021 | Annual | 9 | Increase in Authorised Capital | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 10/21/2021 | Special | 1 | Provision of a Joint and Several Liability Guarantee by Hebei Natural Gas Company Limited for S&T International Natural Gas Trading Company Limited | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.1 | Elect LI Zhongjun | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.2 | Elect TANG Jian | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.3 | Elect LIU Jinhuan | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.4 | Elect TIAN Shaolin | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.5 | Elect TANG Chaoxiong | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.6 | Elect Michael NGAI Ming Tak | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.7 | Elect GAO Debu | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 1.8 | Elect ZHAO Feng | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 2.1 | Elect SHAO Junjie as Supervisor | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 11/12/2021 | Special | 2.2 | Elect Hao Jingru as Supervisor | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 12/14/2021 | Special | 1 | Financial Services Framework Agreement | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 1/14/2022 | Special | 1 | Elect WANG Yiquo | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 1/14/2022 | Special | 2 | Appointment of PRC Auditor and Authority to Set Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.1 | Ratify Reinhard Ploss | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.2 | Ratify Helmut Gassel | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.3 | Ratify Jochen Hanebeck | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.4 | Ratify Constanze Hufenbecher | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 3.5 | Ratify Sven Schneider | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.1 | Ratify Wolfgang Eder | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.10 | Ratify Manfred Puffer | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.11 | Ratify Melanie Riedl | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.12 | Ratify Jürgen Scholz | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.13 | Ratify Kerstin Schulzendorf | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.14 | Ratify Ulrich Spiesshofer | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.15 | Ratify Margaret Suckale | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.16 | Ratify Diana Vitale | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.2 | Ratify Xiaoqun Clever | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.3 | Ratify Johann Dechant | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.4 | Ratify Friedrich Eichiner | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.5 | Ratify Annette Engelfried | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.6 | Ratify Peter Gruber | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.7 | Ratify Hans-Ulrich Holdenried | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.8 | Ratify Susanne Lachenmann | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 4.9 | Ratify Géraldine Picaud | Management | For | For | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 5 | Appointment of Auditor | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Infineon Technologies AG | IFNNF | DE | 2/17/2022 | Annual | 6 | Elect Géraldine Picaud as Supervisory Board Member | Management | For | For | |
| Sustainable Energy II ETF | SULR | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 2 | Elect CHOI Yun Ho | Management | For | For | |
| Sustainable Energy II ETF | SULR | Samsung SDI Co. Ltd. | 018260 KS | KR | 3/17/2022 | Annual | 3 | Directors' Fees | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 1 | Financial Statements and Allocation of Profits/Dividends | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.1 | Elect SHIN Hak Cheol | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.2 | Elect KWON Bong Seok | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.3 | Elect LEE Hyun Joo | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 2.4 | Elect CHO Hwa Soon | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.1 | Election of Audit Committee Member: LEE Hyun Joo | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 3.2 | Election of Audit Committee Member: CHO Hwa Soon | Management | For | For | |
| Sustainable Energy II ETF | SULR | L G Chemical | 051910 KS | KR | 3/23/2022 | Annual | 4 | Directors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 1 | Accounts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 1 | Accounts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.1 | Amendments to Articles (Remote Attendance in General Meetings) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.1 | Amendments to Articles (Remote Attendance in General Meetings) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.2 | Amendments to Articles (Remuneration) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.2 | Amendments to Articles (Remuneration) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.3 | Amendments to Articles (Shareholders; Conflicts of Interest; Competencies of the Board) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.3 | Amendments to Articles (Shareholders; Conflicts of Interest; Competencies of the Board) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.4 | Amendments to Articles (Board of Directors; Technical Amendments) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 10.4 | Amendments to Articles (Board of Directors; Technical Amendments) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.1 | Amendments to General Meeting Regulations (Remote Attendance) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.1 | Amendments to General Meeting Regulations (Remote Attendance) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.2 | Amendments to General Meeting Regulations (Competencies) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.2 | Amendments to General Meeting Regulations (Competencies) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.3 | Amendments to General Meeting Regulations (Shareholders; Chair; Resolutions; Technical Amendments) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 11.3 | Amendments to General Meeting Regulations (Shareholders; Chair; Resolutions; Technical Amendments) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 12 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 12 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 13 | Remuneration Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 13 | Remuneration Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 2 | Management Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 2 | Management Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 4 | Ratification of Board Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 4 | Ratification of Board Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 6 | Ratify Co-Option and Elect Jochen Eickholt | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 6 | Ratify Co-Option and Elect Jochen Eickholt | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 