Fulcrum Diversified Absolute Return Fund

Fund Profile

Fund profile

Tickers

FARYX, FARIX

Fund manager

Northern Lights Fund Trust IV

Total assets

$387.34 mm

Liabilities

$195.80 mm

Net assets

$191.53 mm

Number of holdings

1.07 k

Top 200 of 1067 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
B 12/05/24	23.90 mm	24.10 mm principal	12.48	Debt	Long	USA
B 10/31/24	13.10 mm	13.15 mm principal	6.84	Debt	Long	USA
B 10/03/24	12.20 mm	12.20 mm principal	6.37	Debt	Long	USA
B 01/09/25	11.06 mm	11.20 mm principal	5.77	Debt	Long	USA
B 01/16/25	11.05 mm	11.20 mm principal	5.77	Debt	Long	USA
B 02/27/25	7.51 mm	7.65 mm principal	3.92	Debt	Long	USA
B 12/19/24	7.35 mm	7.42 mm principal	3.84	Debt	Long	USA
B 03/13/25	2.99 mm	3.05 mm principal	1.56	Debt	Long	USA
GSGLPHRE TRS 02/13/	2.48 mm	33.73 k shares	1.30	DO	Long	USA
MSFT Microsoft Corporation	1.14 mm	2.66 k shares	0.60	Common equity	Long	USA
AAPL Apple Inc.	986.29 k	4.23 k shares	0.51	Common equity	Long	USA
NVDA NVIDIA Corporation	946.38 k	7.79 k shares	0.49	Common equity	Long	USA
WMT Walmart Inc.	825.99 k	10.23 k shares	0.43	Common equity	Long	USA
CRUDE OIL OPT IPE Mar25P	794.88 k	552.00 contracts	0.42	Commodity derivative	Long	UK
MCK McKesson Corporation	668.46 k	1.35 k shares	0.35	Common equity	Long	USA
AMZN Amazon.com, Inc.	638.93 k	3.43 k shares	0.33	Common equity	Long	USA
COR Cencora	605.02 k	2.69 k shares	0.32	Common equity	Long	USA
CAH Cardinal Health, Inc.	602.11 k	5.45 k shares	0.31	Common equity	Long	USA
HANG SENG IDX FUT Oct24	525.51 k	74.00 contracts	0.27	Equity derivative	Long	Hong Kong
META Meta Platforms, Inc.	405.86 k	709.00 shares	0.21	Common equity	Long	USA
UNH UnitedHealth Group Incorporated	373.03 k	638.00 shares	0.19	Common equity	Long	USA
COST Costco Wholesale Corporation	371.45 k	419.00 shares	0.19	Common equity	Long	USA
ELV Elevance Health Inc.	368.16 k	708.00 shares	0.19	Common equity	Long	USA
MSFDRUS I TRS 07/03/	366.11 k	302.00 k shares	0.19	DO	Long	USA
DHI D.R. Horton, Inc.	364.18 k	1.91 k shares	0.19	Common equity	Long	USA
LLY Eli Lilly and Company	360.58 k	407.00 shares	0.19	Common equity	Long	USA
EURpUSDc Digi 1.08	356.41 k	2.94 mm principal	0.19	DFE	Long	USA
GBPpJPYc Digi 190	319.15 k	618.00 k principal	0.17	DFE	Long	UK
JPM JPMorgan Chase & Co.	318.19 k	1.51 k shares	0.17	Common equity	Long	USA
NEE NextEra Energy, Inc.	314.71 k	3.72 k shares	0.16	Common equity	Long	USA
Broadcom Pte. Ltd.	305.84 k	1.77 k shares	0.16	Common equity	Long	USA
NVR NVR, Inc.	294.35 k	30.00 shares	0.15	Common equity	Long	USA
Cigna Holding Co	292.05 k	843.00 shares	0.15	Common equity	Long	USA
S&P Emini 3rd Wk Dec24P	289.43 k	102.00 contracts	0.15	Equity derivative	Long	USA
GOOG Alphabet Inc.	281.45 k	1.70 k shares	0.15	Common equity	Long	USA
PHM PulteGroup, Inc.	277.73 k	1.94 k shares	0.15	Common equity	Long	USA
KBH KB Home	267.27 k	3.12 k shares	0.14	Common equity	Long	USA
PG The Procter & Gamble Company	254.43 k	1.47 k shares	0.13	Common equity	Long	USA
AWK American Water Works Company, Inc.	247.58 k	1.69 k shares	0.13	Common equity	Long	USA
