Investment Company Act File No. 811-21586
W. Scott Jardine
First Trust Portfolios L.P.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
HEALTHCARE TRUST OF AMERICA, INC. | | | | | | | | | | |
Ticker: HTA | | | | | | | | | | |
Provider Security ID: 42225P501 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 07-Jul-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Scott D. Peters | | Management | | For | | For | | Yes | | No |
1b -- Elect Director W. Bradley Blair, II | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Vicki U. Booth | | Management | | For | | For | | Yes | | No |
1d -- Elect Director H. Lee Cooper | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Warren D. Fix | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Peter N. Foss | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Jay P. Leupp | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Gary T. Wescombe | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
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CONSTELLATION BRANDS, INC. | | | | | | | | | | |
Ticker: STZ | | | | | | | | | | |
Provider Security ID: 21036P108 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 21-Jul-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Christy Clark | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Jennifer M. Daniels | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Jerry Fowden | | Management | | For | | Withhold | | Yes | | Yes |
1.4 -- Elect Director Ernesto M. Hernandez | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Susan Somersille Johnson | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director James A. Locke, III | | Management | | For | | Withhold | | Yes | | Yes |
1.7 -- Elect Director Jose Manuel Madero Garza | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Daniel J. McCarthy | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director William A. Newlands | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Richard Sands | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Robert Sands | | Management | | For | | For | | Yes | | No |
1.12 -- Elect Director Judy A. Schmeling | | Management | | For | | Withhold | | Yes | | Yes |
2 -- Ratify KPMG LLP as Auditor | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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LINDE PLC | | | | | | | | | | |
Ticker: LIN | | | | | | | | | | |
Provider Security ID: G5494J103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 27-Jul-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Wolfgang H. Reitzle | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Stephen F. Angel | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Ann-Kristin Achleitner | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Clemens A. H. Borsig | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Nance K. Dicciani | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Thomas Enders | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Franz Fehrenbach | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Edward G. Galante | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Larry D. McVay | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Victoria E. Ossadnik | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Martin H. Richenhagen | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Robert L. Wood | | Management | | For | | For | | Yes | | No |
2a -- Ratify PricewaterhouseCoopers as Auditors | | Management | | For | | For | | Yes | | No |
2b -- Authorize Board to Fix Remuneration of Auditors | | Management | | For | | For | | Yes | | No |
3 -- Determine Price Range for Reissuance of Treasury Shares | | Management | | For | | For | | Yes | | No |
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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ELECTRONIC ARTS INC. | | | | | | | | | | |
Ticker: EA | | | | | | | | | | |
Provider Security ID: 285512109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 06-Aug-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Leonard S. Coleman | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Jay C. Hoag | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Jeffrey T. Huber | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Lawrence F. Probst, III | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Talbott Roche | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Richard A. Simonson | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Luis A. Ubinas | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Heidi J. Ueberroth | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Andrew Wilson | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
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ARES CAPITAL CORPORATION | | | | | | | | | | |
Ticker: ARCC | | | | | | | | | | |
Provider Security ID: 04010L103 | | | | | | | | | | |
Meeting Type: Special | | | | | | | | | | |
Meeting Date: 13-Aug-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1 -- Approve Issuance of Shares Below Net Asset Value (NAV) | | Management | | For | | For | | Yes | | No |
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TAKE-TWO INTERACTIVE SOFTWARE, INC. | | | | | | | | | | |
Ticker: TTWO | | | | | | | | | | |
Provider Security ID: 874054109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 16-Sep-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Strauss Zelnick | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Michael Dornemann | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director J Moses | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Michael Sheresky | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director LaVerne Srinivasan | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Susan Tolson | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Paul Viera | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Roland Hernandez | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
4 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
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NIKE, INC. | | | | | | | | | | |
Ticker: NKE | | | | | | | | | | |
Provider Security ID: 654106103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 17-Sep-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Alan B. Graf, Jr. | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Peter B. Henry | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Michelle A. Peluso | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
5 -- Report on Political Contributions Disclosure | | Share Holder | | Against | | For | | Yes | | Yes |
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ALIBABA GROUP HOLDING LIMITED | | | | | | | | | | |
Ticker: 9988 | | | | | | | | | | |
Provider Security ID: 01609W102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 30-Sep-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1 -- Amend Articles of Association | | Management | | For | | For | | Yes | | No |
2.1 -- Elect Maggie Wei Wu as Director | | Management | | For | | Against | | Yes | | Yes |
2.2 -- Elect Kabir Misra as Director | | Management | | For | | Against | | Yes | | Yes |
2.3 -- Elect Walter Teh Ming Kwauk as Director | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers as Auditors | | Management | | For | | For | | Yes | | No |
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MICROSOFT CORPORATION | | | | | | | | | | |
Ticker: MSFT | | | | | | | | | | |
Provider Security ID: 594918104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 02-Dec-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Reid G. Hoffman | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Hugh F. Johnston | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Teri L. List-Stoll | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Satya Nadella | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Sandra E. Peterson | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Penny S. Pritzker | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Charles W. Scharf | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Arne M. Sorenson | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director John W. Stanton | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director John W. Thompson | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Emma N. Walmsley | | Management | | For | | For | | Yes | | No |
1.12 -- Elect Director Padmasree Warrior | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Report on Employee Representation on the Board of Directors | | Share Holder | | Against | | Against | | Yes | | No |
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CISCO SYSTEMS, INC. | | | | | | | | | | |
Ticker: CSCO | | | | | | | | | | |
Provider Security ID: 17275R102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 10-Dec-20 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director M. Michele Burns | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Wesley G. Bush | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Michael D. Capellas | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Mark Garrett | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Kristina M. Johnson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Roderick C. McGeary | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Charles H. Robbins | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Arun Sarin - Withdrawn | | Management | | | | | | Yes | | No |
