Exhibit 1.01
2023 Conflict Minerals Report
Introduction
Westinghouse Air Brake Technologies Corporation, doing business as Wabtec Corporation (“Wabtec” or the “Company”), prepared this Conflict Minerals Report (“Report”) for the year ending December 31, 2023, as provided for in Rule 13p-1 of the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). Wabtec provides its products and services through two principal business segments, the Freight Segment and the Transit Segment. The Freight Segment primarily manufactures and provides aftermarket parts and services for new locomotives; provides components for new and existing locomotives and freight cars; builds new commuter locomotives; supplies rail control and infrastructure products, including electronics, positive train control equipment, signal design and engineering services; overhauls locomotives; and provides heat exchangers and cooling systems for rail and other industrial markets. The Transit Segment primarily manufactures and services components for new and existing passenger transit vehicles, typically regional trains, high speed trains, subway cars, light-rail vehicles and buses; supplies rail control and infrastructure products, including electronics, signal design and engineering services; and refurbishes passenger transit vehicles.
Wabtec manufactures a wide range of products that contain tin, tantalum, tungsten or gold (“3TG” or “conflict minerals”), but Wabtec does not purchase ore or unrefined 3TG from mines and is generally many steps removed in the supply chain from the mining of these minerals. We purchase materials from a wide network of suppliers and rely on those suppliers to assist with our reasonable country of origin inquiry regarding the 3TG that are necessary to the functionality or production of products we manufacture. After performing our reasonable country of origin inquiry and due diligence for 2023, we are unable to definitively determine whether a portion of the 3TG contained in our products originated from the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”) or the 3TG may not be solely from recycled or scrap sources. Therefore, we are submitting this Report describing the due diligence we have performed pursuant to the Conflict Minerals Rule and our related processes and procedures.
This Report includes:
| • | the design of our due diligence measures; |
| • | the due diligence we performed for 2023, including the steps we took to mitigate the risk that 3TG in our products benefit armed groups; |
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| • | the smelters and refiners of 3TG identified as potentially within Wabtec’s supply chain and the countries of origin of ores that are potentially in the supply chains of these smelters and refiners; and |
| • | the steps that we plan to take to ensure continued progress towards eliminating conflict minerals in our supply chain. |
Due Diligence
Design of Wabtec’s due diligence measures
Wabtec has adopted Conflict Minerals Guidelines (the “Guidelines”) that lay out the design of our 3TG due diligence process. The Guidelines describe procedures that Wabtec Global Operations and its business units use to perform due diligence on the source and origin of 3TG contained in products we manufacture. Wabtec designed its due diligence measures to be in conformity, in material respects, with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including, the Supplement on Tin, Tantalum, and Tungsten and the Supplement on Gold (collectively, the “OECD Guidance”).
Description of Wabtec’s due diligence measures for 2023
Wabtec’s 2023 due diligence measures are designed in conformity, in all material respects, with the Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain contained in the OECD Guidance.
Step 1: Establish strong company management systems
| A. | Adopt and commit to a supply chain policy for minerals originating from conflict-affected and high-risk areas |
Wabtec’s Responsible Minerals Policy, which is available on Wabtec’s website, outlines our commitment to responsible supply chains and to the avoidance of conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries. Moreover, the Guidelines contain the operative provisions of the Policy, as well as the process for ensuring that risks are adequately managed. Additional Wabtec policies relating to the due diligence measures contained in the OECD Guidance are incorporated into Wabtec’s Supplier Code of Conduct, which is available on Wabtec’s website (for more information, see “Where You Can Find Additional Information” below).
| B. | Structure internal management systems to support supply chain due diligence |
Internal management system. Wabtec’s internal management system for its supply chain due diligence is coordinated by Wabtec Global Operations, with support from the individual Wabtec business units.
| • | Wabtec Global Operations. Wabtec’s Sourcing Compliance organization, with cross-functional support from Legal and Sourcing Commodity leaders, has oversight responsibility for Wabtec’s Responsible Minerals Policy, including the establishment of processes and procedures to carry out this policy. The Sourcing Compliance organization also leads Wabtec’s supply chain due diligence efforts and risk management review, with support from the Sourcing Commodity leaders and Wabtec business units. Corporate Sourcing Compliance is responsible for collecting the necessary data from Wabtec subsidiaries, including information on their suppliers and purchase history, for integration into centralized Corporate data management systems. During calendar years 2022 and 2023, Wabtec has worked to gain visibility into the enterprise resource planning (ERP) systems of more of its business units by introducing and leveraging a new centralized tool. |
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| • | Wabtec business units. Each Wabtec business unit must cooperate with Sourcing Compliance in providing the necessary data to support Wabtec’s supply chain due diligence efforts. This includes providing Sourcing Compliance with suppliers’ contact and other information via Wabtec’s new centralized tool to enable Wabtec to implement its Responsible Minerals Policy. |
| • | Internal reporting. For 2023, Wabtec used the following 3TG due diligence reporting mechanisms: |
| o | Reporting to Chief Procurement Officer (CPO). The CPO reviewed Wabtec’s Conflict Minerals program and risk assessment with relevant stakeholders from Sourcing Compliance and Legal to determine the appropriate steps to mitigate supply chain risks. |
| o | Coordination with Wabtec business units and Sourcing leaders. Sourcing Compliance provides a summary of the 3TG due diligence results and efforts to improve supply chain transparency to the Wabtec Sourcing Leaders for each business unit. Where there is reason to believe that a supplier is not honoring its contractual obligations under the Guidelines, Wabtec Sourcing Leaders work with the supplier to address such concerns. In the event of continued concerns, the Wabtec business unit may take additional measures, up to and including termination of the supplier. |
| C. | Establish a system of controls and transparency over the 3TG supply chain |
Identifying suppliers. Sourcing Compliance identifies the following:
| • | Relevant Suppliers, defined as suppliers that provide inputs to Wabtec products that are known or are likely to contain 3TG through a process that is based on an examination of internal records, such as bills of material or other product specifications, a qualitative review of sourcing records, or information provided by the supplier; and |
| • | Significant Suppliers, defined as those Relevant Suppliers that are most significant to Wabtec’s 3TG program, using criteria such as the amount of sourcing spend with the supplier and high-risk commodity groups. |
Identifying smelters and refiners in the supply chain. Wabtec Global Operations used its best efforts to identify smelters and refiners of 3TG by surveying Significant Suppliers using the Conflict Minerals Reporting Template (“CMRT”) and other survey tools developed by the Responsible Minerals Initiative (“RMI”). The survey tools are designed to collect, manage, and archive (for at least five years) supplier information relevant for 3TG due diligence including, among other things, the identity of smelters and refiners of 3TG in the supplier’s supply chain, as well as information related to their 3TG compliance efforts. We apply criteria based on the CMRT to assess the acceptability of survey responses and follow up with Significant Suppliers whose survey responses are identified as potentially incomplete or inaccurate to seek more complete information.