GOOG Alphabet Inc.	247.44 k	1.48 k shares	0.13	Common equity	Long	USA
S&P500 EMINI FUT Dec24	243.61 k	71.00 contracts	0.13	Equity derivative	Long	USA
TOPIX INDX FUTR Dec24	238.23 k	60.00 contracts	0.12	Equity derivative	Long	Japan
CNC Centene Corporation	234.87 k	3.12 k shares	0.12	Common equity	Long	USA
NOVO NORDISK-B	225.85 k	1.92 k shares	0.12	Common equity	Long	Denmark
SRE Sempra	223.79 k	2.68 k shares	0.12	Common equity	Long	USA
BRK-B Berkshire Hathaway Inc.	219.54 k	477.00 shares	0.11	Common equity	Long	USA
TOL Toll Brothers, Inc.	214.28 k	1.39 k shares	0.11	Common equity	Long	USA
SFM Sprouts Farmers Market, Inc.	204.70 k	1.85 k shares	0.11	Common equity	Long	USA
EURO-BUND OPTION Dec24C	204.60 k	175.00 contracts	0.11	Commodity derivative	Long	Germany
AEP American Electric Power Company, Inc.	204.07 k	1.99 k shares	0.11	Common equity	Long	USA
TMHC Taylor Morrison Home Corporation	200.52 k	2.85 k shares	0.10	Common equity	Long	USA
S&P500 EMINI OPTN Oct24P	198.85 k	97.00 contracts	0.10	Equity derivative	Long	USA
Cleveland Electric Illuminating Co	195.94 k	4.42 k shares	0.10	Common equity	Long	USA
NESTLE SA-REG	189.74 k	1.89 k shares	0.10	Common equity	Long	Switzerland
TT Trane Technologies plc	189.31 k	487.00 shares	0.10	Common equity	Long	Ireland
SCHNEIDER ELECTR	188.04 k	715.00 shares	0.10	Common equity	Long	France
V Visa Inc.	185.59 k	675.00 shares	0.10	Common equity	Long	USA
HSCEI Futures Oct24	184.33 k	55.00 contracts	0.10	Equity derivative	Long	Hong Kong
HD The Home Depot, Inc.	180.72 k	446.00 shares	0.09	Common equity	Long	USA
MA Mastercard Incorporated	179.74 k	364.00 shares	0.09	Common equity	Long	USA
BRBR BellRing Brands, Inc.	174.57 k	2.88 k shares	0.09	Common equity	Long	USA
LEN Lennar Corporation	173.61 k	926.00 shares	0.09	Common equity	Long	USA
TSLA Tesla, Inc.	173.20 k	662.00 shares	0.09	Common equity	Long	USA
MOH Molina Healthcare, Inc.	170.21 k	494.00 shares	0.09	Common equity	Long	USA
TPH Tri Pointe Homes, Inc.	168.55 k	3.72 k shares	0.09	Common equity	Long	USA
BANCO SANTANDER	157.78 k	30.80 k shares	0.08	Common equity	Long	Spain
FRFHF Fairfax Financial Holdings Limited	155.32 k	123.00 shares	0.08	Common equity	Long	Canada
ORCL Oracle Corporation	151.66 k	890.00 shares	0.08	Common equity	Long	USA
APO Apollo Global Management, Inc.	150.89 k	1.21 k shares	0.08	Common equity	Long	USA
SHW The Sherwin-Williams Company	150.38 k	394.00 shares	0.08	Common equity	Long	USA
EIX Edison International	149.71 k	1.72 k shares	0.08	Common equity	Long	USA
PNW Pinnacle West Capital Corporation	149.19 k	1.68 k shares	0.08	Common equity	Long	USA
NOW ServiceNow, Inc.	140.42 k	157.00 shares	0.07	Common equity	Long	USA
SX5E DIVIDEND OPT Dec24C	140.33 k	49.00 contracts	0.07	Equity derivative	Long	Germany
AME AMETEK, Inc.	139.77 k	814.00 shares	0.07	Common equity	Long	USA
BCIIWMAH TRS	138.52 k	24.83 k shares	0.07	DO	Long	USA
HOYA CORP	137.38 k	998.00 shares	0.07	Common equity	Long	Japan
VITL Vital Farms, Inc.	136.74 k	3.90 k shares	0.07	Common equity	Long	USA
