Ellsworth Growth and Income Fund NPX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-04656

Ellsworth Growth and Income Fund Ltd.

(Exact name of registrant as specified in charter)

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

James A. Dinsmore

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

(Name and address of agent for service)

Registrant’s telephone number, including area code: 1-800-422-3554

Date of fiscal year end: September 30

Date of reporting period: July 1, 2020 – June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

ProxyEdge

Meeting Date Range: 07/01/2020 - 06/30/2021

Ellsworth Growth and Income Fund Ltd.

Report Date: 07/01/2021

Investment Company Report

UNILEVER N.V.

Security

904784709

Meeting Type

Special

Ticker Symbol

Meeting Date

21-Sep-2020

ISIN

US9047847093

Agenda

935261038 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

To amend NV's articles of association in connection with Unification (proposed under agenda item 2).

Management

For

To approve Unification.

Management

For

To discharge executive directors.

Management

For

To discharge non-executive directors.

Management

For

UNILEVER N.V.

Security

904784709

Meeting Type

Special

Ticker Symbol

Meeting Date

21-Sep-2020

ISIN

US9047847093

Agenda

935266723 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

To amend NV's articles of association in connection with Unification (proposed under agenda item 2).

Management

For

To approve Unification.

Management

For

To discharge executive directors.

Management

For

To discharge non-executive directors.

Management

For

CONAGRA BRANDS, INC.

Security

205887102

Meeting Type

Annual

Ticker Symbol

CAG

Meeting Date

23-Sep-2020

ISIN

US2058871029

Agenda

935259374 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Anil Arora

Management

For

1B.

Election of Director: Thomas K. Brown

Management

For

1C.

Election of Director: Sean M. Connolly

Management

For

1D.

Election of Director: Joie A. Gregor

Management

For

1E.

Election of Director: Rajive Johri

Management

For

1F.

Election of Director: Richard H. Lenny

Management

For

1G.

Election of Director: Melissa Lora

Management

For

1H.

Election of Director: Ruth Ann Marshall

Management

For

1I.

Election of Director: Craig P. Omtvedt

Management

For

1J.

Election of Director: Scott Ostfeld

Management

For

Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2021.

Management

For

Advisory approval of our named executive officer compensation.

Management

For

ALIBABA GROUP HOLDING LIMITED

Security

01609W102

Meeting Type

Annual

Ticker Symbol

BABA

Meeting Date

30-Sep-2020

ISIN

US01609W1027

Agenda

935265086 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

Amend and restate the Company's Memorandum and Articles of Association to expressly permit completely virtual shareholders' meetings and reflect such updates as are detailed in the proxy statement and set forth in Exhibit A thereto.

Management

For

2.1

Election of Director: MAGGIE WEI WU (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).

Management

For

2.2

Election of Director: KABIR MISRA (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).

Management

For

2.3

Election of Director: WALTER TEH MING KWAUK (To serve for a three year term or until such director's successor is elected or appointed and duly qualified).

Management

For

Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2021.

Management

For

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

02-Dec-2020

ISIN

US5949181045

Agenda

935284478 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Reid G. Hoffman

Management

For

1B.

Election of Director: Hugh F. Johnston

Management

For

1C.

Election of Director: Teri L. List-Stoll

Management

For

1D.

Election of Director: Satya Nadella

Management

For

1E.

Election of Director: Sandra E. Peterson

Management

For

1F.

Election of Director: Penny S. Pritzker

Management

For

1G.

Election of Director: Charles W. Scharf

Management

For

1H.

Election of Director: Arne M. Sorenson

Management

For

1I.

Election of Director: John W. Stanton

Management

For

1J.

Election of Director: John W. Thompson

Management

For

1K.

Election of Director: Emma N. Walmsley

Management

For

1L.

Election of Director: Padmasree Warrior

Management

For

Advisory vote to approve named executive officer compensation.

Management

For

Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.

Management

For

Shareholder Proposal - Report on Employee Representation on Board of Directors.

