First Trust Enhanced Equity Income Fund (FFA)
Filed: 16 Aug 23, 2:38pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
| Constellation Brands, Inc. | ||||||||||||
| Ticker: STZ | ||||||||||||
| Provider Security ID: 21036P108 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-Jul-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Jennifer M. Daniels | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Jeremy S. G. Fowden | For | Withhold | Yes | Yes | ||||||
| Management | 1.3 | Elect Director Jose Manuel Madero Garza | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Daniel J. McCarthy | For | For | Yes | No | ||||||
| Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Linde Plc | ||||||||||||
| Ticker: LIN | ||||||||||||
| Provider Security ID: G5494J103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 25-Jul-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Stephen F. Angel | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Sanjiv Lamba | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Ann-Kristin Achleitner | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Thomas Enders | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Edward G. Galante | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Joe Kaeser | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Victoria E. Ossadnik | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Martin H. Richenhagen | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Alberto Weisser | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Robert L. Wood | For | For | Yes | No | ||||||
| Management | 2a | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||
| Management | 2b | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Approve Remuneration Report | For | For | Yes | No | ||||||
| Management | 5 | Determine Price Range for Reissuance of Treasury Shares | For | For | Yes | No | ||||||
| Shareholder | 6 | Adopt Simple Majority Vote | Against | For | Yes | Yes | ||||||
| Ares Capital Corporation | ||||||||||||
| Ticker: ARCC | ||||||||||||
| Provider Security ID: 04010L103 | ||||||||||||
| Meeting Type: Special | ||||||||||||
| Meeting Date: 04-Aug-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | Yes | No | ||||||
| NIKE, Inc. | ||||||||||||
| Ticker: NKE | ||||||||||||
| Provider Security ID: 654106103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 09-Sep-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Alan B. Graf, Jr. | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Peter B. Henry | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Michelle A. Peluso | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||
| Shareholder | 5 | Adopt a Policy on China Sourcing | Against | For | Yes | Yes | ||||||
| FedEx Corporation | ||||||||||||
| Ticker: FDX | ||||||||||||
| Provider Security ID: 31428X106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-Sep-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Marvin R. Ellison | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Stephen E. Gorman | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Susan Patricia Griffith | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Kimberly A. Jabal | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Amy B. Lane | For | For | Yes | No | ||||||
| Management | 1f | Elect Director R. Brad Martin | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Nancy A. Norton | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Frederick P. Perpall | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Joshua Cooper Ramo | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Susan C. Schwab | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Frederick W. Smith | For | For | Yes | No | ||||||
| Management | 1l | Elect Director David P. Steiner | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Rajesh Subramaniam | For | For | Yes | No | ||||||
| Management | 1n | Elect Director V. James Vena | For | For | Yes | No | ||||||
| Management | 1o | Elect Director Paul S. Walsh | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Report on Alignment Between Company Values and Electioneering Contributions | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Report on Racism in Corporate Culture | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Report on Climate Lobbying | Against | For | Yes | Yes | ||||||
| Constellation Brands, Inc. | ||||||||||||
| Ticker: STZ | ||||||||||||
| Provider Security ID: 21036P108 | ||||||||||||
| Meeting Type: Special | ||||||||||||
| Meeting Date: 09-Nov-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Amend Charter | For | For | Yes | No | ||||||
| Management | 2 | Adjourn Meeting | For | For | Yes | No | ||||||
| Cisco Systems, Inc. | ||||||||||||
| Ticker: CSCO | ||||||||||||
| Provider Security ID: 17275R102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 08-Dec-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director M. Michele Burns | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Wesley G. Bush | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Michael D. Capellas | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Mark Garrett | For | For | Yes | No | ||||||
| Management | 1e | Elect Director John D. Harris, II | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Kristina M. Johnson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Roderick C. McGeary | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Sarah Rae Murphy | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Charles H. Robbins | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Brenton L. Saunders | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Lisa T. Su | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Marianna Tessel | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 4 | Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard | Against | For | Yes | Yes | ||||||
| Microsoft Corporation | ||||||||||||
| Ticker: MSFT | ||||||||||||
| Provider Security ID: 594918104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 13-Dec-22 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Reid G. Hoffman | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Hugh F. Johnston | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Teri L. List | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Satya Nadella | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Sandra E. Peterson | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Penny S. Pritzker | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Carlos A. Rodriguez | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Charles W. Scharf | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director John W. Stanton | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director John W. Thompson | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director Emma N. Walmsley | For | For | Yes | No | ||||||
| Management | 1.12 | Elect Director Padmasree Warrior | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 4 | Report on Cost/Benefit Analysis of Diversity and Inclusion | Against | Against | Yes | No | ||||||
| Shareholder | 5 | Report on Hiring of Persons with Arrest or Incarceration Records | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Government Use of Microsoft Technology | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Report on Development of Products for Military | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Report on Tax Transparency | Against | For | Yes | Yes | ||||||
| Micron Technology, Inc. | ||||||||||||
| Ticker: MU | ||||||||||||
| Provider Security ID: 595112103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 12-Jan-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Richard M. Beyer | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Lynn A. Dugle | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Steven J. Gomo | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Linnie M. Haynesworth | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Mary Pat McCarthy | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Sanjay Mehrotra | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Robert E. Switz | For | For | Yes | No | ||||||
| Management | 1h | Elect Director MaryAnn Wright | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Linde Plc | ||||||||||||
| Ticker: LIN | ||||||||||||
| Provider Security ID: G5494J103 | ||||||||||||
| Meeting Type: Extraordinary Shareholders | ||||||||||||
| Meeting Date: 18-Jan-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Approve Scheme of Arrangement | For | For | Yes | No | ||||||
| Management | 2 | Amend Articles of Association | For | For | Yes | No | ||||||
| Management | 3 | Approve Common Draft Terms of Merger | For | For | Yes | No | ||||||
| Management | 1 | Approve Scheme of Arrangement | For | For | Yes | No | ||||||
| Costco Wholesale Corporation | ||||||||||||
| Ticker: COST | ||||||||||||
| Provider Security ID: 22160K105 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-Jan-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Susan L. Decker | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Kenneth D. Denman | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Richard A. Galanti | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Hamilton E. James | For | For | Yes | No | ||||||
| Management | 1e | Elect Director W. Craig Jelinek | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Sally Jewell | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Charles T. Munger | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Jeffrey S. Raikes | For | For | Yes | No | ||||||