1i -- Elect Director Brenton L. Saunders | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Lisa T. Su | | Management | | For | | For | | Yes | | No |
2 -- Change State of Incorporation from California to Delaware | | Management | | For | | For | | Yes | | No |
3 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
5 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
6 -- Require Independent Board Chair | | Share Holder | | Against | | For | | Yes | | Yes |
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PIONEER NATURAL RESOURCES COMPANY | | | | | | | | | | |
Ticker: PXD | | | | | | | | | | |
Provider Security ID: 723787107 | | | | | | | | | | |
Meeting Type: Special | | | | | | | | | | |
Meeting Date: 12-Jan-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1 -- Issue Shares in Connection with Merger | | Management | | For | | For | | Yes | | No |
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MICRON TECHNOLOGY, INC. | | | | | | | | | | |
Ticker: MU | | | | | | | | | | |
Provider Security ID: 595112103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 14-Jan-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Richard M. Beyer | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Lynn A. Dugle | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Steven J. Gomo | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Mary Pat McCarthy | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Sanjay Mehrotra | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Robert E. Switz | | Management | | For | | For | | Yes | | No |
1g -- Elect Director MaryAnn Wright | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
4 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
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COSTCO WHOLESALE CORPORATION | | | | | | | | | | |
Ticker: COST | | | | | | | | | | |
Provider Security ID: 22160K105 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 21-Jan-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Susan L. Decker | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Kenneth D. Denman | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Richard A. Galanti | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director W. Craig Jelinek | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Sally Jewell | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Charles T. Munger | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Jeffrey S. Raikes | | Management | | For | | For | | Yes | | No |
2 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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APPLE INC. | | | | | | | | | | |
Ticker: AAPL | | | | | | | | | | |
Provider Security ID: 037833100 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 23-Feb-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director James Bell | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Tim Cook | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Al Gore | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Andrea Jung | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Art Levinson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Monica Lozano | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Ron Sugar | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Sue Wagner | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Proxy Access Amendments | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Improve Principles of Executive Compensation Program | | Share Holder | | Against | | Against | | Yes | | No |
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THE WALT DISNEY COMPANY | | | | | | | | | | |
Ticker: DIS | | | | | | | | | | |
Provider Security ID: 254687106 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 09-Mar-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Susan E. Arnold | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Mary T. Barra | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Safra A. Catz | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Robert A. Chapek | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Francis A. deSouza | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Michael B.G. Froman | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Robert A. Iger | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Maria Elena Lagomasino | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Mark G. Parker | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Derica W. Rice | | Management | | For | | For | | Yes | | No |
2 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
4 -- Report on Lobbying Payments and Policy | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | Share Holder | | Against | | Against | | Yes | | No |
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KEYSIGHT TECHNOLOGIES, INC. | | | | | | | | | | |
Ticker: KEYS | | | | | | | | | | |
Provider Security ID: 49338L103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 18-Mar-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Ronald S. Nersesian | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Charles J. Dockendorff | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Robert A. Rango | | Management | | For | | For | | Yes | | No |
2 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Advisory Vote on Say on Pay Frequency | | Management | | One Year | | One Year | | Yes | | No |
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SYNOPSYS, INC. | | | | | | | | | | |
Ticker: SNPS | | | | | | | | | | |
Provider Security ID: 871607107 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 08-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Aart J. de Geus | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Chi-Foon Chan | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Janice D. Chaffin | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Bruce R. Chizen | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Mercedes Johnson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Chrysostomos L. "Max" Nikias | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Jeannine P. Sargent | | Management | | For | | For | | Yes | | No |
1h -- Elect Director John Schwarz | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Roy Vallee | | Management | | For | | For | | Yes | | No |
2 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Against | | For | | Yes | | Yes |
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ADOBE INC. | | | | | | | | | | |
Ticker: ADBE | | | | | | | | | | |
Provider Security ID: 00724F101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Amy Banse | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Melanie Boulden | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Frank Calderoni | | Management | | For | | For | | Yes | | No |
1d -- Elect Director James Daley | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Laura Desmond | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Shantanu Narayen | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Kathleen Oberg | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Dheeraj Pandey | | Management | | For | | For | | Yes | | No |
1i -- Elect Director David Ricks | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Daniel Rosensweig | | Management | | For | | For | | Yes | | No |
1k -- Elect Director John Warnock | | Management | | For | | For | | Yes | | No |
2 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
3 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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CARNIVAL CORPORATION | | | | | | | | | | |
Ticker: CCL | | | | | | | | | | |
Provider Security ID: 143658300 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1 -- Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
2 -- Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
3 -- Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
4 -- Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
5 -- Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
6 -- Re-elect Jeffrey J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
7 -- Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
8 -- Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
9 -- Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
10 -- Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
11 -- Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
12 -- Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | | Management | | For | | For | | Yes | | No |
13 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
14 -- Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | | Management | | For | | For | | Yes | | No |
15 -- Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | | Management | | For | | For | | Yes | | No |
16 -- Authorize Board to Fix Remuneration of Auditors | | Management | | For | | For | | Yes | | No |
17 -- Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2020 (in accordance with legal requirements applicable to UK companies). | | Management | | For | | For | | Yes | | No |
18 -- Approve Issuance of Equity | | Management | | For | | For | | Yes | | No |
19 -- Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Management | | For | | For | | Yes | | No |
20 -- Authorize Share Repurchase Program | | Management | | For | | For | | Yes | | No |
21 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
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THE BOEING COMPANY | | | | | | | | | | |
Ticker: BA | | | | | | | | | | |
