UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22213
| AlphaMark Investment Trust |
| (Exact name of registrant as specified in charter) |
810 Wright’s Summit Parkway, Suite 100, Ft. Wright, Kentucky 41011
(Address of principal executive offices)
Jennifer L. Merchant
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (513) 587-3400 | |
| ||
| Date of fiscal year end: | August 31 | |
| Date of reporting period: | July 1, 2022 – June 30, 2023 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
ITEM 1. PROXY VOTING RECORD.
| ALPHAMARK FUND | ||||||||
| PROXY VOTING RECORD: July 1, 2022 to June 30, 2023 | ||||||||
| Shareholder | Brief Identification | Proposed | Did the | How did the Fund | Did the Fund vote | |||
| Ticker | Meeting | of the Matter | by Issuer or | Fund | Cast its Vote? | For or Against | ||
| Issuer Name | Symbol | CUSIP | Date | Voted On | Shareholder? | Vote? | For, Against, Abstain | Management? |
| Take-Two Interactive Software Inc. | TTWO | 874054109 | 9/16/2022 | Election of Directors | Issuer | Yes | For | For |
| Take-Two Interactive Software Inc. | TTWO | 874054109 | 9/16/2022 | Approval of compensation of named executive officers as disclosed on the proxy statement | Issuer | Yes | For | For |
| Take-Two Interactive Software Inc. | TTWO | 874054109 | 9/16/2022 | Ratification of the appointment of Ernst & young LLP as our independent registered public accounting firm for fiscal year ending in March 31, 2023 | Issuer | Yes | for | For |
| AutoZone | AZO | 053332102 | 12/14/2022 | Election of Directors | Issuer | Yes | For | For |
| AutoZone | AZO | 053332102 | 12/14/2022 | Ratification of Ernst & Young Lapp as independent registered public accounting firm for the 2023 fiscal year | Issuer | Yes | For | For |
| AutoZone | AZO | 053332102 | 12/14/2022 | Approval of an advisory vote on the compensation of named executive officers | Issuer | yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | Elections of Directors | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | Ratification of PricewaterhouseCoopers, LLP as independent public accounting firm for the fiscal year ending September 30, 2023 | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | To approve the compensation of Company's named executive officers | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | Advisory vote on frequency of the advisory vote on executive compensation | Issuer | Yes | 3 Years | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | Approve 2000 Stock Inventive Plan | Issuer | Yes | For | For |
| Tyson Foods | TSN | 902494103 | 2/9/2023 | Shareholder proposal regarding World Health Organization guidelines on use of medically important antimicrobials in food-producing animals | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Election of Directors | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Ratification of there appointment of Ernst & Young LLP as independent registered public accounting firm for 2023 | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Advisory vote for 1 year on freq of vote for exec compensation | Issuer | Yes | 1 Year | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Shareholder proposal entitled "Civil Rights and non-discrimination audit proposal" | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 3/10/2023 | A Shareholder proposal entitled "Communist China Audit" | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Shareholder proposal on comm with shareholder proponents | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Yes | Against | For |
| Apple | AAPL | 037833100 | 3/10/2023 | Shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Yes | Against | For |
| TD Synnex Corporation | SNX | 87162W100 | 3/21/2023 | Election of Directors | Issuer | Yes | For | For |
| TD Synnex Corporation | SNX | 87162W100 | 3/21/2023 | Advisory vote to approve our executive compensation | Issuer | Yes | For | For |
| TD Synnex Corporation | SNX | 87162W100 | 3/21/2023 | Advisory vote on frequency of holding an advisory vote on executive compensation | Issuer | Yes | 1 Year | For |
| TD Synnex Corporation | SNX | 87162W100 | 3/21/2023 | Ratify appointment of KPMG LLP as auditors for 2023 | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/18/2023 | Election of Directors | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/18/2023 | Ratification of Deloitte & Touche LLP as independent auditors for the year 2023 | Issuer | Yes | For | For |
| Fifth Third Bank | FITB | 316773100 | 4/18/2023 | Advisory approval of the companies compensation of named executive officers | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/20/2023 | Election of Directors | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/20/2023 | Ratification selection of KPMG LLP as independent registered public accounting firm for 2023 | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/20/2023 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/20/2023 | Advisory vote on say on pay vote frequency | Issuer | Yes | For | For |