| Management | 1i | Elect Director John W. Stanton | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Ron M. Vachris | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Mary Agnes (Maggie) Wilderotter | For | For | Yes | No | ||||||
| Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Report on Risk Due to Restrictions on Reproductive Rights | Against | For | Yes | Yes | ||||||
| Apple Inc. | ||||||||||||
| Ticker: AAPL | ||||||||||||
| Provider Security ID: 037833100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 10-Mar-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director James Bell | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Tim Cook | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Al Gore | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Alex Gorsky | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Andrea Jung | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Art Levinson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Monica Lozano | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Ron Sugar | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Sue Wagner | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Report on Civil Rights and Non-Discrimination Audit | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Operations in Communist China | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Report on Median Gender/Racial Pay Gap | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Amend Proxy Access Right | Against | For | Yes | Yes | ||||||
| Broadcom Inc. | ||||||||||||
| Ticker: AVGO | ||||||||||||
| Provider Security ID: 11135F101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 03-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Diane M. Bryant | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Gayla J. Delly | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Raul J. Fernandez | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Eddy W. Hartenstein | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Check Kian Low | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Justine F. Page | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Henry Samueli | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Hock E. Tan | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Harry L. You | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes | Yes | ||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| The Walt Disney Company | ||||||||||||
| Ticker: DIS | ||||||||||||
| Provider Security ID: 254687106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 03-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Mary T. Barra | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Safra A. Catz | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Amy L. Chang | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Francis A. deSouza | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Carolyn N. Everson | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Michael B.G. Froman | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Robert A. Iger | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Maria Elena Lagomasino | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Calvin R. McDonald | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Mark G. Parker | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Derica W. Rice | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Report on Risks Related to Operations in China | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Charitable Contributions | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on Political Expenditures | Against | For | Yes | Yes | ||||||
| The Goodyear Tire & Rubber Company | ||||||||||||
| Ticker: GT | ||||||||||||
| Provider Security ID: 382550101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 10-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Norma B. Clayton | For | For | Yes | No | ||||||
| Management | 1b | Elect Director James A. Firestone | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Werner Geissler | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Laurette T. Koellner | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Richard J. Kramer | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Karla R. Lewis | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Prashanth Mahendra-Rajah | For | For | Yes | No | ||||||
| Management | 1h | Elect Director John E. McGlade | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Roderick A. Palmore | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Hera K. Siu | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Michael R. Wessel | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Thomas L. Williams | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 5 | Eliminate Supermajority Vote Requirement | For | For | Yes | No | ||||||
| Shareholder | 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Yes | No | ||||||
| Synopsys, Inc. | ||||||||||||
| Ticker: SNPS | ||||||||||||
| Provider Security ID: 871607107 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 12-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Aart J. de Geus | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Luis Borgen | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Marc N. Casper | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Janice D. Chaffin | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Bruce R. Chizen | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Mercedes Johnson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Jeannine P. Sargent | For | For | Yes | No | ||||||
| Management | 1h | Elect Director John G. Schwarz | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Roy Vallee | For | For | Yes | No | ||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 5 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||
| Huntington Bancshares Incorporated | ||||||||||||
| Ticker: HBAN | ||||||||||||
| Provider Security ID: 446150104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Alanna Y. Cotton | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Ann B. (Tanny) Crane | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Gina D. France | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director J. Michael Hochschwender | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Richard H. King | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Katherine M. A. (Allie) Kline | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Richard W. Neu | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Kenneth J. Phelan | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director David L. Porteous | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Roger J. Sit | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director Stephen D. Steinour | For | For | Yes | No | ||||||
| Management | 1.12 | Elect Director Jeffrey L. Tate | For | For | Yes | No | ||||||
| Management | 1.13 | Elect Director Gary Torgow | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| The Sherwin-Williams Company | ||||||||||||
| Ticker: SHW | ||||||||||||
| Provider Security ID: 824348106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Kerrii B. Anderson | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Arthur F. Anton | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Jeff M. Fettig | For | For | Yes | No | ||||||
| Management | 1d | Elect Director John G. Morikis | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Christine A. Poon | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Aaron M. Powell | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Marta R. Stewart | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Michael H. Thaman | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Matthew Thornton, III | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Adobe Inc. | ||||||||||||
| Ticker: ADBE | ||||||||||||
| Provider Security ID: 00724F101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 20-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Amy Banse | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Brett Biggs | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Melanie Boulden | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Frank Calderoni | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Laura Desmond | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Shantanu Narayen | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Spencer Neumann | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Kathleen Oberg | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Dheeraj Pandey | For | For | Yes | No | ||||||
| Management | 1j | Elect Director David Ricks | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Daniel Rosensweig | For | For | Yes | No | ||||||
| Management | 1l | Elect Director John Warnock | For | For | Yes | No | ||||||
| Management | 2 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 6 | Report on Hiring of Persons with Arrest or Incarceration Records | Against | Against | Yes | No | ||||||
| Carnival Corporation | ||||||||||||
| Ticker: CCL | ||||||||||||