Provider Security ID: 097023105 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Robert A. Bradway | | Management | | For | | For | | Yes | | No |
1b -- Elect Director David L. Calhoun | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Lynne M. Doughtie | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Edmund P. Giambastiani, Jr. | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Lynn J. Good | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Akhil Johri | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Lawrence W. Kellner | | Management | | For | | Against | | Yes | | Yes |
1h -- Elect Director Steven M. Mollenkopf | | Management | | For | | For | | Yes | | No |
1i -- Elect Director John M. Richardson | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Ronald A. Williams | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Report on Lobbying Payments and Policy | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
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THE COCA-COLA COMPANY | | | | | | | | | | |
Ticker: KO | | | | | | | | | | |
Provider Security ID: 191216100 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Herbert A. Allen | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Marc Bolland | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Ana Botin | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Christopher C. Davis | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Barry Diller | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Helene D. Gayle | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Alexis M. Herman | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Robert A. Kotick | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Maria Elena Lagomasino | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director James Quincey | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Caroline J. Tsay | | Management | | For | | For | | Yes | | No |
1.12 -- Elect Director David B. Weinberg | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Ernst & Young LLP as Auditor | | Management | | For | | For | | Yes | | No |
4 -- Report on Sugar and Public Health | | Share Holder | | Against | | For | | Yes | | Yes |
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LOCKHEED MARTIN CORPORATION | | | | | | | | | | |
Ticker: LMT | | | | | | | | | | |
Provider Security ID: 539830109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Daniel F. Akerson | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director David B. Burritt | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Bruce A. Carlson | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Joseph F. Dunford, Jr. | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director James O. Ellis, Jr. | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Thomas J. Falk | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Ilene S. Gordon | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Vicki A. Hollub | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Jeh C. Johnson | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Debra L. Reed-Klages | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director James D. Taiclet | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Report on Human Rights Due Diligence | | Share Holder | | Against | | For | | Yes | | Yes |
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EXELON CORPORATION | | | | | | | | | | |
Ticker: EXC | | | | | | | | | | |
Provider Security ID: 30161N101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Anthony Anderson | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Ann Berzin | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Laurie Brlas | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Marjorie Rodgers Cheshire | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Christopher Crane | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Yves de Balmann | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Linda Jojo | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Paul Joskow | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Robert Lawless | | Management | | For | | For | | Yes | | No |
1j -- Elect Director John Richardson | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Mayo Shattuck, III | | Management | | For | | For | | Yes | | No |
1l -- Elect Director John Young | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Report on Child Labor Audit | | Share Holder | | Against | | Against | | Yes | | No |
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TRUIST FINANCIAL CORPORATION | | | | | | | | | | |
Ticker: TFC | | | | | | | | | | |
Provider Security ID: 89832Q109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Jennifer S. Banner | | Management | | For | | For | | Yes | | No |
1b -- Elect Director K. David Boyer, Jr. | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Agnes Bundy Scanlan | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Anna R. Cablik | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Dallas S. Clement | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Paul D. Donahue | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Paul R. Garcia | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Patrick C. Graney, III | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Linnie M. Haynesworth | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Kelly S. King | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Easter A. Maynard | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Donna S. Morea | | Management | | For | | For | | Yes | | No |
1m -- Elect Director Charles A. Patton | | Management | | For | | For | | Yes | | No |
1n -- Elect Director Nido R. Qubein | | Management | | For | | For | | Yes | | No |
1o -- Elect Director David M. Ratcliffe | | Management | | For | | For | | Yes | | No |
1p -- Elect Director William H. Rogers, Jr. | | Management | | For | | For | | Yes | | No |
1q -- Elect Director Frank P. Scruggs, Jr. | | Management | | For | | For | | Yes | | No |
1r -- Elect Director Christine Sears | | Management | | For | | For | | Yes | | No |
1s -- Elect Director Thomas E. Skains | | Management | | For | | For | | Yes | | No |
1t -- Elect Director Bruce L. Tanner | | Management | | For | | For | | Yes | | No |
1u -- Elect Director Thomas N. Thompson | | Management | | For | | For | | Yes | | No |
1v -- Elect Director Steven C. Voorhees | | Management | | For | | For | | Yes | | No |
2 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY | | | | | | | | | | |
Ticker: HZNP | | | | | | | | | | |
Provider Security ID: G46188101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 29-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director William F. Daniel | | Management | | For | | For | | Yes | | No |
1b -- Elect Director H. Thomas Watkins | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Pascale Witz | | Management | | For | | For | | Yes | | No |
2 -- Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | | Management | | For | | For | | Yes | | No |
5 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
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AT&T INC. | | | | | | | | | | |
Ticker: T | | | | | | | | | | |
Provider Security ID: 00206R102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 30-Apr-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director William E. Kennard | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Samuel A. Di Piazza, Jr. | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Scott T. Ford | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Glenn H. Hutchins | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Debra L. Lee | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Stephen J. Luczo | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Michael B. McCallister | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Beth E. Mooney | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Matthew K. Rose | | Management | | For | | For | | Yes | | No |
1j -- Elect Director John T. Stankey | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Cynthia B. Taylor | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Geoffrey Y. Yang | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
4 -- Lower Ownership Threshold for Action by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
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BRISTOL-MYERS SQUIBB COMPANY | | | | | | | | | | |
Ticker: BMY | | | | | | | | | | |
Provider Security ID: 110122108 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 04-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1A -- Elect Director Peter J. Arduini | | Management | | For | | For | | Yes | | No |
1B -- Elect Director Michael W. Bonney | | Management | | For | | For | | Yes | | No |
1C -- Elect Director Giovanni Caforio | | Management | | For | | For | | Yes | | No |
1D -- Elect Director Julia A. Haller | | Management | | For | | For | | Yes | | No |
1E -- Elect Director Paula A. Price | | Management | | For | | For | | Yes | | No |
1F -- Elect Director Derica W. Rice | | Management | | For | | For | | Yes | | No |
1G -- Elect Director Theodore R. Samuels | | Management | | For | | For | | Yes | | No |
1H -- Elect Director Gerald L. Storch | | Management | | For | | For | | Yes | | No |
1I -- Elect Director Karen H. Vousden | | Management | | For | | For | | Yes | | No |
1J -- Elect Director Phyllis R. Yale | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Approve Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