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Conducting a reasonable country of origin inquiry. For upstream due diligence to identify countries of origin and other relevant information about the conflict status of metals produced by the smelters and refiners identified as potentially in Wabtec’s supply chain, Wabtec relies on the information made available through the Responsible Minerals Assurance Process (“RMAP”) administered by RMI. Wabtec relied on this information to identify (1) the status of smelters and refiners potentially in Wabtec’s supply chain; and (2) the countries of origin of ores that are potentially in the supply chains of these smelters and refiners. Where the data showed that ores utilized by one or more of these smelters or refiners originated in one or more of the Covered Countries, Wabtec concluded that there is reason to believe that 3TG from the Covered Countries may be present in the products of the business for which such smelters or refiners were reported as potentially in the supply chain. Due to business confidentiality and other competitive concerns, as recognized by the OECD Guidance, the RMI does not publish detailed information on the specific mine and location of origin of ores that supply the smelters and refiners subject to verification reviews. Consequently, no such information is provided in this Report. RMI’s efforts to determine such information is described on the RMI website (see “Where You Can Find Additional Information” below).
| D. | Strengthen company engagement with suppliers |
Regular communications. Wabtec communicates its expectations on responsible supply chains of 3TG by transmitting surveys and other communications from the Sourcing leaders of the Wabtec business units to Significant Suppliers and other Relevant Suppliers.
Contractual obligations. Each Wabtec business unit utilizes standard terms and conditions that incorporate by reference Wabtec’s Supplier Code of Conduct, which can be found on Wabtec’s website (see “Where You Can Find Additional Information” below). Suppliers are contractually obligated to (1) adopt policies and establish systems to procure 3TG from sources that have been verified as conflict free; (2) provide supporting data on their 3TG supply chains to Wabtec when requested; and (3) provide Wabtec with audit rights and the right to terminate the contract in the event of material non-compliance.
| E. | Establish a company-level grievance mechanism |
Open reporting system. Wabtec and its business units have an open reporting system – Speak Up Wabtec! – to allow employees and third parties to report concerns about policy violations, including concerns related to our 3TG policies. Concerns can be reported anonymously or for attribution through several channels, including any cognizant Wabtec Manager, any Compliance Resource (e.g. Wabtec legal counsel or auditor), by using the Speak Up Wabtec! e-tool at https://speakupwabtec.ethicspoint.com, by calling the Wabtec Speak Up Wabtec! Hotline in the US at (877) 860-1054 or using the e-tool to find country-specific telephone numbers, or by emailing speakupwabtec@wabtec.com.
No retaliation. Retaliation against any person for reporting a compliance or integrity concern is forbidden.
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Step 2: Identify and assess supply chain risks
| A. | Use best efforts to identify the smelters and refiners in the supply chain |
During 2023, using the processes described in Step 1.C above, Wabtec identified 4,338 Relevant Suppliers (up from 2,830 in 2022), including 639 Significant Suppliers (down from 933 in 2022). These year-over-year changes are primarily the result of the continued implementation of Wabtec’s electronic vendor management system for procurement that allows for a greater transparency and understanding of all suppliers across the company’s supply chain, including high-risk commodity groups. Wabtec continues to include castings and raw material suppliers to the scope of 3TG Due Diligence in 2023. Our Significant Suppliers, mostly reporting at a company level, identified 421 smelters and refiners of 3TG that were potentially in their supply chains (as compared to 408 in 2022). See Table A below for a list of these smelters and refiners and a summary of their validation status under the RMAP.
| B. | Identify the scope of the risk assessment of the 3TG supply chain |
Engaging with suppliers. Wabtec’s 3TG survey asks suppliers to identify smelters or refiners of 3TG in their supply chains. For Significant Suppliers that are identified as either not having a responsible 3TG sourcing policy or not implementing due diligence measures for conflict-free sourcing, we encourage those suppliers to implement such measures. We seek to engage all Significant Suppliers to encourage the smelters and refiners in their supply chains to become validated as Conformant (as defined below) by the RMAP or a similar program.
