UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04656
Ellsworth Growth and Income Fund Ltd.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
James A. Dinsmore
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022
| ProxyEdge | Report Date: 07/05/2022 |
| Meeting Date Range: 07/01/2021 - 06/30/2022 | 1 |
| Ellsworth Growth and Income Fund Ltd. |
Investment Company Report
| CONAGRA BRANDS, INC. | ||||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAG | Meeting Date | 15-Sep-2021 | |||||||||||
| ISIN | US2058871029 | Agenda | 935479558 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Anil Arora | Management | For | For | ||||||||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Emanuel Chirico | Management | For | For | ||||||||||
| 1D. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||||
| 1E. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||||
| 1F. | Election of Director: Fran Horowitz | Management | For | For | ||||||||||
| 1G. | Election of Director: Rajive Johri | Management | For | For | ||||||||||
| 1H. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||||
| 1I. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
| 1J. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
| 1K. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||||
| 1L. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2022. | Management | For | For | ||||||||||
| 3. | Advisory approval of our named executive officer compensation. | Management | For | For | ||||||||||
| 4. | A shareholder proposal regarding written consent. | Shareholder | Against | For | ||||||||||
| KALEYRA, INC. | ||||||||||||||
| Security | 483379103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KLR | Meeting Date | 28-Oct-2021 | |||||||||||
| ISIN | US4833791035 | Agenda | 935503169 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Matteo Lodrini | For | For | |||||||||||
| 2 | Neil Miotto | For | For | |||||||||||
| 2. | An advisory vote regarding the approval of compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
| MICROSOFT CORPORATION | ||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||||||
| ISIN | US5949181045 | Agenda | 935505480 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
| 1C. | Election of Director: Teri L. List | Management | For | For | ||||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Approve Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | Abstain | Against | ||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2022 | |||||||||||
| ISIN | US2546871060 | Agenda | 935544317 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
| 1D. | Election of Director: Amy L. Chang | Management | For | For | ||||||||||
| 1E. | Election of Director: Robert A. Chapek | Management | For | For | ||||||||||
| 1F. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1I. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||||
| 1J. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
| 1K. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Management | For | For | ||||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | Shareholder | Abstain | Against | ||||||||||
| PFIZER INC. | ||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||||||
| ISIN | US7170811035 | Agenda | 935562062 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | For | ||||||||||
| 3. | 2022 advisory approval of executive compensation | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | For | ||||||||||
| 5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Abstain | Against | ||||||||||
| ELI LILLY AND COMPANY | ||||||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LLY | Meeting Date | 02-May-2022 | |||||||||||
| ISIN | US5324571083 | Agenda | 935562858 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director to serve a three-year term: Ralph Alvarez | Management | For | For | ||||||||||
| 1B. | Election of Director to serve a three-year term: Kimberly H. Johnson | Management | For | For | ||||||||||
| 1C. | Election of Director to serve a three-year term: Juan R. Luciano | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Management | For | For | ||||||||||
| 4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | ||||||||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | ||||||||||
| 6. | Approval of amendments to the company's Articles of Incorporation to give shareholders the ability to amend the company's bylaws. | Management | For | For | ||||||||||
| 7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shareholder | Abstain | Against | ||||||||||
| UNILEVER PLC | ||||||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UL | Meeting Date | 04-May-2022 | |||||||||||
| ISIN | US9047677045 | Agenda | 935580010 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2021. | Management | For | For | ||||||||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | ||||||||||
| 3. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||
| 4. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||
| 5. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||
| 6. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||
| 7. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||
| 8. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||
| 9. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||
| 10. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||
| 11. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||
| 12. | To elect Mr A Hennah as a Non-Executive Director. | Management | For | For | ||||||||||
| 13. | To elect Mrs R Lu as a Non-Executive Director. | Management | For | For | ||||||||||
| 14. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||
| 15. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||
| 16. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
| 17. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
| 18. | To renew the authority to Directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||||
| 19. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
| 20. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
| 21. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VZ | Meeting Date | 12-May-2022 | |||||||||||
| ISIN | US92343V1044 | Agenda | 935575704 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Shellye Archambeau | Management | For | For | ||||||||||
| 1b. | Election of Director: Roxanne Austin | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark Bertolini | Management | For | For | ||||||||||
| 1d. | Election of Director: Melanie Healey | Management | For | For | ||||||||||
| 1e. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||||
| 1f. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Daniel Schulman | Management | For | For | ||||||||||
| 1h. | Election of Director: Rodney Slater | Management | For | For | ||||||||||
| 1i. | Election of Director: Carol Tomé | Management | For | For | ||||||||||
| 1j. | Election of Director: Hans Vestberg | Management | For | For | ||||||||||
| 1k. | Election of Director: Gregory Weaver | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm | Management | For | For | ||||||||||
| 4. | Report on charitable contributions | Shareholder | Abstain | Against | ||||||||||
| 5. | Amend clawback policy | Shareholder | Against | For | ||||||||||
| 6. | Shareholder ratification of annual equity awards | Shareholder | Against | For | ||||||||||
| 7. | Business operations in China | Shareholder | Abstain | Against | ||||||||||
| SBA COMMUNICATIONS CORPORATION | ||||||||||||||
| Security | 78410G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBAC | Meeting Date | 12-May-2022 | |||||||||||
| ISIN | US78410G1040 | Agenda | 935579613 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Kevin L. Beebe | Management | For | For | ||||||||||
| 1.2 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jack Langer | Management | For | For | ||||||||||
