UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED DISCLOSURE REPORT
Ciena Corporation
(Exact Name of Registrant as Specified in Charter)
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Delaware (State or Other Jurisdiction of Incorporation or Organization)
| 001-36250 (Commission File No.) | 23-2725311 (I.R.S. Employer Identification Number) |
7035 Ridge Road, Hanover, MD (Address of Principal Executive Offices) | | | | 21076 (Zip Code) |
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David M. Rothenstein Senior Vice President, General Counsel and Secretary
(410) 694-5700 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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| þ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2019 to December 31, 2019. |
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Ciena Corporation ( “Ciena”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”) for the reporting period January 1, 2019 to December 31, 2019.
A copy of Ciena’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available at https://www.ciena.com/about/corporate-social-responsibility/supply-chain/.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, Ciena is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 - Exhibits
Item 2.01 Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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| Date: May 29, 2020 | CIENA CORPORATION |
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| By: | /S/ David M. Rothenstein |
| | David M. Rothenstein |
| | Senior Vice President, General Counsel and Secretary |
