UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01519
STATE FARM ASSOCIATES’ FUNDS TRUST
(Exact name of registrant as specified in charter)
One State Farm Plaza
Bloomington, IL 61710-0001
(Address of principal executive offices) (Zip code)
| Joseph R Monk | Mark Greer | |
| State Farm | Stradley Ronon Stevens & Young, LLP | |
| One State Farm Plaza | 191 North Wacker Drive, Suite 1601 | |
| Bloomington, IL 61710-0001 | Chicago, Illinois 60606 | |
| (Names and addresses of agents for service) | ||
Registrant’s telephone number, including area code: 1-800-447-0740
Date of fiscal year end: 11/30/2019
Date of reporting period: 7/1/2019 to 6/30/2020
Explanatory note: This amended Form N-PX is being filed to update the Form N-PX originally filed with the Securities and Exchange Commission on 08/24/2020.
Item 1. PROXY VOTING RECORD
| Fund | MtgDate | CompanyName | Ticker | CUSIP | Description | Proposed by Issuer | Voted by Fund | Voted For | Voted with Mgmt | |||||||||
| Growth Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Election of the nominee | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Ratify appointment of the independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Advisory vote to approve the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Approval of the 2019 Stock and Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Financial Statements and Reports | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | To appoint Ernst & Young LLP as auditor | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | To authorise the risk and audit committee to agree the remuneration of Ernst & Young LLP as the auditor | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | General authority to issue shares in BHP Group PLC | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Issuing shares in BHP Group PLC for cash | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Repurchase of shares in BHP Group PLC | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the remuneration report other than the part containing the Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | SP—Amendment to the constitution of BHP Group Ltd: Clause 46 | No | Yes | No | Yes | |||||||||
| Growth Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | SP—Lobbying inconsistent with the goals of the Paris agreement | No | Yes | No | Yes | |||||||||
| Growth Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Adoption of the remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Grant of awards to Executive Director | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Advisory vote on Executive Compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Ratifiction of the appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | A non-binding advisory vote on the compensation of our Named Executive Officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | To adopt the 2019 Master Stock Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending July 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | SP—report on employee representation on Board of Directors | No | Yes | No | Yes | |||||||||
| Growth Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | SP—report on gender pay gap | No | Yes | No | Yes | |||||||||
| Growth Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Advisory vote approving the compensation of the named executive officers. | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending September 30, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Ratification of KPMG LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Approval, by non-binding advisory vote, of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Approval of amendment to the Restated Articles of Incorporation to declassify the Board of Directors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP—entitiled “Shareholder Proxy Access Amendments” | No | Yes | No | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP—relating to sustainability and executive compensation | No | Yes | No | Yes | |||||||||
| Growth Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP—relating to policies on freedom of expression | No | Yes | No | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Amendment to Bylaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | approval of the 2020 Equity and Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Deere & Company | DE | 244199105 | SP—Adopt a Board Ideology Disclosure Policy | No | Yes | No | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of the Annual Report 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Distribution of Profit: The Board of Directors proposes a dividend of DKK 5.25 per A/B share of DKK 2 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of remuneration to members of the board | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Election of auditor: Re-election of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of new remuneration policy for the Board of Directors & Executive management | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Renewal of the Board of Directors’ authorization to implement capital increases | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Reduction of share capital | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Authorization to acquire Treasury Shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Amendment of Articles 4.2 (shares & sahreholders’ register), Article 11.1 (shareholders’ meeting, agenda) and Article 14.2 (language) | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Authorization to meeting chairperson | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To ratify the appointment of PricewaterhouseCoopers LLP as registered public accountants for fiscal 2020. | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To approve the advisory resolutin on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To approve an amendment to the Amended and Restated 2011 Stock Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | SP—requesting an annual report disclosing information regarding the Company’s lobbying policies and activities | No | Yes | No | Yes | |||||||||
| Growth Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To approve the 2020 Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To approve the compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Approval of the advisory resolution to approve our executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Approval of consolidated balance sheet, consolidated statement of income, & Board of Directors’ declarations of dividends for 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of the Directors’ Remuneration Report Implementation Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Receipt of the 2019 Annual Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of potential termination benefits | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | To elect the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Remuneration of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Authority to make political donations | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Amendments to Rio Tinto PLC’s articles of association & Rio Tinto Ltd. Constitution – general updates and changes | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Amendments to Rio Tinto PLC articles of association and Rio Tinto Ltd. Constitution – hybrid & Contemporaneus general meetings | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | General authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Auathority to purchase Rio Tinto PLC shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Notice period for general meetings other than annual general meetings | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Receipt of the 2019 Annual report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Approval of the Directors’ Remuneration Report Implementation Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Approval of potential termination benefits | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Remuneration of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Autority to make political donations | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Amendments to Rio Tinto PLC’s articles of association & Rio Tinto Ltd. Constitution – general updates and changes | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Amendments to Rio Tinto PLC articles of association & Rio Tinto Ltd. Constitution – hybrid and contemporaneous general