| 1.3 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jeffrey A. Stoops | Management | For | For | ||||||||||
| 1.4 | Election of Director for a term expiring at the 2024 Annual Meeting: Jay L. Johnson | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Management | For | For | ||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMT | Meeting Date | 18-May-2022 | |||||||||||
| ISIN | US03027X1000 | Agenda | 935583080 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||||
| 1B. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||||
| 1C. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||||
| 1D. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||||
| 1E. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||||
| 1F. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||||
| 1G. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
| 1H. | Election of Director: Craig Macnab | Management | For | For | ||||||||||
| 1I. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||
| 1J. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||||
| 1K. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||||
| 1L. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||||
| 1M. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| AT&T INC. | ||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | T | Meeting Date | 19-May-2022 | |||||||||||
| ISIN | US00206R1023 | Agenda | 935579409 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
| 1C. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
| 1D. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
| 1L. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of independent auditors | Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation | Management | For | For | ||||||||||
| 4. | Improve executive compensation program | Shareholder | Against | For | ||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||
| 6. | Political congruency report | Shareholder | Abstain | Against | ||||||||||
| 7. | Civil rights and non-discrimination audit | Shareholder | Abstain | Against | ||||||||||
| CROWN CASTLE INTERNATIONAL CORP. | ||||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCI | Meeting Date | 19-May-2022 | |||||||||||
| ISIN | US22822V1017 | Agenda | 935580793 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||||
| 1B. | Election of Director: Jay A. Brown | Management | For | For | ||||||||||
| 1C. | Election of Director: Cindy Christy | Management | For | For | ||||||||||
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||||
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||||
| 1F. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||||
| 1G. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||||
| 1H. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||||
| 1I. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||||
| 1J. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022. | Management | For | For | ||||||||||
| 3. | The proposal to approve the Company's 2022 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | ||||||||||
| 5. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| MERCK & CO., INC. | ||||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRK | Meeting Date | 24-May-2022 | |||||||||||
| ISIN | US58933Y1055 | Agenda | 935591570 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
| 1D. | Election of Director: Robert M. Davis | Management | For | For | ||||||||||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1G. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||||
| 1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||||
| 1J. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 1K. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||||
| 1L. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
| 1M. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
| 1N. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | Abstain | Against | ||||||||||
| EQUINIX, INC. | ||||||||||||||
| Security | 29444U700 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EQIX | Meeting Date | 25-May-2022 | |||||||||||
| ISIN | US29444U7000 | Agenda | 935602501 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1.1 | Election of Director: Nanci Caldwell | Management | For | For | ||||||||||
| 1.2 | Election of Director: Adaire Fox-Martin | Management | For | For | ||||||||||
| 1.3 | Election of Director: Ron Guerrier | Management | For | For | ||||||||||
| 1.4 | Election of Director: Gary Hromadko | Management | For | For | ||||||||||
| 1.5 | Election of Director: Irving Lyons III | Management | For | For | ||||||||||
| 1.6 | Election of Director: Charles Meyers | Management | For | For | ||||||||||
| 1.7 | Election of Director: Christopher Paisley | Management | For | For | ||||||||||
| 1.8 | Election of Director: Sandra Rivera | Management | For | For | ||||||||||
| 1.9 | Election of Director: Peter Van Camp | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2022. | Management | For | For | ||||||||||
| 4. | A stockholder proposal, related to lowering the stock ownership threshold required to call a special meeting. | Shareholder | Against | For | ||||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PYPL | Meeting Date | 02-Jun-2022 | |||||||||||
| ISIN | US70450Y1038 | Agenda | 935613744 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Management | For | For | ||||||||||
| 5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
| ENOVIS CORPORATION | ||||||||||||||
| Security | 194014502 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENOV | Meeting Date | 07-Jun-2022 | |||||||||||
| ISIN | US1940145022 | Agenda | 935628721 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1a. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||||
| 1b. | Election of Director: Matthew L. Trerotola | Management | For | For | ||||||||||
| 1c. | Election of Director: Barbara W. Bodem | Management | For | For | ||||||||||
| 1d. | Election of Director: Liam J. Kelly | Management | For | For | ||||||||||
| 1e. | Election of Director: Angela S. Lalor | Management | For | For | ||||||||||
| 1f. | Election of Director: Philip A. Okala | Management | For | For | ||||||||||
| 1g. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
| 1h. | Election of Director: A. Clayton Perfall | Management | For | For | ||||||||||
| 1i. | Election of Director: Brady Shirley | Management | For | For | ||||||||||
| 1j. | Election of Director: Rajiv Vinnakota | Management | For | For | ||||||||||
| 1k. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for them fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Enovis Corporation 2020 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| T-MOBILE US, INC. | ||||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMUS | Meeting Date | 15-Jun-2022 | |||||||||||
| ISIN | US8725901040 | Agenda | 935625585 - Management | |||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marcelo Claure | For | For | |||||||||||
| 2 | Srikant M. Datar | For | For | |||||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||||
| 4 | Timotheus Höttges | For | For | |||||||||||
| 5 | Christian P. Illek | For | For | |||||||||||
| 6 | Raphael Kübler | For | For | |||||||||||
| 7 | Thorsten Langheim | For | For | |||||||||||
| 8 | Dominique Leroy | For | For | |||||||||||
| 9 | Letitia A. Long | For | For | |||||||||||
| 10 | G. Michael Sievert | For | For | |||||||||||
| 11 | Teresa A. Taylor | For | For | |||||||||||
| 12 | Omar Tazi | For | For | |||||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2022. | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Ellsworth Growth and Income Fund Ltd. |
| By (Signature and Title)* | /s/ James A. Dinsmore |
| James A. Dinsmore, President and Principal Executive Officer |
| Date | August 24, 2022 |
*Print the name and title of each signing officer under his or her signature.