Shareholder

Against

For

THE WALT DISNEY COMPANY

Security

254687106

Meeting Type

Annual

Ticker Symbol

DIS

Meeting Date

09-Mar-2021

ISIN

US2546871060

Agenda

935328206 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Susan E. Arnold

Management

For

1B.

Election of Director: Mary T. Barra

Management

For

1C.

Election of Director: Safra A. Catz

Management

For

1D.

Election of Director: Robert A. Chapek

Management

For

1E.

Election of Director: Francis A. deSouza

Management

For

1F.

Election of Director: Michael B.G. Froman

Management

For

1G.

Election of Director: Robert A. Iger

Management

For

1H.

Election of Director: Maria Elena Lagomasino

Management

For

1I.

Election of Director: Mark G. Parker

Management

For

1J.

Election of Director: Derica W. Rice

Management

For

To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021.

Management

For

To approve the advisory resolution on executive compensation.

Management

For

Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities.

Shareholder

Abstain

Against

Shareholder proposal requesting non-management employees on director nominee candidate lists.

Shareholder

Against

For

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

22-Apr-2021

ISIN

US7170811035

Agenda

935344503 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Ronald E. Blaylock

Management

For

1B.

Election of Director: Albert Bourla

Management

For

1C.

Election of Director: Susan Desmond-Hellmann

Management

For

1D.

Election of Director: Joseph J. Echevarria

Management

For

1E.

Election of Director: Scott Gottlieb

Management

For

1F.

Election of Director: Helen H. Hobbs

Management

For

1G.

Election of Director: Susan Hockfield

Management

For

1H.

Election of Director: Dan R. Littman

Management

For

1I.

Election of Director: Shantanu Narayen

Management

For

1J.

Election of Director: Suzanne Nora Johnson

Management

For

1K.

Election of Director: James Quincey

Management

For

1L.

Election of Director: James C. Smith

Management

For

Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021.

Management

For

2021 advisory approval of executive compensation.

Management

For

Shareholder proposal regarding independent chair policy.

Shareholder

Against

For

Shareholder proposal regarding political spending report.

Shareholder

Abstain

Against

Shareholder proposal regarding access to COVID-19 products.

Shareholder

Abstain

Against

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

Meeting Date

30-Apr-2021

ISIN

US00206R1023

Agenda

935347179 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: William E. Kennard

Management

For

1B.

Election of Director: Samuel A. Di Piazza, Jr.

Management

For

1C.

Election of Director: Scott T. Ford

Management

For

1D.

Election of Director: Glenn H. Hutchins

Management

For

1E.

Election of Director: Debra L. Lee

Management

For

1F.

Election of Director: Stephen J. Luczo

Management

For

1G.

Election of Director: Michael B. McCallister

Management

For

1H.

Election of Director: Beth E. Mooney

Management

For

1I.

Election of Director: Matthew K. Rose

Management

For

1J.

Election of Director: John T. Stankey

Management

For

1K.

Election of Director: Cynthia B. Taylor

Management

For

1L.

Election of Director: Geoffrey Y. Yang

Management

For

Ratification of appointment of independent auditors.

Management

For

Advisory approval of executive compensation.

Management

For

Stockholder Right to Act by Written Consent.

Shareholder

Against

For

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

03-May-2021

ISIN

US5324571083

Agenda

935355354 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director to serve a three year term: K. Baicker, Ph.D.

Management

For

1b.

Election of Director to serve a three year term: J.E. Fyrwald

Management

For

1c.

Election of Director to serve a three year term: J. Jackson

Management

For

1d.

Election of Director to serve a three year term: G. Sulzberger

Management

For

1e.

Election of Director to serve a three year term: J.P. Tai

Management

For

Approval, on an advisory basis, of the compensation paid to the company's named executive officers.

Management

For

Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021.

Management

For

Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure.

Management

For

Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.

Management

For

Shareholder proposal to disclose direct and indirect lobbying activities and expenditures.

Shareholder

Abstain

Against

Shareholder proposal to amend the bylaws to require an independent board chair.