meetings | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | General authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Authority to purchase Rio Tinto PLC shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/8/2020 | Rio Tinto PLC – ORD | RIO LN | g75754997 | Notice period for general meetings other than annual general meetings | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Advisory resolution of one year of future advisory votes to approve exeutive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Ratification of the appointment of the independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | To approve the compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | To ratify the appointment of Pricewaterhousecoopers LLP as independent registered public accounting firm for the year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Approval of the 2019 compensation of the corporation’s named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | The ratification of Ernst & Young LLP as independent auditor for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | An advisory vote to approve the compensation of our executives | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Financial statements, results and dividend | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to discharge the Board of Management & the Supervisory Board members from liability for their responsibilities in the financial year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to approve the number of shares for the Board of Management | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Authorize the Board of Management to issue ord shs or grant rgts to subscribe for ord shs, as well to restrict or exclude pre-emption shareholder rgts | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | To authorize the Board of Management to repurchase ordinary shares up to 20% of the issued share capital | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to cancel ordinary shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Ratification of the appointment of Ernst & Young LLP as independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | SP—On sugar and public health | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Accept Financial Statement & Statutory Reports | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Approve remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Approve remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Approve final dividend | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Reappoint KOMG LLP as auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise the audit committee to fix remuneration of auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise EU political donations and expenditure | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise issue of equity | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | authorise issue of equity without pre-emptive rights | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise issue of equity without pre-emptive rights in connection with an acquisition or other capital investment | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise market purchase of ordinary shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Authorise the company to call general meeting with 2 weeks notice | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Croda Internationa Ltd. | CRDA L | G25536155 | Amend performance share plan 2014 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Amendment to the restated Certificate of Incorporation to permit removal of Directors without cause | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | SP – independent board chair and report on governance of opioids-related risks | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the annual review and financial statements for 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Acceptance of the compensation report 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Discharge to the members of the Board of Directors and of the Management | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Appropriation of profit resulting from the balance sheet (proposed dividend) for the financial year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the Statutory auditors Ernst and Young SA, Lausanne branch | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the independent representative Hartmann Dreyer, Attorneys-at-Law | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the compensation of the Board of Directors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the compensation of the Executive Board | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Capital reduction (by cancellation of shares) | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | In the event of any yet unkown new or modified proposal by a shareholder during the General Meeting | Yes | Yes | No | Yes | |||||||||
| Growth Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | 2020 advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | SP – regarding right to act by written consent and regarding enhanciing proxy access | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | SP – regarding report on lobbying activities. regarding independent chair policy and regarding gender pay gap | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | Board proposal regarding advisory approval of the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Ratification of Ernst & Young LLP as Auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Say on Pay – an advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | SP – Lobbying disclosure and Non-GAAP financial performance metrics disclosure | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | SP – Shareholder voting on by-law amendments and simple majority vote | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Ratification of appointment of independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | SP – Independent Board Chairman and Employee representative Director | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | SP – Improve guiding principles of executive compensation | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Advisory resolutionn to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Ratification of appointment of independent registered public accounting firm for fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Management proposal to declassify board of directors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Approval of the amendemnt and restatemtn of the 2002 Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/24/2020 | Kellogg Company | K | 487836108 | SP – to adopt simple majority vote | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Advisory resolution to approve executive compensation of the named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Advisory resolution of 1 Year of the stockholder vote on the compensation of the named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Approval of Corteva, Inc. Gloval Omnibus Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | The appointment of KPMG LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – shareholder approval of By-Law amendments | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – Report on incentive-based compensation and risks of material losses | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – report on gloval median pay gap | No | Yes | No | Yes | |||||||||
