UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number 811-22213 |
| AlphaMark Investment Trust |
| (Exact name of registrant as specified in charter) |
| 810 Wright’s Summit Parkway, Suite 100 Ft. Wright, Kentucky | 41011 |
| (Address of principal executive offices) | (Zip code) |
Linda J. Hoard
| Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (513) 587-3400 | |
| Date of fiscal year end: | August 31 | |
| Date of reporting period: | July 1, 2020 – June 30, 2021 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| ALPHAMARK FUND | |||||||||
| PROXY VOTING RECORD: July 1, 2020 to June 30, 2021 | |||||||||
| Shareholder | Brief Identification | Proposed | Did the | How did the Fund | Did the Fund vote | ||||
| Ticker | Meeting | Agenda | of the Matter | by Issuer or | Fund | Cast its Vote? | For or Against | ||
| Issuer Name | Symbol | CUSIP | Date | Item # | Voted On | Shareholder? | Vote? | For, Against, Abstain | Management? |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 1 | Elections of Directors | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 2 | Ratification of PricewaterhouseCoopers, LLP registered accountants 2021 | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 3 | Approval of amendment and restatement of the Tyson Foods, Inc. 2000 stock incentive plan | Issuer | yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 4 | Shareholder proposal to request a report regarding human rights due diligence | Shareholder | Yes | Against | For |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 5 | Shareholder proposal regarding share voting | Shareholder | Yes | Against | For |
| Tyson Foods | TSN | 902494103 | 2/11/2021 | 6 | Shareholder proposal to request report disclosing policy and procedures related lobbying and grassroots communications | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 2/23/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 2/23/2021 | 2 | Ratification of there appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 2/23/2021 | 3 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 2/23/2021 | 4 | Shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 2/23/2021 | 5 | Shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation | Shareholder | Yes | Against | For |
| Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | 2 | Ratification of appointment of Ernst & Young, LLP for 2021 | Issuer | Yes | For | For |
| Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | 3 | Approval of compensation of company's executives | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 3/16/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 3/16/2021 | 2 | Approval of compensation of our executive officers | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 3/16/2021 | 3 | Ratify appointment of KPMG , LLP as company's public accounting firm for 2021 | Issuer | Yes | for | For |
| Broadcom | AVGO | 11135F101 | 4/5/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Broadcom | AVGO | 11135F101 | 4/5/2021 | 2 | Ratification appointment of Price Waterhouse-Coopers LLP as independent accounting firm for fiscal year ending October 31,2021 | Issuer | Yes | For | For |
| Broadcom | AVGO | 11135F101 | 4/5/2021 | 3 | Approval of an amendment of Broadcom's 2012 Stock Incentive Plan | Issuer | Yes | For | For |
| Broadcom | AVGO | 11135F101 | 4/5/2021 | 4 | Advisory vote to approve compensation of Broadcom's named executive officers | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 2 | Approval of Deloitte & Touche LLP as accounting firm for 2021 | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 3 | Advisory approval of the companies executive compensation | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 4 | Advisory vote to determine shareholder vote on executive compensation - every 1, 2 or 3 yrs | Issuer | Yes | For 1 year | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 5 | Approval of Fifth Third Bancorp 2021 Incentive Compensation Plan, including the issuance of shares of common stock | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 6 | Approval of amendment to Fifth Third Bancorp Articles of incorporation to eliminate statutory supermajority vote requirements | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/13/2021 | 7 | Approval of an amendment to the Fifth Third Bancorp Articles of Incorporation to eliminate cumulative voting | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/15/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/15/2021 | 2 | Ratification selection of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/15/2021 | 3 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| IBM | IBM | 459200101 | 4/27/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| IBM | IBM | 459200101 | 4/27/2021 | 2 | Ratification of Appointment of independent registered accounting firm | Issuer | Yes | For | For |
| IBM | IBM | 459200101 | 4/27/2021 | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| IBM | IBM | 459200101 | 4/27/2021 | 4 | Stockholder proposal to have independent Board Chairman | Shareholder | Yes | Against | For |
| IBM | IBM | 459200101 | 4/27/2021 | 5 | Stockholder proposal on the Right to Act by Written Consent | Shareholder | Yes | Against | For |