Shareholder

Against

For

Shareholder proposal to implement a bonus deferral policy.

Shareholder

Against

For

Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct.

Shareholder

Abstain

Against

UNILEVER PLC

Security

904767704

Meeting Type

Annual

Ticker Symbol

Meeting Date

05-May-2021

ISIN

US9047677045

Agenda

935356659 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

To receive the Report and Accounts for the year ended 31 December 2020.

Management

For

To approve the Directors' Remuneration Report.

Management

For

To approve the Directors' Remuneration Policy.

Management

For

To approve the Climate Transition Action Plan.

Management

Abstain

Against

To re-elect Mr N Andersen as a Non-Executive Director.

Management

For

To re-elect Mrs L Cha as a Non-Executive Director.

Management

For

To re-elect Dr J Hartmann as a Non-Executive Director.

Management

For

To re-elect Mr A Jope as an Executive Director.

Management

For

To re-elect Ms A Jung as a Non-Executive Director.

Management

For

10.

To re-elect Ms S Kilsby as a Non-Executive Director.

Management

For

11.

To re-elect Mr S Masiyiwa as a Non-Executive Director.

Management

For

12.

To re-elect Professor Y Moon as a Non-Executive Director.

Management

For

13.

To re-elect Mr G Pitkethly as an Executive Director.

Management

For

14.

To re-elect Mr J Rishton as a Non-Executive Director.

Management

For

15.

To re-elect Mr F Sijbesma as a Non-Executive Director.

Management

For

16.

To reappoint KPMG LLP as Auditors of the Company.

Management

For

17.

To authorise the Directors to fix the remuneration of the Auditors.

Management

For

18.

To authorise Political Donations and expenditure.

Management

For

19.

To approve the SHARES Plan.

Management

For

20.

To renew the authority to Directors to issue shares.

Management

For

21.

To renew the authority to Directors to disapply pre- emption rights.

Management

Abstain

Against

22.

To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments.

Management

For

23.

To renew the authority to the Company to purchase its own shares.

Management

For

24.

To shorten the notice period for General Meetings.

Management

For

25.

To adopt new Articles of Association.

Management

For

26.

To reduce the share premium account.

Management

For

STANLEY BLACK & DECKER, INC.

Security

854502846

Meeting Type

Annual

Ticker Symbol

SWT

Meeting Date

10-May-2021

ISIN

US8545028461

Agenda

935369137 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

To consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required.

Management

For

VERIZON COMMUNICATIONS INC.

Security

92343V104

Meeting Type

Annual

Ticker Symbol

Meeting Date

13-May-2021

ISIN

US92343V1044

Agenda

935364846 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1a.

Election of Director: Shellye L. Archambeau

Management

For

1b.

Election of Director: Roxanne S. Austin

Management

For

1c.

Election of Director: Mark T. Bertolini

Management

For

1d.

Election of Director: Melanie L. Healey

Management

For

1e.

Election of Director: Clarence Otis, Jr.

Management

For

1f.

Election of Director: Daniel H. Schulman

Management

For

1g.

Election of Director: Rodney E. Slater

Management

For

1h.

Election of Director: Hans E. Vestberg

Management

For

1i.

Election of Director: Gregory G. Weaver

Management

For

Advisory Vote to Approve Executive Compensation

Management

For

Ratification of Appointment of Independent Registered Public Accounting Firm

Management

For

Shareholder Action by Written Consent

Shareholder

Against

For

Amend Clawback Policy

Shareholder

Abstain

Against

Shareholder Ratification of Annual Equity Awards

Shareholder

Abstain

Against

INTEL CORPORATION

Security

458140100

Meeting Type

Annual

Ticker Symbol

INTC

Meeting Date

13-May-2021

ISIN

US4581401001

Agenda

935369012 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Patrick P. Gelsinger

Management

For

1B.

Election of Director: James J. Goetz

Management

For

1C.

Election of Director: Alyssa Henry

Management

For

1D.

Election of Director: Omar Ishrak

Management

For

1E.

