ALPS | Smith Short Duration Bond Fund

Fund Profile

Fund profile

Tickers

SMASX, SMCMX, SMDSX, SMRSX

Fund manager

Financial Investors Trust

Total assets

$593.74 mm

Liabilities

$7.78 mm

Net assets

$585.96 mm

Number of holdings

179.00

179 Holdings

As of Jul 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
U.S. Treasury Note	28.58 mm	28.48 mm principal	4.88	Debt	Long	USA
U.S. Treasury Note	22.61 mm	22.39 mm principal	3.86	Debt	Long	USA
U.S. Treasury Note	16.79 mm	16.61 mm principal	2.87	Debt	Long	USA
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	15.67 mm	15.67 mm shares	2.67	Short-term investment vehicle	Long	USA
U.S. Treasury Note	13.96 mm	13.94 mm principal	2.38	Debt	Long	USA
U.S. Treasury Note	11.98 mm	11.94 mm principal	2.04	Debt	Long	USA
U.S. Treasury Note	11.53 mm	11.25 mm principal	1.97	Debt	Long	USA
Danske Bank A/S	8.57 mm	8.54 mm principal	1.46	Debt	Long	Denmark
U.S. Treasury Note	8.49 mm	8.25 mm principal	1.45	Debt	Long	USA
Credit Suisse Group AG	7.19 mm	7.00 mm principal	1.23	Debt	Long	Switzerland
General Motors Financial Co., Inc.	7.07 mm	7.00 mm principal	1.21	Debt	Long	USA
Goldman Sachs Group, Inc.	7.04 mm	7.00 mm principal	1.20	Debt	Long	USA
National Securities Clearing Corp.	6.99 mm	7.00 mm principal	1.19	Debt	Long	USA
LHX L3Harris Technologies, Inc.	6.59 mm	6.50 mm principal	1.13	Debt	Long	USA
STLD Steel Dynamics, Inc.	6.59 mm	6.59 mm principal	1.12	Debt	Long	USA
Warnermedia Holdings, Inc.	6.50 mm	6.50 mm principal	1.11	Debt	Long	USA
Ford Motor Credit Co. LLC	6.31 mm	6.47 mm principal	1.08	Debt	Long	USA
Gray Oak Pipeline LLC	6.17 mm	6.37 mm principal	1.05	Debt	Long	USA
Goldman Sachs Bank USA	6.03 mm	6.00 mm principal	1.03	Debt	Long	USA
DUK Duke Energy Corporation	6.01 mm	6.00 mm principal	1.03	Debt	Long	USA
VICI Properties LP	5.94 mm	6.00 mm principal	1.01	Debt	Long	USA
Element Fleet Management Corp.	5.91 mm	5.80 mm principal	1.01	Debt	Long	Canada
Alcon Finance Corp.	5.88 mm	6.15 mm principal	1.00	Debt	Long	USA
BA The Boeing Company	5.88 mm	5.75 mm principal	1.00	Debt	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	5.85 mm	5.79 mm principal	1.00	Debt	Long	USA
U.S. Treasury Note	5.74 mm	5.69 mm principal	0.98	Debt	Long	USA
U.S. Treasury Note	5.74 mm	5.66 mm principal	0.98	Debt	Long	USA
HCA, Inc.	5.69 mm	5.70 mm principal	0.97	Debt	Long	USA
Albertsons Cos. Inc / Safeway, Inc. / New Albertsons LP / Albertsons LLC	5.41 mm	5.33 mm principal	0.92	Debt	Long	USA
OXY Occidental Petroleum Corporation	5.31 mm	4.90 mm principal	0.91	Debt	Long	USA
Wells Fargo & Co.	5.10 mm	5.00 mm principal	0.87	Debt	Long	USA
SCHW The Charles Schwab Corporation	5.09 mm	5.00 mm principal	0.87	Debt	Long	USA
National Securities Clearing Corp.	5.08 mm	5.00 mm principal	0.87	Debt	Long	USA
AXP American Express Company	5.06 mm	5.00 mm principal	0.86	Debt	Long	USA
General Motors Financial Co., Inc.	5.05 mm	5.00 mm principal	0.86	Debt	Long	USA
SOLV Solventum Corporation	5.05 mm	5.00 mm principal	0.86	Debt	Long	USA
National Securities Clearing Corp.	5.04 mm	5.00 mm principal	0.86	Debt	Long	USA
ABBV AbbVie Inc.	5.03 mm	5.00 mm principal	0.86	Debt	Long	USA
Chubb INA Holdings LLC	5.02 mm	5.00 mm principal	0.86	Debt	Long	USA
T-Mobile USA, Inc.	5.02 mm	5.00 mm principal	0.86	Debt	Long	USA
Wells Fargo Bank NA	5.00 mm	5.00 mm principal	0.85	Debt	Long	USA
UBS Group AG	5.00 mm	5.00 mm principal	0.85	Debt	Long	Switzerland