7 | Ratify Co-Option and Elect Francisco Belil Creixell | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 7 | Ratify Co-Option and Elect Francisco Belil Creixell | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 8 | Ratify Co-Option and Elect André Clark | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 8 | Ratify Co-Option and Elect André Clark | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 9 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Siemens Gamesa Renewable Energy SA | SGRE SM | ES | 3/24/2022 | Ordinary | 9 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 2 | Accounts and Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 4 | Remuneration Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 5 | Directors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.1 | Elect Anders Runevad | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.2 | Elect Bert Nordberg | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.3 | Elect Bruce Grant | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.4 | Elect Eva Merete Søfelde Berneke | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.5 | Elect Helle Thorning-Schmidt | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.6 | Elect Karl-Henrik Sundström | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.7 | Elect Kentaro Hosomi | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 6.8 | Elect Lena Olving | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 7 | Appointment of Auditor | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 8.1 | Authority to Repurchase Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Vestas Wind Systems AS | VWS DC | DK | 4/5/2022 | Annual | 9 | Authorization of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1A. | Elect Kevin P. Clark | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1B. | Elect Richard L. Clemmer | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1C. | Elect Nancy E. Cooper | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1D. | Elect Joseph L. Hooley | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1E. | Elect Merit E. Janow | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1F. | Elect Sean O. Mahoney | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1G. | Elect Paul M. Meister | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1H. | Elect Robert K. Ortberg | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1I. | Elect Colin J. Parris | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 1J. | Elect Ana G. Pinczuk | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Sustainable Energy II ETF | SULR | Aptiv PLC | APTV | G6095L109 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1A. | Elect Craig Arnold | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1B. | Elect Christopher M. Connor | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1C. | Elect Olivier Leonetti | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1D. | Elect Deborah L. McCoy | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1E. | Elect Silvio Napoli | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1F. | Elect Gregory R. Page | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1G. | Elect Sandra Pianalto | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1H. | Elect Robert V. Pragada | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1I. | Elect Lori J. Ryerkerk | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1J. | Elect Gerald B. Smith | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1K. | Elect Dorothy C. Thompson | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 1L. | Elect Darryl L. Wilson | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 2. | Appointment of Auditor and Authority to Set Fees | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 4. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 5. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 6. | Authority to Repurchase Shares | Management | For | For |
| Sustainable Energy II ETF | SULR | Eaton Corporation plc | ETN | G29183103 | US | 4/27/2022 | Annual | 7. | Reduction in Non-Distributable Reserves | Management | For | For |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 4/27/2022 | Special | 1 | Elect MA Bingyan | Management | For | For | |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.01 | Elect Gerben W. Bakker | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.02 | Elect Carlos M. Cardoso | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.03 | Elect Anthony J. Guzzi | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.04 | Elect Rhett A. Hernandez | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.05 | Elect Neal J. Keating | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.06 | Elect Bonnie C. Lind | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.07 | Elect John F. Malloy | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.08 | Elect Jennifer M. Pollino | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 1.09 | Elect John G. Russell | Management | For | For |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Hubbell Inc. | HUBB | 443510607 | US | 5/3/2022 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.1 | Elect David W. Drinkwater | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.2 | Elect Brett M. Gellner | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.3 | Elect Allen R. Hagerman | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.4 | Elect Georganne Hodges | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.5 | Elect Kerry O'Reilly Wilks | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.6 | Elect Todd J Stack | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.7 | Elect Paul H.E. Taylor | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 1.8 | Elect Susan M. Ward | Management | For | For | |
| Sustainable Energy II ETF | SULR | TransAlta Renewables Inc | RNW CN | CA | 5/4/2022 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 1 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 10 | 2022 Remuneration Policy (Board of Directors) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 11 | Elect Linda Knoll | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 12 | Elect Anders Runevad | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 13 | Elect Nivedita Krishnamurthy Bhagat | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 14 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 15 | Authority to Issue Performance Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 16 | Employee Stock Purchase Plan | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 17 | Stock Purchase Plan for Overseas Employees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 18 | Merger by Absorption of IGE+XAO | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 19 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 4 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 5 | Appointment of Auditor (Mazars); Non-Renewal of Alternate Auditor (Thierry Blanchetier) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 6 | Appointment of Auditor (PricewaterhouseCoopers); Non-Renewal of Alternate Auditor (Auditex) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 7 | 2021 Remuneration Report | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 8 | 2021 Remuneration of Jean-Pascal Tricoire, Chair and CEO | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Schneider Electric SE | SU FP | FR | 5/5/2022 | Mix | 9 | 2022 Remuneration Policy (Chair and CEO) | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1A. | Elect Lynda L. Ziegler | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1B. | Elect Diana D. Tremblay | Management | For | For |