| IBM | IBM | 459200101 | 4/27/2021 | 6 | Stockholder proposal requesting the company publish annually a report assessing it's diversity, equity, and inclusion efforts | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as company's independent auditor for 2021 | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 3 | Approval on an advisory basis of the company's named executive officer compensation | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 4 | Approval of Marathon Petroleum Corporation 2021 Incentive Compensation Plan | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 5 | Approval of amendment to the company's restated certificate of incorporation to eliminate the supermajority provisions | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 6 | Approval of amendment to the company's restated certificate of incorporation to declassify the Board of Directors | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/28/2021 | 7 | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control | Shareholder | Yes | Against | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/29/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/29/2021 | 2 | Approval compensation named executive officers for 2020 | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/29/2021 | 3 | Ratification appointment Deloitte & Touche LLP independent public accounting firm for year ending Dec 31, 2021 | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/29/2021 | 4 | Advisory vote on shareholder proposal regarding shareholder right to act by written consent | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 2 | Approval of executive compensation (Say on Pay) | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 3 | Approval of the Goldman Sachs Amended and Restated Stock Incentive Plan 2021 | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 4 | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Accounting Firm for 2021 | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 5 | Shareholder proposal regarding Shareholder Right to Act by Written Consent | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 6 | Shareholder proposal regarding a report on the Effects of the Use of Mandatory Arbitration | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 7 | Shareholder proposal regarding Conversion to a Public Benefit Corporation | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 8 | Shareholder proposal regarding a Racial Equity Audit | Shareholder | Yes | Against | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/30/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/30/2021 | 2 | Approve executive compensation | Issuer | Yes | For | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/30/2021 | 3 | Ratification of Deloitte and Touche LLP as independent registered public accounting firm ending 12/31/21 | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 2 | Advisory vote to approve compensation of executive officers | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 3 | Approval of company's 2021 stock award and incentive plan | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 4 | Ratification of appointment of an independent registered public accounting firm | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 5 | Approval of amendment to lower ownership threshold for special shareholder meetings | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 6 | Shareholder proposal that the chairperson of the board be an independent director | Shareholder | Yes | Against | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 7 | Shareholder proposal on right to act by written consent | Shareholder | Yes | Against | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/4/2021 | 8 | Shareholder proposal to lower ownership threshold for special shareholder meetings | Shareholder | Yes | Against | For |
| Hubbell Incorporated | HUBB | 443510607 | 5/4/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Hubbell Incorporated | HUBB | 443510607 | 5/4/2021 | 2 | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2021 Proxy statement | Issuer | Yes | For | For |
| Hubbell Incorporated | HUBB | 443510607 | 5/4/2021 | 3 | Ratification of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year of 2021 | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/4/2021 | 1 | Election of directors | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/4/2021 | 2 | Ratify appointment of KPMG LLP as auditors | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/4/2021 | 3 | Proposal to approve our executive compensation | Issuer | Yes | For | For |
| Alaska Airlines Group | ALK | 001659109 | 5/6/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Alaska Airlines Group | ALK | 001659109 | 5/6/2021 | 2 | Advisory vote on executive officers compensation | Issuer | Yes | For | For |
| Alaska Airlines Group | ALK | 001659109 | 5/6/2021 | 3 | Ratification of KPMG LLP as auditors ending fiscal year 2021 | Issuer | Yes | For | For |
| Alaska Airlines Group | ALK | 001659109 | 5/6/2021 | 4 | Approve Company's 2016 Performance Incentive Plan | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/6/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/6/2021 | 2 | Approval, by advisory vote, of the compensation of Amtek Inc's named executive officers | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/6/2021 | 3 | Ratification of the appointment of Ernst& Young LLP 2021 | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/6/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/6/2021 | 2 | Approval of Executive Compensation as disclosed in Proxy statement | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/6/2021 | 3 | Approve the2021 Omnibus Stock Compensation Plan | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/6/2021 | 4 | Ratification of appointment of PricewaterhouseCoopers LLP as Independent Registered Public Firm | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/6/2021 | 5 | Stockholder proposal asking board of directors to permit stockholders to act by written consent | Shareholder | Yes | Against | For |
| Molina healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Molina healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | 2 | Consider and approve a nonbinding advisory basis compensation of executive officers | Issuer | Yes | For | For |