Bank of New York Mellon	5.00 mm	5.00 mm principal	0.85	Debt	Long	USA
CTA-PA EIDP, Inc.	4.98 mm	5.00 mm principal	0.85	Debt	Long	USA
Citizens Bank NA	4.80 mm	4.81 mm principal	0.82	Debt	Long	USA
BA The Boeing Company	4.76 mm	5.00 mm principal	0.81	Debt	Long	USA
Avient Corp.	4.71 mm	4.72 mm principal	0.80	Debt	Long	USA
BAESY BAE Systems plc	4.52 mm	4.50 mm principal	0.77	Debt	Long	UK
Volkswagen Group of America Finance LLC	4.42 mm	4.40 mm principal	0.76	Debt	Long	USA
COF Capital One Financial Corporation	4.04 mm	4.00 mm principal	0.69	Debt	Long	USA
Broadcom Pte. Ltd.	4.04 mm	4.00 mm principal	0.69	Debt	Long	USA
Bank of Ireland Group PLC	4.04 mm	4.00 mm principal	0.69	Debt	Long	Ireland
OXY Occidental Petroleum Corporation	4.03 mm	4.00 mm principal	0.69	Debt	Long	USA
EMN Eastman Chemical Company	4.01 mm	4.00 mm principal	0.69	Debt	Long	USA
Bank of America Corp.	4.00 mm	4.00 mm principal	0.68	Debt	Long	USA
Haleon UK Capital PLC	3.94 mm	4.00 mm principal	0.67	Debt	Long	UK
JPMorgan Chase & Co.	3.88 mm	3.88 mm principal	0.66	Debt	Long	USA
Ford Motor Credit Co. LLC	3.83 mm	3.75 mm principal	0.65	Debt	Long	USA
Fannie Mae Pool	3.56 mm	3.63 mm principal	0.61	ABS-mortgage backed security	Long	USA
Morgan Stanley Bank NA	3.51 mm	3.50 mm principal	0.60	Debt	Long	USA
Nissan Motor Acceptance Co. LLC	3.45 mm	3.35 mm principal	0.59	Debt	Long	USA
SNV Synovus Financial Corp.	3.43 mm	3.45 mm principal	0.59	Debt	Long	USA
AerCap Ireland Capital DAC / AerCap Global Aviation Trust	3.43 mm	3.40 mm principal	0.59	Debt	Long	Ireland
Truist Bank	3.39 mm	3.50 mm principal	0.58	Debt	Long	USA
AMGN Amgen Inc.	3.35 mm	3.30 mm principal	0.57	Debt	Long	USA
STT State Street Corporation	3.28 mm	3.25 mm principal	0.56	Debt	Long	USA
VNT Vontier Corporation	3.17 mm	3.35 mm principal	0.54	Debt	Long	USA
AXP American Express Company	3.05 mm	3.00 mm principal	0.52	Debt	Long	USA
LVS Las Vegas Sands Corp.	3.05 mm	3.00 mm principal	0.52	Debt	Long	USA
CPB Campbell Soup Company	3.04 mm	3.00 mm principal	0.52	Debt	Long	USA
CAH Cardinal Health, Inc.	3.04 mm	3.00 mm principal	0.52	Debt	Long	USA
Penske Truck Leasing Co. Lp / PTL Finance Corp.	3.04 mm	3.00 mm principal	0.52	Debt	Long	USA
AZO AutoZone, Inc.	3.04 mm	3.00 mm principal	0.52	Debt	Long	USA
HD The Home Depot, Inc.	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Ford Motor Credit Co. LLC	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Penske Truck Leasing Co. Lp / PTL Finance Corp.	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Morgan Stanley	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Citibank NA	3.03 mm	3.00 mm principal	0.52	Debt	Long	USA
Hyundai Capital America	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
Toronto-Dominion Bank	3.02 mm	3.00 mm principal	0.52	Debt	Long	Canada
AXP American Express Company	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
GE HealthCare Technologies, Inc.	3.02 mm	3.00 mm principal	0.52	Debt	Long	USA
Discover Bank	3.02 mm	3.03 mm principal	0.51	Debt	Long	USA
BMY Bristol-Myers Squibb Company	3.01 mm	3.00 mm principal	0.51	Debt	Long	USA
JPMorgan Chase & Co.	3.01 mm	3.00 mm principal	0.51	Debt	Long	USA
NextEra Energy Capital Holdings, Inc.	3.01 mm	3.00 mm principal	0.51	Debt	Long	USA
American Electric Power Co., Inc.	3.01 mm	3.00 mm principal	0.51	Debt	Long	USA
AMGN Amgen Inc.	3.00 mm	3.00 mm principal	0.51	Debt	Long	USA
