| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/19/2024 |
3. Issuer Name and Ticker or Trading Symbol
AIM ImmunoTech Inc. [ AIM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 1,000 | D | |
| Common Stock | 1,099,000 | I | By Kellner, Mary T Kellner Revocable Trust(1) |
| Common Stock | 270,000 | I | By Beta Fund Investment Club(2) |
| Common Stock | 98,000 | I | By Kellner, Jack F Desc Trust FBO Ted D. Kellner(3) |
| Common Stock | 25,000 | I | By Kellner, Ted Combined Profit Sharing/Money Purchase Plan(4) |
| Common Stock | 90,000 | I | By Kellner GRAT(5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. Represents shares held by the Kellner, Mary T Kellner Revocable Trust, for which the reporting person serves as co-trustee with his spouse. |
| 2. Represents shares held by the Beta Fund Investment Club, for which the reporting person serves as manager and is an investor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 3. Represents shares held by the Kellner, Jack F Desc Trust FBO Ted D. Kellner, for which the reporting person serves as trustee. |
| 4. Represents shares held by the Kellner, Ted Combined Profit Sharing/Money Purchase Plan, for which the reporting person serves as trustee. |
| 5. Represents shares held by the Kellner GRAT, a grantor retained annuity trust, for which the reporting person's spouse serves as trustee. |
| Remarks: |
| Exhibit List: Exhibit 24 - Power of Attorney |
| /s/ John Harrington, Attorney-in-Fact for Ted D. Kellner | 12/23/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