| Growth Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Advisory approval of the Company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending Dec. 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To adopt the Annual Accounts & appropriation of the profit for the 2019 financial year. | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To consider the approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To discharge the Executive Directors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To discharge the Non-Executive Directors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To appoint the Auditor for the 2020 financial year | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the company | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To designate the Board of Directors authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To authorise the Board of Directors to purchase ordinary shares in the share capital of the company | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To reduce the capital with respect to ordinary shares held by the company in its own share capital | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approval of the compensation paid to the company’s named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Ratification of Ernst & Young LLP as the independent auditor for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approve amendments to the Articles of Incorporation to eliminate the classified board structure | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approve amendments to the Articles of Incorporation to eleiminate supermajority voting provisions | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to disclose direct & indirect lobbying activities and expenditures | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to publish a report on the effectiveness of the forced swim test | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to amend the bylaws to require an independent board chair | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – on board diversity | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to implement a bonus deferral policy | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to disclose clawbacks on executive incentive compensation due to misconduct | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Advisory approval of the named executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Ratification of KPMG as independent auditor fo 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/5/2020 | General Electric Company | GE | 369604103 | SP – require the Chairman of the Board to be independent | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Ratify the Audit Committee’s selection of KPMG LLP as independent registered pubic accounting firm for fiscal year ending January 2,2021 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Approval of an amendment to the 2018 Equity Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2020 fiscal year | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Approve the compensation of our named executive officers in 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Ratification of the appointment of KPMG LLP as independent registered pubic accounting firm for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Advisory approval of the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | SP – reduce ownership threshold to call special shareholder meetings and report on sugar and public health | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Approve the 2020 Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Advisory vote to approve named executive officer compensations | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding independent board chair | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding elimination of supermajority voting provisions | No | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding providing a semiannual report on political contributions and expenditures | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regardiing providing an annual report on lobbying payments | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Ratification of appointment of independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | SP – nonqualified savings plan earnings, special shareholder meetings, and lobbying activities report | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | SP – user privacy metric and amend severance approval policy | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Ratificationof Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | An advisory vote on the approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | SP – to issue an annual report on lobbying and to adopt a policy to require independent chairman | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | SP – to issue a compensation committee report on drug pricing | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Ratify selection of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | SP – on independent board chairman | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | SP – to reduce the ownership threshold to call special stockholder meetings to 10% | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Advisory vote to approve compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | SP – to permit stockholders to act by written consent | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Approval of the compensation of our named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | Advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | SP – on setting target amounts for CEO compensation | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Approval of named executive officer compensation in 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Approval of the amendment and restatement of the 2014 Omnibus Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | An advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | SP – regarding independent chairman and regarding climate assissment report | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Approve an advisory resolution relating to the approval of 2019 named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Approve the amendment to the 2011 Stock Incentive Plan to increase the number of shares available under the Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Ratify the appointment of Ernst & Young LLP as independent registered public accointing firm for the 2020 fiscal year | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | Advisory vote to approve our executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | To ratify the selection of Ernst & Young LLP as independent registered public accountants for the fiscal year ending December 31, 2020. | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | SP – to require an independent board chair | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Receipt of annual report and accounts | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Approval of Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Approval of Directors’ remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Reappointment of Auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Remuneration of Auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Authority to purchase own shares | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Shareholder Resolution | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Annual Accounts, the Directors’ report, & the Auditor’s Report for financial year Dec. 31, 2019 be received | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Directors’ Remuneration Policy be approved | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Directors’ Remuneration Report for the year ended Dec. 31, 2019 be approved | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That Ernst & Young LLP be reappointed as auditor of the company till the conclusion of the next AGM | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Audit Committee be authorised to determine the remuneration of the Auditor for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Board be authorised to allot shares in the Co. and to grant rights to subscribe for or to covert any security into shares in the company | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | If Resolutin 7 is passed, the Board be given power to allot equity securities for cash and/or sell ordinary shares as treasury shares for cash | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Company be authorised to make one or more market purchases of its ordinary shares of 0.07Euro each with limitations | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | SP – To set and publish targets that are aligned with the goal of the Paris Climate Agreement to limit global warming | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the appropriation of the retained earnings of fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the formal approval of the acts of the executive board in fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the formal approval of the acts of the supervisory board in fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Appointment of the auditors for fiscal year 2020: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin, Germany, be appointed auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the creation of new authorized capital for the issuance of shares against contributions in cash | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the approval of the compensation system for the executive board members | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the confirmation of the compensation of the supervisory board members | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Election of the nominees | Yes | No | |||||||||||