| Celanese | CE | 150870103 | 4/20/2023 | Approval of the 2018 Global incentive plan | Issuer | Yes | For | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Election of Directors | Issuer | Yes | For | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Advisory vote on frequency of future advisory votes on executive compensation | Issuer | Yes | 1Year | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Stockholder proposal to have an independent Board Chairman | Shareholder | Yes | Against | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Stockholder proposal requesting public report on lobbying activities | Shareholder | Yes | Against | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Shareholder proposal for a report on China business operations and ESG activities | Shareholder | Yes | Against | For |
| International Business Machines Corp. | IBM | 459200101 | 4/25/2023 | Shareholder proposal for a report on harassment and discrimination prevention errors | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Election of Directors | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Approval of executive compensation (Say on Pay) | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Advisory Vote on fequency of Say on Pay | Issuer | Yes | 1 Year | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Accounting Firm for 2023 | Issuer | Yes | For | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on a report on lobbying | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on policy for independent chair | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on Chinese congruency of Certain ETFs | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on racial equity audit | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on policy to phase out fossil fuel related lending and underwriting | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on disclosing 2030 absolute greenhouse gas reduction goals | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on climate transition report | Shareholder | Yes | Against | For |
| Goldman Sachs Group, Inc | GS | 38141G104 | 4/26/2023 | Shareholder proposal on reporting pay equity | Shareholder | Yes | Against | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Election of Directors | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Ratification of the selection of PricewaterhouseCoopers LLP as company's independent auditor for 2023 | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Approval on an advisory basis of the company's named executive officer compensation | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Approval of amendment to the company's restated certificate of incorporation to declassify the Board of Directors | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Approval of amendment to the company's restated certificate of incorporation to eliminate the supermajority provisions | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Approval of amendment to the company's restated certificate of incorporation to increase the maximum size of the Board of Directors | Issuer | Yes | For | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Shareholder proposal seeking a simple majority vote. | Shareholder | Yes | Against | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Shareholder proposal seeking an amendment to the company's existing clawback provisions | Shareholder | Yes | Against | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Shareholder proposal seeking a report on just transition | Shareholder | Yes | Against | For |
| Marathon Petroleum Corp | MPC | 56585A102 | 4/26/2023 | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | Yes | Against | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/27/2023 | Election of Directors | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/27/2023 | Approval compensation named executive officers for 2022 | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/27/2023 | Approval on Advisory vote of freq of vote for executive compensation | Issuer | Yes | 1 Year | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/27/2023 | Ratification appointment Deloitte & Touche LLP independent public accounting firm for year ending Dec 31, 2023 | Issuer | Yes | For | For |
| Global Payments, Inc. | GPN | 37940X102 | 4/27/2023 | Advisory shareholder proposal on shareholder ratification of termination pay | Shareholder | Yes | Against | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Election of Directors | Issuer | Yes | For | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Approve by Advisory vote on executive compensation | Issuer | Yes | For | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Approval on Advisory vote on freq of future advisory votes for executive compensation | Issuer | Yes | 1 Year | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Ratification of Deloitte and Touche LLP as independent registered public accounting firm ending 12/29/23 | Issuer | Yes | For | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Shareholder proposal regarding political expenditures if properly presented | Shareholder | Yes | Against | For |
| Leidos Holdings, Inc | LDOS | 525327102 | 4/28/2023 | Shareholder proposal regarding Independent Board Chairman Policy | Shareholder | Yes | Against | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Election of Directors | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Advisory vote for 1 year on freq of vote for named executive officers | Issuer | Yes | 1 Year | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Ratification of the appointment of an independent reg. public accounting firm | Issuer | Yes | For | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Shareholder proposal on the Adoption of a Board policy that chairperson of the Board be an Independent Director | Shareholder | Yes | Against | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Shareholder proposal on workplace non-discrimination audit | Shareholder | Yes | Against | For |
