ALPS | Smith Balanced Opportunity Fund

Fund Profile

Fund profile

Tickers

ALIBX, ALCBX, ALPBX, ALABX

Fund manager

Financial Investors Trust

Total assets

$13.66 mm

Liabilities

$61.16 k

Net assets

$13.60 mm

Number of holdings

247.00

Top 200 of 247 Holdings

As of Jul 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
AAPL Apple Inc.	606.72 k	2.73 k shares	4.46	Common equity	Long	USA
NVDA NVIDIA Corporation	432.97 k	3.70 k shares	3.18	Common equity	Long	USA
MSFT Microsoft Corporation	386.56 k	924.00 shares	2.84	Common equity	Long	USA
AMZN Amazon.com, Inc.	330.95 k	1.77 k shares	2.43	Common equity	Long	USA
JPM JPMorgan Chase & Co.	309.62 k	1.46 k shares	2.28	Common equity	Long	USA
GOOG Alphabet Inc.	282.18 k	1.65 k shares	2.08	Common equity	Long	USA
U.S. Treasury Bond	234.61 k	224.00 k principal	1.73	Debt	Long	USA
UNH UnitedHealth Group Incorporated	229.89 k	399.00 shares	1.69	Common equity	Long	USA
TSM Taiwan Semiconductor Manufacturing Company Limited	215.71 k	1.30 k shares	1.59	Common equity	Long	Taiwan
WMT Walmart Inc.	188.42 k	2.75 k shares	1.39	Common equity	Long	USA
HCA HCA Healthcare, Inc.	185.16 k	510.00 shares	1.36	Common equity	Long	USA
AXP American Express Company	184.72 k	730.00 shares	1.36	Common equity	Long	USA
COP ConocoPhillips	184.04 k	1.66 k shares	1.35	Common equity	Long	USA
META Meta Platforms, Inc.	183.76 k	387.00 shares	1.35	Common equity	Long	USA
COST Costco Wholesale Corporation	180.02 k	219.00 shares	1.32	Common equity	Long	USA
U.S. Treasury Bond	177.82 k	176.00 k principal	1.31	Debt	Long	USA
U.S. Treasury Bond	177.69 k	173.00 k principal	1.31	Debt	Long	USA
CAT Caterpillar Inc.	176.22 k	509.00 shares	1.30	Common equity	Long	USA
TMO Thermo Fisher Scientific Inc.	174.19 k	284.00 shares	1.28	Common equity	Long	USA
MA Mastercard Incorporated	167.40 k	361.00 shares	1.23	Common equity	Long	USA
SNPS Synopsys, Inc.	166.38 k	298.00 shares	1.22	Common equity	Long	USA
ICE Intercontinental Exchange, Inc.	164.90 k	1.09 k shares	1.21	Common equity	Long	USA
U.S. Treasury Bond	162.31 k	165.00 k principal	1.19	Debt	Long	USA
LMT Lockheed Martin Corporation	158.78 k	293.00 shares	1.17	Common equity	Long	USA
VRTX Vertex Pharmaceuticals Incorporated	149.71 k	302.00 shares	1.10	Common equity	Long	USA
PPL PPL Corporation	149.34 k	5.03 k shares	1.10	Common equity	Long	USA
ENB Enbridge Inc.	148.26 k	3.96 k shares	1.09	Common equity	Long	Canada
ODFL Old Dominion Freight Line, Inc.	143.55 k	683.00 shares	1.06	Common equity	Long	USA
AMGN Amgen Inc.	141.30 k	425.00 shares	1.04	Common equity	Long	USA
U.S. Treasury Bond	134.52 k	126.00 k principal	0.99	Debt	Long	USA
SU-FP Schneider Electric SE	133.88 k	2.78 k shares	0.98	Common equity	Long	France
WM Waste Management, Inc.	133.76 k	660.00 shares	0.98	Common equity	Long	USA
Fannie Mae REMICS	126.54 k	122.48 k principal	0.93	ABS-mortgage backed security	Long	USA
LOW Lowe's Companies, Inc.	125.46 k	511.00 shares	0.92	Common equity	Long	USA
TT Trane Technologies plc	122.01 k	365.00 shares	0.90	Common equity	Long	Ireland
T AT&T Inc.	120.99 k	6.29 k shares	0.89	Common equity	Long	USA
Linde PLC	120.18 k	265.00 shares	0.88	Common equity	Long	Ireland
GS The Goldman Sachs Group, Inc.	119.62 k	235.00 shares	0.88	Common equity	Long	USA