| Provider Security ID: 143658300 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 21-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 5 | Re-elect Jeffrey J. Gearhart as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 6 | Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 7 | Elect Sara Mathew as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 8 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 9 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 10 | Elect Josh Weinstein as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 11 | Re-elect Randall Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc | For | For | Yes | No | ||||||
| Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 14 | Approve Directors' Remuneration Report (in Accordance with Legal Requirements Applicable to UK Companies) | For | For | Yes | No | ||||||
| Management | 15 | Approve Remuneration Policy | For | For | Yes | No | ||||||
| Management | 16 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation | For | For | Yes | No | ||||||
| Management | 17 | Authorize Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||
| Management | 18 | Receive the Accounts and Reports of the Directors and Auditors of Carnival plc for the Year Ended November 30, 2022 (in Accordance with Legal Requirements Applicable to UK Companies) | For | For | Yes | No | ||||||
| Management | 19 | Approve Issuance of Equity | For | For | Yes | No | ||||||
| Management | 20 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||
| Management | 21 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||
| Management | 22 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Exelon Corporation | ||||||||||||
| Ticker: EXC | ||||||||||||
| Provider Security ID: 30161N101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 25-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Anthony Anderson | For | For | Yes | No | ||||||
| Management | 1b | Elect Director W. Paul Bowers | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Calvin G. Butler, Jr. | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Marjorie Rodgers Cheshire | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Linda Jojo | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Charisse Lillie | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Matthew Rogers | For | For | Yes | No | ||||||
| Management | 1h | Elect Director John Young | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| International Business Machines Corporation | ||||||||||||
| Ticker: IBM | ||||||||||||
| Provider Security ID: 459200101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 25-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Thomas Buberl | For | For | Yes | No | ||||||
| Management | 1b | Elect Director David N. Farr | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Alex Gorsky | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Michelle J. Howard | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Arvind Krishna | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Andrew N. Liveris | For | For | Yes | No | ||||||
| Management | 1g | Elect Director F. William McNabb, III | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Martha E. Pollack | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Joseph R. Swedish | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Peter R. Voser | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Frederick H. Waddell | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Alfred W. Zollar | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Report on Lobbying Payments and Policy | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on Risks Related to Operations in China | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Report on Efforts to Prevent Harassment and Discrimination in the Workplace | Against | For | Yes | Yes | ||||||
| The Coca-Cola Company | ||||||||||||
| Ticker: KO | ||||||||||||
| Provider Security ID: 191216100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 25-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Herb Allen | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Marc Bolland | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Ana Botin | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Christopher C. Davis | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Barry Diller | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Carolyn Everson | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Helene D. Gayle | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Alexis M. Herman | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Maria Elena Lagomasino | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Amity Millhiser | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director James Quincey | For | For | Yes | No | ||||||
| Management | 1.12 | Elect Director Caroline J. Tsay | For | For | Yes | No | ||||||
| Management | 1.13 | Elect Director David B. Weinberg | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Report on Third-Party Civil Rights Audit | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Issue Transparency Report on Global Public Policy and Political Influence | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on Congruency of Political Spending with Company Values and Priorities | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Require Independent Board Chair | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Report on Risk Due to Restrictions on Reproductive Rights | Against | Against | Yes | No | ||||||
| Truist Financial Corporation | ||||||||||||
| Ticker: TFC | ||||||||||||
| Provider Security ID: 89832Q109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 25-Apr-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Jennifer S. Banner | For | For | Yes | No | ||||||
| Management | 1b | Elect Director K. David Boyer, Jr. | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Agnes Bundy Scanlan | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Anna R. Cablik | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Dallas S. Clement | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Paul D. Donahue | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Patrick C. Graney, III | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Linnie M. Haynesworth | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Kelly S. King | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Easter A. Maynard | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Donna S. Morea | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Charles A. Patton | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Nido R. Qubein | For | For | Yes | No | ||||||
| Management | 1n | Elect Director David M. Ratcliffe | For | For | Yes | No | ||||||
| Management | 1o | Elect Director William H. Rogers, Jr. | For | For | Yes | No | ||||||
| Management | 1p | Elect Director Frank P. Scruggs, Jr. | For | For | Yes | No | ||||||
| Management | 1q | Elect Director Christine Sears | For | For | Yes | No | ||||||
| Management | 1r | Elect Director Thomas E. Skains | For | For | Yes | No | ||||||
| Management | 1s | Elect Director Bruce L. Tanner | For | For | Yes | No | ||||||
| Management | 1t | Elect Director Thomas N. Thompson | For | For | Yes | No | ||||||
| Management | 1u | Elect Director Steven C. Voorhees | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Eli Lilly and Company | ||||||||||||
| Ticker: LLY | ||||||||||||
| Provider Security ID: 532457108 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 01-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director William G. Kaelin, Jr. | For | For | Yes | No | ||||||
| Management | 1b | Elect Director David A. Ricks | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Marschall S. Runge | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Karen Walker | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 5 | Declassify the Board of Directors | For | For | Yes | No | ||||||
| Management | 6 | Eliminate Supermajority Vote Requirement | For | For | Yes | No | ||||||
| Shareholder | 7 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Adopt Simple Majority Vote | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | Against | Yes | No | ||||||
| Shareholder | 10 | Report on Risks of Supporting Abortion | Against | Against | Yes | No | ||||||
| Shareholder | 11 | Publish Third-Party Review of Alignment of Company's Lobbying Activities with its Public Statements | Against | For | Yes | Yes | ||||||
| Shareholder | 12 | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Against | For | Yes | Yes | ||||||
| Shareholder | 13 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Against | Against | Yes | No | ||||||
| Philip Morris International Inc. | ||||||||||||
| Ticker: PM | ||||||||||||
| Provider Security ID: 718172109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 03-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Brant Bonin Bough | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Andre Calantzopoulos | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Michel Combes | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Juan Jose Daboub | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Werner Geissler | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Lisa A. Hook | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Jun Makihara | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Kalpana Morparia | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Jacek Olczak | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Robert B. Polet | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Dessislava Temperley | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Shlomo Yanai | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers SA as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Disclose Nicotine Level Information, and Reduce Nicotine Levels in Tobacco Products | Against | Against | Yes | No | ||||||