Wabtec seeks to continuously improve its due diligence efforts to reduce 3TG supply chain risk by encouraging suppliers to source from Conformant smelters and refiners. In 2023, 57% of the smelters and refiners identified by our Significant Suppliers have been verified as Conformant (as compared to 56% in 2022).
| C. | Assess whether the suppliers have carried out all elements of due diligence for responsible supply chains of 3TG from conflict-affected and high-risk areas |
Wabtec conducts due diligence to determine the degree of its suppliers’ compliance with the contractual obligations laid out in the Guidelines. Measures may include reviewing supplier responses for completeness, accuracy, and credibility, as well as confirming smelter status by checking against the Smelter Look-up tab list of the RMI’s CMRT and the RMI’s Conformant Smelter list. When Significant Suppliers identify smelters and refiners not listed as Conformant by RMI or a similar program, we attempt to contact the smelter or refiner to validate their responsible 3TG sourcing process.
| D. | Where necessary, carry out joint spot checks at the mineral smelter or refiner’s own facilities (including through participation in industry-driven programs) |
In accordance with OECD Guidance, including its audit recommendations for downstream companies, Wabtec implements upstream audits by participating in and cooperating with industry organizations. Wabtec is a member of RMI (member code: WABT) and relied on the RMAP to conduct a risk assessment at the upstream level. For each smelter identified within its supply chain, Wabtec assessed the information available from the RMAP to determine whether there were any “red flags” (as defined in OECD Guidance) and, if needed, develop a corrective action plan. We encourage removal of any high-risk smelters from our supply chain.
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Step 3: Design and implement a strategy to respond to identified risks
| A. | Report findings to designated senior management |
See Step 1.B above for a description of Wabtec’s 3TG due diligence internal reporting processes.
| B. | Devise and adopt a risk management plan |
Wabtec annually compiles a report of 3TG risks identified in its supply chain for review by Wabtec’s Chief Procurement Officer to determine the appropriate steps to take in mitigating any identified supply chain risks. In 2023, Wabtec continued to focus on reducing risk by (1) engaging Significant Suppliers to encourage the smelters and refiners in their supply chains to become validated as Conformant by the RMAP, (2) encouraging Significant Suppliers who identified high-risk smelters and refiners to remove them from their supply chains, and (3) engaging with non-Conformant smelters and refiners directly to encourage them to participate in the RMAP audit process to become Conformant. A high-risk smelter or refiner is one for which there are credible reports that such smelter or refiner sources materials in a manner that directly or indirectly finances armed conflict.
For Significant Suppliers who identified high-risk smelters and suppliers, Wabtec Global Operations sent such supplier a letter requesting that: (a) the supplier confirm whether these smelters or refiners are in fact in their supply chain, and if so, whether such materials are used in Wabtec products; (b) that the supplier encourage these smelters or refiners to participate in the RMAP; and (c) that if a smelter or refiner refuses to participate in the RMAP, such supplier should develop a plan to remove the smelter from its supply chain.
Step 4: Carry out independent 3rd-party audit of smelters/refiners’ due diligence practices
See Step 2.D above for a discussion of how Wabtec implemented upstream audits by participating in and cooperating with industry organizations like RMI.
Step 5: Report annually on supply chain due diligence
We file this Report annually with the SEC, and a copy is publicly available on our website at: https://ir.wabteccorp.com/static-files/8fd94988-3d8d-4111-a410-65af65580331.
Due diligence results
Wabtec relies on its suppliers to provide information on the origin of 3TG contained in the components and materials supplied to us. These suppliers are similarly reliant upon information provided by their suppliers. In 2023, Wabtec identified 4,338 Relevant Suppliers, including 639 Significant Suppliers. Our Significant Suppliers identified 21 smelters and refiners of 3TG that were potentially in their supply chains. Of these 21 unique facilities identified, 57% were validated as “conformant” under the RMAP as of April 17, 2024. “Conformant” means that a smelter or refiner was audited by the RMI and has been found to be conformant with the RMAP. See Table A below for a list of these smelters and refiners and a summary of their validation status under the RMAP. Based on the information obtained as a result of the due diligence measures described above, we reasonably determined that the minerals processed by the smelters and refiners listed are from the countries listed in Table B.
With regard to the specific smelters or refiners identified by Wabtec, we cannot be certain that the identified smelters and refiners supplied 3TG for parts and components supplied to Wabtec rather than to other customers. Wabtec does not purchase raw ore or unrefined tin, tantalum, tungsten or gold. Wabtec is many steps removed from the mining of the conflict minerals. For this reason, we have been unable to establish chain of custody or identify with confidence the specific facilities used to process the 3TG in our products and/or the country of origin, the mine, or the location of origin of the 3TG in our products.