EQIX Equinix, Inc.	135.81 k	153.00 shares	0.07	Common equity	Long	USA
CHD Church & Dwight Co., Inc.	134.98 k	1.29 k shares	0.07	Common equity	Long	USA
UBER Uber Technologies, Inc.	134.16 k	1.79 k shares	0.07	Common equity	Long	USA
CB Chubb Limited	132.95 k	461.00 shares	0.07	Common equity	Long	Switzerland
BHI BAKER HUGHES a GE Co LLC	131.69 k	3.64 k shares	0.07	Common equity	Long	USA
JNJ Johnson & Johnson	130.62 k	806.00 shares	0.07	Common equity	Long	USA
BCIIPRIV TR 4/28/23	129.60 k	14.64 k shares	0.07	DO	Long	USA
RHEINMETALL AG	128.90 k	238.00 shares	0.07	Common equity	Long	Germany
GBPpUSDc Digi 1.28	127.62 k	783.00 k principal	0.07	DFE	Long	UK
TJX The TJX Companies, Inc.	125.30 k	1.07 k shares	0.07	Common equity	Long	USA
HIG The Hartford Financial Services Group, Inc.	124.31 k	1.06 k shares	0.06	Common equity	Long	USA
FI Fiserv, Inc.	122.70 k	683.00 shares	0.06	Common equity	Long	USA
ATR AptarGroup, Inc.	122.06 k	762.00 shares	0.06	Common equity	Long	USA
CELLNEX TELECOM	121.41 k	2.99 k shares	0.06	Common equity	Long	Spain
TKO TKO Group Holdings, Inc.	120.00 k	970.00 shares	0.06	Common equity	Long	USA
IBERDROLA SA	119.46 k	7.72 k shares	0.06	Common equity	Long	Spain
DUK Duke Energy Corporation	118.76 k	1.03 k shares	0.06	Common equity	Long	USA
INVH Invitation Homes Inc.	117.45 k	3.33 k shares	0.06	Common equity	Long	USA
UNICHARM CORP	117.38 k	3.26 k shares	0.06	Common equity	Long	Japan
CSL LTD	117.38 k	593.00 shares	0.06	Common equity	Long	Australia
AZN AstraZeneca PLC	116.66 k	753.00 shares	0.06	Common equity	Long	UK
NFLX Netflix, Inc.	115.61 k	163.00 shares	0.06	Common equity	Long	USA
RECRUIT HOLDINGS	114.17 k	1.89 k shares	0.06	Common equity	Long	Japan
TRV The Travelers Companies, Inc.	111.68 k	477.00 shares	0.06	Common equity	Long	USA
SAAB AB-B	111.43 k	5.24 k shares	0.06	Common equity	Long	Sweden
IR Ingersoll Rand Inc.	110.23 k	1.12 k shares	0.06	Common equity	Long	USA
EUSA10 2.103EURUSD1.0907	110.19 k	1.56 mm contracts	0.06	DFE	Long	USA
MS Morgan Stanley	109.97 k	1.06 k shares	0.06	Common equity	Long	USA
EUSA10 2.103EURUSD1.0907	109.31 k	1.56 mm contracts	0.06	DFE	Long	USA
HOLCIM LTD	108.29 k	1.11 k shares	0.06	Common equity	Long	Switzerland
SPGI S&P Global Inc.	107.97 k	209.00 shares	0.06	Common equity	Long	USA
DAIKIN INDS	107.83 k	772.00 shares	0.06	Common equity	Long	Japan
CRM Salesforce, Inc.	107.57 k	393.00 shares	0.06	Common equity	Long	USA
LIVE CATTLE FUTR Dec24	106.79 k	47.00 contracts	0.06	Commodity derivative	Long	USA
STRL Sterling Infrastructure, Inc.	106.73 k	736.00 shares	0.06	Common equity	Long	USA
CR Crane Co	105.41 k	666.00 shares	0.06	Common equity	Long	USA
AJG Arthur J. Gallagher & Co.	105.23 k	374.00 shares	0.05	Common equity	Long	USA
ITOCHU ENEX CO	104.50 k	9.64 k shares	0.05	Common equity	Long	Japan
AMAT Applied Materials, Inc.	104.26 k	516.00 shares	0.05	Common equity	Long	USA
MU Micron Technology, Inc.	103.09 k	994.00 shares	0.05	Common equity	Long	USA
SLB Schlumberger Limited	103.07 k	2.46 k shares	0.05	Common equity	Long	Curaçao
AMADEUS IT GROUP	102.57 k	1.42 k shares	0.05	Common equity	Long	Spain