| Growth Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Advisory vote to approve our executive compensation | Yes | No | |||||||||||
| Growth Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Advisory vote on the frequency of 1 year of future advisory votes on executive compensation | Yes | No | |||||||||||
| Growth Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2020 | Yes | No | |||||||||||
| Growth Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Non-binding advisory vote to approve the compensation of our named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Ratification of the appointment of independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | SP –concerning shareholder right to act by written consent | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | SP – regarding allocation of corporate tax savings | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Ratification of appointment of PwC as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | SP – report on lobbying, create a Board Committee on climate risk, report on climate lobbying and report on petrochemical risk | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | SP – report on human rights practices, set special meeting threshold at 10% and adopt policy for an independent chairman | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Approval of the 2020 Equity and Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | SP –Modification of threshold for calling special stockholder meetings and employee board advisory position | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Election of the nominee | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Ratification of independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | SP –Independent Chairman, special shareholder meetings, and report on environmental expenditures | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | SP – Report on risks of Petrochemical Investments, report on political contributions and report on lobbying | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | To ratify the appointment of Ernst & Young LLP independent registered public accounting form for the fiscal year ending Decemeber 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | To approve the director compensation policy | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regardinig change in stockholder voting, regarding an independent chair, and regarding majority voting for directors | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regarding political advertising, regarding human/civil rights expert on board, and regarding report on civil and human rights risks | No | Yes | No | Yes | |||||||||
| Growth Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regarding child exploitation and regarding median gender/racial pay gap | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | An amendment to the Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding equal shareholder voting and regarding a report on arbitration of employment-related claims | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding the establishment of a human rights risk oversight committee and regarding non-binding vote on amendment of bylaws | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding a report on sustainability metrics and regarding a report on takedown requests | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding majority vote for election of directors and regarding a report on gender/racial pay equity | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding the nomination of human rights and/or civil rights expert to the board and regarding a report on whistleblower policies and paractices | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Ratification of Ernst & Young LLP as independent accountants | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Approval of the amendment to the ASDA Sharesave Plan 2000 | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | SP – report on impacts of single-use plastic bags and report on supplier antibiotics use standards | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | SP – Policy to include hourly associates as Director candidates and report on strengthening prevention of workplace sexual harassment | No | Yes | No | Yes | |||||||||
| Growth Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Ratification of our independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Growth Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | SP – Provide a report of lobbying activities, independent board chairman, & shareholder action by written consent | No | Yes | No | Yes | |||||||||
| Fund | MtgDate | CompanyName | Ticker | CUSIP | Description | Proposed by Issuer | Voted by Fund | Voted For | Voted with Mgmt | |||||||||
| Balanced Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Election of the nominee | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Ratify appointment of the independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Advisory vote to approve the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/8/2019 | The Procter & Gamble Company | PG | 742718109 | Approval of the 2019 Stock and Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Financial Statements and Reports | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | To appoint Ernst & Young LLP as auditor | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | To authorise the risk and audit committee to agree the remuneration of Ernst & Young LLP as the auditor | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | General authority to issue shares in BHP Group PLC | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Issuing shares in BHP Group PLC for cash | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Repurchase of shares in BHP Group PLC | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the remuneration report other than the part containing the Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Approval of the remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | SP –Amendment to the constitution of BHP Group Ltd: Clause 46 | No | Yes | No | Yes | |||||||||
| Balanced Fund | 10/17/2019 | BHP Group PLC | BHP LN | G10879107 | SP – Lobbying inconsistent with the goals of the Paris agreement | No | Yes | No | Yes | |||||||||
| Balanced Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Adoption of the remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 10/24/2019 | South32 Ltd. | S32 LN | Q86668102 | Grant of awards to Executive Director | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Advisory vote on Executive Compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/12/2019 | Automatic Data Processing, Inc. | ADP | 053015103 | Ratifiction of the appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/20/2019 | Campbell Soup Company | CPB | 134429109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/20/2019 | Campbell Soup Company | CPB | 134429109 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/20/2019 | Campbell Soup Company | CPB | 134429109 | To vote on an advisory resolution to approve the fiscal 2019 compensation of our named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | A non-binding advisory vote on the compensation of our Named Executive Officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | To adopt the 2019 Master Stock Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 11/22/2019 | Donaldson Company, Inc. | DCI | 257651109 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending July 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | SP – report on employee representation on Board of Directors | No | Yes | No | Yes | |||||||||