SO The Southern Company	3.00 mm	3.00 mm principal	0.51	Debt	Long	USA
SHW The Sherwin-Williams Company	3.00 mm	3.00 mm principal	0.51	Debt	Long	USA
SNX TD SYNNEX Corporation	3.00 mm	3.00 mm principal	0.51	Debt	Long	USA
BKH Black Hills Corporation	2.99 mm	3.00 mm principal	0.51	Debt	Long	USA
SHW The Sherwin-Williams Company	2.97 mm	3.00 mm principal	0.51	Debt	Long	USA
Mondelez International Holdings Netherlands BV	2.97 mm	3.00 mm principal	0.51	Debt	Long	Netherlands
USAA Capital Corp.	2.96 mm	3.00 mm principal	0.51	Debt	Long	USA
AXP American Express Company	2.95 mm	3.00 mm principal	0.50	Debt	Long	USA
LPL Holdings, Inc.	2.93 mm	2.90 mm principal	0.50	Debt	Long	USA
MGM MGM Resorts International	2.85 mm	2.85 mm principal	0.49	Debt	Long	USA
Lseg US Fin Corp.	2.51 mm	2.50 mm principal	0.43	Debt	Long	USA
SCHW The Charles Schwab Corporation	2.49 mm	2.47 mm principal	0.42	Debt	Long	USA
GFL GFL Environmental Inc.	2.32 mm	2.34 mm principal	0.40	Debt	Long	Canada
PWR Quanta Services, Inc.	2.23 mm	2.25 mm principal	0.38	Debt	Long	USA
RTX RTX Corporation	2.04 mm	2.00 mm principal	0.35	Debt	Long	USA
SOLV Solventum Corporation	2.03 mm	2.00 mm principal	0.35	Debt	Long	USA
HCA, Inc.	2.02 mm	2.00 mm principal	0.34	Debt	Long	USA
HD The Home Depot, Inc.	2.02 mm	2.00 mm principal	0.34	Debt	Long	USA
SRE Sempra	2.02 mm	2.00 mm principal	0.34	Debt	Long	USA
General Motors Financial Co., Inc.	2.01 mm	2.00 mm principal	0.34	Debt	Long	USA
OXY Occidental Petroleum Corporation	2.01 mm	2.00 mm principal	0.34	Debt	Long	USA
Daimler Truck Finance North America LLC	2.01 mm	2.00 mm principal	0.34	Debt	Long	USA
DTE DTE Energy Company	2.01 mm	2.00 mm principal	0.34	Debt	Long	USA
UNH UnitedHealth Group Incorporated	2.01 mm	2.00 mm principal	0.34	Debt	Long	USA
Morgan Stanley	2.00 mm	2.00 mm principal	0.34	Debt	Long	USA
Fifth Third Bank NA	2.00 mm	2.00 mm principal	0.34	Debt	Long	USA
GE HealthCare Technologies, Inc.	2.00 mm	2.00 mm principal	0.34	Debt	Long	USA
BC Brunswick Corporation	1.99 mm	2.00 mm principal	0.34	Debt	Long	USA
ZBH Zimmer Biomet Holdings, Inc.	1.97 mm	2.00 mm principal	0.34	Debt	Long	USA
PII Polaris Inc.	1.59 mm	1.49 mm principal	0.27	Debt	Long	USA
Columbia Pipelines Holding Co. LLC	1.52 mm	1.50 mm principal	0.26	Debt	Long	USA
General Motors Financial Co., Inc.	1.52 mm	1.50 mm principal	0.26	Debt	Long	USA
Buckeye Partners LP	1.50 mm	1.50 mm principal	0.26	Loan	Long	USA
VMW Vmware, Inc.	1.49 mm	1.50 mm principal	0.25	Debt	Long	USA
LG Chem, Ltd.	1.49 mm	1.50 mm principal	0.25	Debt	Long	Korea, Republic of
Columbia Pipelines Holding Co. LLC	1.04 mm	1.00 mm principal	0.18	Debt	Long	USA
Cox Communications, Inc.	1.02 mm	1.00 mm principal	0.17	Debt	Long	USA
LVS Las Vegas Sands Corp.	1.02 mm	1.00 mm principal	0.17	Debt	Long	USA
Daimler Truck Finance North America LLC	1.01 mm	1.00 mm principal	0.17	Debt	Long	USA
FANG Diamondback Energy, Inc.	1.01 mm	1.00 mm principal	0.17	Debt	Long	USA
DINO HF Sinclair Corporation	1.01 mm	1.00 mm principal	0.17	Debt	Long	USA
CPB Campbell Soup Company	1.01 mm	1.00 mm principal	0.17	Debt	Long	USA
KeyCorp	1.00 mm	1.00 mm principal	0.17	Debt	Long	USA
NatWest Markets PLC	998.54 k	1.00 mm principal	0.17	Debt	Long	UK
JDE Peet's NV	991.45 k	1.00 mm principal	0.17	Debt	Long	Netherlands
Aptiv PLC / Aptiv Corp.	981.92 k	1.00 mm principal	0.17	Debt	Long	Jersey