MSI Motorola Solutions, Inc.	115.69 k	290.00 shares	0.85	Common equity	Long	USA
BSX Boston Scientific Corporation	115.25 k	1.56 k shares	0.85	Common equity	Long	USA
MCD McDonald's Corporation	113.33 k	427.00 shares	0.83	Common equity	Long	USA
State Street Institutional Treasury Plus Money Market Fund - Premier Class	112.46 k	112.46 k shares	0.83	Short-term investment vehicle	Long	USA
IQV IQVIA Holdings Inc.	110.80 k	450.00 shares	0.81	Common equity	Long	USA
IBM International Business Machines Corporation	109.52 k	570.00 shares	0.81	Common equity	Long	USA
TXN Texas Instruments Incorporated	106.59 k	523.00 shares	0.78	Common equity	Long	USA
Walt Disney Co	106.24 k	1.13 k shares	0.78	Common equity	Long	USA
ADBE Adobe Inc.	105.92 k	192.00 shares	0.78	Common equity	Long	USA
ELS Equity LifeStyle Properties, Inc.	104.46 k	1.52 k shares	0.77	Common equity	Long	USA
WFC Wells Fargo & Company	100.58 k	1.70 k shares	0.74	Common equity	Long	USA
DE Deere & Company	98.57 k	265.00 shares	0.72	Common equity	Long	USA
TE Connectivity, Ltd.	96.46 k	625.00 shares	0.71	Common equity	Long	Switzerland
CPB Campbell Soup Company	96.30 k	2.06 k shares	0.71	Common equity	Long	USA
ORLY O'Reilly Automotive, Inc.	95.74 k	85.00 shares	0.70	Common equity	Long	USA
MAR Marriott International, Inc.	95.24 k	419.00 shares	0.70	Common equity	Long	USA
Ginnie Mae II Pool	95.21 k	97.55 k principal	0.70	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	91.73 k	90.00 k principal	0.67	ABS-mortgage backed security	Long	USA
NKE NIKE, Inc.	90.95 k	1.22 k shares	0.67	Common equity	Long	USA
U.S. Treasury Note	87.91 k	87.00 k principal	0.65	Debt	Long	USA
U.S. Treasury Note	86.80 k	86.00 k principal	0.64	Debt	Long	USA
CCL Carnival Corporation & plc	85.30 k	5.12 k shares	0.63	Common equity	Long	Panama
BHI BAKER HUGHES a GE Co LLC	82.67 k	2.13 k shares	0.61	Common equity	Long	USA
Prologis, L.P.	80.67 k	640.00 shares	0.59	Common equity	Long	USA
CRM Salesforce, Inc.	78.93 k	305.00 shares	0.58	Common equity	Long	USA
INTC Intel Corporation	78.69 k	2.56 k shares	0.58	Common equity	Long	USA
ITOCF ITOCHU Corporation	73.14 k	715.00 shares	0.54	Common equity	Long	Japan
BP PLC	72.73 k	2.06 k shares	0.53	Common equity	Long	UK
Freddie Mac Pool	68.97 k	69.05 k principal	0.51	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	68.96 k	70.73 k principal	0.51	ABS-mortgage backed security	Long	USA
FCX Freeport-McMoRan Inc.	66.07 k	1.46 k shares	0.49	Common equity	Long	USA
U.S. Treasury Bond	62.57 k	61.00 k principal	0.46	Debt	Long	USA
TGT Target Corporation	60.31 k	401.00 shares	0.44	Common equity	Long	USA
Fannie Mae Pool	58.89 k	60.00 k principal	0.43	ABS-mortgage backed security	Long	USA
Credit Suisse Group AG	55.89 k	52.00 k principal	0.41	Debt	Long	Switzerland
Ginnie Mae II Pool	55.25 k	58.24 k principal	0.41	ABS-mortgage backed security	Long	USA
BX Blackstone Inc.	46.20 k	325.00 shares	0.34	Common equity	Long	USA
DFS Discover Financial Services	46.10 k	40.00 k principal	0.34	Debt	Long	USA
Ford Motor Credit Co. LLC	43.82 k	42.00 k principal	0.32	Debt	Long	USA
Fannie Mae Pool	43.77 k	55.00 k principal	0.32	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	43.22 k	42.98 k principal	0.32	ABS-mortgage backed security	Long	USA