| Molina healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | 3 | Ratification of Ernst & Young as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 2 | Ratification of Ernst 7 Yong as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 3 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 4A | Amend restated certificate of incorporation and bylaws to remove supermajority voting standards for removal of directors | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 4B | Amend restated certificate of incorporation and bylaws to remove supermajority voting standards for future amendments | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 4C | Amend restated certificate of incorporation and bylaws to remove supermajority voting standards to certain bylaws | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 4D | Amend restated certificate of incorporation and bylaws to remove supermajority voting standards for certain transactions | Issuer | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/7/2021 | 4E | Amend restated certificate of incorporation and bylaws to remove supermajority voting standards for certain business combinations | Issuer | Yes | For | For |
| The Timkin Company | TKR | 887389104 | 5/7/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| The Timkin Company | TKR | 887389104 | 5/7/2021 | 2 | Approval of executive compensation | Issuer | Yes | For | For |
| The Timkin Company | TKR | 887389104 | 5/7/2021 | 3 | Ratify appointment of Ernst & Young, LLP as company's public accounting firm for 2021 | Issuer | Yes | For | For |
| The Timkin Company | TKR | 887389104 | 5/7/2021 | 4 | Shareholder proposal to call special meeting | Shareholder | Yes | Against | For |
| International Paper | IP | 460146103 | 5/10/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| International Paper | IP | 460146103 | 5/10/2021 | 2 | Ratification of Deloitte and Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| International Paper | IP | 460146103 | 5/10/2021 | 3 | A non-binding resolution to approve the compensation of the company's named executive officers | Issuer | Yes | For | For |
| International Paper | IP | 460146103 | 5/10/2021 | 4 | Shareowner proposal to reduce ownership threshold for requesting action by written consent | Shareholder | Yes | Against | For |
| Alexion Pharmaceuticals, Inc | ALXN | 015351109 | 5/11/2021 | 1 | Adopt of Agreement and Plan of Merger dated 12/12/2020 | Issuer | Yes | For | For |
| Alexion Pharmaceuticals, Inc | ALXN | 015351109 | 5/11/2021 | 2 | Approval of a non-binding adv. vote of the compensation paid to Alexion's name executive officers | Issuer | Yes | For | For |
| Alexion Pharmaceuticals, Inc | ALXN | 015351109 | 5/11/2021 | 3 | Approve the adjournment of the Alexion Special meeting | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/11/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/11/2021 | 2 | Ratification of there appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/11/2021 | 3 | Approval of compensation of our executive officers | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 1 | Election of directors | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 2 | Ratification of Ernst & Young LLP as auditors for 2021 | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 3 | Approval of executive compensation | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 1 | Election of directors | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 2 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 3 | Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 4 | Shareholder action by written consent | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 5 | Amend Clawback Policy | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/13/2021 | 6 | Shareholder ratification of annual equity awards | Shareholder | Yes | Against | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/14/2021 | 1 | Election of directors | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/14/2021 | 2 | Approval of the advisory resolution on executive compensation | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/14/2021 | 3 | Ratification of Ernst & Young, LLP as our independent registered public accounting firm for year ending in December 31, 2021 | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/14/2021 | 4 | Stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting | Shareholder | Yes | Against | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/14/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/14/2021 | 2 | Approve executive compensation | Issuer | Yes | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/14/2021 | 3 | Ratify appointment of Ernst & Young LLP as company's independent auditor for 2021 | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 2 | Ratification of Deloitte and Touche LLP as independent accountants for the company | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 3 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 4 | Ratify and approve the amended and restated 2017 stock purchase option plan for key employees | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 5 | Approve an Amendment to the Company's Certificate of Incorporation to Increase number of authorized shares | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/19/2021 | 6 | Stockholder proposal: Improve our Catch-22 Proxy Access | Shareholder | Yes | Against | For |