4 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
5 -- Reduce Ownership Threshold for Special Shareholder Meetings to 15% | | Management | | For | | For | | Yes | | No |
6 -- Require Independent Board Chair | | Share Holder | | Against | | For | | Yes | | Yes |
7 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
8 -- Reduce Ownership Threshold for Special Shareholder Meetings to 10% | | Share Holder | | Against | | For | | Yes | | Yes |
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DANAHER CORPORATION | | | | | | | | | | |
Ticker: DHR | | | | | | | | | | |
Provider Security ID: 235851102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 05-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Rainer M. Blair | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Linda Hefner Filler | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Teri List | | Management | | For | | Against | | Yes | | Yes |
1d -- Elect Director Walter G. Lohr, Jr. | | Management | | For | | Against | | Yes | | Yes |
1e -- Elect Director Jessica L. Mega | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Mitchell P. Rales | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Steven M. Rales | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Pardis C. Sabeti | | Management | | For | | For | | Yes | | No |
1i -- Elect Director John T. Schwieters | | Management | | For | | Against | | Yes | | Yes |
1j -- Elect Director Alan G. Spoon | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Raymond C. Stevens | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Elias A. Zerhouni | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Against | | For | | Yes | | Yes |
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SIX FLAGS ENTERTAINMENT CORPORATION | | | | | | | | | | |
Ticker: SIX | | | | | | | | | | |
Provider Security ID: 83001A102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 05-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Ben Baldanza | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Selim Bassoul | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Esi Eggleston Bracey | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Denise M. Clark | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Enrique Ramirez Mena | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Arik Ruchim | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Michael Spanos | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Eliminate Supermajority Vote Requirement to Amend Bylaws | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Management | | For | | For | | Yes | | No |
5 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
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CSX CORPORATION | | | | | | | | | | |
Ticker: CSX | | | | | | | | | | |
Provider Security ID: 126408103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 07-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Donna M. Alvarado | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Thomas P. Bostick | | Management | | For | | For | | Yes | | No |
1c -- Elect Director James M. Foote | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Steven T. Halverson | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Paul C. Hilal | | Management | | For | | For | | Yes | | No |
1f -- Elect Director David M. Moffett | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Linda H. Riefler | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Suzanne M. Vautrinot | | Management | | For | | For | | Yes | | No |
1i -- Elect Director James L. Wainscott | | Management | | For | | For | | Yes | | No |
1j -- Elect Director J. Steven Whisler | | Management | | For | | For | | Yes | | No |
1k -- Elect Director John J. Zillmer | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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OCCIDENTAL PETROLEUM CORPORATION | | | | | | | | | | |
Ticker: OXY | | | | | | | | | | |
Provider Security ID: 674599105 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 07-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Stephen I. Chazen | | Management | | For | | Against | | Yes | | Yes |
1b -- Elect Director Andrew Gould | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Carlos M. Gutierrez | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Vicki Hollub | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Gary Hu | | Management | | For | | For | | Yes | | No |
1f -- Elect Director William R. Klesse | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Andrew N. Langham | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Jack B. Moore | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Margarita Palau-Hernandez | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Avedick B. Poladian | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Robert M. Shearer | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
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STANLEY BLACK & DECKER, INC. | | | | | | | | | | |
Ticker: SWK | | | | | | | | | | |
Provider Security ID: 854502101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 10-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Andrea J. Ayers | | Management | | For | | For | | Yes | | No |
1b -- Elect Director George W. Buckley | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Patrick D. Campbell | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Carlos M. Cardoso | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Robert B. Coutts | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Debra A. Crew | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Michael D. Hankin | | Management | | For | | For | | Yes | | No |
1h -- Elect Director James M. Loree | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Jane M. Palmieri | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Mojdeh Poul | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Dmitri L. Stockton | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Irving Tan | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Management | | For | | For | | Yes | | No |
5 -- Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | | Management | | For | | For | | Yes | | No |
6 -- Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | | Management | | For | | For | | Yes | | No |
7 -- Adopt Majority Voting for Uncontested Election of Directors | | Management | | For | | For | | Yes | | No |
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ARTHUR J. GALLAGHER & CO. | | | | | | | | | | |
Ticker: AJG | | | | | | | | | | |
Provider Security ID: 363576109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 11-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Sherry S. Barrat | | Management | | For | | For | | Yes | | No |
1b -- Elect Director William L. Bax | | Management | | For | | For | | Yes | | No |
1c -- Elect Director D. John Coldman | | Management | | For | | For | | Yes | | No |
1d -- Elect Director J. Patrick Gallagher, Jr. | | Management | | For | | For | | Yes | | No |
1e -- Elect Director David S. Johnson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Kay W. McCurdy | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Christopher C. Miskel | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Ralph J. Nicoletti | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Norman L. Rosenthal | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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AMERICAN WATER WORKS COMPANY, INC. | | | | | | | | | | |
Ticker: AWK | | | | | | | | | | |
Provider Security ID: 030420103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 12-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Jeffrey N. Edwards | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Martha Clark Goss | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Veronica M. Hagen | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Kimberly J. Harris | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Julia L. Johnson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Patricia L. Kampling | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Karl F. Kurz | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Walter J. Lynch | | Management | | For | | For | | Yes | | No |
1i -- Elect Director George MacKenzie | | Management | | For | | For | | Yes | | No |
1j -- Elect Director James G. Stavridis | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Lloyd M. Yates | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
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INTEL CORPORATION | | | | | | | | | | |
Ticker: INTC | | | | | | | | | | |
Provider Security ID: 458140100 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 13-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Patrick P. Gelsinger | | Management | | For | | For | | Yes | | No |
1b -- Elect Director James J. Goetz | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Alyssa Henry | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Omar Ishrak | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Risa Lavizzo-Mourey | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Tsu-Jae King Liu | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Gregory D. Smith | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Dion J. Weisler | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Frank D. Yeary | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Report on Global Median Gender/Racial Pay Gap | | Share Holder | | Against | | For | | Yes | | Yes |