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Continuous improvement
Wabtec intends to continue its efforts in 2024 to improve its supply chain due diligence and further mitigate the risk that 3TG contained in its products supports armed conflict in Covered Countries by focusing on:
| • | Identification of, and communication with, smelters and refiners in Wabtec’s supply chain, both directly and indirectly through Wabtec’s Significant Suppliers, in order to increase the number of smelters and refiners that participate in the RMAP and become Conformant; and |
Our new vender management system allows for coordination with any new supplier to ensure that they understand Wabtec’s responsible sourcing policy and compliance requirements, the requirements of the Conflict Minerals Rule, and the OECD Guidance, while also collecting CMRTs from suppliers before they are initiated into the supply chain. This helps Wabtec more proactively identify, assess, and respond to supply chain risks
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Table A
(as of April 14, 2024)
Summary of Smelters and Refiners
# of Smelters and Refiners Reported in Our Supply Chain
We note the following in connection with the information contained in the foregoing table:
(1) While the smelters and refiners reflected in the table were identified by our Significant Suppliers as potentially being part of our 2023 supply chain, not all of the smelters and refiners may have processed the necessary 3TG contained in the in-scope products that we manufactured. Many Significant Suppliers reported to us at a “company level” the 3TG contained in all of their products, not just those in the products that they sold to us. Some Significant Suppliers also may have reported to us smelters and refiners that were not in our supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the smelters and refiners reflected above may not be all of the smelters and refiners in our supply chain. Some Significant Suppliers may be unable to identify all of the smelters and refiners used to process the necessary 3TG content contained in the products that we manufactured, and not all of the Significant Suppliers responded to our inquiries.
(2) “Conformant” means that a smelter or refiner was audited by the RMI and has been found to be conformant with the RMAP. The information reflected in the table is based solely on information made available by the RMI to its members, without independent verification by us.
(3) “Active” means that a smelter or refiner is a participant in the RMAP committed to undergoing an assessment and has scheduled an assessment date, or is participating in one of the cross-recognized certification programs.
(4) A smelter or refiner is listed as "On Smelter Look-up Tab Only" if it was not Conformant or Active, but appears on the Smelter Look-Up Tab of the CMRT.
(5) The information reflected in the table is based solely on information made available by the RMI to its members, without independent verification by us.
Status of Identified Smelters and Refiners for 2023
| Metal | Smelter Look-up (*) | Smelter Country (*) | Status | ||||
| Gold | Advanced Chemical Company | United States | Active | ||||
| Gold | Bangalore Refinery | India | Active | ||||
| Gold | Abington Reldan Metals, LLC | United States | Conformant | ||||
| Gold | Agosi AG | Germany | Conformant |
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| Gold | Aida Chemical Industries Co., Ltd. | Japan | Conformant | ||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | Conformant | ||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | Conformant | ||||
| Gold | Argor-Heraeus S.A. | Switzerland | Conformant | ||||
| Gold | Asahi Pretec Corp. | Japan | Conformant | ||||
| Gold | Asahi Refining Canada Ltd. | Canada | Conformant | ||||
| Gold | Asahi Refining USA Inc. | United States | Conformant | ||||
| Gold | Asaka Riken Co., Ltd. | Japan | Conformant | ||||
| Gold | Aurubis AG | Germany | Conformant | ||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | Conformant | ||||
| Gold | Boliden Ronnskar | Sweden | Conformant | ||||
| Gold | C. Hafner GmbH + Co. KG | Germany | Conformant | ||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | Conformant | ||||
| Gold | Chimet S.p.A. | Italy | Conformant | ||||
| Gold | Chugai Mining | Japan | Conformant | ||||
| Gold | Coimpa Industrial LTDA | Brazil | Conformant | ||||
| Gold | Dowa | Japan | Conformant | ||||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | Conformant | ||||
| Gold | Gold by Gold Colombia | Colombia | Conformant | ||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | Conformant | ||||
| Gold | Heimerle + Meule GmbH | Germany | Conformant | ||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | Conformant | ||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | Conformant |
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| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | Conformant | ||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | Conformant | ||||
| Gold | Istanbul Gold Refinery | Turkey | Conformant | ||||
| Gold | Italpreziosi | Italy | Conformant | ||||
| Gold | Japan Mint | Japan | Conformant | ||||
| Gold | Jiangxi Copper Co., Ltd. | China | Conformant | ||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | Conformant | ||||
| Gold | Kazzinc | Kazakhstan | Conformant | ||||
| Gold | Kennecott Utah Copper LLC | United States | Conformant | ||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | Conformant | ||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | Conformant | ||||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | L'Orfebre S.A. | Andorra | Conformant | ||||
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | Materion | United States | Conformant | ||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | Conformant | ||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | Conformant | ||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | Conformant | ||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | Conformant | ||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | Conformant | ||||
| Gold | Metalor Technologies S.A. | Switzerland | Conformant | ||||
| Gold | Metalor USA Refining Corporation | United States | Conformant | ||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | Conformant | ||||
| Gold | Mitsubishi Materials Corporation | Japan | Conformant |
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| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | Conformant | ||||