American Homes 4 Rent	102.00 k	2.66 k shares	0.05	Common equity	Long	USA
SBUX Starbucks Corporation	101.88 k	1.05 k shares	0.05	Common equity	Long	USA
WCN Waste Connections, Inc.	101.72 k	569.00 shares	0.05	Common equity	Long	Canada
ABBV AbbVie Inc.	101.11 k	512.00 shares	0.05	Common equity	Long	USA
Public Service Electric & Gas Co	100.63 k	1.13 k shares	0.05	Common equity	Long	USA
CURRENCY CONTRACT - BRL JPMORGAN CHASE BANK, N.A.	99.90 k	2.88 mm contracts	0.05	DFE	N/A	N/A
BLK BlackRock, Inc.	98.75 k	104.00 shares	0.05	Common equity	Long	USA
LOW Lowe's Companies, Inc.	98.32 k	363.00 shares	0.05	Common equity	Long	USA
DSV A/S	95.18 k	461.00 shares	0.05	Common equity	Long	Denmark
TSM Taiwan Semiconductor Manufacturing Company Limited	94.30 k	543.00 shares	0.05	Common equity	Long	Taiwan
GPCR Structure Therapeutics Inc.	94.23 k	2.15 k shares	0.05	Common equity	Long	Cayman Islands
Prologis, L.P.	93.95 k	744.00 shares	0.05	Common equity	Long	USA
LNT Alliant Energy Corporation	93.22 k	1.54 k shares	0.05	Common equity	Long	USA
VKTX Viking Therapeutics, Inc.	92.50 k	1.46 k shares	0.05	Common equity	Long	USA
FIX Comfort Systems USA, Inc.	92.12 k	236.00 shares	0.05	Common equity	Long	USA
EUSA10 2.126EURUSD1.0884	91.81 k	1.56 mm contracts	0.05	DFE	Long	USA
LRCX Lam Research Corporation	91.40 k	112.00 shares	0.05	Common equity	Long	USA
IBKR Interactive Brokers Group, Inc.	91.28 k	655.00 shares	0.05	Common equity	Long	USA
MTH Meritage Homes Corporation	90.85 k	443.00 shares	0.05	Common equity	Long	USA
WFG West Fraser Timber Co. Ltd.	90.62 k	930.00 shares	0.05	Common equity	Long	Canada
DISP 81 BAML SPX	89.12 k	20.00 k shares	0.05	DO	Long	USA
LGIH LGI Homes, Inc.	88.77 k	749.00 shares	0.05	Common equity	Long	USA
EUSA10 2.126EURUSD1.0884	88.73 k	1.56 mm contracts	0.05	DFE	Long	USA
KINGSPAN GROUP	88.57 k	943.00 shares	0.05	Common equity	Long	Ireland
BSX Boston Scientific Corporation	87.65 k	1.05 k shares	0.05	Common equity	Long	USA
EXPD Expeditors International of Washington, Inc.	86.46 k	658.00 shares	0.05	Common equity	Long	USA
BEFSFULH TRS	86.35 k	150.85 k shares	0.05	DO	Long	Hong Kong
CNX CNX Resources Corporation	85.33 k	2.62 k shares	0.04	Common equity	Long	USA
USDpJPYc iOT 110	84.96 k	633.00 k principal	0.04	DFE	Long	USA
AVB AvalonBay Communities, Inc.	84.02 k	373.00 shares	0.04	Common equity	Long	USA
CMG Chipotle Mexican Grill, Inc.	83.89 k	1.46 k shares	0.04	Common equity	Long	USA
BAC Bank of America Corporation	83.57 k	2.11 k shares	0.04	Common equity	Long	USA
MRK Merck & Co., Inc.	83.47 k	735.00 shares	0.04	Common equity	Long	USA
NKY41013.5USDJPY146.67	82.85 k	780.00 k contracts	0.04	Equity derivative	Long	USA
MOWI ASA	82.27 k	4.58 k shares	0.04	Common equity	Long	Norway
PARKLAND CORP	81.25 k	3.15 k shares	0.04	Common equity	Long	Canada
HERMES INTL	81.06 k	33.00 shares	0.04	Common equity	Long	France
NEWMONT CORP	80.98 k	1.52 k shares	0.04	Common equity	Long	USA
ENEL SPA	80.92 k	10.13 k shares	0.04	Common equity	Long	Italy
TESCO PLC	80.82 k	16.85 k shares	0.04	Common equity	Long	UK