| Sustainable Energy II ETF | SULR | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 1C. | Elect Santiago Perez | Management | For | For |
| Sustainable Energy II ETF | SULR | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Sustainable Energy II ETF | SULR | Itron Inc. | ITRI | 465741106 | US | 5/12/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 10 | Board Size | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 11 | Number of Auditors | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 12 | Directors and Auditors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 13 | Election of Directors | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 14 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 15 | Remuneration Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 17 | Remuneration Policy | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.A | Accounts and Reports | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.B | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Nibe Industrier AB | NIBEB SS | SE | 5/17/2022 | Annual | 9.C | Ratification of Board and CEO Acts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 1.01 | Elect Steven J. Gomo | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 1.02 | Elect Thurman John Rodgers | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 2. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Enphase Energy Inc | ENPH | 29355A107 | US | 5/18/2022 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.01 | Elect Douglas I. Foy | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.02 | Elect Jennifer L. Miller | Management | For | For |
| Sustainable Energy II ETF | SULR | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 1.03 | Elect Nickolas Stavropoulos | Management | For | For |
| Sustainable Energy II ETF | SULR | Ameresco Inc. | AMRC | 02361E108 | US | 5/19/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1A. | Elect Sherry S. Barrat | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1B. | Elect James L. Camaren | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1C. | Elect Kenneth B. Dunn | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1D. | Elect Naren K. Gursahaney | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1E. | Elect Kirk S. Hachigian | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1F. | Elect John W. Ketchum | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1G. | Elect Amy B. Lane | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1H. | Elect David L. Porges | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1I. | Elect James L. Robo | Management | Against | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1J. | Elect Rudy E. Schupp | Management | Against | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1K. | Elect John L. Skolds | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1L. | Elect John Arthur Stall | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 1M. | Elect Darryl L. Wilson | Management | For | For |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 4. | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | Shareholder | For | Against |
| Sustainable Energy II ETF | SULR | NextEra Energy Inc | NEE | 65339F101 | US | 5/19/2022 | Annual | 5. | Shareholder Proposal Regarding Employee Diversity Data Reporting | Shareholder | For | Against |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.01 | Elect James A. Hughes | Management | For | For |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.02 | Elect Tyrone M. Jordan | Management | For | For |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 1.03 | Elect Peter Jonna | Management | For | For |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Against | Against |
| Sustainable Energy II ETF | SULR | TPI Composites Inc | TPIC | 87266J104 | US | 5/25/2022 | Annual | 4. | Repeal of Classified Board | Management | For | For |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 1 | Accounts and Reports | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 10 | Appointment of Auditor (PricewaterhouseCoopers) and Non-Renewal of Alternate Auditor (Jean-Baptiste Deschryver) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 11 | Appointment of Auditor (Mazars) and Non-Renewal Alternate Auditor (Simon Beillevaire) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 12 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 13 | Authority to Cancel Shares and Reduce Capital | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 14 | Authority to Grant Warrants | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 5/25/2022 | Mix | 15 | Employee Stock Purchase Plan | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 16 | Amendments to Article Regarding Statutory Auditors | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 17 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 2 | Consolidated Accounts and Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 3 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 4 | 2021 Remuneration Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 5 | 2021 Remuneration of Frédéric Moyne, Chair and CEO | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 6 | 2022 Remuneration Policy (Corporate Officers) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 7 | 2022 Directors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 8 | Special Auditors Report on Regulated Agreements | Management | For | For | |
| Sustainable Energy II ETF | SULR | Albioma | ABIO EU | FR | 44706 | Mix | 9 | Elect Pierre B. Bouchut | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1A. | Elect Michael J. Ahearn | Management | Against | Against |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1B. | Elect Richard D. Chapman | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1C. | Elect Anita Marangoly George | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1D. | Elect George A. Hambro | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1E. | Elect Molly E. Joseph | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1F. | Elect Craig Kennedy | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1G. | Elect Lisa A. Kro | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1H. | Elect William J. Post | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1I. | Elect Paul H. Stebbins | Management | Against | Against |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1J. | Elect Michael T. Sweeney | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1K. | Elect Mark Widmar | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 1L. | Elect Norman L. Wright | Management | For | For |