| Gold | MKS PAMP SA | Switzerland | Conformant | ||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | Conformant | ||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | Conformant | ||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | Conformant | ||||
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | Nihon Material Co., Ltd. | Japan | Conformant | ||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | Conformant | ||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | Conformant | ||||
| Gold | Planta Recuperadora de Metales SpA | Chile | Conformant | ||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | Conformant | ||||
| Gold | PX Precinox S.A. | Switzerland | Conformant | ||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | Conformant | ||||
| Gold | REMONDIS PMR B.V. | Netherlands | Conformant | ||||
| Gold | Royal Canadian Mint | Canada | Conformant | ||||
| Gold | SAFINA A.S. | Czech Republic | Conformant | ||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | Conformant | ||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | Conformant | ||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | Conformant | ||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | Conformant | ||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan | Conformant | ||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | Conformant | ||||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | T.C.A S.p.A | Italy | Conformant | ||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | Conformant | ||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | Conformant |
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| Gold | TOO Tau-Ken-Altyn | Kazakhstan | Conformant | ||||
| Gold | Torecom | KOREA, REPUBLIC OF | Conformant | ||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | Conformant | ||||
| Gold | United Precious Metal Refining, Inc. | United States | Conformant | ||||
| Gold | Valcambi S.A. | Switzerland | Conformant | ||||
| Gold | WEEEREFINING | France | Conformant | ||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | Conformant | ||||
| Gold | WIELAND Edelmetalle GmbH | Germany | Conformant | ||||
| Gold | Yamakin Co., Ltd. | Japan | Conformant | ||||
| Gold | Yokohama Metal Co., Ltd. | Japan | Conformant | ||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | Conformant | ||||
| Gold | 8853 S.p.A. | Italy | On Smelter Lookup | ||||
| Gold | ABC Refinery Pty Ltd. | Australia | On Smelter Lookup | ||||
| Gold | African Gold Refinery | Uganda | On Smelter Lookup | ||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Al Ghaith Gold | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Albino Mountinho Lda. | Portugal | On Smelter Lookup | ||||
| Gold | Alexy Metals | United States | On Smelter Lookup | ||||
| Gold | ARY Aurum Plus | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | On Smelter Lookup | ||||
| Gold | AU Traders and Refiners | South Africa | On Smelter Lookup | ||||
| Gold | Augmont Enterprises Private Limited | India | On Smelter Lookup | ||||
| Gold | Caridad | Mexico | On Smelter Lookup | ||||
| Gold | Cendres + Metaux S.A. | Switzerland | On Smelter Lookup | ||||
| Gold | CGR Metalloys Pvt Ltd. | India | On Smelter Lookup |
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| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | On Smelter Lookup | ||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | On Smelter Lookup | ||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Dongwu Gold Group | China | On Smelter Lookup | ||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | On Smelter Lookup | ||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | On Smelter Lookup | ||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | On Smelter Lookup | ||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | On Smelter Lookup | ||||
| Gold | Emirates Gold DMCC | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | On Smelter Lookup | ||||
| Gold | Fujairah Gold FZC | United Arab Emirates | On Smelter Lookup | ||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | On Smelter Lookup | ||||
| Gold | Gold Coast Refinery | Ghana | On Smelter Lookup | ||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | On Smelter Lookup | ||||
| Gold | Guangdong Hua Jian Trade Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Guangdong Jinding Gold Limited | China | On Smelter Lookup | ||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Hang Seng Technology | China | On Smelter Lookup | ||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | On Smelter Lookup | ||||
| Gold | Industrial Refining Company | Belgium | On Smelter Lookup | ||||
| Gold | International Precious Metal Refiners | United Arab Emirates | On Smelter Lookup |
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| Gold | JALAN & Company | India | On Smelter Lookup | ||||
| Gold | Jinlong Copper Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | On Smelter Lookup | ||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | On Smelter Lookup | ||||
| Gold | JSC Uralelectromed | Russian Federation | On Smelter Lookup | ||||
| Gold | K.A. Rasmussen | Norway | On Smelter Lookup | ||||
| Gold | Kaloti Precious Metals | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | On Smelter Lookup | ||||
| Gold | Kundan Care Products Ltd. | India | On Smelter Lookup | ||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | On Smelter Lookup | ||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | On Smelter Lookup | ||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | On Smelter Lookup | ||||
| Gold | Lingbao Gold Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Marsam Metals | Brazil | On Smelter Lookup | ||||
| Gold | MD Overseas | India | On Smelter Lookup | ||||
| Gold | Metallix Refining Inc. | United States | On Smelter Lookup | ||||
| Gold | Modeltech Sdn Bhd | Malaysia | On Smelter Lookup | ||||
| Gold | Morris and Watson | New Zealand | On Smelter Lookup | ||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | On Smelter Lookup | ||||
| Gold | Nyrstar | United States | On Smelter Lookup | ||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | On Smelter Lookup |
14
| Gold | Pease & Curren | United States | On Smelter Lookup | ||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | On Smelter Lookup | ||||
| Gold | QG Refining, LLC | United States | On Smelter Lookup | ||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | SAAMP | France | On Smelter Lookup | ||||
| Gold | Sabin Metal Corp. | United States | On Smelter Lookup | ||||
| Gold | Safimet S.p.A | Italy | On Smelter Lookup | ||||
| Gold | Sai Refinery | India | On Smelter Lookup | ||||
| Gold | Sam Precious Metals | United Arab Emirates | On Smelter Lookup | ||||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | On Smelter Lookup | ||||