| Bristol-Myers Sqibb | BMY | 110122108 | 5/2/2023 | Shareholder proposal on Special shareholder meeting improvement | Shareholder | Yes | Against | For |
| Packaging Corporation of America | PKG | 695156109 | 5/2/2023 | Election of directors | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/2/2023 | Ratify appointment of KPMG LLP as auditors | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/2/2023 | Proposal to approve our executive compensation | Issuer | Yes | For | For |
| Packaging Corporation of America | PKG | 695156109 | 5/2/2023 | Proposal on the frequency of the vote on executive compensation | Issuer | Yes | 1 Year | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Election of Directors | Issuer | Yes | For | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Proposal to approve our executive compensation | Issuer | Yes | For | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Advisory vote on frequency of a stockholder vote on named executive officers | Issuer | Yes | 1 Year | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Appoint PricewaterhouseCoopers LLP as company's public accounting firm for 2023 | Issuer | Yes | For | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Approve restated certificate of incorporation to repeal article Ninth | Issuer | Yes | For | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Approve amendment to eliminate personal liability for monetary damages for breach of fiduciary duty as an officer | Issuer | Yes | For | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Stockholder proposal to adopt have an independent Board Chairman | Shareholder | Yes | Against | For |
| Raytheon Technologies Corp | RTX | 75513E101 | 5/2/2023 | Stockholder proposal requesting a report on Greenhouse Gas Reduction Plan | Shareholder | Yes | Against | For |
| Molina Healthcare, Inc. | MOH | 6085R100 | 5/3/2023 | Election of Directors | Issuer | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 6085R100 | 5/3/2023 | Consider and approve a nonbinding advisory basis compensation of executive officers | Issuer | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 6085R100 | 5/3/2023 | Advisory vote on frequency of a stockholder vote on named executive officers | Issuer | Yes | 1 Year | For |
| Molina Healthcare, Inc. | MOH | 6085R100 | 5/3/2023 | Ratification of Ernst & Young as independent registered public accounting firm for fiscal year 2023 | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/4/2023 | Election of Directors | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/4/2023 | Approval, by advisory vote, of the compensation of Amtek Inc's named executive officers | Issuer | Yes | For | For |
| Ametek | AME | 031100100 | 5/4/2023 | Casting an advisory vote for 1 year on freq of vote for exec compensation | Issuer | Yes | 1 Year | For |
| Ametek | AME | 031100100 | 5/4/2023 | Ratification of the appointment of Ernst& Young LLP 2023 | Issuer | Yes | For | For |
| Boyd Gaming | BYD | 103304101 | 5/4/2023 | Election of Directors | Issuer | Yes | For | For |
| Boyd Gaming | BYD | 103304101 | 5/4/2023 | Ratification of Deloitte and Touche LLP as independent accountants for fiscal year ending December 31, 2023 | Issuer | Yes | For | For |
| Boyd Gaming | BYD | 103304101 | 5/4/2023 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| Boyd Gaming | BYD | 103304101 | 5/4/2023 | Advisory vote on freq of vote for exec compensation | Issuer | Yes | 3 Years | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/4/2023 | Election of Directors | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/4/2023 | Ratify appointment of PricewaterhouseCoopers LLP as Independent Registered Public Firm | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/4/2023 | Advisory approval of executive compensation as disclosed in Proxy Statement | Issuer | Yes | For | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/4/2023 | Advisory vote on freq of advisory approval executive compensation | Issuer | Yes | 1 Year | For |
| Eastman Chemical Comp | EMN | 277432100 | 5/4/2023 | Stockholder proposal advisory vote on stockholder proposal regarding independent chair | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Elections of Directors | Issuer | Yes | For | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | To approve the compensation of Company's named executive officers | Issuer | Yes | For | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Advisory vote on frequency of future advisory votes on named executive officer compensation | Issuer | Yes | 1 Year | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Ratify appointment of Deloitte & Touche, LLP as company's public accounting firm for December 31, 2023 | Issuer | Yes | For | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to reduce power of class A stock from 10 votes per share to one. | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to report on integrating GHG emissions reductions targets into executive compensation | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to report on impact of UPS's climate change strategy | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to prepare a report on risks and costs caused by state policies restricting productive rights | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to prepare a report on the impact of UPS's DE&I Policies on civil rights, non-discrimination and returns to merit and the company's business | Shareholder | Yes | Against | For |