6 -- Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | Share Holder | | Against | | For | | Yes | | Yes |
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KEYCORP | | | | | | | | | | |
Ticker: KEY | | | | | | | | | | |
Provider Security ID: 493267108 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 13-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Bruce D. Broussard | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Alexander M. Cutler | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director H. James Dallas | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Elizabeth R. Gile | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Ruth Ann M. Gillis | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Christopher M. Gorman | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Robin N. Hayes | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Carlton L. Highsmith | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Richard J. Hipple | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Devina A. Rankin | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Barbara R. Snyder | | Management | | For | | For | | Yes | | No |
1.12 -- Elect Director Todd J. Vasos | | Management | | For | | For | | Yes | | No |
1.13 -- Elect Director David K. Wilson | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditor | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Amend Nonqualified Employee Stock Purchase Plan | | Management | | For | | For | | Yes | | No |
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Management | | For | | For | | Yes | | No |
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LAS VEGAS SANDS CORP. | | | | | | | | | | |
Ticker: LVS | | | | | | | | | | |
Provider Security ID: 517834107 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 13-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Irwin Chafetz | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Micheline Chau | | Management | | For | | Withhold | | Yes | | Yes |
1.3 -- Elect Director Patrick Dumont | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Charles D. Forman | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Robert G. Goldstein | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director George Jamieson | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Nora M. Jordan | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Charles A. Koppelman | | Management | | For | | Withhold | | Yes | | Yes |
1.9 -- Elect Director Lewis Kramer | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director David F. Levi | | Management | | For | | Withhold | | Yes | | Yes |
2 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
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VERIZON COMMUNICATIONS INC. | | | | | | | | | | |
Ticker: VZ | | | | | | | | | | |
Provider Security ID: 92343V104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 13-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Shellye L. Archambeau | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Roxanne S. Austin | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Mark T. Bertolini | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Melanie L. Healey | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Clarence Otis, Jr. | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Daniel H. Schulman | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Rodney E. Slater | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Hans E. Vestberg | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Gregory G. Weaver | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Lower Ownership Threshold for Action by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Amend Senior Executive Compensation Clawback Policy | | Share Holder | | Against | | For | | Yes | | Yes |
6 -- Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Share Holder | | Against | | For | | Yes | | Yes |
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JPMORGAN CHASE & CO. | | | | | | | | | | |
Ticker: JPM | | | | | | | | | | |
Provider Security ID: 46625H100 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 18-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Linda B. Bammann | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Stephen B. Burke | | Management | | For | | Against | | Yes | | Yes |
1c -- Elect Director Todd A. Combs | | Management | | For | | For | | Yes | | No |
1d -- Elect Director James S. Crown | | Management | | For | | For | | Yes | | No |
1e -- Elect Director James Dimon | | Management | | For | | Against | | Yes | | Yes |
1f -- Elect Director Timothy P. Flynn | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Mellody Hobson | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Michael A. Neal | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Phebe N. Novakovic | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Virginia M. Rometty | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
4 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
5 -- Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
6 -- Report on Racial Equity Audit | | Share Holder | | Against | | For | | Yes | | Yes |
7 -- Require Independent Board Chair | | Share Holder | | Against | | For | | Yes | | Yes |
8 -- Report on Congruency Political Analysis and Electioneering Expenditures | | Share Holder | | Against | | For | | Yes | | Yes |
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PPL CORPORATION | | | | | | | | | | |
Ticker: PPL | | | | | | | | | | |
Provider Security ID: 69351T106 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 18-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Arthur P. Beattie | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Steven G. Elliott | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Raja Rajamannar | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Craig A. Rogerson | | Management | | For | | Against | | Yes | | Yes |
1e -- Elect Director Vincent Sorgi | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Natica von Althann | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Keith H. Williamson | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Phoebe A. Wood | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Armando Zagalo de Lima | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
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BURLINGTON STORES, INC. | | | | | | | | | | |
Ticker: BURL | | | | | | | | | | |
Provider Security ID: 122017106 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Michael Goodwin | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director William P. McNamara | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Michael O'Sullivan | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Jessica Rodriguez | | Management | | For | | For | | Yes | | No |
2 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Report on Pay Disparity | | Share Holder | | Against | | Against | | Yes | | No |
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FOOT LOCKER, INC. | | | | | | | | | | |
Ticker: FL | | | | | | | | | | |
Provider Security ID: 344849104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Alan D. Feldman | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Richard A. Johnson | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Guillermo G. Marmol | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Matthew M. McKenna | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Darlene Nicosia | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Steven Oakland | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Ulice Payne, Jr. | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Kimberly Underhill | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Tristan Walker | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Dona D. Young | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify KPMG LLP as Auditor | | Management | | For | | For | | Yes | | No |
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MONDELEZ INTERNATIONAL, INC. | | | | | | | | | | |
Ticker: MDLZ | | | | | | | | | | |
Provider Security ID: 609207105 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Lewis W.K. Booth | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Charles E. Bunch | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Lois D. Juliber | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Peter W. May | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Jorge S. Mesquita | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Jane Hamilton Nielsen | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Fredric G. Reynolds | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Christiana S. Shi | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Patrick T. Siewert | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Michael A. Todman | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Jean-Francois M. L. van Boxmeer | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Dirk Van de Put | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Consider Pay Disparity Between Executives and Other Employees | | Share Holder | | Against | | Against | | Yes | | No |
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THERMO FISHER SCIENTIFIC INC. | | | | | | | | | | |
Ticker: TMO | | | | | | | | | | |