BPL Buckeye Partners L.P.	915.56 k	918.00 k principal	0.16	Debt	Long	USA
U.S. Treasury Note	862.32 k	860.00 k principal	0.15	Debt	Long	USA
ENLC EnLink Midstream, LLC	662.80 k	660.00 k principal	0.11	Debt	Long	USA
Nasdaq, Inc.	501.60 k	500.00 k principal	0.09	Debt	Long	USA
WLK Westlake Corporation	499.03 k	500.00 k principal	0.09	Debt	Long	USA
Fannie Mae Pool	214.41 k	216.12 k principal	0.04	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	173.41 k	175.00 k principal	0.03	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	173.34 k	179.17 k principal	0.03	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	156.77 k	162.94 k principal	0.03	ABS-mortgage backed security	Long	USA
Freddie Mac Gold Pool	104.90 k	106.64 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	102.54 k	105.37 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	98.37 k	110.00 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	91.83 k	93.53 k principal	0.02	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	86.84 k	88.37 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Pool	83.85 k	85.72 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	77.40 k	78.86 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	53.04 k	53.24 k principal	0.01	ABS-mortgage backed security	Long	USA
Ginnie Mae I Pool	47.88 k	50.23 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	38.71 k	40.21 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	36.02 k	36.11 k principal	0.01	ABS-mortgage backed security	Long	USA
Freddie Mac Gold Pool	34.69 k	35.54 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	32.82 k	34.04 k principal	0.01	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	21.79 k	22.14 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae I Pool	20.36 k	20.49 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	15.91 k	16.23 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	14.46 k	14.96 k principal	0.00	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	11.66 k	11.91 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	10.59 k	10.78 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	9.26 k	9.27 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	9.19 k	9.65 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac Multifamily Structured Pass Through Certificates	8.65 k	8.66 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	8.12 k	8.23 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	7.07 k	7.14 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	7.02 k	6.99 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	6.08 k	6.12 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	5.42 k	5.51 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	5.41 k	5.44 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	5.19 k	5.25 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	3.77 k	3.82 k principal	0.00	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	2.72 k	2.75 k principal	0.00	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	2.25 k	2.29 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	1.66 k	1.66 k principal	0.00	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	1.07 k	1.07 k principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	886.06	890.27 principal	0.00	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	359.68	361.57 principal	0.00	ABS-mortgage backed security	Long	USA