| United Parcel Service | UPS | 911312106 | 5/4/2023 | Shareholder proposal to prepare annual reports assessing UPS's diversity and inclusion. | Shareholder | Yes | Against | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | Election of Directors | Issuer | Yes | For | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | Ratification of Deloitte and Touche LLP as the company's independent auditor for 2023 | Issuer | Yes | For | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | A non-binding resolution to approve the compensation of the company's named executive officers | Issuer | Yes | For | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | A non-binding report on frequency of to approve compensation of named company's officers | Issuer | Yes | 1Year | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | Stockholder proposal to have an independent Board Chairman | Shareholder | Yes | Against | For |
| International Paper Company | IP | 460146103 | 5/8/2023 | Stockholder proposal on operations in China | Shareholder | Yes | Against | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/9/2023 | Election of Directors | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/9/2023 | Ratification of there appointment of Ernst & Young LLP as independent registered public accounting firm ending December 31, 2023 | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/9/2023 | Approval of the executive named officer compensation | Issuer | Yes | For | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/9/2023 | Advisory vote for 1 year on freq of vote for exec compensation | Issuer | Yes | 1 Year | For |
| Arthur Gallagher & Co. | AJG | 363576109 | 5/9/2023 | Approval of amendment to Company's Certificate of Incorporation to limit the liability of certain officers as permitted by law | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/9/2023 | Election of directors | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/9/2023 | Ratification of Ernst & Young LLP as auditors for 2023 | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/9/2023 | Approval of executive compensation | Issuer | Yes | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/9/2023 | Recommended frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| Waste Management, Inc. | WM | 94106L109 | 5/9/2023 | Approval of 2023 Stock Incentive Plan | Issuer | Yes | For | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Election of Directors | Issuer | Yes | For | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Advisory vote for 1 year on freq of vote for named executive officers | Issuer | Yes | 1 Year | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Ratification of the appointment of an independent reg. public accounting firm | Issuer | Yes | For | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Approval of amended certificate of incorporation for exculpation of officers | Issuer | Yes | For | For |
| Edward Lifesciences Corp | EW | 28176E108 | 5/11/2023 | Shareholder proposal regarding Independent Board Chairman Policy | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Election of directors | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Advisory vote on frequency of future advisory votes to approve executive compensation | Issuer | Yes | 1 Year | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Shareholder proposal government to remove content | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Shareholder proposal to prohibit political contributions | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Shareholder proposal to amend clawback policy | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Shareholder proposal for shareholder ratification of annual equity awards | Shareholder | Yes | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/11/2023 | Shareholder proposal for independent chair | Shareholder | Yes | Against | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/11/2023 | Election of Directors | Issuer | Yes | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/11/2023 | Approve compensation of named executives | Issuer | Yes | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/11/2023 | Proposal to approve the frequency of holding an advisory vote on compensation of named officers | Issuer | Yes | 1 Year | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | 5/11/2023 | Ratify appointment of Ernst & Young LLP as company's independent auditor for 2023 | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/17/2023 | Election of Directors | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/17/2023 | Advisory vote to approve resolution on the compensation of the named executive officers | Issuer | Yes | For | For |