| Balanced Fund | 12/4/2019 | Microsoft Corporation | MSFT | 594918104 | SP – report on gender pay gap | No | Yes | No | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | To ratify the appointment of PricewaterhouseCoopers LLP as iindependent auditor for fiscal year 2020 & to set the auditor’s remuneration | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | To approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | To renew the Board’s authority to issue shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | To renew the Board’s authority to opt out of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 12/6/2019 | Medtronic PLC | MDT | G5960L103 | Authorizing the company & any susbisiary of the company to make overseas market purchases of ordinary shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Advisory vote approving the compensation of the named executive officers. | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 1/23/2020 | Air Products and Chemicals, Inc. | APD | 009158106 | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending September 30, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Ratification of KPMG LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Approval, by non-binding advisory vote, of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/4/2020 | Emerson Electric Co. | EMR | 291011104 | Approval of amendment to the Restated Articles of Incorporation to declassify the Board of Directors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/19/2020 | Lee Enterprises, Inc. | LEE | 523768109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/19/2020 | Lee Enterprises, Inc. | LEE | 523768109 | To ratify the selection of KPMG LLP as independent registered public accounting firm for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/19/2020 | Lee Enterprises, Inc. | LEE | 523768109 | To merge the amended & restated 1996 Stock Plan for non-employee Directors into and to amend the amended & restated 1990 Long-Term Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/19/2020 | Lee Enterprises, Inc. | LEE | 523768109 | To approve a compensation of its named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP – entitiled “Shareholder Proxy Access Amendments” | No | Yes | No | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP – relating to sustainability and executive compensation | No | Yes | No | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Apple Inc. | AAPL | 037833100 | SP – relating to policies on freedom of expression | No | Yes | No | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Amendment to Bylaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | approval of the 2020 Equity and Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Deere & Company | DE | 244199105 | SP – Adopt a Board Ideology Disclosure Policy | No | Yes | No | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of the Annual Report 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Distribution of Profit: The Board of Directors proposes a dividend of DKK 5.25 per A/B share of DKK 2 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of remuneration to members of the board | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Election of auditor: Re-election of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Approval of new remuneration policy for the Board of Directors & Executive management | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Renewal of the Board of Directors’ authorization to implement capital increases | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Reduction of share capital | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Authorization to acquire Treasury Shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Amendment of Articles 4.2 (shares & sahreholders’ register), Article 11.1 (shareholders’ meeting, agenda) and Article 14.2 (language) | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 2/26/2020 | Novozymes A/S | NZYMB | B798FW0 | Authorization to meeting chairperson | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To ratify the appointment of PricewaterhouseCoopers LLP as registered public accountants for fiscal 2020. | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To approve the advisory resolutin on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | To approve an amendment to the Amended and Restated 2011 Stock Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/11/2020 | The Walt Disney Company | DIS | 254687106 | SP – requesting an annual report disclosing information regarding the Company’s lobbying policies and activities | No | Yes | No | Yes | |||||||||
| Balanced Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To approve the 2020 Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To approve the compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 3/18/2020 | Agilent Technologies, Inc. | A | 00846U101 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Approval of the advisory resolution to approve our executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Approval of consolidated balance sheet, consolidated statement of income, & Board of Directors’ declarations of dividends for 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/1/2020 | Schlumberger Limited | SLB | 806857108 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of the Directors’ Remuneration Report Implementation Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Receipt of the 2019 Annual Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Approval of potential termination benefits | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | To elect the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Remuneration of auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Authority to make political donations | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Amendments to Rio Tinto PLC’s articles of association & Rio Tinto Ltd. Constitution – general updates and changes | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Amendments to Rio Tinto PLC articles of association and Rio Tinto Ltd. Constitution – hybrid & Contemporaneus general meetings | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | General authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Auathority to purchase Rio Tinto PLC shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC ADR | RIO | 767204100 | Notice period for general meetings other than annual general meetings | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Receipt of the 2019 Annual report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Approval of the Directors’ Remuneration Report Implementation Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Approval of potential termination benefits | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Appointment of auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Remuneration of auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Autority to make political donations | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Amendments to Rio Tinto PLC’s articles of association & Rio Tinto Ltd. Constitution – general updates and changes | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Amendments to Rio Tinto PLC articles of association & Rio Tinto Ltd. Constitution – hybrid and contemporaneous general meetings | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | General authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Authority to purchase Rio Tinto PLC shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/8/2020 | Rio Tinto PLC—ORD | RIO LN | g75754997 | Notice period for general meetings other than annual general meetings | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Advisory resolution of one year of future advisory votes to approve exeutive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/9/2020 | Dow Inc. | DOW | 260557103 | Ratification of the appointment of the independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | To approve the compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | M&T Bank Corporation | MTB | 55261F104 | To ratify the appointment of Pricewaterhousecoopers LLP as independent registered public accounting firm for the year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Approval of the 2019 compensation of the corporation’s named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | Northern Trust Corporation | NTRS | 665859104 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | The ratification of Ernst & Young LLP as independent auditor for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/21/2020 | U.S. Bancorp | USB | 902973304 | An advisory vote to approve the compensation of our executives | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Financial statements, results and dividend | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to discharge the Board of Management & the Supervisory Board members from liability for their responsibilities in the financial year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to