| AbbVie Inc. | ||||||||||||
| Ticker: ABBV | ||||||||||||
| Provider Security ID: 00287Y109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 05-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Robert J. Alpern | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Melody B. Meyer | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Frederick H. Waddell | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Eliminate Supermajority Vote Requirement | For | For | Yes | No | ||||||
| Shareholder | 5 | Adopt Simple Majority Vote | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on Lobbying Payments and Policy | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Yes | Yes | ||||||
| Arthur J. Gallagher & Co. | ||||||||||||
| Ticker: AJG | ||||||||||||
| Provider Security ID: 363576109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 09-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Sherry S. Barrat | For | For | Yes | No | ||||||
| Management | 1b | Elect Director William L. Bax | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Teresa H. Clarke | For | For | Yes | No | ||||||
| Management | 1d | Elect Director D. John Coldman | For | For | Yes | No | ||||||
| Management | 1e | Elect Director J. Patrick Gallagher, Jr. | For | For | Yes | No | ||||||
| Management | 1f | Elect Director David S. Johnson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Christopher C. Miskel | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Ralph J. Nicoletti | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Norman L. Rosenthal | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 5 | Amend Certificate of Incorporation to Limit the Personal Liability of Certain Officers | For | For | Yes | No | ||||||
| Danaher Corporation | ||||||||||||
| Ticker: DHR | ||||||||||||
| Provider Security ID: 235851102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 09-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Rainer M. Blair | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Feroz Dewan | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Linda Filler | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Teri List | For | Against | Yes | Yes | ||||||
| Management | 1e | Elect Director Walter G. Lohr, Jr. | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Jessica L. Mega | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Mitchell P. Rales | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Steven M. Rales | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Pardis C. Sabeti | For | For | Yes | No | ||||||
| Management | 1j | Elect Director A. Shane Sanders | For | Against | Yes | Yes | ||||||
| Management | 1k | Elect Director John T. Schwieters | For | Against | Yes | Yes | ||||||
| Management | 1l | Elect Director Alan G. Spoon | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Raymond C. Stevens | For | Against | Yes | Yes | ||||||
| Management | 1n | Elect Director Elias A. Zerhouni | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Against | Against | Yes | No | ||||||
| American Water Works Company, Inc. | ||||||||||||
| Ticker: AWK | ||||||||||||
| Provider Security ID: 030420103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 10-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Jeffrey N. Edwards | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Martha Clark Goss | For | For | Yes | No | ||||||
| Management | 1c | Elect Director M. Susan Hardwick | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Kimberly J. Harris | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Laurie P. Havanec | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Julia L. Johnson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Patricia L. Kampling | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Karl F. Kurz | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Michael L. Marberry | For | For | Yes | No | ||||||
| Management | 1j | Elect Director James G. Stavridis | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Oversee and Report a Racial Equity Audit | Against | For | Yes | Yes | ||||||
| Six Flags Entertainment Corporation | ||||||||||||
| Ticker: SIX | ||||||||||||
| Provider Security ID: 83001A102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 10-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Ben Baldanza | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Selim Bassoul | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Esi Eggleston Bracey | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Chieh Huang | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Enrique Ramirez Mena | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Arik Ruchim | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Marilyn Spiegel | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | For | For | Yes | No | ||||||
| Management | 5 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Intel Corporation | ||||||||||||
| Ticker: INTC | ||||||||||||
| Provider Security ID: 458140100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 11-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Patrick P. Gelsinger | For | For | Yes | No | ||||||
| Management | 1b | Elect Director James J. Goetz | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Andrea J. Goldsmith | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Alyssa H. Henry | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Omar Ishrak | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Risa Lavizzo-Mourey | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Tsu-Jae King Liu | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Barbara G. Novick | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Gregory D. Smith | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Lip-Bu Tan | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Dion J. Weisler | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Frank D. Yeary | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes | Yes | ||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 6 | Adopt Share Retention Policy For Senior Executives | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Publish Third Party Review of Intel's China Business ESG Congruence | Against | Against | Yes | No | ||||||
| Las Vegas Sands Corp. | ||||||||||||
| Ticker: LVS | ||||||||||||
| Provider Security ID: 517834107 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 11-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Robert G. Goldstein | For | Withhold | Yes | Yes | ||||||
| Management | 1.2 | Elect Director Patrick Dumont | For | Withhold | Yes | Yes | ||||||
| Management | 1.3 | Elect Director Irwin Chafetz | For | Withhold | Yes | Yes | ||||||
| Management | 1.4 | Elect Director Micheline Chau | For | Withhold | Yes | Yes | ||||||
| Management | 1.5 | Elect Director Charles D. Forman | For | Withhold | Yes | Yes | ||||||
| Management | 1.6 | Elect Director Nora M. Jordan | For | Withhold | Yes | Yes | ||||||
| Management | 1.7 | Elect Director Lewis Kramer | For | Withhold | Yes | Yes | ||||||
| Management | 1.8 | Elect Director David F. Levi | For | Withhold | Yes | Yes | ||||||
| Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Disclose Board Skills and Diversity Matrix | Against | For | Yes | Yes | ||||||
| Verizon Communications Inc. | ||||||||||||
| Ticker: VZ | ||||||||||||
| Provider Security ID: 92343V104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 11-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Shellye Archambeau | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Roxanne Austin | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Mark Bertolini | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Vittorio Colao | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Melanie Healey | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Laxman Narasimhan | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Clarence Otis, Jr. | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Daniel Schulman | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Rodney Slater | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Carol Tome | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director Hans Vestberg | For | For | Yes | No | ||||||
| Management | 1.12 | Elect Director Gregory Weaver | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Report on Government Requests to Remove Content | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Adopt a Policy Prohibiting Direct and Indirect Political Contributions to Candidates | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Amend Clawback Policy | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Yes | No | ||||||
| Shareholder | 9 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Baker Hughes Company | ||||||||||||
| Ticker: BKR | ||||||||||||
| Provider Security ID: 05722G100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 16-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director W. Geoffrey Beattie | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Gregory D. Brenneman | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Cynthia B. Carroll | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Nelda J. Connors | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Michael R. Dumais | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Lynn L. Elsenhans | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director John G. Rice | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Lorenzo Simonelli | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Mohsen Sohi | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| JPMorgan Chase & Co. | ||||||||||||