| Sustainable Energy II ETF | SULR | First Solar Inc | FSLR | 336433107 | US | 44707 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1A. | Elect Atsushi Abe | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1B. | Elect Alan Campbell | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1C. | Elect Susan K. Carter | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1D. | Elect Thomas L. Deitrich | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1E. | Elect Gilles Delfassy | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1F. | Elect Hassane S. El-Khoury | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1G. | Elect Bruce E. Kiddoo | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1H. | Elect Paul A. Mascarenas | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1I. | Elect Gregory L. Waters | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 1J. | Elect Christine Y. Yan | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Sustainable Energy II ETF | SULR | ON Semiconductor Corp. | ON | 682189105 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 10. | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 11. | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 12. | Authority to Allot Shares under Equity Incentive Plans w/ Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 13. | Authority to Allot Shares under Equity Incentive Plans w/o Preemptive Rights | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1A. | Elect Andrew C. Teich | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1B. | Elect Jeffrey J. Cote | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1C. | Elect John P. Absmeier | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1D. | Elect Daniel L. Black | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1E. | Elect Lorraine A. Bolsinger | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1F. | Elect James E. Heppelmann | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1G. | Elect Constance E. Skidmore | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1H. | Elect Steven A. Sonnenberg | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1I. | Elect Martha N. Sullivan | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 1J. | Elect Stephen M. Zide | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 2. | Advisory Vote on Executive Compensation | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 3. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 4. | Remuneration Report | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 5. | Remuneration Policy | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 6. | Appointment of UK Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 7. | Authority to Set UK Statutory Auditor's Fees | Management | For | For |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 8. | Accounts and Reports | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Sensata Technologies Holding Plc | ST | G8060N102 | US | 44707 | Annual | 9. | Authority of Shares Repurchase Contracts and Counterparties | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.01 | Elect Sophie Desormiere | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.02 | Elect Phillip M. Eyler | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.03 | Elect Yvonne Hao | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.04 | Elect David W. Heinzmann | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.05 | Elect Ronald Hundzinski | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.06 | Elect Charles R. Kummeth | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.07 | Elect Betsy Meter | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.08 | Elect Byron Shaw II | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 1.09 | Elect John G. Stacey | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Gentherm Inc | THRM | 37253A103 | US | 44714 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1A. | Elect Isaac Angel | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1B. | Elect Karin Corfee | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1C. | Elect David Granot | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1D. | Elect Michal Marom Brikman | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1E. | Elect Mike Nikkel | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1F. | Elect Dafna Sharir | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1G. | Elect Stanley B. Stern | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1H. | Elect Hidetake Takahashi | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 1I. | Elect Byron G. Wong | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 2. | Ratification of Auditor | Management | For | For |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Ormat Technologies Inc | ORA | 686688102 | US | 44714 | Annual | 4. | Amendment to the 2018 Incentive Compensation Plan | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 1 | Accounts and Reports | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 2 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.A.I | Elect LI Man Yin | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3.B | Directors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3A.II | Elect Vincent LO Wan Sing | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 3AIII | Elect Martin KAN E-ting | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 4 | Appointment of Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.A | Authority to Repurchase Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.B | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 5.C | Authority to Issue Repurchased Shares | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Xinyi Solar Holdings Limited | 968 HK | HK | 44714 | Annual | 6 | Elect LEONG Chong Peng | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 1 | Authority to Issue Shares w/o Preemptive Rights | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 10 | Supervisors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 11 | Change of Method of Investment of the Use of Fund-Raising Proceeds | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 12 | Provision of Interest-Bearing Loans to A Subsidiary by Using the Fund-Raising Proceeds | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.1 | Elect CAO Xin | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.2 | Elect LI Lian Ping | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.3 | Elect QIN Gang | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.4 | Elect WU Hui Jiang | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.5 | Elect MEI Chun Xiao | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 13.6 | Elect WANG Hong Jun | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.1 | Elect GUO Ying Jun | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.2 | Elect Daniel WAN Yim Keung | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 14.3 | Elect LIN Tao | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 15.1 | Elect GAO Jun | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 15.2 | Elect ZHANG Dong Sheng | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 2 | 2021 