Election of Director: Risa Lavizzo-Mourey

Management

For

1F.

Election of Director: Tsu-Jae King Liu

Management

For

1G.

Election of Director: Gregory D. Smith

Management

For

1H.

Election of Director: Dion J. Weisler

Management

For

1I.

Election of Director: Frank D. Yeary

Management

For

Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021.

Management

For

Advisory vote to approve executive compensation of our listed officers.

Management

For

Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting.

Shareholder

Against

For

Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting.

Shareholder

Abstain

Against

Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.

Shareholder

Abstain

Against

SBA COMMUNICATIONS CORPORATION

Security

78410G104

Meeting Type

Annual

Ticker Symbol

SBAC

Meeting Date

13-May-2021

ISIN

US78410G1040

Agenda

935375938 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1.1

Election of Director For a three-year term expiring at the 2024 Annual Meeting: Mary S. Chan

Management

For

1.2

Election of Director For a three-year term expiring at the 2024 Annual Meeting: George R. Krouse, Jr.

Management

For

Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2021 fiscal year.

Management

For

Approval, on an advisory basis, of the compensation of
SBA's named executive officers.

Management

For

GOODRICH PETROLEUM CORPORATION

Security

382410843

Meeting Type

Annual

Ticker Symbol

GDP

Meeting Date

18-May-2021

ISIN

US3824108431

Agenda

935394914 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Walter G. Goodrich

For

Robert C. Turnham, Jr.

For

Timothy D. Leuliette

For

Ronald F. Coleman

For

K. Adam Leight

For

Thomas M. Souers

For

Jeffrey S. Serota

For

Edward J. Sondey

For

Ratify the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

Approve, on an advisory basis, the compensation of our Named Executive Officers.

Management

For

CROWN CASTLE INTERNATIONAL CORP

Security

22822V101

Meeting Type

Annual

Ticker Symbol

CCI

Meeting Date

21-May-2021

ISIN

US22822V1017

Agenda

935372588 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: P. Robert Bartolo

Management

For

1B.

Election of Director: Jay A. Brown

Management

For

1C.

Election of Director: Cindy Christy

Management

For

1D.

Election of Director: Ari Q. Fitzgerald

Management

For

1E.

Election of Director: Andrea J. Goldsmith

Management

For

1F.

Election of Director: Lee W. Hogan

Management

For

1G.

Election of Director: Tammy K. Jones

Management

For

1H.

Election of Director: J. Landis Martin

Management

For

1I.

Election of Director: Anthony J. Melone

Management

For

1J.

Election of Director: W. Benjamin Moreland

Management

For

1K.

Election of Director: Kevin A. Stephens

Management

For

1L.

Election of Director: Matthew Thornton, III

Management

For

The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021.

Management

For

The non-binding, advisory vote to approve the compensation of the Company's named executive officers.

Management

For

The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers.

Management

1 Year

For

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

25-May-2021

ISIN

US58933Y1055

Agenda

935381044 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Leslie A. Brun

Management

For

1B.

Election of Director: Mary Ellen Coe

Management

For

1C.

Election of Director: Pamela J. Craig

Management

For

1D.

Election of Director: Kenneth C. Frazier

Management

For

1E.

Election of Director: Thomas H. Glocer

Management

For

1F.

Election of Director: Risa J. Lavizzo-Mourey

Management

For

1G.

Election of Director: Stephen L. Mayo

Management

For

1H.

Election of Director: Paul B. Rothman

Management

For

1I.

Election of Director: Patricia F. Russo

Management

For

1J.

Election of Director: Christine E. Seidman

Management

For

1K.

Election of Director: Inge G. Thulin

Management

For

1L.

Election of Director: Kathy J. Warden

Management

For

1M.

Election of Director: Peter C. Wendell

Management

For

Non-binding advisory vote to approve the compensation of our named executive officers.

Management

For

Ratification of the appointment of the Company's independent registered public accounting firm for 2021.

Management

For

Shareholder proposal concerning a shareholder right to act by written consent.