Government National Mortgage Association	42.97 k	50.00 k principal	0.32	ABS-mortgage backed security	Long	USA
AMGN Amgen Inc.	42.70 k	42.00 k principal	0.31	Debt	Long	USA
Morgan Stanley Institutional Liquidity Funds - Government Portfolio	40.26 k	40.26 k shares	0.30	Short-term investment vehicle	Long	USA
DINO HF Sinclair Corporation	40.15 k	42.00 k principal	0.30	Debt	Long	USA
Norsk Hydro ASA	39.55 k	7.17 k shares	0.29	Common equity	Long	Norway
Alaska Airlines 2020-1 Class A Pass Through Trust	38.73 k	39.18 k principal	0.28	Debt	Long	USA
General Motors Financial Co., Inc.	37.10 k	36.00 k principal	0.27	Debt	Long	USA
BA The Boeing Company	35.70 k	34.00 k principal	0.26	Debt	Long	USA
Fannie Mae Pool	35.23 k	35.61 k principal	0.26	ABS-mortgage backed security	Long	USA
Targa Resources Partners LP / Targa Resources Partners Finance Corp.	34.36 k	34.00 k principal	0.25	Debt	Long	USA
Vistra Operations Co. LLC	32.73 k	33.00 k principal	0.24	Debt	Long	USA
Ginnie Mae II Pool	31.82 k	34.85 k principal	0.23	ABS-mortgage backed security	Long	USA
RTX RTX Corporation	31.27 k	29.00 k principal	0.23	Debt	Long	USA
OXY Occidental Petroleum Corporation	30.92 k	27.00 k principal	0.23	Debt	Long	USA
Fannie Mae Pool	30.64 k	30.19 k principal	0.23	ABS-mortgage backed security	Long	USA
BPL Buckeye Partners L.P.	30.50 k	30.00 k principal	0.22	Debt	Long	USA
HCA, Inc.	30.38 k	30.00 k principal	0.22	Debt	Long	USA
Fannie Mae REMICS	30.30 k	35.00 k principal	0.22	ABS-mortgage backed security	Long	USA
U.S. Treasury Bond	29.12 k	29.00 k principal	0.21	Debt	Long	USA
Morgan Stanley	28.68 k	26.00 k principal	0.21	Debt	Long	USA
SCHW The Charles Schwab Corporation	28.20 k	28.00 k principal	0.21	Debt	Long	USA
LULU Lululemon Athletica Inc.	27.16 k	105.00 shares	0.20	Common equity	Long	USA
Fannie Mae Pool	26.99 k	28.13 k principal	0.20	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	26.95 k	26.57 k principal	0.20	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	26.48 k	26.55 k principal	0.19	ABS-mortgage backed security	Long	USA
Flex Intermediate Holdco LLC	26.48 k	31.00 k principal	0.19	Debt	Long	USA
Fannie Mae REMICS	26.33 k	26.76 k principal	0.19	ABS-mortgage backed security	Long	USA
Bank of America Corp.	26.25 k	26.00 k principal	0.19	Debt	Long	USA
HBAN Huntington Bancshares Incorporated	25.52 k	1.04 k shares	0.19	Preferred equity	Long	USA
Freddie Mac REMICS	25.43 k	26.00 k principal	0.19	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	25.12 k	25.24 k principal	0.18	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	24.33 k	24.26 k principal	0.18	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	23.94 k	25.00 k principal	0.18	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	23.82 k	26.00 k principal	0.18	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	23.10 k	24.97 k principal	0.17	ABS-mortgage backed security	Long	USA
Nexstar Media, Inc.	23.03 k	25.00 k principal	0.17	Debt	Long	USA
Freddie Mac Gold Pool	22.74 k	23.78 k principal	0.17	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	22.57 k	22.59 k principal	0.17	ABS-mortgage backed security	Long	USA
CTRA Coterra Energy Inc.	22.41 k	22.00 k principal	0.16	Debt	Long	USA
VICI Properties LP / VICI Note Co., Inc.	21.81 k	22.00 k principal	0.16	Debt	Long	USA