| Ross Stores | ROST | 778296103 | 5/19/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/19/2021 | 2 | Advisory vote to approve resolution on the compensation of the named executive officers | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/19/2021 | 3 | Ratify appointment of Deloitte & Touche, LLP as company's public accounting firm for 2022 | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/19/2021 | 4 | Vote on stockholder proposal regarding executive share retention | Shareholder | Yes | Against | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/19/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/19/2021 | 2 | Approval of compensation of our executive officers | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/19/2021 | 3 | Ratify appointment of PricewaterhouseCoopers, LLP as company's public accounting firm for 2021 | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/19/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/19/2021 | 2 | Approval of executive compensation | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/19/2021 | 3 | Ratification of PricewaterhouseCoopers LLP 2021 auditor | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/19/2021 | 4 | Shareholder proposal regarding special shareholder meetings | Shareholder | Yes | Against | For |
| On Semiconductor | ON | 682189105 | 5/20/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/20/2021 | 2 | Advisory Resolution to approve executive compensation | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/20/2021 | 3 | Ratify appointment of PricewaterhouseCoopers, LLP as company's public accounting firm for 2021 | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/20/2021 | 4 | Approval of amendment to 2000 employee stock plan | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/20/2021 | 5 | Approval of amendment to amended and restated stock incentive plan | Issuer | yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/23/2021 | 14 | Shareholder proposal requesting a report on customer use of certain technologies | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 2 | Ratification of the appointment of Ernst & Young LLP as independent auditors | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 3 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 4 | Shareholder Proposal requesting a report on customer due diligence | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 5 | Shareholder proposal requesting a mandatory independent board chair policy | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 6 | Shareholder proposal requesting an alternative report on gender/racial pay | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 7 | Shareholder proposal requesting a report on promotion data | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 8 | Shareholder proposal requesting a report on packaging materials | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 9 | Shareholder proposal requesting a diversity and equity audit report | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 10 | Shareholder proposal requesting an alternative director candidate policy | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 11 | Shareholder proposal requesting a report on competition strategy and risk | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 12 | Shareholder proposal requesting an additional reduction in threshold for calling special shareholder meetings | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/26/2021 | 13 | Shareholder proposal requesting a report on lobbying | Shareholder | Yes | Against | For |
| Dollar Tree, INC | DLTR | 256746108 | 6/10/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Dollar Tree, INC | DLTR | 256746108 | 6/10/2021 | 2 | To approve compensation of Company's named executive officers | Issuer | Yes | For | For |
| Dollar Tree, INC | DLTR | 256746108 | 6/10/2021 | 3 | Ratify the selection of KPMG LLP as public accounting firm for fiscal year ending year 2021 | Issuer | Yes | For | For |
| Dollar Tree, INC | DLTR | 256746108 | 6/10/2021 | 4 | Approve the Company’s 2021 Omnibus Incentive Plan | Issuer | Yes | For | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/11/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/11/2021 | 2 | Ratify appointment of PricewaterhouseCoopers LLP as company's public accounting firm for 2021 | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/15/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/15/2021 | 2 | Approve executive compensation | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/15/2021 | 3 | Ratify appointment of RSM US LLP as company's independent auditor | Issuer | Yes | For | For |
| PVH Corp | PVH | 693656100 | 6/17/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| PVH Corp | PVH | 693656100 | 6/17/2021 | 2 | Approval of executive compensation | Issuer | Yes | For | For |
| PVH Corp | PVH | 693656100 | 6/17/2021 | 3 | Ratification of auditors | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/24/2021 | 1 | Election of Directors | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/24/2021 | 2 | Approval of Kroger's executive compensation | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/24/2021 | 3 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/24/2021 | 4 | Shareholder Proposal to issue a report assessing environmental impacts of unrecyclable packaging | Shareholder | Yes | Against | For |
| Synnex Corporation | SNX | 87162W100 | 6/30/2021 | 1 | Adopt of Agreement and Plan of Merger dated 03/22/2021 | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 6/30/2021 | 2 | Approve issuance of an aggregate 44 million of common stock | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 6/30/2021 | 3 | adopt amendment to increase number of authorized shares from 100 million to 200 million | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 6/30/2021 | 4 | Amendment to waive corporation opportunity doctrine to respect certain parties | Issuer | Yes | For | For |
| Synnex Corporation | SNX | 87162W100 | 6/30/2021 | 5 | Proposal to adjourn special meeting to later date if necessary | Issuer | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | AlphaMark Investment Trust | ||
By (Signature and Title)* |
/s/ Michael L. Simon | ||
| Michael L. Simon, President | |||
Date |
August 26, 2021 | ||
* Print the name and title of each signing officer under his or her signature.