| Ross Stores | ROST | 778296103 | 5/17/2023 | Advisory vote on frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| Ross Stores | ROST | 778296103 | 5/17/2023 | Ratify appointment of Deloitte & Touche, LLP as company's public accounting firm ending in February 3, 2024 | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/2023 | Election of Directors | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/2023 | Approval of compensation of our executive officers | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/2023 | Advisory vote on frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/2023 | Ratify appointment of PricewaterhouseCoopers, LLP as company's public accounting firm for year ending December 31, 2023 | Issuer | Yes | For | For |
| SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 5/17/2023 | Approval of stock incentive plan | Issuer | Yes | For | For |
| Vertex Pharmaceuticals Inc | VRTX | 92532F100 | 5/17/2023 | Election of directors | Issuer | Yes | For | For |
| Vertex Pharmaceuticals Inc | VRTX | 92532F100 | 5/17/2023 | Ratification of Ernst & Young LLP as auditors ending December 31, 2023 | Issuer | Yes | For | For |
| Vertex Pharmaceuticals Inc | VRTX | 92532F100 | 5/17/2023 | Advisory vote to approve of executive compensation | Issuer | Yes | For | For |
| Vertex Pharmaceuticals Inc | VRTX | 92532F100 | 5/17/2023 | Advisory vote on frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| Amphenol Corp | APH | 032095101 | 5/18/2023 | Election of Directors | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/18/2023 | Ratification of Deloitte and Touche LLP as independent accountants for the company | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/18/2023 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For |
| Amphenol Corp | APH | 032095101 | 5/18/2023 | Board recommends voting for 1 year on freq of vote for exec compensation | Issuer | Yes | 1 Year | For |
| Amphenol Corp | APH | 032095101 | 5/18/2023 | Stockholder Proposal improve political spending disclosure | Shareholder | Yes | Against | For |
| On Semiconductor | ON | 682189105 | 5/18/2023 | Election of Directors | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/18/2023 | Advisory vote to approve the compensation of named executive officers Say on Pay | Issuer | Yes | For | For |
| On Semiconductor | ON | 682189105 | 5/18/2023 | Advisory vote to approve the frequency of future Say on Pay votes | Issuer | Yes | 1 Year | For |
| On Semiconductor | ON | 682189105 | 5/18/2023 | Ratify appointment of PricewaterhouseCoopers, LLP as company's public accounting firm for year ending December 31, 2023 | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/19/2023 | Election of directors | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/19/2023 | Approve, by non-binding vote, advisory resolution on executive compensation for named officers | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/19/2023 | Approve, by non-binding vote, advisory resolution to approve frequency of future advisory votes on executive compensation | Issuer | Yes | 1Year | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/19/2023 | To ratify the appointment of Ernst & young LLP as our independent registered public accounting firm for fiscal year ending in December, 31 2023 | Issuer | Yes | For | For |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 5/19/2023 | Stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Election of Directors | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Ratification of the appointment of Ernst & Young LLP as independent auditors | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Advisory vote for 1 year on freq of vote for exec compensation | Issuer | Yes | 1 Year | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Reapproval of 1997 stock incentive pl for purposes of French tax law | Issuer | Yes | For | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on retirement plan options | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on customer due diligence | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting report on content and product removal/restrictions | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on content removal request | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a add'l report on stakeholder impacts | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting alternative tax reporting | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on climate lobbying | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting reporting on gender/racial pay | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting analysis of costs assoc with diversity, equity and inclusion programs | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting amendment to bylaws requiring shareholder approval for future amendments | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting add'l reporting on freedom of association | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting new policy on executive compensation process | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting additional reporting on animal welfare standards | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting an additional board committee | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting an alt director candidate policy | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on warehouse working conditions | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on packaging materials | Shareholder | Yes | Against | For |