| Ticker: JPM | ||||||||||||
| Provider Security ID: 46625H100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 16-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Linda B. Bammann | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Stephen B. Burke | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Todd A. Combs | For | For | Yes | No | ||||||
| Management | 1d | Elect Director James S. Crown | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Alicia Boler Davis | For | For | Yes | No | ||||||
| Management | 1f | Elect Director James Dimon | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Timothy P. Flynn | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Alex Gorsky | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Mellody Hobson | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Michael A. Neal | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Phebe N. Novakovic | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Virginia M. Rometty | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Amend Public Responsibility Committee Charter to Include Animal Welfare | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Against | Against | Yes | No | ||||||
| Shareholder | 10 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Against | Against | Yes | No | ||||||
| Shareholder | 11 | Report on Political Expenditures Congruence | Against | For | Yes | Yes | ||||||
| Shareholder | 12 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Against | Against | Yes | No | ||||||
| Ares Capital Corporation | ||||||||||||
| Ticker: ARCC | ||||||||||||
| Provider Security ID: 04010L103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Michael J Arougheti | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Ann Torre Bates | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Steven B. McKeever | For | Against | Yes | Yes | ||||||
| Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Burlington Stores, Inc. | ||||||||||||
| Ticker: BURL | ||||||||||||
| Provider Security ID: 122017106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Ted English | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Jordan Hitch | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Mary Ann Tocio | For | For | Yes | No | ||||||
| Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Chubb Limited | ||||||||||||
| Ticker: CB | ||||||||||||
| Provider Security ID: H1467J104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||
| Management | 2.1 | Allocate Disposable Profit | For | For | Yes | No | ||||||
| Management | 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | For | For | Yes | No | ||||||
| Management | 3 | Approve Discharge of Board of Directors | For | For | Yes | No | ||||||
| Management | 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | For | For | Yes | No | ||||||
| Management | 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | For | For | Yes | No | ||||||
| Management | 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | For | For | Yes | No | ||||||
| Management | 5.1 | Elect Director Evan G. Greenberg | For | For | Yes | No | ||||||
| Management | 5.2 | Elect Director Michael P. Connors | For | Against | Yes | Yes | ||||||
| Management | 5.3 | Elect Director Michael G. Atieh | For | For | Yes | No | ||||||
| Management | 5.4 | Elect Director Kathy Bonanno | For | For | Yes | No | ||||||
| Management | 5.5 | Elect Director Nancy K. Buese | For | For | Yes | No | ||||||
| Management | 5.6 | Elect Director Sheila P. Burke | For | For | Yes | No | ||||||
| Management | 5.7 | Elect Director Michael L. Corbat | For | For | Yes | No | ||||||
| Management | 5.8 | Elect Director Robert J. Hugin | For | For | Yes | No | ||||||
| Management | 5.9 | Elect Director Robert W. Scully | For | For | Yes | No | ||||||
| Management | 5.10 | Elect Director Theodore E. Shasta | For | For | Yes | No | ||||||
| Management | 5.11 | Elect Director David H. Sidwell | For | For | Yes | No | ||||||
| Management | 5.12 | Elect Director Olivier Steimer | For | For | Yes | No | ||||||
| Management | 5.13 | Elect Director Frances F. Townsend | For | Against | Yes | Yes | ||||||
| Management | 6 | Elect Evan G. Greenberg as Board Chairman | For | Against | Yes | Yes | ||||||
| Management | 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | For | For | Yes | No | ||||||
| Management | 7.2 | Elect David H. Sidwell as Member of the Compensation Committee | For | For | Yes | No | ||||||
| Management | 7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | For | For | Yes | No | ||||||
| Management | 8 | Designate Homburger AG as Independent Proxy | For | For | Yes | No | ||||||
| Management | 9.1 | Amend Articles Relating to Swiss Corporate Law Updates | For | For | Yes | No | ||||||
| Management | 9.2 | Amend Articles to Advance Notice Period | For | For | Yes | No | ||||||
| Management | 10.1 | Cancel Repurchased Shares | For | For | Yes | No | ||||||
| Management | 10.2 | Reduction of Par Value | For | For | Yes | No | ||||||
| Management | 11.1 | Approve Remuneration of Directors in the Amount of USD 5.5 Million | For | For | Yes | No | ||||||
| Management | 11.2 | Approve Remuneration of Executive Management in the Amount of USD 65 Million for Fiscal 2024 | For | For | Yes | No | ||||||
| Management | 11.3 | Approve Remuneration Report | For | For | Yes | No | ||||||
| Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 14 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Against | Against | Yes | No | ||||||
| Shareholder | 15 | Report on Human Rights Risk Assessment | Against | Against | Yes | No | ||||||
| Crown Castle Inc. | ||||||||||||
| Ticker: CCI | ||||||||||||
| Provider Security ID: 22822V101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director P. Robert Bartolo | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Jay A. Brown | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Cindy Christy | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Ari Q. Fitzgerald | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Andrea J. Goldsmith | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Tammy K. Jones | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Anthony J. Melone | For | For | Yes | No | ||||||
| Management | 1h | Elect Director W. Benjamin Moreland | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Kevin A. Stephens | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Matthew Thornton, III | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Amend Charter to Allow Exculpation of Certain Officers | For | For | Yes | No | ||||||
| Foot Locker, Inc. | ||||||||||||
| Ticker: FL | ||||||||||||
| Provider Security ID: 344849104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Mary N. Dillon | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Virginia C. Drosos | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Alan D. Feldman | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Guillermo G. Marmol | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Darlene Nicosia | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Steven Oakland | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Ulice Payne, Jr. | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Kimberly Underhill | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Tristan Walker | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Dona D. Young | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||
| Management | 5 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Hess Corporation | ||||||||||||
| Ticker: HES | ||||||||||||
| Provider Security ID: 42809H107 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Terrence J. Checki | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Leonard S. Coleman, Jr. | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Lisa Glatch | For | For | Yes | No | ||||||
| Management | 1d | Elect Director John B. Hess | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Edith E. Holiday | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Marc S. Lipschultz | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Raymond J. McGuire | For | For | Yes | No | ||||||
| Management | 1h | Elect Director David McManus | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Kevin O. Meyers | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Karyn F. Ovelmen | For | For | Yes | No | ||||||
| Management | 1k | Elect Director James H. Quigley | For | For | Yes | No | ||||||
| Management | 1l | Elect Director William G. Schrader | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| PPL Corporation | ||||||||||||
| Ticker: PPL | ||||||||||||
| Provider Security ID: 69351T106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 17-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Arthur P. Beattie | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Raja Rajamannar | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Heather B. Redman | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Craig A. Rogerson | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Vincent Sorgi | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Linda G. Sullivan | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Natica von Althann | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Keith H. Williamson | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Phoebe A. Wood | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Armando Zagalo de Lima | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| AT&T Inc. | ||||||||||||