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | On Smelter Lookup | ||||
| Gold | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shandong Hengbang Smelter Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shandong Yanggu Xiangguang Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shenzhen Heng Zhong Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Shirpur Gold Refinery Ltd. | India | On Smelter Lookup | ||||
| Gold | Singway Technology Co., Ltd. | Taiwan | On Smelter Lookup | ||||
| Gold | Sino-Platinum Metals Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | On Smelter Lookup | ||||
| Gold | Sovereign Metals | India | On Smelter Lookup |
15
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | On Smelter Lookup | ||||
| Gold | Sudan Gold Refinery | Sudan | On Smelter Lookup | ||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan | On Smelter Lookup | ||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Umicore Precious Metals Thailand | Thailand | On Smelter Lookup | ||||
| Gold | Viagra Di precious metals (Zhaoyuan) Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Wuzhong Group | China | On Smelter Lookup | ||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Yunnan Gold Mining Group Co., Ltd. (YGMG) | China | On Smelter Lookup | ||||
| Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | China | On Smelter Lookup | ||||
| Gold | Zhongkuang Gold Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Zhongshan Poison Material Proprietary Co., Ltd. | China | On Smelter Lookup | ||||
| Gold | Zhuhai toxic materials Monopoly Ltd. | China | On Smelter Lookup | ||||
| Gold | Zhuzhou Smelting Group Co., Ltd | China | On Smelter Lookup | ||||
| Tantalum | AMG Brasil | Brazil | Conformant | ||||
| Tantalum | Avon Specialty Metals Ltd. | U.K. | Conformant | ||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | Conformant | ||||
| Tantalum | D Block Metals, LLC | United States | Conformant | ||||
| Tantalum | F&X Electro-Materials Ltd. | China | Conformant | ||||
| Tantalum | FIR Metals & Resource Ltd. | China | Conformant | ||||
| Tantalum | Global Advanced Metals Aizu | Japan | Conformant | ||||
| Tantalum | Global Advanced Metals Boyertown | United States | Conformant | ||||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | Conformant | ||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | Conformant | ||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | Conformant | ||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | Conformant |
16
| Tantalum | Jiujiang Janny New Material Co., Ltd. | China | Conformant | ||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | Conformant | ||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | Conformant | ||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | Conformant | ||||
| Tantalum | KEMET de Mexico | Mexico | Conformant | ||||
| Tantalum | Materion Newton Inc. | United States | Conformant | ||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | Conformant | ||||
| Tantalum | Mineracao Taboca S.A. | Brazil | Conformant | ||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | Conformant | ||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | Conformant | ||||
| Tantalum | NPM Silmet AS | Estonia | Conformant | ||||
| Tantalum | Plansee SE Reutte | Austria | Conformant | ||||
| Tantalum | PowerX Ltd. | Rwanda | Conformant | ||||
| Tantalum | QSIL Metals Hermsdorf GmbH | Germany | Conformant | ||||
| Tantalum | QuantumClean | United States | Conformant | ||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | Conformant | ||||
| Tantalum | RFH Recycling Metals Co., Ltd. | China | Conformant | ||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | Conformant | ||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | Conformant | ||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | Conformant | ||||
| Tantalum | TANIOBIS GmbH | Germany | Conformant | ||||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | Conformant | ||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | Conformant | ||||
| Tantalum | Telex Metals | United States | Conformant | ||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | Conformant | ||||
| Tantalum | V&D New Materials (Jiangsu) Co., Ltd. | China | Conformant | ||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | Conformant | ||||
| Tantalum | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | China | Conformant |
17
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | Conformant | ||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | Conformant | ||||
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | China | Conformant | ||||
| Tantalum | 5D Production OU | Estonia | On Smelter Lookup | ||||
| Tantalum | ANHUI HERRMAN IMPEX CO. | China | On Smelter Lookup | ||||
| Tantalum | Exotech Inc. | United States | On Smelter Lookup | ||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | On Smelter Lookup | ||||
| Tin | Precious Minerals and Smelting Limited | India | Active | ||||
| Tin | PT Bangka Tin Industry | Indonesia | Active | ||||
| Tin | Alpha | United States | Conformant | ||||
| Tin | Aurubis Beerse | Belgium | Conformant | ||||
| Tin | Aurubis Berango | Spain | Conformant | ||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | Conformant | ||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | Conformant | ||||
| Tin | China Tin Group Co., Ltd. | China | Conformant | ||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | Conformant | ||||
| Tin | CRM Synergies | Spain | Conformant | ||||
| Tin | CV Ayi Jaya | Indonesia | Conformant | ||||
| Tin | CV Venus Inti Perkasa | Indonesia | Conformant | ||||
| Tin | Dowa | Japan | Conformant | ||||
| Tin | DS Myanmar | Myanmar | Conformant | ||||
| Tin | EM Vinto | Bolivia | Conformant | ||||
| Tin | Estanho de Rondonia S.A. | Brazil | Conformant | ||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | Conformant | ||||
| Tin | Feinhutte Halsbrucke GmbH | Germany | Conformant | ||||
| Tin | Fenix Metals | Poland | Conformant |
18
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | Conformant | ||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | Conformant | ||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | Conformant | ||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | Conformant | ||||
| Tin | Luna Smelter, Ltd. | Rwanda | Conformant | ||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | Conformant | ||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Conformant | ||||
| Tin | Metallic Resources, Inc. | United States | Conformant | ||||
| Tin | Mineracao Taboca S.A. | Brazil | Conformant | ||||