NKY41386.35USDJPY146.67	80.82 k	779.00 k contracts	0.04	Equity derivative	Long	USA
PWR Quanta Services, Inc.	80.80 k	271.00 shares	0.04	Common equity	Long	USA
NXPI NXP Semiconductors N.V.	79.68 k	332.00 shares	0.04	Common equity	Long	Netherlands
TTWO Take-Two Interactive Software, Inc.	79.47 k	517.00 shares	0.04	Common equity	Long	USA
BR Broadridge Financial Solutions, Inc.	78.70 k	366.00 shares	0.04	Common equity	Long	USA
RY Royal Bank of Canada	78.01 k	625.00 shares	0.04	Common equity	Long	Canada
NZDpUSDc Digi 0.59	77.80 k	2.40 mm principal	0.04	DFE	Long	New Zealand
WEC WEC Energy Group, Inc.	77.62 k	807.00 shares	0.04	Common equity	Long	USA
JD SPORTS FASHIO	77.41 k	37.59 k shares	0.04	Common equity	Long	UK
TTEK Tetra Tech, Inc.	76.64 k	1.63 k shares	0.04	Common equity	Long	USA
EURO-BUND FUTURE Dec24	76.37 k	249.00 contracts	0.04	Interest rate derivative	Long	Germany
AMGN Amgen Inc.	75.07 k	233.00 shares	0.04	Common equity	Long	USA
EVRG Evergy, Inc.	74.72 k	1.21 k shares	0.04	Common equity	Long	USA
KLAC KLA Corporation	74.34 k	96.00 shares	0.04	Common equity	Long	USA
ADBE Adobe Inc.	74.04 k	143.00 shares	0.04	Common equity	Long	USA
Consolidated Edison Co Of New York Inc	73.93 k	710.00 shares	0.04	Common equity	Long	USA
WM Waste Management, Inc.	73.49 k	354.00 shares	0.04	Common equity	Long	USA
SONY GROUP CORP	73.44 k	3.80 k shares	0.04	Common equity	Long	Japan
HSBC HOLDINGS PL	73.23 k	8.19 k shares	0.04	Common equity	Long	UK
SO The Southern Company	72.96 k	809.00 shares	0.04	Common equity	Long	USA
AGI Alamos Gold Inc.	72.76 k	40.00 k shares	0.04	Common equity	Long	Canada
USDpJPYc Digi 120.5	72.66 k	1.01 mm principal	0.04	DFE	Long	USA
FLR Fluor Corporation	72.52 k	1.52 k shares	0.04	Common equity	Long	USA
ELS Equity LifeStyle Properties, Inc.	72.48 k	1.02 k shares	0.04	Common equity	Long	USA
DAX 12/20/24 C19500	72.47 k	25.00 contracts	0.04	Equity derivative	Long	N/A
HIMS Hims & Hers Health, Inc.	71.60 k	3.89 k shares	0.04	Common equity	Long	USA
NATIONAL GRID PL	71.32 k	5.18 k shares	0.04	Common equity	Long	UK
CDNS Cadence Design Systems, Inc.	71.28 k	263.00 shares	0.04	Common equity	Long	USA
KR The Kroger Co.	70.88 k	1.24 k shares	0.04	Common equity	Long	USA
ACN Accenture plc	70.70 k	200.00 shares	0.04	Common equity	Long	Ireland
ESS Essex Property Trust, Inc.	70.01 k	237.00 shares	0.04	Common equity	Long	USA
SAP SE	69.87 k	307.00 shares	0.04	Common equity	Long	Germany
3 Month SOFR Opt Dec24C	69.55 k	214.00 contracts	0.04	Equity derivative	Long	USA
US ULTRA BOND CBT Dec24	69.53 k	-29.00 contracts	0.04	Interest rate derivative	Short	USA
USDpJPYc iOT 110 WDKO	69.16 k	730.00 k principal	0.04	DFE	Long	USA
INTU Intuit Inc.	68.31 k	110.00 shares	0.04	Common equity	Long	USA
GVA Granite Construction Incorporated	67.86 k	856.00 shares	0.04	Common equity	Long	USA
USDCNH REALISED VOL5.25	67.32 k	171.00 k contracts	0.04	DFE	Long	USA
RIO TINTO PLC	66.81 k	943.00 shares	0.03	Common equity	Long	UK
MARKIT CDX.NA.IG.43 12/29	66.67 k	-3.00 mm principal	0.03	Credit derivative	Long	N/A