| Ticker: T | ||||||||||||
| Provider Security ID: 00206R102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 18-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Scott T. Ford | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Glenn H. Hutchins | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director William E. Kennard | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Stephen J. Luczo | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Michael B. McCallister | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Beth E. Mooney | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Matthew K. Rose | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director John T. Stankey | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Cynthia B. Taylor | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Luis A. Ubinas | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Commission Third Party Racial Equity Audit | Against | Against | Yes | No | ||||||
| Cinemark Holdings, Inc. | ||||||||||||
| Ticker: CNK | ||||||||||||
| Provider Security ID: 17243V102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 18-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Nancy Loewe | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Steven Rosenberg | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Enrique Senior | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Nina Vaca | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Zoetis Inc. | ||||||||||||
| Ticker: ZTS | ||||||||||||
| Provider Security ID: 98978V103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 18-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Paul M. Bisaro | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Vanessa Broadhurst | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Frank A. D'Amelio | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Michael B. McCallister | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Gregory Norden | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Louise M. Parent | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Kristin C. Peck | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Robert W. Scully | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Provide Right to Call Special Meeting | For | For | Yes | No | ||||||
| Shareholder | 5 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | Against | For | Yes | Yes | ||||||
| Honeywell International Inc. | ||||||||||||
| Ticker: HON | ||||||||||||
| Provider Security ID: 438516106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1A | Elect Director Darius Adamczyk | For | For | Yes | No | ||||||
| Management | 1B | Elect Director Duncan Angove | For | For | Yes | No | ||||||
| Management | 1C | Elect Director William S. Ayer | For | For | Yes | No | ||||||
| Management | 1D | Elect Director Kevin Burke | For | For | Yes | No | ||||||
| Management | 1E | Elect Director D. Scott Davis | For | For | Yes | No | ||||||
| Management | 1F | Elect Director Deborah Flint | For | For | Yes | No | ||||||
| Management | 1G | Elect Director Vimal Kapur | For | For | Yes | No | ||||||
| Management | 1H | Elect Director Rose Lee | For | For | Yes | No | ||||||
| Management | 1I | Elect Director Grace Lieblein | For | For | Yes | No | ||||||
| Management | 1J | Elect Director Robin L. Washington | For | For | Yes | No | ||||||
| Management | 1K | Elect Director Robin Watson | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Issue Environmental Justice Report | Against | Against | Yes | No | ||||||
| Morgan Stanley | ||||||||||||
| Ticker: MS | ||||||||||||
| Provider Security ID: 617446448 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 19-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Alistair Darling | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Thomas H. Glocer | For | For | Yes | No | ||||||
| Management | 1c | Elect Director James P. Gorman | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Robert H. Herz | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Erika H. James | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Hironori Kamezawa | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Shelley B. Leibowitz | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Stephen J. Luczo | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Jami Miscik | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Masato Miyachi | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Dennis M. Nally | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Mary L. Schapiro | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Perry M. Traquina | For | For | Yes | No | ||||||
| Management | 1n | Elect Director Rayford Wilkins, Jr. | For | For | Yes | No | ||||||
| Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Against | Against | Yes | No | ||||||
| Merck & Co., Inc. | ||||||||||||
| Ticker: MRK | ||||||||||||
| Provider Security ID: 58933Y105 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 23-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Douglas M. Baker, Jr. | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Mary Ellen Coe | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Pamela J. Craig | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Robert M. Davis | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Thomas H. Glocer | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Risa J. Lavizzo-Mourey | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Stephen L. Mayo | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Paul B. Rothman | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Patricia F. Russo | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Christine E. Seidman | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Inge G. Thulin | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Kathy J. Warden | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Peter C. Wendell | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Report on Risks Related to Operations in China | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Access to COVID-19 Products | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Report on Impact of Extended Patent Exclusivities on Product Access | Against | For | Yes | Yes | ||||||
| Shareholder | 9 | Publish a Congruency Report of Partnerships with Globalist Organizations | Against | Against | Yes | No | ||||||
| Shareholder | 10 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Restaurant Brands International Inc. | ||||||||||||
| Ticker: QSR | ||||||||||||
| Provider Security ID: 76131D103 | ||||||||||||
| Meeting Type: Annual/Special | ||||||||||||
| Meeting Date: 23-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Alexandre Behring | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Maximilien de Limburg Stirum | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director J. Patrick Doyle | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Cristina Farjallat | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Jordana Fribourg | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Ali Hedayat | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Marc Lemann | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Jason Melbourne | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Daniel S. Schwartz | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Thecla Sweeney | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||
| Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||
| Shareholder | 5 | Disclose Any Annual Benchmarks for Animal Welfare Goals | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Risks to Business Due to Increased Labor Market Pressure | Against | Against | Yes | No | ||||||
| Shareholder | 8 | Report on Efforts to Reduce Plastic Use | Against | Against | Yes | No | ||||||
| Amazon.com, Inc. | ||||||||||||
| Ticker: AMZN | ||||||||||||
| Provider Security ID: 023135106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 24-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Jeffrey P. Bezos | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Andrew R. Jassy | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Keith B. Alexander | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Edith W. Cooper | For | Against | Yes | Yes | ||||||
| Management | 1e | Elect Director Jamie S. Gorelick | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Daniel P. Huttenlocher | For | Against | Yes | Yes | ||||||
| Management | 1g | Elect Director Judith A. McGrath | For | Against | Yes | Yes | ||||||
| Management | 1h | Elect Director Indra K. Nooyi | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Jonathan J. Rubinstein | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Patricia Q. Stonesifer | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Wendell P. Weeks | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ratification of Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes | Yes | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 5 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Shareholder | 6 | Report on Climate Risk in Retirement Plan Options | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on Customer Due Diligence | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Against | Against | Yes | No | ||||||