Leidos, Inc.	21.76 k	21.00 k principal	0.16	Debt	Long	USA
Fannie Mae Pool	21.70 k	22.62 k principal	0.16	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	21.66 k	20.93 k principal	0.16	ABS-mortgage backed security	Long	USA
OXY Occidental Petroleum Corporation	21.61 k	21.00 k principal	0.16	Debt	Long	USA
CAH Cardinal Health, Inc.	21.51 k	21.00 k principal	0.16	Debt	Long	USA
SOLV Solventum Corporation	21.19 k	21.00 k principal	0.16	Debt	Long	USA
Energy Transfer LP	21.14 k	20.00 k principal	0.16	Debt	Long	USA
Freddie Mac REMICS	21.13 k	21.72 k principal	0.16	ABS-mortgage backed security	Long	USA
Buckeye Partners LP	21.04 k	21.00 k principal	0.15	Loan	Long	USA
SCHW The Charles Schwab Corporation	20.76 k	20.00 k principal	0.15	Debt	Long	USA
Vistra Operations Co. LLC	20.65 k	19.00 k principal	0.15	Debt	Long	USA
Truist Financial Corp.	20.65 k	20.00 k principal	0.15	Debt	Long	USA
Ginnie Mae II Pool	20.49 k	21.56 k principal	0.15	ABS-mortgage backed security	Long	USA
BMY Bristol-Myers Squibb Company	20.49 k	20.00 k principal	0.15	Debt	Long	USA
Ginnie Mae II Pool	20.14 k	20.02 k principal	0.15	ABS-mortgage backed security	Long	USA
Boost Newco Borrower LLC	20.02 k	19.00 k principal	0.15	Debt	Long	USA
Ginnie Mae II Pool	19.49 k	19.96 k principal	0.14	ABS-mortgage backed security	Long	USA
Fannie Mae Pool	19.13 k	19.99 k principal	0.14	ABS-mortgage backed security	Long	USA
PWR Quanta Services, Inc.	18.83 k	19.00 k principal	0.14	Debt	Long	USA
Fannie Mae Pool	18.69 k	19.51 k principal	0.14	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	18.61 k	17.59 k principal	0.14	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	18.40 k	18.68 k principal	0.14	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	18.22 k	17.68 k principal	0.13	ABS-mortgage backed security	Long	USA
CCO Holdings LLC / CCO Holdings Capital Corp.	18.10 k	22.00 k principal	0.13	Debt	Long	USA
VMW Vmware, Inc.	17.55 k	21.00 k principal	0.13	Debt	Long	USA
PPC Pilgrim's Pride Corporation	17.31 k	16.00 k principal	0.13	Debt	Long	USA
JPMorgan Chase & Co.	17.28 k	17.00 k principal	0.13	Debt	Long	USA
Bank of America Corp.	17.24 k	21.00 k principal	0.13	Debt	Long	USA
Wells Fargo & Co.	17.20 k	17.00 k principal	0.13	Debt	Long	USA
BA The Boeing Company	17.14 k	18.00 k principal	0.13	Debt	Long	USA
Royalty Pharma PLC	16.92 k	17.00 k principal	0.12	Debt	Long	UK
Fannie Mae Pool	16.66 k	16.51 k principal	0.12	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	16.50 k	17.46 k principal	0.12	ABS-mortgage backed security	Long	USA
LHX L3Harris Technologies, Inc.	16.30 k	16.00 k principal	0.12	Debt	Long	USA
Intesa Sanpaolo SpA	16.13 k	15.00 k principal	0.12	Debt	Long	Italy
JDE Peet's NV	15.86 k	16.00 k principal	0.12	Debt	Long	Netherlands
National Rural Utilities Cooperative Finance Corp.	15.65 k	15.00 k principal	0.12	Debt	Long	USA
Freddie Mac REMICS	15.38 k	14.66 k principal	0.11	ABS-mortgage backed security	Long	USA
SJM The J. M. Smucker Company	15.11 k	14.00 k principal	0.11	Debt	Long	USA
Fannie Mae REMICS	15.06 k	14.70 k principal	0.11	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	15.00 k	15.00 k principal	0.11	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	14.37 k	13.90 k principal	0.11	ABS-mortgage backed security	Long	USA