| Amazon.com, Inc | AMZN | 023135106 | 5/24/2023 | Shareholder proposal requesting a report on customer use of certain technologies | Shareholder | Yes | Against | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Election of Directors | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Approval of executive compensation | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Advisory vote on frequency of holding an advisory vote on executive compensation | Issuer | Yes | 1 Year | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Ratification of PricewaterhouseCoopers LLP 2023 auditor | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Approval of 2013 stock inventive plan | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc | TMO | 883556102 | 5/24/2023 | Approval of 2023 Global Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/26/2023 | Election of Directors | Issuer | Yes | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/26/2023 | Advisory vote to approve the company's named executive officer compensation in fiscal 2022 | Issuer | Yes | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/26/2023 | Advisory vote on frequency of future advisory votes on named executive compensation | Issuer | Yes | 1 Year | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/26/2023 | Ratification of appointment of Deloitte & Touche LLP as the company's Independent registered public accounting firm for fiscal 2023 | Issuer | Yes | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/26/2023 | Shareholder proposal requesting an independent board chairman | Shareholder | Yes | Against | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Elections of Directors | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Approve to declassify our Board of Directors and provide for the annual election of directors. | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Approve amendments to provide that directors may be removed by the holders of a majority of the shares if proposal 2 is approved | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Approve amendment to Certificate of Incorporation to replace all supermajority voting standards for amendments with a majority standard | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Approve amendment to Bylaws to replace all supermajority voting standards for amendments with a majority standard | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Ratify the appointment of Ernst & young LLP as our independent registered public accounting firm for fiscal year 2023 ending February 3, 2024 | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Advisory resolution to approve the Company's named executive compensation | Issuer | Yes | For | For |
| Ulta Beauty Inc | ULTA | 90384S303 | 6/1/2023 | Advisory vote on frequency of future advisory votes on Company's named executive officer compensation | Issuer | Yes | 1 Year | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/9/2023 | Election of Directors | Issuer | Yes | For | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/9/2023 | Ratify appointment of PricewaterhouseCoopers LLP as company's public accounting firm for year ending December 31, 2023 | Issuer | Yes | For | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/9/2023 | Proposal to approve our executive compensation | Issuer | Yes | For | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/9/2023 | Proposal to approve frequency of future advisory votes on executive compensation | Issuer | Yes | 1 Year | For |
| Regeneron Pharmaceuticals, Inc | REGN | 75886F107 | 6/9/2023 | Shareholder proposal requesting report on access to medicine is considered related to protecting intellectual property. | Shareholder | Yes | Against | For |
| Western Alliance | WAL | 957638109 | 6/14/2023 | Election of Directors | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/14/2023 | Approve executive compensation | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/14/2023 | Ratify appointment of RSM US LLP as company's independent auditor for 2023 | Issuer | Yes | For | For |
| Western Alliance | WAL | 957638109 | 6/14/2023 | Approve 2005 Stock Incentive Plan | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Election of Directors | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | To approve our executive compensation, on advisory basis | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Advisory vote on frequency of future votes on executive compensation | Issuer | Yes | 1 Year | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Ratification of PricewaterhouseCoopers, LLP as auditors | Issuer | Yes | For | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Shareholder proposal- report on Public Health costs from Sale of Tobacco Products | Shareholder | Yes | Against | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Shareholder proposal - listing of Charitable contributions of $10,000 or more | Shareholder | Yes | Against | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Shareholder proposal- recyclability of packaging | Shareholder | Yes | Against | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Shareholder proposal- report on Racial and Gender Pay Gaps | Shareholder | Yes | Against | For |
| The Kroger Company | KR | 501044101 | 6/22/2023 | Shareholder proposal- report on EEO Policy Risks | Shareholder | Yes | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
By (Signature and Title)* |
/s/ Michael L. Simon | ||
| Michael L. Simon, President | |||
Date |
July 28, 2023 | ||
* Print the name and title of each signing officer under his or her signature.
