UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LATTICE STRATEGIES TRUST
(Exact name of registrant as specified in its charter)
| State of Delaware | | See Below |
(State of incorporation
or organization) | | (I.R.S. Employer
Identification No.) |
690 Lee Road
Wayne, Pennsylvania 19087
(Address of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
| Title of Each Class to be so Registered | | Name of the Exchange on which Each Class is to be so Registered | | I.R.S. Employer Identification Number |
| Shares of beneficial interest, no par value per share, of: | | | | |
| Hartford Longevity Economy ETF | | NYSE Arca | | 85-3960955 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: 333-215165
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest of Hartford Longevity Economy ETF, a series of Lattice Strategies Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 20 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-199089; 811-23002) filed on March 8, 2021, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
| 1. | The Trust’s Certificate of Trust is included as Exhibit (a)(i) to Post-Effective Amendment No. 20 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on March 8, 2021. |
| 2. | The Trust’s Declaration of Trust is included as Exhibit (a)(i) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on December 23, 2014. |
| 3. | The Trust’s Amendment No. 1 to the Declaration of Trust is included as Exhibit (a)(ii) to Post-Effective Amendment No. 4 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on January 13, 2017. |
| 4. | The Trust’s By-Laws are included as Exhibit (b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on December 23, 2014. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 12th day of March, 2021.
| | LATTICE STRATEGIES TRUST |
| | | | |
| | | | |
| | By: | /s/ Alice A. Pellegrino | |
| | Name: | Alice A. Pellegrino |
| | Title: | Vice President and Assistant Secretary |