Shareholder

Against

For

Shareholder proposal regarding access to COVID-19 products.

Shareholder

Abstain

Against

AMERICAN TOWER CORPORATION

Security

03027X100

Meeting Type

Annual

Ticker Symbol

AMT

Meeting Date

26-May-2021

ISIN

US03027X1000

Agenda

935387755 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Thomas A. Bartlett

Management

For

1B.

Election of Director: Raymond P. Dolan

Management

For

1C.

Election of Director: Kenneth R. Frank

Management

For

1D.

Election of Director: Robert D. Hormats

Management

For

1E.

Election of Director: Gustavo Lara Cantu

Management

For

1F.

Election of Director: Grace D. Lieblein

Management

For

1G.

Election of Director: Craig Macnab

Management

For

1H.

Election of Director: JoAnn A. Reed

Management

For

1I.

Election of Director: Pamela D.A. Reeve

Management

For

1J.

Election of Director: David E. Sharbutt

Management

For

1K.

Election of Director: Bruce L. Tanner

Management

For

1L.

Election of Director: Samme L. Thompson

Management

For

To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021.

Management

For

To approve, on an advisory basis, the Company's executive compensation.

Management

For

Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders.

Shareholder

Against

For

Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues.

Shareholder

Abstain

Against

EQUINIX, INC.

Security

29444U700

Meeting Type

Annual

Ticker Symbol

EQIX

Meeting Date

26-May-2021

ISIN

US29444U7000

Agenda

935390550 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Thomas Bartlett

For

Nanci Caldwell

For

Adaire Fox-Martin

For

Gary Hromadko

For

Irving Lyons III

For

Charles Meyers

For

Christopher Paisley

For

Sandra Rivera

For

Peter Van Camp

For

To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers.

Management

For

To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021.

Management

For

A stockholder proposal, related to written consent of stockholders.

Shareholder

Against

For

PAYPAL HOLDINGS, INC.

Security

70450Y103

Meeting Type

Annual

Ticker Symbol

PYPL

Meeting Date

26-May-2021

ISIN

US70450Y1038

Agenda

935392617 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Rodney C. Adkins

Management

For

1B.

Election of Director: Jonathan Christodoro

Management

For

1C.

Election of Director: John J. Donahoe

Management

For

1D.

Election of Director: David W. Dorman

Management

For

1E.

Election of Director: Belinda J. Johnson

Management

For

1F.

Election of Director: Gail J. McGovern

Management

For

1G.

Election of Director: Deborah M. Messemer

Management

For

1H.

Election of Director: David M. Moffett

Management

For

1I.

Election of Director: Ann M. Sarnoff

Management

For

1J.

Election of Director: Daniel H. Schulman

Management

For

1K.

Election of Director: Frank D. Yeary

Management

For

Advisory vote to approve named executive officer compensation.

Management

For

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021.

Management

For

Stockholder proposal - Stockholder right to act by written consent.

Shareholder

Against

For

Stockholder Proposal - Assessing Inclusion in the Workplace.

Shareholder

Abstain

Against

T-MOBILE US, INC.

Security

872590104

Meeting Type

Annual

Ticker Symbol

TMUS

Meeting Date

03-Jun-2021

ISIN

US8725901040

Agenda

935400921 - Management

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Marcelo Claure

For

Srikant M. Datar

For

Bavan M. Holloway

For

Timotheus Höttges

For

Christian P. Illek

For

Raphael Kübler

For

Thorsten Langheim

For

Dominique Leroy

For

G. Michael Sievert

For

Teresa A. Taylor

For

Omar Tazi

For

Kelvin R. Westbrook

For

Michael Wilkens

For

Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021.

Management

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant

Ellsworth Growth and Income Fund Ltd.

By (Signature and Title)*	/s/ James A. Dinsmore
	James A. Dinsmore, President and Principal Executive Officer

Date

8/20/2021

*Print the name and title of each signing officer under his or her signature.

Ellsworth Growth and Income Fund (ECF) N-PXAnnual report of proxy voting record