approve the number of shares for the Board of Management | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Authorize the Board of Management to issue ord shs or grant rgts to subscribe for ord shs, as well to restrict or exclude pre-emption shareholder rgts | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | To authorize the Board of Management to repurchase ordinary shares up to 20% of the issued share capital | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | ASML Holdings N.V. | ASML | N07059210 | Proposal to cancel ordinary shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | Ratification of the appointment of Ernst & Young LLP as independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/22/2020 | The Coca-Cola Company | KO | 191216100 | SP – On sugar and public health | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | Amendment to the restated Certificate of Incorporation to permit removal of Directors without cause | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Johnson & Johnson | JNJ | 478160104 | SP – independent board chair and report on governance of opioids-related risks | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the annual review and financial statements for 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Acceptance of the compensation report 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Discharge to the members of the Board of Directors and of the Management | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Appropriation of profit resulting from the balance sheet (proposed dividend) for the financial year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the Statutory auditors Ernst and Young SA, Lausanne branch | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Election of the independent representative Hartmann Dreyer, Attorneys-at-Law | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the compensation of the Board of Directors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Approval of the compensation of the Executive Board | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | Capital reduction (by cancellation of shares) | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Nestle S.A. | NSRGY | 641069406 | In the event of any yet unkown new or modified proposal by a shareholder during the General Meeting | Yes | Yes | No | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | 2020 advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | SP – regarding right to act by written consent and regarding enhanciing proxy access | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Pfizer Inc. | PFE | 717081103 | SP – regarding report on lobbying activities. regarding independent chair policy and regarding gender pay gap | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | Board proposal regarding advisory approval of the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/23/2020 | Texas Instruments Incorporated | TXN | 882508104 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Ratification of Ernst & Young LLP as Auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | Say on Pay – an advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | SP – Lobbying disclosure and Non-GAAP financial performance metrics disclosure | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Abbott Laboratories | ABT | 002824100 | SP – Shareholder voting on by-law amendments and simple majority vote | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Ratification of appointment of independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | Advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | SP – Independent Board Chairman and Employee representative Director | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/24/2020 | AT&T Inc. | T | 00206R102 | SP – Improve guiding principles of executive compensation | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Advisory resolutionn to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | GATX Corporation | GATX | 361448403 | Ratification of appointment of independent registered public accounting firm for fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Management proposal to declassify board of directors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | Approval of the amendemnt and restatemtn of the 2002 Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/24/2020 | Kellogg Company | K | 487836108 | SP – to adopt simple majority vote | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Advisory resolution to approve executive compensation of the named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Advisory resolution of 1 Year of the stockholder vote on the compensation of the named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Corteva Inc. | CTV | 22052L104 | Approval of Corteva, Inc. Gloval Omnibus Employee Stock Purchase Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | The appointment of KPMG LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – shareholder approval of By-Law amendments | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – Report on incentive-based compensation and risks of material losses | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/28/2020 | Wells Fargo & Company | WFC | 949746101 | SP – report on gloval median pay gap | No | Yes | No | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Advisory approval of the Company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Corning Incorporated | GLW | 219350105 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending Dec. 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To adopt the Annual Accounts & appropriation of the profit for the 2019 financial year. | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To consider the approval of the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To discharge the Executive Directors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To discharge the Non-Executive Directors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To appoint the Auditor for the 2020 financial year | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the company | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To designate the Board of Directors authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To authorise the Board of Directors to purchase ordinary shares in the share capital of the company | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 4/30/2020 | Unilever N.V. | UN | 904784709 | To reduce the capital with respect to ordinary shares held by the company in its own share capital | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl B | BRK/B | 084670702 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl B | BRK/B | 084670702 | Non-binding resolution to approve the compesation of the Company’s Named Executive Officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl B | BRK/B | 084670702 | Non-binding resolution to determine 3 years with which shareholders shall be entitiled to have an advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl B | BRK/B | 084670702 | SP – regarding diversity | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl. A | BRK/A | 084670108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl. A | BRK/A | 084670108 | Non-binding resolution to approve the compensation of the Company’s Named Executive Officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl. A | BRK/A | 084670108 | Non-binding resolution that makes 3 years with which shareholders shall be entitiled to have an advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/2/2020 | Berkshire Hathaway Inc. Cl. A | BRK/A | 084670108 | SP – regarding diversity | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approval of the compensation paid to the company’s named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Ratification of Ernst & Young LLP as the independent auditor for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approve amendments to the Articles of Incorporation to eliminate the classified board structure | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | Approve amendments to the Articles of Incorporation to eleiminate supermajority voting provisions | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP—to disclose direct & indirect lobbying activities and expenditures | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to publish a report on the effectiveness of the forced swim test | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to