What's new? Log in Free sign up

Lattice Strategies Trust 8-A12BRegistration of securities on exchange

Filed: 10 Nov 22, 9:31am

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

LATTICE STRATEGIES TRUST

(Exact name of registrant as specified in its charter)

State of Delaware

See Below

(State of incorporation

or organization)

(I.R.S. Employer

Identification No.)

690 Lee Road

Wayne, Pennsylvania 19087

(Address of principal executive offices)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class

to be so Registered

Name of the Exchange on which Each Class is to be so

Registered

I.R.S. Employer

Identification

Number

Shares of beneficial interest, no par value per share, of:

Hartford Disciplined US Equity ETF

NYSE Arca

88-3522180

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-199089

Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.

INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest of Hartford Disciplined US Equity ETF, a series of Lattice Strategies Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 24 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-199089; 811-23002) filed on November 9, 2022, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

1.	The Trust’s Certificate of Trust is included as Exhibit (a)(i) to Post-Effective Amendment No. 20 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on March 8, 2021.

2.	The Trust’s Declaration of Trust is included as Exhibit (a)(i) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on December 23, 2014.

3.	The Trust’s Amendment No. 1 to the Declaration of Trust is included as Exhibit (a)(ii) to Post-Effective Amendment No. 4 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on January 13, 2017.

4.	The Trust’s By-Laws are included as Exhibit (b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File No. 333-199089), as filed with the Securities and Exchange Commission on December 23, 2014.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 10th day of November, 2022.


LATTICE STRATEGIES TRUST

By:		/s/ Alice A. Pellegrino
Name:		Alice A. Pellegrino
Title:		Vice President and Assistant Secretary

We use cookies on this site to provide a more responsive and personalized service. Continuing to browse, clicking I Agree, or closing this banner indicates agreement. See our Cookie Policy for more information.