| Tin | Mineracao Taboca S.A. | BRAZIL | Conformant | ||||
| Tin | Mining Minerals Resources SARL | Democratic Republic of the Congo | Conformant | ||||
| Tin | Minsur | Peru | Conformant | ||||
| Tin | Mitsubishi Materials Corporation | Japan | Conformant | ||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | Conformant | ||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | Conformant | ||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia | Conformant | ||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | Conformant | ||||
| Tin | PT Artha Cipta Langgeng | Indonesia | Conformant | ||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | Conformant | ||||
| Tin | PT Babel Inti Perkasa | Indonesia | Conformant | ||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | Conformant | ||||
| Tin | PT Bangka Prima Tin | Indonesia | Conformant | ||||
| Tin | PT Bangka Serumpun | Indonesia | Conformant | ||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | Conformant | ||||
| Tin | PT Bukit Timah | Indonesia | Conformant | ||||
| Tin | PT Cipta Persada Mulia | Indonesia | Conformant |
19
| Tin | PT Menara Cipta Mulia | Indonesia | Conformant | ||||
| Tin | PT Mitra Stania Prima | Indonesia | Conformant | ||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | Conformant | ||||
| Tin | PT Premium Tin Indonesia | Indonesia | Conformant | ||||
| Tin | PT Prima Timah Utama | Indonesia | Conformant | ||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | Conformant | ||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | Conformant | ||||
| Tin | PT Rajehan Ariq | Indonesia | Conformant | ||||
| Tin | PT Refined Bangka Tin | Indonesia | Conformant | ||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | Conformant | ||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | Conformant | ||||
| Tin | PT Sukses Inti Makmur (SIM) | Indonesia | Conformant | ||||
| Tin | PT Timah Tbk Kundur | Indonesia | Conformant | ||||
| Tin | PT Timah Tbk Mentok | Indonesia | Conformant | ||||
| Tin | PT Tinindo Inter Nusa | Indonesia | Conformant | ||||
| Tin | PT Tommy Utama | Indonesia | Conformant | ||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | Conformant | ||||
| Tin | Rian Resources SDN. BHD. | Malaysia | Conformant | ||||
| Tin | Rui Da Hung | Taiwan | Conformant | ||||
| Tin | Soft Metais Ltda. | Brazil | Conformant | ||||
| Tin | Super Ligas | Brazil | Conformant | ||||
| Tin | Thaisarco | Thailand | Conformant | ||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | Conformant | ||||
| Tin | Tin Technology & Refining | United States | Conformant | ||||
| Tin | TRATHO Metal Quimica | Brazil | Conformant | ||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | Conformant | ||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | Conformant | ||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | Conformant |
20
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | On Smelter Lookup | ||||
| Tin | Chofu Works | China | On Smelter Lookup | ||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Dongguan City Xida Soldering Tin Products Co. | China | On Smelter Lookup | ||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | On Smelter Lookup | ||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | On Smelter Lookup | ||||
| Tin | Gejiu Yunxi Group Corp. | China | On Smelter Lookup | ||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | China | On Smelter Lookup | ||||
| Tin | Guangxi Nonferrous Metals Group | China | On Smelter Lookup | ||||
| Tin | Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Hezhou Jinwei Tin Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Hongqiao Metals (Kunshan) Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Jiang Xi Jia Wang Technology Tin Products Environmental Ltd. | China | On Smelter Lookup | ||||
| Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | LIAN JING | China | On Smelter Lookup | ||||
| Tin | Ma An Shan Shu Guang Smelter Corp. | China | On Smelter Lookup | ||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Materials Eco-Refining Co., Ltd. | Japan | On Smelter Lookup | ||||
| Tin | Melt Metais e Ligas S.A. | Brazil | On Smelter Lookup | ||||
| Tin | Metahub Industries Sdn. Bhd. | Malaysia | On Smelter Lookup | ||||
| Tin | Minchali Metal Industry Co., Ltd. | Taiwan | On Smelter Lookup | ||||
| Tin | Ming Li Jia smelt Metal Factory | China | On Smelter Lookup | ||||
| Tin | Modeltech Sdn Bhd | Malaysia | On Smelter Lookup | ||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | On Smelter Lookup |
21
| Tin | Novosibirsk Tin Combine | Russian Federation | On Smelter Lookup | ||||
| Tin | Pongpipat Company Limited | Myanmar | On Smelter Lookup | ||||
| Tin | PT Panca Mega Persada | Indonesia | On Smelter Lookup | ||||
| Tin | PT Tirus Putra Mandiri | Indonesia | On Smelter Lookup | ||||
| Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Shangrao Xuri Smelting Factory | China | On Smelter Lookup | ||||
| Tin | Shenzhen Hong Chang Metal Manufacturing Factory | China | On Smelter Lookup | ||||
| Tin | Sichuan Guanghan Jiangnan casting smelters | China | On Smelter Lookup | ||||
| Tin | Sigma Tin Alloy Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Suzhou Nuonengda Chemical Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | TIN PLATING GEJIU | China | On Smelter Lookup | ||||
| Tin | Top-Team Technology (Shenzhen) Ltd. | China | On Smelter Lookup | ||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | On Smelter Lookup | ||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | On Smelter Lookup | ||||
| Tin | WUJIANG CITY LUXE TIN FACTORY | China | On Smelter Lookup | ||||
| Tin | Xin Furukawa Metal ( Wuxi ) Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | XURI | China | On Smelter Lookup | ||||
| Tin | Yifeng Tin | China | On Smelter Lookup | ||||
| Tin | Yuecheng Tin Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Yunnan Chengo Electric Smelting Plant | China | On Smelter Lookup | ||||
| Tin | Yunnan Copper Zinc Industry Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Yunnan Gejiu Zili Metallurgy Co. Ltd. | CHINA | On Smelter Lookup | ||||
| Tin | Yunnan Industrial Co., Ltd. | China | On Smelter Lookup | ||||
| Tin | Yunnan Malipo Baiyi Kuangye Co. | China | On Smelter Lookup | ||||
| Tungsten | A.L.M.T. Corp. | Japan | Conformant | ||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | Conformant | ||||
| Tungsten | Avon Specialty Metals Ltd. | U.K. | Conformant |
22
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Cronimet Brasil Ltda | Brazil | Conformant | ||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | Conformant | ||||
| Tungsten | Ganzhou Sunny Non-Ferrous Metals Co., Ltd. | China | Conformant | ||||