amend the bylaws to require an independent board chair | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – on board diversity | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to implement a bonus deferral policy | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/4/2020 | Eli Lilly and Company | LLY | 532457108 | SP – to disclose clawbacks on executive incentive compensation due to misconduct | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/5/2020 | Enbridge Inc. | ENB | 29250N105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | Enbridge Inc. | ENB | 29250N105 | Appoint the Auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | Enbridge Inc. | ENB | 29250N105 | Amend, reconfirm and approve the shareholder rights plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | Enbridge Inc. | ENB | 29250N105 | Ratify, confirm and approve the amendments to General-By-Law No. 1 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | Enbridge Inc. | ENB | 29250N105 | Advisory vote to approve the company’s approach to executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Advisory approval of the named executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | General Electric Company | GE | 369604103 | Ratification of KPMG as independent auditor fo 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | General Electric Company | GE | 369604103 | SP – require the Chairman of the Board to be independent | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Ratify the Audit Committee’s selection of KPMG LLP as independent registered pubic accounting firm for fiscal year ending January 2,2021 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/5/2020 | HNI Corporation | HNI | 404251100 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Approval of an amendment to the 2018 Equity Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Aptargroup, Inc. | ATR | 038336103 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2020 fiscal year | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | International Flavors & Fragrances Inc. | IFF | 459506101 | Approve the compensation of our named executive officers in 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Ratification of the appointment of KPMG LLP as independent registered pubic accounting firm for fiscal year 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | Advisory approval of the company’s executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/6/2020 | Pepsico, Inc. | PEP | 713448108 | SP – reduce ownership threshold to call special shareholder meetings and report on sugar and public health | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Archer-Daniels-Midland Company | ADM | 039483102 | Approve the 2020 Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | Advisory vote to approve named executive officer compensations | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding independent board chair | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding elimination of supermajority voting provisions | No | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regarding providing a semiannual report on political contributions and expenditures | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Duke Energy Corporation | DUK | 26441C204 | SP – regardiing providing an annual report on lobbying payments | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | Ratification of appointment of independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | SP – nonqualified savings plan earnings, special shareholder meetings, and lobbying activities report | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/7/2020 | Verizon Communications Inc. | VZ | 92343V104 | SP – user privacy metric and amend severance approval policy | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Ratificationof Ernst & Young LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | An advisory vote on the approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | SP—to issue an annual report on lobbying and to adopt a policy to require independent chairman | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Abbvie Inc. | ABBV | 00287Y109 | SP – to issue a compensation committee report on drug pricing | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Ratify selection of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | Advisory vote on executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | SP – on independent board chairman | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Colgate-Palmovive Company | CL | 194162103 | SP – to reduce the ownership threshold to call special stockholder meetings to 10% | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | Advisory vote to approve compensation of named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Illinois Tool Works Inc. | ITW | 452308109 | SP – to permit stockholders to act by written consent | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Approval of the compensation of our named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/8/2020 | Vulcan Materials Company | VMC | 929160109+ | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | Advisory approval of executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | 3M Company | MMM | 88579Y101 | SP – on setting target amounts for CEO compensation | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To receive and adopt the Annual Report and Financial Statements | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To approve the Directors’ Remuneration Report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To approve the final dividend | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To approve the election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To re-appoint KPMG LLP as the company’s external auditor | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To authorise the Audit Committee to agree the external auditor’s remuneration | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To renew authority for political expenditure | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To authorise the Directors to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To approve the disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | To authorise the company to purchase it own shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/12/2020 | Reckitt Benckiser Group PLC | RB/ LN | G74079107 | Notice of General Meetins other than AGM’s | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Approval of named executive officer compensation in 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Nucor Corporation | NUE | 670346105 | Approval of the amendment and restatement of the 2014 Omnibus Incentive Compensation Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | An advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/14/2020 | Union Pacific Corporation | UNP | 907818108 | SP – regarding independent chairman and regarding climate assissment report | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Approve an advisory resolution relating to the approval of 2019 named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Approve the amendment to the 2011 Stock Incentive Plan to increase the number of shares available under the Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/15/2020 | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Ratify the appointment of Ernst & Young LLP as independent registered public accointing firm for the 2020 fiscal year | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | Advisory vote to approve our executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | To ratify the selection of Ernst & Young LLP as independent registered public accountants for the fiscal year ending December 31, 2020. | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Amgen Inc. | AMGN | 031162100 | SP – to require an independent board chair | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Receipt of annual report and accounts | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Approval of Directors’ remuneration policy | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Approval of Directors’ remuneration report | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Reappointment of Auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Remuneration of Auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Authority to allot shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Disapplication of pre-emption rights | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Authority to purchase own shares | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC | RDS/A | 780259206 | Shareholder Resolution | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Annual Accounts, the Directors’ report, & the Auditor’s Report for financial year Dec. 31, 2019 be received | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Directors’ Remuneration Policy be approved | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Directors’ Remuneration Report for the year ended Dec. 31, 2019 be approved | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That Ernst & Young LLP be reappointed as auditor of the company till the conclusion of the next AGM | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Audit Committee be authorised to determine the remuneration of the Auditor for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Board be authorised to allot shares in the Co. and to grant rights to subscribe for or to covert any security into shares in the company | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | If Resolutin 7 is passed, the Board be given power to allot equity securities for cash and/or sell ordinary shares as treasury shares for cash | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | That the Company be authorised to make one or more market purchases of its ordinary shares of 0.07Euro each with limitations | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/19/2020 | Royal Dutch Shell PLC Class B | RDSB L | G7690A118 | SP – To set and publish targets that are aligned with the goal of the Paris Climate Agreement to limit global warming | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the appropriation of the retained earnings of fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the formal approval of the acts of the executive board in fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the formal approval of the acts of the supervisory board in fiscal year 2019 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Appointment of the auditors for fiscal year 2020: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin, Germany, be appointed auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the creation of new authorized capital for the issuance of shares against contributions in cash | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the approval of the compensation system for the executive board members | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | SAP SE | SAP GY | D66992104 | Resolution on the confirmation of the compensation of the supervisory board members | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Election of the nominees | Yes | No | |||||||||||
| Balanced Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Advisory vote to approve our executive compensation | Yes | No | |||||||||||
| Balanced Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Advisory vote on the frequency of 1 year of future advisory votes on executive compensation | Yes | No | |||||||||||
| Balanced Fund | 5/20/2020 | Zoetis Inc. | ZTS | 98978V103 | Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2020 | Yes | No | |||||||||||
| Balanced Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Non-binding advisory vote to approve the compensation of our named executive officers | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | Ratification of the appointment of independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | SP – concerning shareholder right to act by written consent | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/26/2020 | Merck & Co., Inc. | MRK | 58933Y105 | SP – regarding allocation of corporate tax savings | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Ratification of appointment of PwC as independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | SP – report on lobbying, create a Board Committee on climate risk, report on climate lobbying and report on petrochemical risk | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Chevron Corporation | CVX | 166764100 | SP – report on human rights practices, set special meeting threshold at 10% and adopt policy for an independent chairman | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Advisory resolution to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Approval of the 2020 Equity and Incentive Plan | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | DuPont De Nemours Inc. | DD | 26614N102 | SP – Modification of threshold for calling special stockholder meetings and employee board advisory position | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Election of the nominee | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Ratification of independent auditors | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | SP – Independent Chairman, special shareholder meetings, and report on environmental expenditures | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Exxon Mobil Corporation | XOM | 30231G102 | SP – Report on risks of Petrochemical Investments, report on political contributions and report on lobbying | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | To ratify the appointment of Ernst & Young LLP independent registered public accounting form for the fiscal year ending Decemeber 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | To approve the director compensation policy | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regardinig change in stockholder voting, regarding an independent chair, and regarding majority voting for directors | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regarding political advertising, regarding human/civil rights expert on board, and regarding report on civil and human rights risks | No | Yes | No | Yes | |||||||||
| Balanced Fund | 5/27/2020 | Facebook, Inc. | FB | 30303M102 | SP – regarding child exploitation and regarding median gender/racial pay gap | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | An amendment to the Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding equal shareholder voting and regarding a report on arbitration of employment-related claims | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding the establishment of a human rights risk oversight committee and regarding non-binding vote on amendment of bylaws | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding a report on sustainability metrics and regarding a report on takedown requests | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding majority vote for election of directors and regarding a report on gender/racial pay equity | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Alphabet Inc. | GOOGL | 02079K305 | SP – regarding the nomination of human rights and/or civil rights expert to the board and regarding a report on whistleblower policies and paractices | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Advisory vote to approve named executive officer compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Ratification of Ernst & Young LLP as independent accountants | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | Approval of the amendment to the ASDA Sharesave Plan 2000 | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | SP – report on impacts of single-use plastic bags and report on supplier antibiotics use standards | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/3/2020 | Walmart Inc. | WMT | 931142103 | SP – Policy to include hourly associates as Director candidates and report on strengthening prevention of workplace sexual harassment | No | Yes | No | Yes | |||||||||
| Balanced Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Election of the nominees | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Ratification of our independent registered public accounting firm | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | Advisory vote to approve executive compensation | Yes | Yes | Yes | Yes | |||||||||
| Balanced Fund | 6/10/2020 | Caterpillar Inc. | CAT | 149123101 | SP – Provide a report of lobbying activities, independent board chairman, & shareholder action by written consent | No | Yes | No | Yes | |||||||||
The following funds of the State Farm Associates’ Funds Trust did not receive any proxy solicitations for the period:
State Farm Interim Fund
State Farm Municipal Bond Fund
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| STATE FARM ASSOCIATES’ FUNDS TRUST | ||
| By: | /s/ Joseph R. Monk, President | |
| Joseph R. Monk, President | ||
| Date: | February 24, 2021 | |