| Shareholder | 9 | Report on Government Take Down Requests | Against | Against | Yes | No | ||||||
| Shareholder | 10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Against | Against | Yes | No | ||||||
| Shareholder | 11 | Publish a Tax Transparency Report | Against | Against | Yes | No | ||||||
| Shareholder | 12 | Report on Climate Lobbying | Against | Against | Yes | No | ||||||
| Shareholder | 13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Against | For | Yes | Yes | ||||||
| Shareholder | 14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Against | Against | Yes | No | ||||||
| Shareholder | 15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Against | Against | Yes | No | ||||||
| Shareholder | 16 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining | Against | For | Yes | Yes | ||||||
| Shareholder | 17 | Consider Pay Disparity Between Executives and Other Employees | Against | Against | Yes | No | ||||||
| Shareholder | 18 | Report on Animal Welfare Standards | Against | Against | Yes | No | ||||||
| Shareholder | 19 | Establish a Public Policy Committee | Against | Against | Yes | No | ||||||
| Shareholder | 20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Against | For | Yes | Yes | ||||||
| Shareholder | 21 | Commission a Third Party Audit on Working Conditions | Against | For | Yes | Yes | ||||||
| Shareholder | 22 | Report on Efforts to Reduce Plastic Use | Against | Against | Yes | No | ||||||
| Shareholder | 23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Against | For | Yes | Yes | ||||||
| PayPal Holdings, Inc. | ||||||||||||
| Ticker: PYPL | ||||||||||||
| Provider Security ID: 70450Y103 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 24-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Rodney C. Adkins | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Jonathan Christodoro | For | For | Yes | No | ||||||
| Management | 1c | Elect Director John J. Donahoe | For | For | Yes | No | ||||||
| Management | 1d | Elect Director David W. Dorman | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Belinda J. Johnson | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Enrique Lores | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Gail J. McGovern | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Deborah M. Messemer | For | For | Yes | No | ||||||
| Management | 1i | Elect Director David M. Moffett | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Ann M. Sarnoff | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Daniel H. Schulman | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Frank D. Yeary | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Adopt a Policy on Services in Conflict Zones | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Report on PayPal's Nondiscriminatory Provision of Financial Services - Withdrawn | ||||||||||
| Shareholder | 8 | Report on Ensuring Respect for Civil Liberties | Against | Against | Yes | No | ||||||
| Shareholder | 9 | Adopt Majority Vote Standard for Director Elections | Against | Against | Yes | No | ||||||
| Thermo Fisher Scientific Inc. | ||||||||||||
| Ticker: TMO | ||||||||||||
| Provider Security ID: 883556102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 24-May-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Marc N. Casper | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Nelson J. Chai | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Ruby R. Chandy | For | For | Yes | No | ||||||
| Management | 1d | Elect Director C. Martin Harris | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Tyler Jacks | For | For | Yes | No | ||||||
| Management | 1f | Elect Director R. Alexandra Keith | For | For | Yes | No | ||||||
| Management | 1g | Elect Director James C. Mullen | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Lars R. Sorensen | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Debora L. Spar | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Scott M. Sperling | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Dion J. Weisler | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 5 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 6 | Approve Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||
| UnitedHealth Group Incorporated | ||||||||||||
| Ticker: UNH | ||||||||||||
| Provider Security ID: 91324P102 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 05-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Timothy Flynn | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Paul Garcia | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Kristen Gil | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Stephen Hemsley | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Michele Hooper | For | For | Yes | No | ||||||
| Management | 1f | Elect Director F. William McNabb, III | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Valerie Montgomery Rice | For | For | Yes | No | ||||||
| Management | 1h | Elect Director John Noseworthy | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Andrew Witty | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Report on Third-Party Racial Equity Audit | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Report on Congruency of Political Spending with Company Values and Priorities | Against | Against | Yes | No | ||||||
| Shareholder | 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Yes | Yes | ||||||
| Freeport-McMoRan, Inc. | ||||||||||||
| Ticker: FCX | ||||||||||||
| Provider Security ID: 35671D857 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 06-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director David P. Abney | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Richard C. Adkerson | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Marcela E. Donadio | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Robert W. Dudley | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Hugh Grant | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Lydia H. Kennard | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Ryan M. Lance | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Sara Grootwassink Lewis | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Dustan E. McCoy | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director Kathleen L. Quirk | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director John J. Stephens | For | For | Yes | No | ||||||
| Management | 1.12 | Elect Director Frances Fragos Townsend | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Diamondback Energy, Inc. | ||||||||||||
| Ticker: FANG | ||||||||||||
| Provider Security ID: 25278X109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 08-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Travis D. Stice | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director Vincent K. Brooks | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director David L. Houston | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Rebecca A. Klein | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Stephanie K. Mains | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Mark L. Plaumann | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Melanie M. Trent | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Frank D. Tsuru | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Steven E. West | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Eliminate Supermajority Vote Requirement for Amendments of the Charter and Removal of Directors | For | For | Yes | No | ||||||
| Management | 4 | Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | For | For | Yes | No | ||||||
| Management | 5 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | For | For | Yes | No | ||||||
| Management | 6 | Ratify Grant Thornton LLP as Auditors | For | For | Yes | No | ||||||
| Caterpillar Inc. | ||||||||||||
| Ticker: CAT | ||||||||||||
| Provider Security ID: 149123101 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 14-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Kelly A. Ayotte | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director David L. Calhoun | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Daniel M. Dickinson | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director James C. Fish, Jr. | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director Gerald Johnson | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director David W. MacLennan | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Judith F. Marks | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director Debra L. Reed-Klages | For | For | Yes | No | ||||||
| Management | 1.9 | Elect Director Susan C. Schwab | For | For | Yes | No | ||||||
| Management | 1.10 | Elect Director D. James Umpleby, III | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director Rayford Wilkins, Jr. | For | For | Yes | No | ||||||
| Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 5 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||
| Shareholder | 6 | Report on Climate Lobbying | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||
| Shareholder | 8 | Report on Due Diligence Process of Doing Business in Conflict Affected Areas | Against | Against | Yes | No | ||||||
| Shareholder | 9 | Report on Civil Rights and Non-Discrimination Audit | Against | Against | Yes | No | ||||||
| Target Corporation | ||||||||||||