Provider Security ID: 883556102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Marc N. Casper | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Nelson J. Chai | | Management | | For | | For | | Yes | | No |
1c -- Elect Director C. Martin Harris | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Tyler Jacks | | Management | | For | | For | | Yes | | No |
1e -- Elect Director R. Alexandra Keith | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Thomas J. Lynch | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Jim P. Manzi | | Management | | For | | For | | Yes | | No |
1h -- Elect Director James C. Mullen | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Lars R. Sorensen | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Debora L. Spar | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Scott M. Sperling | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Dion J. Weisler | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditor | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Call A Special Meeting | | Share Holder | | Against | | For | | Yes | | Yes |
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CHUBB LIMITED | | | | | | | | | | |
Ticker: CB | | | | | | | | | | |
Provider Security ID: H1467J104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For | | Yes | | No |
2.1 -- Allocate Disposable Profit | | Management | | For | | For | | Yes | | No |
2.2 -- Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | | Management | | For | | For | | Yes | | No |
3 -- Approve Discharge of Board of Directors | | Management | | For | | For | | Yes | | No |
4.1 -- Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | | Management | | For | | For | | Yes | | No |
4.2 -- Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | | Management | | For | | For | | Yes | | No |
4.3 -- Ratify BDO AG (Zurich) as Special Audit Firm | | Management | | For | | For | | Yes | | No |
5.1 -- Elect Director Evan G. Greenberg | | Management | | For | | For | | Yes | | No |
5.2 -- Elect Director Michael P. Connors | | Management | | For | | For | | Yes | | No |
5.3 -- Elect Director Michael G. Atieh | | Management | | For | | For | | Yes | | No |
5.4 -- Elect Director Sheila P. Burke | | Management | | For | | For | | Yes | | No |
5.5 -- Elect Director Mary Cirillo | | Management | | For | | For | | Yes | | No |
5.6 -- Elect Director Robert J. Hugin | | Management | | For | | For | | Yes | | No |
5.7 -- Elect Director Robert W. Scully | | Management | | For | | For | | Yes | | No |
5.8 -- Elect Director Eugene B. Shanks, Jr. | | Management | | For | | For | | Yes | | No |
5.9 -- Elect Director Theodore E. Shasta | | Management | | For | | For | | Yes | | No |
5.10 -- Elect Director David H. Sidwell | | Management | | For | | For | | Yes | | No |
5.11 -- Elect Director Olivier Steimer | | Management | | For | | For | | Yes | | No |
5.12 -- Elect Director Luis Tellez | | Management | | For | | For | | Yes | | No |
5.13 -- Elect Director Frances F. Townsend | | Management | | For | | For | | Yes | | No |
6 -- Elect Evan G. Greenberg as Board Chairman | | Management | | For | | Against | | Yes | | Yes |
7.1 -- Elect Michael P. Connors as Member of the Compensation Committee | | Management | | For | | For | | Yes | | No |
7.2 -- Elect Mary Cirillo as Member of the Compensation Committee | | Management | | For | | For | | Yes | | No |
7.3 -- Elect Frances F. Townsend as Member of the Compensation Committee | | Management | | For | | For | | Yes | | No |
8 -- Designate Homburger AG as Independent Proxy | | Management | | For | | For | | Yes | | No |
9 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
10 -- Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | | Management | | For | | For | | Yes | | No |
11.1 -- Approve the Maximum Aggregate Remuneration of Directors | | Management | | For | | For | | Yes | | No |
11.2 -- Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | | Management | | For | | For | | Yes | | No |
12 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
13 -- Transact Other Business (Voting) | | Management | | For | | Against | | Yes | | Yes |
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CINEMARK HOLDINGS, INC. | | | | | | | | | | |
Ticker: CNK | | | | | | | | | | |
Provider Security ID: 17243V102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Darcy Antonellis | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Carlos Sepulveda | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Mark Zoradi | | Management | | For | | For | | Yes | | No |
2 -- Ratify Deloitte and Touche, LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
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LAMAR ADVERTISING COMPANY | | | | | | | | | | |
Ticker: LAMR | | | | | | | | | | |
Provider Security ID: 512816109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Nancy Fletcher | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director John E. Koerner, III | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Marshall A. Loeb | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Stephen P. Mumblow | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Thomas V. Reifenheiser | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Anna Reilly | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Kevin P. Reilly, Jr. | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Wendell Reilly | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Elizabeth Thompson | | Management | | For | | For | | Yes | | No |
2 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
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MORGAN STANLEY | | | | | | | | | | |
Ticker: MS | | | | | | | | | | |
Provider Security ID: 617446448 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Elizabeth Corley | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Alistair Darling | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Thomas H. Glocer | | Management | | For | | For | | Yes | | No |
1d -- Elect Director James P. Gorman | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Robert H. Herz | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Nobuyuki Hirano | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Hironori Kamezawa | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Shelley B. Leibowitz | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Stephen J. Luczo | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Jami Miscik | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Dennis M. Nally | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Mary L. Schapiro | | Management | | For | | For | | Yes | | No |
1m -- Elect Director Perry M. Traquina | | Management | | For | | For | | Yes | | No |
1n -- Elect Director Rayford Wilkins, Jr. | | Management | | For | | For | | Yes | | No |
2 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
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ZOETIS INC. | | | | | | | | | | |
Ticker: ZTS | | | | | | | | | | |
Provider Security ID: 98978V103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Sanjay Khosla | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Antoinette R. Leatherberry | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Willie M. Reed | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Linda Rhodes | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify KPMG LLP as Auditor | | Management | | For | | For | | Yes | | No |
4 -- Adopt Simple Majority Vote | | Share Holder | | Against | | For | | Yes | | Yes |
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CROWN CASTLE INTERNATIONAL CORP. | | | | | | | | | | |
Ticker: CCI | | | | | | | | | | |
Provider Security ID: 22822V101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 21-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director P. Robert Bartolo | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Jay A. Brown | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Cindy Christy | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Ari Q. Fitzgerald | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Andrea J. Goldsmith | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Lee W. Hogan | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Tammy K. Jones | | Management | | For | | For | | Yes | | No |
1h -- Elect Director J. Landis Martin | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Anthony J. Melone | | Management | | For | | For | | Yes | | No |
1j -- Elect Director W. Benjamin Moreland | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Kevin A. Stephens | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Matthew Thornton, III | | Management | | For | | For | | Yes | | No |
2 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Advisory Vote on Say on Pay Frequency | | Management | | One Year | | One Year | | Yes | | No |
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HONEYWELL INTERNATIONAL INC. | | | | | | | | | | |
Ticker: HON | | | | | | | | | | |
Provider Security ID: 438516106 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 21-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1A -- Elect Director Darius Adamczyk | | Management | | For | | For | | Yes | | No |
1B -- Elect Director Duncan B. Angove | | Management | | For | | For | | Yes | | No |
1C -- Elect Director William S. Ayer | | Management | | For | | For | | Yes | | No |
1D -- Elect Director Kevin Burke | | Management | | For | | For | | Yes | | No |
1E -- Elect Director D. Scott Davis | | Management | | For | | For | | Yes | | No |