Annual Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 3 | Directors Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 4 | Supervisors' Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 5 | Financial Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 6 | Accounts and Reports | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 7 | 2021 Profit Distribution Proposal | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 8 | Appointment of Auditor and Authority to Set Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Suntien Green Energy Corporation Limited | 956 HK | HK | 44726 | Annual | 9 | Directors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 1 | Accounts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 1 | Accounts | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 10 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 10 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 11 | First Scrip Dividend | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 11 | First Scrip Dividend | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 12 | Second Scrip Dividend | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 12 | Second Scrip Dividend | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 13 | Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 13 | Authority to Cancel Treasury Shares and Reduce Capital | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 14 | Remuneration Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 14 | Remuneration Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 15 | Elect Anthony L. Gardner | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 15 | Elect Anthony L. Gardner | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 16 | Ratify Co-Option and Elect María Ángeles Alcalá Díaz | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 16 | Ratify Co-Option and Elect María Ángeles Alcalá Díaz | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 17 | Ratify Co-Option and Elect Isabel García Tejerina | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 17 | Ratify Co-Option and Elect Isabel García Tejerina | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 18 | Board Size | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 18 | Board Size | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 19 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 19 | Authority to Repurchase and Reissue Shares | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 2 | Management Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 2 | Management Reports | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 20 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 20 | Authorisation of Legal Formalities | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 3 | Report on Non-Financial Information | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 4 | Ratification of Board Acts | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 4 | Ratification of Board Acts | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 5 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 5 | Appointment of Auditor | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 6 | Amendments to Articles (Social Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 6 | Amendments to Articles (Social Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 7 | Amendments to Articles (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 7 | Amendments to Articles (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 8 | Amendments to General Meeting Regulations (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 8 | Amendments to General Meeting Regulations (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 9 | Special Dividend (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Iberdrola S.A. | IBE EU | ES | 44728 | Ordinary | 9 | Special Dividend (Engagement Dividend) | Management | For | For | |
| Sustainable Energy II ETF | SULR | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 1a. | Elect Betsy S. Atkins | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 1b. | Elect Dirk Hoke | Management | For | For |
| Sustainable Energy II ETF | SULR | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 2. | Ratification of Auditor | Management | Against | Against |
| Sustainable Energy II ETF | SULR | Solaredge Technologies Inc | SEDG | 83417M104 | US | 44732 | Annual | 3. | Advisory Vote on Executive Compensation | Management | Abstain | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 101 | Elect Shawn (Xiaohua) Qu | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 102 | Elect Karl E. Olsoni | Management | For | For |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 103 | Elect Harry E. Ruda | Management | For | For |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 104 | Elect Lauren C. Templeton | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 105 | Elect Andrew (Luen Cheung) Wong | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 106 | Elect Arthur WONG Lap Tat | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 107 | Elect Leslie CHANG Li Hsien | Management | For | For |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 108 | Elect Yan ZHUANG | Management | For | For |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 109 | Elect Huifeng CHANG | Management | Withhold | Against |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| Sustainable Energy II ETF | SULR | Canadian Solar Inc | CSIQ | 136635109 | US | 44734 | Annual | 3 | Approval of Continuance | Management | For | For |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 1 | Annual Report | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 10 | General Mandate to Register and Issue Debt Financing Instruments in the PRC | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 11 | General Mandate to Register and Issue Debt Financing Instruments Overseas | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 12 | Authority to Issue A Shares and/or H Shares w/o Preemptive Rights | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 13 | New Financial Services Framework Agreement | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 2 | Directors' Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 3 | Supervisors' Report | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 4 | Accounts and Reports | Management | Against | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 5 | Allocation of Profits/Dividends | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 6 | 2022 Financial Budget Plan | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 7 | Directors' and Supervisors' Fees | Management | For | For | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 8 | Appointment of PRC Auditor and Authority to Set Fees | Management | Abstain | Against | |
| Sustainable Energy II ETF | SULR | China Longyuan Power Group Corporation Limited | 916 HK | HK | 44734 | Annual | 9 | Appointment of International Auditor and Authority to Set Fees | Management | Abstain | Against | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Guinness Atkinson Funds | |
| By: | /s/ James J. Atkinson | |
| James J. Atkinson Jr., President | ||
| Date | August 26, 2022 |