| Ticker: TGT | ||||||||||||
| Provider Security ID: 87612E106 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 14-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director David P. Abney | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Douglas M. Baker, Jr. | For | For | Yes | No | ||||||
| Management | 1c | Elect Director George S. Barrett | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Gail K. Boudreaux | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Brian C. Cornell | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Robert L. Edwards | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Donald R. Knauss | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Christine A. Leahy | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Monica C. Lozano | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Grace Puma | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Derica W. Rice | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Dmitri L. Stockton | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Shareholder | 5 | Require Independent Board Chair | Against | Against | Yes | No | ||||||
| Canadian Pacific Kansas City Limited | ||||||||||||
| Ticker: CP | ||||||||||||
| Provider Security ID: 13646K108 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 15-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No | ||||||
| Management | 3 | Management Advisory Vote on Climate Change | For | For | Yes | No | ||||||
| Management | 4.1 | Elect Director John Baird | For | For | Yes | No | ||||||
| Management | 4.2 | Elect Director Isabelle Courville | For | For | Yes | No | ||||||
| Management | 4.3 | Elect Director Keith E. Creel | For | For | Yes | No | ||||||
| Management | 4.4 | Elect Director Gillian H. Denham | For | For | Yes | No | ||||||
| Management | 4.5 | Elect Director Antonio Garza | For | For | Yes | No | ||||||
| Management | 4.6 | Elect Director David Garza-Santos | For | For | Yes | No | ||||||
| Management | 4.7 | Elect Director Edward R. Hamberger | For | For | Yes | No | ||||||
| Management | 4.8 | Elect Director Janet H. Kennedy | For | For | Yes | No | ||||||
| Management | 4.9 | Elect Director Henry J. Maier | For | For | Yes | No | ||||||
| Management | 4.10 | Elect Director Matthew H. Paull | For | For | Yes | No | ||||||
| Management | 4.11 | Elect Director Jane L. Peverett | For | For | Yes | No | ||||||
| Management | 4.12 | Elect Director Andrea Robertson | For | For | Yes | No | ||||||
| Management | 4.13 | Elect Director Gordon T. Trafton | For | For | Yes | No | ||||||
| Gaming and Leisure Properties, Inc. | ||||||||||||
| Ticker: GLPI | ||||||||||||
| Provider Security ID: 36467J108 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 15-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Peter M. Carlino | For | For | Yes | No | ||||||
| Management | 1.2 | Elect Director JoAnne A. Epps | For | For | Yes | No | ||||||
| Management | 1.3 | Elect Director Carol 'Lili' Lynton | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Joseph W. Marshall, III | For | For | Yes | No | ||||||
| Management | 1.5 | Elect Director James B. Perry | For | For | Yes | No | ||||||
| Management | 1.6 | Elect Director Barry F. Schwartz | For | For | Yes | No | ||||||
| Management | 1.7 | Elect Director Earl C. Shanks | For | For | Yes | No | ||||||
| Management | 1.8 | Elect Director E. Scott Urdang | For | For | Yes | No | ||||||
| Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| T-Mobile US, Inc. | ||||||||||||
| Ticker: TMUS | ||||||||||||
| Provider Security ID: 872590104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 16-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1.1 | Elect Director Andre Almeida | For | Withhold | Yes | Yes | ||||||
| Management | 1.2 | Elect Director Marcelo Claure | For | Withhold | Yes | Yes | ||||||
| Management | 1.3 | Elect Director Srikant M. Datar | For | For | Yes | No | ||||||
| Management | 1.4 | Elect Director Srinivasan Gopalan | For | Withhold | Yes | Yes | ||||||
| Management | 1.5 | Elect Director Timotheus Hottges | For | Withhold | Yes | Yes | ||||||
| Management | 1.6 | Elect Director Christian P. Illek | For | Withhold | Yes | Yes | ||||||
| Management | 1.7 | Elect Director Raphael Kubler | For | Withhold | Yes | Yes | ||||||
| Management | 1.8 | Elect Director Thorsten Langheim | For | Withhold | Yes | Yes | ||||||
| Management | 1.9 | Elect Director Dominique Leroy | For | Withhold | Yes | Yes | ||||||
| Management | 1.10 | Elect Director Letitia A. Long | For | For | Yes | No | ||||||
| Management | 1.11 | Elect Director G. Michael Sievert | For | Withhold | Yes | Yes | ||||||
| Management | 1.12 | Elect Director Teresa A. Taylor | For | For | Yes | No | ||||||
| Management | 1.13 | Elect Director Kelvin R. Westbrook | For | For | Yes | No | ||||||
| Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Yes | Yes | ||||||
| Management | 5 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||
| Management | 6 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||
| General Motors Company | ||||||||||||
| Ticker: GM | ||||||||||||
| Provider Security ID: 37045V100 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 20-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Mary T. Barra | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Aneel Bhusri | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Wesley G. Bush | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Joanne C. Crevoiserat | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Linda R. Gooden | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Joseph Jimenez | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Jonathan McNeill | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Judith A. Miscik | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Patricia F. Russo | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Thomas M. Schoewe | For | For | Yes | No | ||||||
| Management | 1k | Elect Director Mark A. Tatum | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Jan E. Tighe | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Devin N. Wenig | For | For | Yes | No | ||||||
| Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 4 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||
| Shareholder | 5 | Report on Risks Related to Operations in China | Against | Against | Yes | No | ||||||
| Shareholder | 6 | Provide Right to Act by Written Consent | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Setting Sustainable Sourcing Targets | Against | Against | Yes | No | ||||||
| Activision Blizzard, Inc. | ||||||||||||
| Ticker: ATVI | ||||||||||||
| Provider Security ID: 00507V109 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 21-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Reveta Bowers | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Kerry Carr | For | For | Yes | No | ||||||
| Management | 1c | Elect Director Robert Corti | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Brian Kelly | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Robert Kotick | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Barry Meyer | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Robert Morgado | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Peter Nolan | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Dawn Ostroff | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
| Shareholder | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Yes | Yes | ||||||
| Shareholder | 6 | Adopt Policy on Freedom of Association and Collective Bargaining | Against | For | Yes | Yes | ||||||
| Shareholder | 7 | Report on Prevention of Harassment and Discrimination in the Workplace - Withdrawn | ||||||||||
| NVIDIA Corporation | ||||||||||||
| Ticker: NVDA | ||||||||||||
| Provider Security ID: 67066G104 | ||||||||||||
| Meeting Type: Annual | ||||||||||||
| Meeting Date: 22-Jun-23 | ||||||||||||
| Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||
| Management | 1a | Elect Director Robert K. Burgess | For | For | Yes | No | ||||||
| Management | 1b | Elect Director Tench Coxe | For | For | Yes | No | ||||||
| Management | 1c | Elect Director John O. Dabiri | For | For | Yes | No | ||||||
| Management | 1d | Elect Director Persis S. Drell | For | For | Yes | No | ||||||
| Management | 1e | Elect Director Jen-Hsun Huang | For | For | Yes | No | ||||||
| Management | 1f | Elect Director Dawn Hudson | For | For | Yes | No | ||||||
| Management | 1g | Elect Director Harvey C. Jones | For | For | Yes | No | ||||||
| Management | 1h | Elect Director Michael G. McCaffery | For | For | Yes | No | ||||||
| Management | 1i | Elect Director Stephen C. Neal | For | For | Yes | No | ||||||
| Management | 1j | Elect Director Mark L. Perry | For | For | Yes | No | ||||||
| Management | 1k | Elect Director A. Brooke Seawell | For | For | Yes | No | ||||||
| Management | 1l | Elect Director Aarti Shah | For | For | Yes | No | ||||||
| Management | 1m | Elect Director Mark A. Stevens | For | For | Yes | No | ||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes | No | ||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||
| Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | FIRST TRUST ENHANCED EQUITY INCOME FUND | |||
| By (Signature and Title)* | /s/ James M. Dykas | |||
| James M. Dykas, President and Chief Executive Officer | ||||
| Date | August 16, 2023 | |||
* Print the name and title of each signing officer under his or her signature.