1F -- Elect Director Deborah Flint | | Management | | For | | For | | Yes | | No |
1G -- Elect Director Judd Gregg | | Management | | For | | For | | Yes | | No |
1H -- Elect Director Grace D. Lieblein | | Management | | For | | For | | Yes | | No |
1I -- Elect Director Raymond T. Odierno | | Management | | For | | For | | Yes | | No |
1J -- Elect Director George Paz | | Management | | For | | For | | Yes | | No |
1K -- Elect Director Robin L. Washington | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditor | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
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MERCK & CO., INC. | | | | | | | | | | |
Ticker: MRK | | | | | | | | | | |
Provider Security ID: 58933Y105 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 25-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Leslie A. Brun | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Mary Ellen Coe | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Pamela J. Craig | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Kenneth C. Frazier | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Thomas H. Glocer | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Risa J. Lavizzo-Mourey | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Stephen L. Mayo | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Paul B. Rothman | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Patricia F. Russo | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Christine E. Seidman | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Inge G. Thulin | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Kathy J. Warden | | Management | | For | | For | | Yes | | No |
1m -- Elect Director Peter C. Wendell | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Report on Access to COVID-19 Products | | Share Holder | | Against | | For | | Yes | | Yes |
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FACEBOOK, INC. | | | | | | | | | | |
Ticker: FB | | | | | | | | | | |
Provider Security ID: 30303M102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 26-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Peggy Alford | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Marc L. Andreessen | | Management | | For | | Withhold | | Yes | | Yes |
1.3 -- Elect Director Andrew W. Houston | | Management | | For | | Withhold | | Yes | | Yes |
1.4 -- Elect Director Nancy Killefer | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Robert M. Kimmitt | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Sheryl K. Sandberg | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Peter A. Thiel | | Management | | For | | Withhold | | Yes | | Yes |
1.8 -- Elect Director Tracey T. Travis | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Mark Zuckerberg | | Management | | For | | Withhold | | Yes | | Yes |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Amend Non-Employee Director Compensation Policy | | Management | | For | | Against | | Yes | | Yes |
4 -- Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Require Independent Board Chair | | Share Holder | | Against | | For | | Yes | | Yes |
6 -- Report on Online Child Sexual Exploitation | | Share Holder | | Against | | For | | Yes | | Yes |
7 -- Require Independent Director Nominee with Human and/or Civil Rights Experience | | Share Holder | | Against | | Against | | Yes | | No |
8 -- Report on Platform Misuse | | Share Holder | | Against | | For | | Yes | | Yes |
9 -- Amend Certificate of Incorporation to Become a Public Benefit Corporation | | Share Holder | | Against | | Against | | Yes | | No |
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PAYPAL HOLDINGS, INC. | | | | | | | | | | |
Ticker: PYPL | | | | | | | | | | |
Provider Security ID: 70450Y103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 26-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Rodney C. Adkins | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Jonathan Christodoro | | Management | | For | | For | | Yes | | No |
1c -- Elect Director John J. Donahoe | | Management | | For | | For | | Yes | | No |
1d -- Elect Director David W. Dorman | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Belinda J. Johnson | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Gail J. McGovern | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Deborah M. Messemer | | Management | | For | | For | | Yes | | No |
1h -- Elect Director David M. Moffett | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Ann M. Sarnoff | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Daniel H. Schulman | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Frank D. Yeary | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | | Share Holder | | Against | | For | | Yes | | Yes |
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PIONEER NATURAL RESOURCES COMPANY | | | | | | | | | | |
Ticker: PXD | | | | | | | | | | |
Provider Security ID: 723787107 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 27-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director A.R. Alameddine | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Edison C. Buchanan | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Matt Gallagher | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Phillip A. Gobe | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Larry R. Grillot | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Stacy P. Methvin | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Royce W. Mitchell | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Frank A. Risch | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Scott D. Sheffield | | Management | | For | | For | | Yes | | No |
1j -- Elect Director J. Kenneth Thompson | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Phoebe A. Wood | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Michael D. Wortley | | Management | | For | | For | | Yes | | No |
2 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Amend Qualified Employee Stock Purchase Plan | | Management | | For | | For | | Yes | | No |
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LOWE'S COMPANIES, INC. | | | | | | | | | | |
Ticker: LOW | | | | | | | | | | |
Provider Security ID: 548661107 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 28-May-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Raul Alvarez | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director David H. Batchelder | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Angela F. Braly | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Sandra B. Cochran | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Laurie Z. Douglas | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Richard W. Dreiling | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Marvin R. Ellison | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Daniel J. Heinrich | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Brian C. Rogers | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Bertram L. Scott | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Mary Beth West | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Deloitte & Touche LLP as Auditor | | Management | | For | | For | | Yes | | No |
4 -- Amend Proxy Access Right | | Share Holder | | Against | | For | | Yes | | Yes |
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HESS CORPORATION | | | | | | | | | | |
Ticker: HES | | | | | | | | | | |
Provider Security ID: 42809H107 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 02-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Terrence J. Checki | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Leonard S. Coleman, Jr. | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Joaquin Duato | | Management | | For | | For | | Yes | | No |
1d -- Elect Director John B. Hess | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Edith E. Holiday | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Marc S. Lipschultz | | Management | | For | | For | | Yes | | No |
1g -- Elect Director David McManus | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Kevin O. Meyers | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Karyn F. Ovelmen | | Management | | For | | For | | Yes | | No |
1j -- Elect Director James H. Quigley | | Management | | For | | For | | Yes | | No |
1k -- Elect Director William G. Schrader | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
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NVIDIA CORPORATION | | | | | | | | | | |
Ticker: NVDA | | | | | | | | | | |
Provider Security ID: 67066G104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 03-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Robert K. Burgess | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Tench Coxe | | Management | | For | | For | | Yes | | No |
1c -- Elect Director John O. Dabiri | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Persis S. Drell | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Jen-Hsun Huang | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Dawn Hudson | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Harvey C. Jones | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Michael G. McCaffery | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Stephen C. Neal | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Mark L. Perry | | Management | | For | | For | | Yes | | No |