| Tungsten | Global Tungsten & Powders LLC | United States | Conformant | ||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | Conformant | ||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | Conformant | ||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | Conformant | ||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | Conformant | ||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | Conformant | ||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | Conformant | ||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | Conformant | ||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Kennametal Fallon | United States | Conformant | ||||
| Tungsten | Kennametal Huntsville | United States | Conformant | ||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan | Conformant | ||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | Masan High-Tech Materials | Viet Nam | Conformant | ||||
| Tungsten | Niagara Refining LLC | United States | Conformant | ||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | Conformant | ||||
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China | Conformant |
23
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | Conformant | ||||
| Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | Conformant | ||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | Conformant | ||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | Conformant | ||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | Conformant | ||||
| Tungsten | ACL Metais Eireli | Brazil | On Smelter Lookup | ||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | On Smelter Lookup | ||||
| Tungsten | Artek LLC | Russian Federation | On Smelter Lookup | ||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | On Smelter Lookup | ||||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF | On Smelter Lookup | ||||
| Tungsten | Ganzhou Beseem Ferrotungsten Co., Ltd. | China | On Smelter Lookup | ||||
| Tungsten | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF | On Smelter Lookup | ||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | On Smelter Lookup | ||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | On Smelter Lookup | ||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | On Smelter Lookup | ||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | On Smelter Lookup | ||||
| Tungsten | LLC Vostok | Russian Federation | On Smelter Lookup | ||||
| Tungsten | Moliren Ltd. | Russian Federation | On Smelter Lookup | ||||
| Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam | On Smelter Lookup | ||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | On Smelter Lookup | ||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | On Smelter Lookup |
24
| Tungsten | OOO “Technolom” 2 | Russian Federation | On Smelter Lookup | ||||
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | Viet Nam | On Smelter Lookup | ||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | On Smelter Lookup | ||||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | On Smelter Lookup | ||||
| Tungsten | Zhangzhou Chuen Bao Apt Smeltery Co., Ltd. | China | On Smelter Lookup |
Table B
(as of April 17, 2024)
| Tin | Tungsten | Tantalum | Gold |
| India | Japan | Brazil | United States |
| Indonesia | Viet Nam | U.K. | India |
| United States | U.K. | China | Germany |
| Belgium | China | United States | Japan |
| Spain | Brazil | Japan | Uzbekistan |
| China | United States | Mexico | Brazil |
| Brazil | Germany | India | Switzerland |
| Japan | Taiwan | Estonia | Canada |
| Myanmar | Philippines | Austria | Philippines |
| Bolivia | Austria | Rwanda | Sweden |
| Germany | Russian Federation | Germany | Italy |
| Poland | KOREA, REPUBLIC OF | Thailand | KOREA, REPUBLIC OF |
| Rwanda | Kazakhstan | Colombia | |
| Malaysia | Russian Federation | China | |
| Democratic Republic of the Congo | Turkey | ||
| Peru | Kazakhstan | ||
| Thailand | Poland | ||
| Philippines | Andorra | ||
| Taiwan | South Africa | ||
| Viet Nam | Singapore | ||
| Russian Federation | Mexico | ||
| Austria | |||
| Chile |
25
| Indonesia | |||
| Netherlands | |||
| Czech Republic | |||
| Spain | |||
| Taiwan | |||
| Belgium | |||
| France | |||
| Australia | |||
| Uganda | |||
| United Arab Emirates | |||
| Portugal | |||
| Zimbabwe | |||
| Ghana | |||
| Russian Federation | |||
| Norway | |||
| Kyrgyzstan | |||
| Saudi Arabia | |||
| Malaysia | |||
| New Zealand | |||
| Lithuania | |||
| Sudan | |||
| Thailand |
26
Helpful Resources
Acronyms Used in This Report
| 3TG | Tin, Tantalum, Tungsten or Gold |
| CMRT | Conflict Minerals Reporting Template |
| DRC | Democratic Republic of the Congo |
| OECD | Organization for Economic Cooperation and Development |
| RMAP | Responsible Minerals Assurance Process (formerly the Conflict-Free Smelter Program) |
| RMI | Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative) |
| SEC | U.S. Securities and Exchange Commission |
Forward-Looking Statements
This Report contains "forward-looking statements" – that is, statements based on our current expectations and projections about future events. These forward-looking statements are subject to various risks, uncertainties, and assumptions. For details on the uncertainties that may cause our actual future results to be materially different than those expressed in our forward-looking statements, see our annual reports on Form 10-K and quarterly reports on Form 10-Q. We undertake no obligation to update any statement to reflect events or circumstances after the date on which the statement is made or to reflect the occurrence of unanticipated events.
Where You Can Find Additional Information*
Wabtec Responsible Minerals Policy
https://ir.wabteccorp.com/static-files/eb2e79c0-1128-4ffd-9d1f-3425302bdc54?inline
Wabtec Supplier Code of Conduct
https://ir.wabteccorp.com/static-files/bb0dbc43-6373-4810-8ac1-1f39b8ca8ae3
Wabtec Code of Business Conduct and Ethics
https://ir.wabteccorp.com/static-files/fe76c10c-8311-4f5d-94d6-4ae16fbe98ff
Responsible Minerals Initiative
http://www.responsiblemineralsinitiative.org
OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas
www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf
Wabtec’s 2023 Annual Report on Form 10-K
https://ir.wabteccorp.com/static-files/710ae74d-5487-4d87-aa13-8a78e9a90126
*These web links are provided for convenience only, and the content on the referenced websites does not constitute a part of this Report.
Wabtec and the Wabtec logo are trademarks and service marks of Wabtec Corporation. Other marks used throughout are trademarks and service marks of their respective owners.
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