Eldorado Resorts, Inc.	14.31 k	14.00 k principal	0.11	Debt	Long	USA
Fannie Mae REMICS	14.08 k	13.61 k principal	0.10	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	13.89 k	15.00 k principal	0.10	ABS-mortgage backed security	Long	USA
PRU Prudential Financial, Inc.	13.86 k	14.00 k principal	0.10	Debt	Long	USA
Government National Mortgage Association	13.46 k	13.50 k principal	0.10	ABS-mortgage backed security	Long	USA
Alaska Airlines 2020-1 Class B Pass Through Trust	13.40 k	13.18 k principal	0.10	Debt	Long	USA
Jacobs Engineering Group, Inc.	13.29 k	13.00 k principal	0.10	Debt	Long	USA
Freddie Mac REMICS	13.15 k	13.23 k principal	0.10	ABS-mortgage backed security	Long	USA
CSGP CoStar Group, Inc.	13.07 k	15.00 k principal	0.10	Debt	Long	USA
U.S. Treasury Bond	13.02 k	13.00 k principal	0.10	Debt	Long	USA
AMGN Amgen Inc.	13.00 k	13.00 k principal	0.10	Debt	Long	USA
Government National Mortgage Association	12.79 k	12.70 k principal	0.09	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	12.76 k	12.94 k principal	0.09	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	12.53 k	12.39 k principal	0.09	ABS-mortgage backed security	Long	USA
GTLS Chart Industries, Inc.	12.50 k	12.00 k principal	0.09	Debt	Long	USA
Fannie Mae REMICS	12.32 k	11.53 k principal	0.09	ABS-mortgage backed security	Long	USA
Farm Credit Bank of Texas	12.25 k	12.00 k principal	0.09	Debt	Long	USA
JPMorgan Chase & Co.	12.23 k	12.00 k principal	0.09	Debt	Long	USA
Fannie Mae REMICS	12.03 k	11.60 k principal	0.09	ABS-mortgage backed security	Long	USA
Sirius XM Radio, Inc.	11.62 k	12.00 k principal	0.09	Debt	Long	USA
BOH Bank of Hawaii Corporation	11.61 k	448.00 shares	0.09	Preferred equity	Long	USA
Ginnie Mae II Pool	11.43 k	11.08 k principal	0.08	ABS-mortgage backed security	Long	USA
Six Flags Entertainment Corp. / Six Flags Theme Parks, Inc.	11.30 k	11.00 k principal	0.08	Debt	Long	USA
Ginnie Mae II Pool	11.28 k	10.93 k principal	0.08	ABS-mortgage backed security	Long	USA
Fannie Mae REMICS	10.99 k	10.83 k principal	0.08	ABS-mortgage backed security	Long	USA
Ginnie Mae II Pool	10.74 k	10.71 k principal	0.08	ABS-mortgage backed security	Long	USA
JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl	10.71 k	10.00 k principal	0.08	Debt	Long	Luxembourg
GS The Goldman Sachs Group, Inc.	10.45 k	10.00 k principal	0.08	Debt	Long	USA
Ginnie Mae II Pool	10.38 k	10.07 k principal	0.08	ABS-mortgage backed security	Long	USA
Freddie Mac REMICS	10.30 k	11.48 k principal	0.08	ABS-mortgage backed security	Long	USA
Royal Caribbean Cruises, Ltd.	10.20 k	10.00 k principal	0.08	Debt	Long	Liberia
Fannie Mae Pool	10.10 k	9.64 k principal	0.07	ABS-mortgage backed security	Long	USA
Goldman Sachs Bank USA	10.04 k	10.00 k principal	0.07	Debt	Long	USA
Avient Corp.	9.99 k	10.00 k principal	0.07	Debt	Long	USA
Pfizer Investment Enterprises Pte, Ltd.	9.97 k	10.00 k principal	0.07	Debt	Long	Singapore
JBS USA Holding Lux Sarl/ JBS USA Food Co./ JBS Lux Co Sarl	9.94 k	9.00 k principal	0.07	Debt	Long	Luxembourg
TotalEnergies Capital SA	9.21 k	9.00 k principal	0.07	Debt	Long	France
National Rural Utilities Cooperative Finance Corp.	9.01 k	9.00 k principal	0.07	Debt	Long	USA
FedEx Corp. 2020-1 Class AA Pass Through Trust	9.00 k	10.57 k principal	0.07	Debt	Long	USA