1k -- Elect Director A. Brooke Seawell | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Aarti Shah | | Management | | For | | For | | Yes | | No |
1m -- Elect Director Mark A. Stevens | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Increase Authorized Common Stock | | Management | | For | | For | | Yes | | No |
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ARES CAPITAL CORPORATION | | | | | | | | | | |
Ticker: ARCC | | | | | | | | | | |
Provider Security ID: 04010L103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 07-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Michael K. Parks | | Management | | For | | Against | | Yes | | Yes |
1b -- Elect Director Robert L. Rosen | | Management | | For | | Against | | Yes | | Yes |
1c -- Elect Director Bennett Rosenthal | | Management | | For | | Against | | Yes | | Yes |
2 -- Ratify KPMG LLP as Auditors | | Management | | For | | For | | Yes | | No |
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UNITEDHEALTH GROUP INCORPORATED | | | | | | | | | | |
Ticker: UNH | | | | | | | | | | |
Provider Security ID: 91324P102 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 07-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Richard T. Burke | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Timothy P. Flynn | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Stephen J. Hemsley | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Michele J. Hooper | | Management | | For | | For | | Yes | | No |
1e -- Elect Director F. William McNabb, III | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Valerie C. Montgomery Rice | | Management | | For | | For | | Yes | | No |
1g -- Elect Director John H. Noseworthy | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Gail R. Wilensky | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Andrew Witty | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Amend Qualified Employee Stock Purchase Plan | | Management | | For | | For | | Yes | | No |
5 -- Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Against | | For | | Yes | | Yes |
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CATERPILLAR INC. | | | | | | | | | | |
Ticker: CAT | | | | | | | | | | |
Provider Security ID: 149123101 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 09-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Kelly A. Ayotte | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director David L. Calhoun | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Daniel M. Dickinson | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Gerald Johnson | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director David W. MacLennan | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Debra L. Reed-Klages | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Edward B. Rust, Jr. | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Susan C. Schwab | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director D. James Umpleby, III | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Miles D. White | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Rayford Wilkins, Jr. | | Management | | For | | For | | Yes | | No |
2 -- Ratify PricewaterhouseCoopers as Auditors | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
4 -- Report on Climate Policy | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Report on Diversity and Inclusion Efforts | | Share Holder | | Against | | For | | Yes | | Yes |
6 -- Amend Certificate of Incorporate to become Public Benefit Corporation | | Share Holder | | Against | | Against | | Yes | | No |
7 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
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GENERAL MOTORS COMPANY | | | | | | | | | | |
Ticker: GM | | | | | | | | | | |
Provider Security ID: 37045V100 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 14-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Mary T. Barra | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Wesley G. Bush | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Linda R. Gooden | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Joseph Jimenez | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Jane L. Mendillo | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Judith A. Miscik | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Patricia F. Russo | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Thomas M. Schoewe | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Carol M. Stephenson | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Mark A. Tatum | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Devin N. Wenig | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Margaret C. Whitman | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Ratify Ernst & Young LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Provide Right to Act by Written Consent | | Share Holder | | Against | | For | | Yes | | Yes |
5 -- Link Executive Pay to Social Criteria | | Share Holder | | Against | | For | | Yes | | Yes |
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RESTAURANT BRANDS INTERNATIONAL INC. | | | | | | | | | | |
Ticker: QSR | | | | | | | | | | |
Provider Security ID: 76131D103 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 16-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1.1 -- Elect Director Alexandre Behring | | Management | | For | | For | | Yes | | No |
1.2 -- Elect Director Joao M. Castro-Neves | | Management | | For | | For | | Yes | | No |
1.3 -- Elect Director Maximilien de Limburg Stirum | | Management | | For | | For | | Yes | | No |
1.4 -- Elect Director Paul J. Fribourg | | Management | | For | | For | | Yes | | No |
1.5 -- Elect Director Neil Golden | | Management | | For | | For | | Yes | | No |
1.6 -- Elect Director Ali Hedayat | | Management | | For | | For | | Yes | | No |
1.7 -- Elect Director Golnar Khosrowshahi | | Management | | For | | For | | Yes | | No |
1.8 -- Elect Director Marc Lemann | | Management | | For | | For | | Yes | | No |
1.9 -- Elect Director Jason Melbourne | | Management | | For | | For | | Yes | | No |
1.10 -- Elect Director Giovanni (John) Prato | | Management | | For | | For | | Yes | | No |
1.11 -- Elect Director Daniel S. Schwartz | | Management | | For | | For | | Yes | | No |
1.12 -- Elect Director Carlos Alberto Sicupira | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | For | | Yes | | No |
3 -- Advisory Vote on Say on Pay Frequency | | Management | | One Year | | One Year | | Yes | | No |
4 -- Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | For | | Yes | | No |
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ACTIVISION BLIZZARD, INC. | | | | | | | | | | |
Ticker: ATVI | | | | | | | | | | |
Provider Security ID: 00507V109 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 21-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Reveta Bowers | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Robert Corti | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Hendrik Hartong, III | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Brian Kelly | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Robert Kotick | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Barry Meyer | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Robert Morgado | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Peter Nolan | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Dawn Ostroff | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Casey Wasserman | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
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MASTERCARD INCORPORATED | | | | | | | | | | |
Ticker: MA | | | | | | | | | | |
Provider Security ID: 57636Q104 | | | | | | | | | | |
Meeting Type: Annual | | | | | | | | | | |
Meeting Date: 22-Jun-21 | | | | | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
1a -- Elect Director Ajay Banga | | Management | | For | | For | | Yes | | No |
1b -- Elect Director Merit E. Janow | | Management | | For | | For | | Yes | | No |
1c -- Elect Director Richard K. Davis | | Management | | For | | For | | Yes | | No |
1d -- Elect Director Steven J. Freiberg | | Management | | For | | For | | Yes | | No |
1e -- Elect Director Julius Genachowski | | Management | | For | | For | | Yes | | No |
1f -- Elect Director Choon Phong Goh | | Management | | For | | For | | Yes | | No |
1g -- Elect Director Oki Matsumoto | | Management | | For | | For | | Yes | | No |
1h -- Elect Director Michael Miebach | | Management | | For | | For | | Yes | | No |
1i -- Elect Director Youngme Moon | | Management | | For | | For | | Yes | | No |
1j -- Elect Director Rima Qureshi | | Management | | For | | For | | Yes | | No |
1k -- Elect Director Jose Octavio Reyes Lagunes | | Management | | For | | For | | Yes | | No |
1l -- Elect Director Gabrielle Sulzberger | | Management | | For | | For | | Yes | | No |
1m -- Elect Director Jackson Tai | | Management | | For | | For | | Yes | | No |
1n -- Elect Director Lance Uggla | | Management | | For | | For | | Yes | | No |
2 -- Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Against | | Yes | | Yes |
3 -- Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For | | Yes | | No |
4 -- Amend Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
5 -- Amend Non-Employee Director Omnibus Stock Plan | | Management | | For | | For | | Yes | | No |
6 -- Eliminate Supermajority Vote Requirement | | Management | | For | | For | | Yes | | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.