As filed with the Securities and Exchange Commission on August 24, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Patrick W. Dennis, Esq.
Vice President and Assistant Secretary
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record
TCW Core Fixed Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Enhanced Commodity Strategy Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Global Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW High Yield Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Short Term Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Total Return Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Conservative Allocation Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Local Currency Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Amy L. Banse | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Melanie Boulden | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect James E. Daley | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Laura Desmond | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Shantanu Narayen | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Kathleen Oberg | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Dheeraj Pandey | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect David A. Ricks | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect John E. Warnock | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Amendment to the 2019 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Kevin J. Dallas | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Joseph M. Hogan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Joseph Lacob | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect C. Raymond Larkin, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect George J. Morrow | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Anne M. Myong | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Andrea L. Saia | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Greg J. Santora | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Susan E. Siegel | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Elect Warren S. Thaler | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Exclusive Forum Provision | Mgmt | Voted | Against | Against | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 16255101 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Keith B. Alexander | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Judith A. McGrath | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Thomas O. Ryder | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Thomas Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Kenneth R. Frank | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Robert D. Hormats | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Craig Macnab | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect David E. Sharbutt | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Samme L. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Ratification of Management Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Elect Birgit Conix to the Supervisory Board | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Suppress Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Repurchase Additional Shares | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Cancel Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Nelda J. Connors | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Donna A. James | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Michael F. Mahoney | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect David J. Roux | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect John E. Sununu | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Elect Ellen M. Zane | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | Shareholder Proposal Regarding Report on Non-Management Employee Participation in Company Governance | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Susan L. Decker | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Richard A. Galanti | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect W. Craig Jelinek | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Sally Jewell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Charles T. Munger | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Elect Jeffrey S. Raikes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Elect Kevin Sayer | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Elect Nicholas Augustinos | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Elect Bridgette P. Heller | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Thomas Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Charles Meyers | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Sandra Rivera | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Peter F. Van Camp | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peggy Alford | Mgmt | Voted | Withhold | Against | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Marc L. Andreessen | Mgmt | Voted | �� | Withhold | Against | ||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Andrew W. Houston | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Nancy Killefer | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Robert M. Kimmitt | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peter A. Thiel | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Tracey T. Travis | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Amendment to the Director Compensation Policy | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 3/11/2021 | Merger with S&P Global | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 3/11/2021 | Advisory Vote on Golden Parachutes | Mgmt | Voted | Against | Against | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Lance Uggla | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect John Browne | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Dinyar S. Devitre | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Ruann F. Ernst | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Jacques Esculier | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Gay Huey Evans | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect William E. Ford | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Nicoletta Giadrossi | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Robert P. Kelly | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Jean-Paul L. Montupet | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Deborah Keiko Orida | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect James A. Rosenthal | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect Caroline D. Dorsa | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect Robert S. Epstein | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect Scott Gottlieb | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect Gary S. Guthart | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect Philip W. Schiller | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Elect John W. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Illumina, Inc. | ILMN | 452327109 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Elect Ari Bousbib | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Elect John M. Leonard | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Elect Todd B. Sisitsky | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | N/A | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Elimination of Supermajority Requirement for Director Removals | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Ajay Banga | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Merit E. Janow | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Richard K. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Julius Genachowski | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect GOH Choon Phong | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Oki Matsumoto | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Michael Miebach | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Youngme E. Moon | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Rima Qureshi | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Jackson P. Tai | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Lance Uggla | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Elect Richard N. Barton | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Elect Rodolphe Belmer | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Elect Bradford L. Smith | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Elect Anne M. Sweeney | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Robert K. Burgess | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Tench Coxe | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect John O. Dabiri | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Persis S. Drell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Dawn Hudson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Harvey C. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | �� | Elect Michael G. McCaffery | Mgmt | Voted | For | For | ||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Stephen C. Neal | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Mark L. Perry | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect A. Brooke Seawell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Aarti Shah | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Mark A. Stevens | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect John J. Donahoe II | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect David W. Dorman | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Gail J. McGovern | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Deborah M. Messemer | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect David M. Moffett | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Ann M. Sarnoff | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Frank D. Yeary | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 3/11/2021 | Stock Issuance for Merger with IHS Markit | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Marco Alvera | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect William J. Amelio | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect William D. Green | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Monique F. Leroux | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Ian P. Livingston | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Maria R. Morris | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Shareholder Approval of Emissions Reduction Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Marc R. Benioff | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Craig A. Conway | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Parker Harris | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Neelie Kroes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Colin L. Powell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Sanford R. Robertson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect John V. Roos | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Robin L. Washington | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Maynard G. Webb | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Susan L. Bostrom | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Jonathan C. Chadwick | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Lawrence J Jackson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Frederic B. Luddy | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Jeffrey A. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Adoption of Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Approval of the 2021 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Elect Sara Baack | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Elect Sean Boyle | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Elect Douglas Merritt | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Elect Graham Smith | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Splunk Inc. | SPLK | 848637104 | 6/17/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Walter W. Bettinger II | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Joan T. Dea | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Christopher V. Dodds | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Mark A. Goldfarb | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Bharat B. Masrani | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Elect Charles A. Ruffel | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Ari Bousbib | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect J. Frank Brown | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Albert P. Carey | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Linda R. Gooden | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Manuel Kadre | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Elect Craig A. Menear | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect David R. Pickles | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect Gokul Rajaram | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Conversion of Class B Common Stock into Class A Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Voting Entitlements of Class A Common Stock Holders | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Bundled Bylaw Amendments | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Billy Bosworth | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Suzanne P. Clark | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Russell P. Fradin | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Pamela A. Joseph | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Elect Thomas L. Monahan III | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 5/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Jeff Lawson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Byron B. Deeter | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Jeffrey E. Epstein | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Elect Catherine Halligan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Elect David C. Kimbell | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Elect George R. Mrkonic, Jr. | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Elect Lorna E. Nagler | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Mary B. Cranston | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John F. Lundgren | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Denise M. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Linda J. Rendle | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John A.C. Swainson | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Maynard G. Webb | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Edward E. Guillet | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Michael W. Harlan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Larry S. Hughes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Worthing F. Jackman | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Elise L. Jordan | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Susan Lee | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Ronald J. Mittelstaedt | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect William J. Razzouk | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Jeanne Beliveau-Dunn | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Patrick K. Decker | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Robert F. Friel | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Jorge M. Gomez | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Victoria D. Harker | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Steven R. Loranger | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Surya N. Mohapatra | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Jerome A. Peribere | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Markos I. Tambakeras | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Lila Tretikov | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Elect Uday Yadav | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Xylem Inc. | XYL | 98419M100 | 5/12/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Elect Sanjay Khosla | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Elect Antoinette R. Leatherberry | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Elect Willie M. Reed | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Elect Linda Rhodes | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 5/20/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect E. Perot Bissell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect Vicky B. Gregg | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Elect Debra K. Osteen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Amendment to the Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Leon D. Black | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Joshua J. Harris | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Marc Rowan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Michael E. Ducey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Robert K. Kraft | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Alvin B. Krongard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Elect Pauline D.E. Richards | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management Inc | APO | 03768E1055 | 10/1/2020 | Ratification of Auditor | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Elect Eric W. Doppstadt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Elect Laurie S. Goodman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Elect John M. Pasquesi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Elect Thomas R. Watjen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Robert Appleby | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Matthew Dragonetti | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Seamus Fearon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of H. Beau Franklin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Jerome Halgan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of James Haney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Chris Hovey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of W. Preston Hutchings | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Pierre Jal | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Francois Morin | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of David J. Mulholland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Chiara Nannini | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Tim Peckett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Maamoun Rajeh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 5/6/2021 | Election of Roderick Romeo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect Joseph Alvarado | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect Jeffrey A. Craig | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect John W. Lindsay | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect Rhys J. Best | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect David W. Biegler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Elect Antonio Carrillo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 39653100 | 5/4/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Francisco L. Borges | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect G. Lawrence Buhl | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Dominic J. Frederico | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Bonnie L. Howard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Thomas W. Jones | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Patrick W. Kenny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Alan J. Kreczko | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Simon W. Leathes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Michelle McCloskey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Michael T. O’Kane | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Yukiko Omura | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Lorin P.T. Radtke | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Courtney C. Shea | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Howard W Albert | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Robert A Bailenson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Russell B Brewer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Gary Burnet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Ling Chow | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Stephen Donnarumma | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Dominic J. Frederico | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Darrin Futter | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Elect Walter A. Scott | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 5/5/2021 | Ratification of Subsidiary Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Elect Charles A. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Elect Elanor R. Hardwick | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Elect Axel Theis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Elect Barbara A. Yastine | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Amendment to the 2017 Long-Term Equity Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | AXIS Capital Holdings Limited | AXS | G0692U109 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Clarence P. Cazalot, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Nelda J. Connors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory L. Ebel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect John G. Rice | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Harriet Edelman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Mark J. Tritton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect John E. Fleming | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Sue Gove | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Jeffrey A. Kirwan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Virginia P. Ruesterholz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Joshua E. Schechter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Andrea M. Weiss | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Mary A. Winston | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Elect Ann Yerger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Bed Bath & Beyond Inc. | BBBY | 75896100 | 6/17/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect James D. Frias | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect Maia A. Hansen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect Corrine D. Ricard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect Jessica L. Blume | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect David L. Steward | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect William L. Trubeck | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Elect Mary S. Chan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Elect Stephen C. Gray | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Elect L. William Krause | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Elect Derrick A. Roman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Amendment to the 2019 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Option Exchange/Repricing Proposal | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Commscope Holding Company, Inc. | COMM | 20337X109 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Anil Arora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Thomas K. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Sean M. Connolly | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Joie A. Gregor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Rajive Johri | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Richard H. Lenny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Melissa Lora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Craig P. Omtvedt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Scott Ostfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect James C. Collins Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Klaus Engel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect David C. Everitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Janet P. Giesselman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Karen H. Grimes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Michael O. Johanns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Rebecca B. Liebert | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Nayaki R. Nayyar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Gregory R. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Kerry J. Preete | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Patrick J. Ward | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Charles T. Cannada | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Robert M. Chapman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect M. Colin Connolly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Scott W. Fordham | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Lillian C. Giornelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Kent Griffin Jr. | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Donna W. Hyland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Dary Stone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Donald R. Horton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Barbara K. Allen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Bradley S. Anderson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Michael R. Buchanan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Michael W. Hewatt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Elect Maribess L. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 1/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Margaret Shan Atkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect James P. Fogarty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Cynthia T. Jamison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Eugene I. Lee, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Nana Mensah | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect William S. Simon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Charles M. Sonsteby | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Timothy J. Wilmott | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect William J. Colombo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Larry D. Stone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Amendment to the 2012 Stock and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect Robert R. Beck | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect Robert L. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect J. David Wargo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Deborah L. DeHaas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect H. John Gilbertson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Kristiane C. Graham | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Michael F. Johnston | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Eric A. Spiegel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Richard J. Tobin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Stephen M. Todd | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Stephen K. Wagner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Keith E. Wandell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Elect Mary A. Winston | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Approval of the 2021 Omnibus Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Dover Corporation | DOV | 260003108 | 5/7/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Mid Cap Fund | E TRADE Financial Corp. | ETFC | 269246401 | 7/17/2020 | Morgan Stanley Transaction | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | E TRADE Financial Corp. | ETFC | 269246401 | 7/17/2020 | Advisory Vote on Golden Parachutes | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | E TRADE Financial Corp. | ETFC | 269246401 | 7/17/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Anthony J. Bates | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Adriane M. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Diana Farrell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Logan D. Green | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Bonnie S. Hammer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect E. Carol Hayles | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Jamie Iannone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Kathleen C. Mitic | Mgmt | Voted | For | For |
| FundName | IssuerName | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Matthew J. Murphy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Paul S. Pressler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Mohak Shroff | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Robert H. Swan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Elect Perry M. Traquina | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 6/15/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Elect William F. Doyle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Elect Art A. Garcia | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Elect Denise Scots-Knight | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Elect Jeffrey N. Simmons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Elanco Animal Health Incorporated | ELAN | 28414H103 | 5/19/2021 | Amendment to the 2018 Stock Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Elect Wendy Carruthers | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Elect R. Scott Huennekens | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Elect Christine A. Tsingos | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 5/25/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Roger C. Altman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Richard I. Beattie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Pamela G. Carlton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Ellen V. Futter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Gail B. Harris | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Robert B. Millard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Willard J. Overlock, Jr. | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Sir Simon M. Robertson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Ralph L. Schlosstein | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect John S. Weinberg | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect William J. Wheeler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Sarah K. Williamson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Elect Kendrick R. Wilson, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 6/17/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Revathi Advaithi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Michael D. Capellas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Jennifer Xin-Zhe Li | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Marc A. Onetto | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Erin L. McSweeney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Willy C. Shih | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Charles K. Stevens III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Lay Koon Tan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect William D. Watkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Lawrence A. Zimmerman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Amendment to the 2017 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Authority to Issue Ordinary Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Renewal of Share Purchase Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect David P. Abney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Robert W. Dudley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect John J. Stephens | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Frances F. Townsend | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Elect Maurice Marciano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Elect Laurie Ann Goldman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Elect Thomas J. Barrack, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 6/24/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Richard A. Beck | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Celeste A. Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect R. Dean Hollis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Shervin J. Korangy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Mark L. Schiller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Michael B. Sims | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Glenn W. Welling | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Elect Dawn M. Zier | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Hain Celestial Group Inc | HAIN | 405217100 | 11/24/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Mohamad Ali | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Barry J. Alperin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Gerald A. Benjamin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Stanley M. Bergman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect James P. Breslawski | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Deborah M. Derby | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Joseph L. Herring | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Kurt P. Kuehn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Philip A. Laskawy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Anne H. Margulies | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Mark E. Mlotek | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Steven Paladino | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Carol Raphael | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect E. Dianne Rekow | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Bradley T. Sheares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Elect Reed V. Tuckson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect Alan D. Gold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect Gary A. Kreitzer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect Mary A. Curran | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect Scott Shoemaker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect Paul Smithers | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Elect David Stecher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Innovative Industrial Properties, Inc. | IIPR | 45781V101 | 6/4/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kathryn J. Boor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Carol A. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Michael L. Ducker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect John F. Ferraro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Andreas Fibig | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Christina A. Gold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Matthias Heinzel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Dale F. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kare Schultz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Stephen Williamson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 8/27/2020 | Merger/Acquisition | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 8/27/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Steven J. Demetriou | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Christopher M.T. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Vincent K. Brooks | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Robert C. Davidson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Ralph E. Eberhart | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Manny Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Georgette D. Kiser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Linda Fayne Levinson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Barbara L. Loughran | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Robert A. McNamara | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Elect Peter J. Robertson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Engineering Group Inc. | J | 469814107 | 1/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Hugo Bague | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Matthew Carter, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Tina Ju | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Bridget Macaskill | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Deborah H. McAneny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Ann Marie Petach | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Christian Ulbrich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Amendment to the 2019 Stock Award and Incentive plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Arthur R. Collins | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Dorene C. Dominguez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Kevin P. Eltife | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Timothy W. Finchem | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Stuart A. Gabriel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Thomas W. Gilligan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Jodeen A. Kozlak | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Robert L. Johnson | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Melissa B. Lora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Jeffrey T. Mezger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect James C. Weaver | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Elect Michael M. Wood | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | KB Home | KBH | 48666K109 | 4/8/2021 | Amendment to the Rights Agreement | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Bruce D. Broussard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect H. James Dallas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Elizabeth R. Gile | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Ruth Ann M. Gillis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Christopher M. Gorman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Robin Hayes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Carlton L. Highsmith | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Richard J. Hipple | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Devina Rankin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect Todd J. Vasos | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Elect David K. Wilson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Approval of the Discounted Stock Purchase Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 5/13/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Elect Tanya S. Beder | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Elect Barry E. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Elect Joseph H. Pyne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 4/27/2021 | Amendment to the 2000 Non-Employee Director Stock Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Amy L. Banse | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Richard Beckwitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Steven L. Gerard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sidney Lapidus | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Teri P. McClure | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Stuart A. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Armando J. Olivera | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Elect Abdulaziz F. Alkhayyal | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Elect Jonathan Z. Cohen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Elect Michael J. Hennigan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Elect Frank M. Semple | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Approval of the 2021 Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 4/28/2021 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Merger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect William P. Sullivan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Tunc Doluca | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Tracy C. Accardi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect James R. Bergman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Joseph R. Bronson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Robert E. Grady | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Mercedes Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect William D. Watkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect MaryAnn Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect H. Eric Bolton, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Toni Jennings | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Edith Kelly-Green | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect James K. Lowder | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Thomas H. Lowder | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Monica McGurk | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Claude B. Nielsen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Philip W. Norwood | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect W. Reid Sanders | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Gary Shorb | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect David P. Stockert | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Daniel Cooperman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Stephen H. Lockhart | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Richard M. Schapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Ronna E. Romney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Dale Wolf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Joseph M. Zubretsky | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Clay C. Williams | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Greg L. Armstrong | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Ben A. Guill | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect James T. Hackett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect David D. Harrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Eric L. Mattson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect Melody B. Meyer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Elect William R. Thomas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Atsushi Abe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Alan Campbell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Susan K. Carter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Thomas L. Deitrich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Gilles Delfassy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Hassaine S. El-Khoury | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Bruce E. Kiddoo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Paul A. Mascarenas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Gregory L. Waters | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Christine Y. Yan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 5/25/2021 | Elect Lisa Green Hall | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 5/25/2021 | Elect Matthew R. Michelini | Mgmt | Voted | Withhold | Against | |||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 5/25/2021 | Elect Douglas H. Shulman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 5/25/2021 | Approval of the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 5/25/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Bradley A. Alford | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Orlando D. Ashford | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Rolf A. Classon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Katherine C. Doyle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Adriana Karaboutis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Murray S. Kessler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Jeffrey B. Kindler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Erica L. Mann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Donal O’Connor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Geoffrey M. Parker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Elect Theodore R. Samuels, II | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 5/12/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Elect Alejandro M. Ballester | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Elect Richard L. Carrion | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Elect Carlos A. Unanue | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | |||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect William D. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Michael N. Mears | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jack T. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia L. Walker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia J. Warner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect James C. Yardley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect Kathryn A. Byrne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect Maggie Timoney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect George Tsunis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Majdi B Abulaban | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Anne K. Altman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Patrick D. Campbell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Robert F. Hull, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Marcus G. Michael | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Jonathan M. Pratt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Sonya M. Roberts | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect Suzanne B. Rowland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Elect David V. Singer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | SPX FLOW, Inc. | FLOW | 78469X107 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Paula H.J. Cholmondeley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Don DeFosset | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect John L. Garrison Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Thomas J. Hansen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Sandie O'Connor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Christopher Rossi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect Andra Rush | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Elect David A. Sachs | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Amendment to the 2018 Omnibus Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect R. Kerry Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James T. Conway | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Paul E. Gagne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Ralph D. Heath | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Deborah Lee James | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James L. Ziemer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Maria T. Zuber | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Janet G. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Andres R. Gluski | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Tarun Khanna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Julia M. Laulis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect James H. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Alain Monie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Moises Naim | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Anne E. Belec | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Robert G. Bohn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Donald M. Condon, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Anne M. Cooney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Kenneth W. Krueger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect C. David Myers | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect John C. Pfeifer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Elect Aaron H. Ravenscroft | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 5/4/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Robert I. Toll | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Douglas C. Yearley, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Richard J. Braemer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Stephen F. East | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Christine N. Garvey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Karen H. Grimes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Carl B. Marbach | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect John A. McLean | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Wendell E Pritchett | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Elect Paul E. Shapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 3/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TreeHouse Foods, Inc. | THS | 89469A104 | 4/29/2021 | Elect Ashley Buchanan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TreeHouse Foods, Inc. | THS | 89469A104 | 4/29/2021 | Elect Steven Oakland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TreeHouse Foods, Inc. | THS | 89469A104 | 4/29/2021 | Elect Jill A. Rahman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TreeHouse Foods, Inc. | THS | 89469A104 | 4/29/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TreeHouse Foods, Inc. | THS | 89469A104 | 4/29/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 5/12/2021 | Elect John G. Mayer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 5/12/2021 | Elect Rex D. Geveden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Carolyn Corvi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Barnaby "Barney" M. Harford | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Michele J. Hooper | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Walter Isaacson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect James A.C. Kennedy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect J. Scott Kirby | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Edward M. Philip | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Edward L. Shapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect David J. Vitale | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect Laysha Ward | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Elect James M. Whitehurst | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Approval of 2021 Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Amendment to Articles to Preserve Certain Tax Benefits | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Approval of Tax Benefits Preservation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 5/19/2021 | Elect Linda A. Harty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 5/19/2021 | Elect Brian P. Hehir | Mgmt | Voted | Withhold | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 5/19/2021 | Elect Michael W. D. Howell | Mgmt | Voted | Withhold | Against | |||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Samuel R. Allen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Marc R. Bitzer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Greg Creed | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Gary T. DiCamillo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Diane M. Dietz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Geraldine Elliott | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Jennifer A. LaClair | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect John D. Liu | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect James M. Loree | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Harish Manwani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Patricia K. Poppe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Larry O. Spencer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Michael D. White | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Laura Alber | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Esi Eggleston Bracey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Scott Dahnke | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Anne Mulcahy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect William J. Ready | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Sabrina Simmons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Elect Frits van Paasschen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Amendment to the 2001 Long Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Christopher B. Begley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Betsy J. Bernard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Michael J. Farrell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Robert A. Hagemann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Bryan C. Hanson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Arthur J. Higgins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Maria Teresa Hilado | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Syed Jafry | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Sreelakshmi Kolli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Michael W. Michelson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the 2009 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the Directors' Deferred Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Permit Shareholders to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Gary L. Crittenden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Suren K. Gupta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Claire Huang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Vivian S. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Scott J. McLean | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Edward F. Murphy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Stephen D. Quinn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Harris H. Simmons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Aaron B. Skonnard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Barbara A. Yastine | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Mid Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Roxanne S. Austin | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Richard A. Gonzalez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Amendment to the 2013 Incentive Stock Program | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Amy DiGeso | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Lon R. Greenberg | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Jeffrey Noddle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Brian T. Shea | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect W. Edward Walter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Christopher J. Williams | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Anthem, Inc. | ANTM | 36752103 | 5/26/2021 | Elect Lewis Hay III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Anthem, Inc. | ANTM | 36752103 | 5/26/2021 | Elect Antonio F. Neri | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Anthem, Inc. | ANTM | 36752103 | 5/26/2021 | Elect Ramiro G. Peru | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Anthem, Inc. | ANTM | 36752103 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Anthem, Inc. | ANTM | 36752103 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect William E. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Scott T. Ford | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Debra L. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Michael B. McCallister | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Beth E. Mooney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Matthew K. Rose | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect John T. Stankey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Clarence P. Cazalot, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Nelda J. Connors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory L. Ebel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect John G. Rice | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Nelda J. Connors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Dennis C. Cuneo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect David S. Haffner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Michael S. Hanley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Frederic B. Lissalde | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Paul A. Mascarenas | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Shaun E. McAlmont | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Elect Alexis P. Michas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 99724106 | 4/28/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Diane M. Bryant | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Gayla J. Delly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Check Kian Low | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Justine F. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Hock E. Tan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Harry L. You | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect James D. Frias | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect Maia A. Hansen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Elect Corrine D. Ricard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Wanda M. Austin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect John B. Frank | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Alice P. Gast | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Jon M. Huntsman, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Charles W. Moorman IV | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect D. James Umpleby III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Michael K. Wirth | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect M. Michele Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Wesley G. Bush | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Michael D. Capellas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Mark Garrett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Charles H. Robbins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Arun Sarin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Lisa T. Su | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Reincorporation from California to Delaware | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Amendment to the 2005 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Ellen M. Costello | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Grace E. Dailey | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect John C. Dugan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Jane N. Fraser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Peter B. Henry | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Lew W. Jacobs, IV | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Renee J. James | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Gary M. Reiner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Diana L. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect James S. Turley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Deborah C. Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Alexander R. Wynaendts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Amendment to the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Madeline S. Bell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Naomi M. Bergman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Asuka Nakahara | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect David C. Novak | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Brian L. Roberts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Anil Arora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Thomas K. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Sean M. Connolly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Joie A. Gregor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Rajive Johri | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Richard H. Lenny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Melissa Lora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Craig P. Omtvedt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Scott Ostfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Donald W. Blair | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Leslie A. Brun | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Richard T. Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Robert F. Cummings, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Deborah Ann Henretta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Kurt M. Landgraf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Kevin J. Martin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Deborah D. Rieman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Mark S. Wrighton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect James C. Collins Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Klaus Engel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect David C. Everitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Janet P. Giesselman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Karen H. Grimes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Michael O. Johanns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Rebecca B. Liebert | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Nayaki R. Nayyar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Gregory R. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Kerry J. Preete | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Elect Patrick J. Ward | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Charles T. Cannada | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Robert M. Chapman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect M. Colin Connolly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Scott W. Fordham | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Lillian C. Giornelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Kent Griffin Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Donna W. Hyland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Dary Stone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect William J. Colombo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Larry D. Stone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Amendment to the 2012 Stock and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Amy G. Brady | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Franklin K. Clyburn, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Deanna M. Mulligan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Steven M. Sterin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Michael J. Angelakis | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Susan K. Avery | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Angela F. Braly | Mgmt | Take No Action | TNA | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Ursula M. Burns | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kenneth C. Frazier | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Joseph L. Hooley | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Steven A. Kandarian | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Douglas R. Oberhelman | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Samuel J. Palmisano | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Jeffrey W. Ubben | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Darren W. Woods | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Wan Zulkiflee | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Ratification of Auditor | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Gregory J. Goff (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kaisa Hietala (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Alexander A. Karsner (Dissident Nominee) | ShrHoldr | Voted | Withhold | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Anders Runevad (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Michael J. Angelakis | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Susan K. Avery | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Angela F. Braly | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Ursula M. Burns | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kenneth C. Frazier | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Joseph L. Hooley | ShrHoldr | Voted | Withhold | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Jeffrey W. Ubben | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Darren W. Woods | ShrHoldr | Voted | For | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Voted | Against | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect David P. Abney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Robert W. Dudley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect John J. Stephens | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Frances F. Townsend | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Sebastien Bazin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Ashton B. Carter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Francisco D'Souza | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Edward P. Garden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Thomas W. Horton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Catherine Lesjak | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Paula Rosput Reynolds | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Leslie F. Seidman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect James S. Tisch | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Reverse Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Climate Action 100+ Net Zero Indicator | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Jeffrey A. Bluestone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Sandra J. Horning | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Harish Manwani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Daniel P. O'Day | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Javier J. Rodriguez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Anthony Welters | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Aida M. Alvarez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Robert R. Bennett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Charles V. Bergh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Stacy Brown-Philpot | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Mary Anne Citrino | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Richard L. Clemmer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Enrique Lores | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Judith A. Miscik | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Subra Suresh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Shantella E. Cooper | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Charles R. Crisp | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Mark F. Mulhern | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Caroline Silver | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Vincent S. Tese | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Thomas Buberl | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Michael L. Eskew | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect David N. Farr | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Alex Gorsky | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Michelle Howard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Arvind Krishna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect F. William McNabb, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Martha E. Pollack | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Joseph R. Swedish | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Peter R. Voser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kathryn J. Boor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Carol A. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Michael L. Ducker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect John F. Ferraro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Andreas Fibig | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Christina A. Gold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Matthias Heinzel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Dale F. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kare Schultz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Stephen Williamson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect D. Scott Davis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Alex Gorsky | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Hubert Joly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Mark B. McClellan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Anne Mulcahy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Charles Prince | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect A. Eugene Washington | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Nadja Y. West | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Elect Ronald A. Williams | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Jean S. Blackwell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Pierre E. Cohade | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Michael E. Daniels | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Juan Pablo del Valle Perochena | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Gretchen R. Haggerty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Simone Menne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect George R. Oliver | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Carl Jurgen Tinggren | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Mark P. Vergnano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect R. David Yost | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect John D. Young | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Approval of 2021 Equity and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Linda B. Bammann | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Stephen B. Burke | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Todd A. Combs | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect James S. Crown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect James Dimon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Mellody Hobson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Michael A. Neal | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Amy L. Banse | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Richard Beckwitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Steven L. Gerard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sidney Lapidus | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Teri P. McClure | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Stuart A. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Armando J. Olivera | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Merger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 10/8/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect William P. Sullivan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Tunc Doluca | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Tracy C. Accardi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect James R. Bergman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Joseph R. Bronson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Robert E. Grady | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect Mercedes Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect William D. Watkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Elect MaryAnn Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Maxim Integrated Products, Inc. | MXIM | 57772K101 | 11/5/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Dominic J. Caruso | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect N. Anthony Coles | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect M. Christine Jacobs | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Donald R. Knauss | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Marie L. Knowles | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Bradley E. Lerman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Maria Martinez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Edward A. Mueller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Susan R. Salka | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Brian S. Tyler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Kenneth E. Washington | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Richard H. Anderson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Craig Arnold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect James T. Lenehan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Geoffrey S. Martha | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Kendall J. Powell | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect David L. Herzog | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect William E. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Michel A. Khalaf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Diana L. McKenzie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Denise M. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Elizabeth Corley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Alistair Darling | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect James P. Gorman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Robert H. Herz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Hironori Kamezawa | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Shelley B. Leibowitz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Judith A. Miscik | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Dennis M. Nally | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Perry M. Traquina | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Amendment to the Equity Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Ratification of Board and Management Acts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Cancellation of Shares and Reduction in Share Capital | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Board Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Compensation Report | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Jorg Reinhardt as Board Chair | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Nancy C. Andrews | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Ton Buchner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Patrice Bula | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Elizabeth Doherty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Ann M. Fudge | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Bridgette P. Heller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Frans van Houten | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Simon Moroney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Andreas von Planta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Charles L. Sawyers | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Enrico Vanni | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect William T. Winters | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Patrice Bula as Compensation Committee Member | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect William T. Winters as Compensation Committee Member | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Elect Simon Moroney as Compensation Committee Member | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Appointment of Independent Proxy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Amendments to Articles (Term of Office) | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 3/2/2021 | Additional or Amended Proposals | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Jerry W. Burris | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Susan M. Cameron | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Michael L. Ducker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Ronald L. Merriman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Nicola T. Palmer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Herbert K. Parker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Greg Scheu | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Beth Wozniak | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Elect Jacqueline Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 5/14/2021 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Segun Agbaje | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Shona L. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Cesar Conde | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Ian M. Cook | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Dina Dublon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Michelle D. Gass | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Dave Lewis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect David C. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Darren Walker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Alberto Weisser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Report on External Public Health Costs | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Francis S. Blake | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Angela F. Braly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Amy L. Chang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Joseph Jimenez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Debra L. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Terry J. Lundgren | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Christine M. McCarthy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Nelson Peltz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect David. S. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Margaret C. Whitman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Amendment to the Stock Ownership Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 4/14/2021 | Scheme of Arrangement | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 4/14/2021 | Amendment to the Constitution | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 4/14/2021 | Cancelation of Merger Reserve | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 4/14/2021 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 4/14/2021 | Scheme of Arrangement | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Mark W. Adams | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Judy Bruner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Michael R. Cannon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect William T. Coleman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Jay L. Geldmacher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Dylan G. Haggart | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect William D. Mosley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Stephanie Tilenius | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Elect Edward J. Zander | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Plc | STX | G7945M107 | 10/22/2020 | Authority to Set the Reissue Price Of Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect William D. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Michael N. Mears | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jack T. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia L. Walker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia J. Warner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect James C. Yardley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Glyn F. Aeppel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Karen N. Horn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Allan B. Hubbard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Reuben S. Leibowitz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Gary M. Rodkin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Stefan M. Selig | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Daniel C. Smith | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect J. Albert Smith, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Elect Marta R. Stewart | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect George S. Barrett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Brian C. Cornell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Robert L. Edwards | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Melanie L. Healey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Donald R. Knauss | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Christine A. Leahy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Monica C. Lozano | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Mary E. Minnick | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Derica W. Rice | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E1064 | 6/9/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect R. Kerry Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James T. Conway | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Paul E. Gagne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Ralph D. Heath | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Deborah Lee James | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James L. Ziemer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Maria T. Zuber | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Janet G. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Andres R. Gluski | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Tarun Khanna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Julia M. Laulis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect James H. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Alain Monie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Moises Naim | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Carol B. Tome | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Eva C. Boratto | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Michael J. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Angela Hwang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Kate E. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect William R. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Ann M. Livermore | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Franck J. Moison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Russell Stokes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Steven D. Black | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Mark A. Chancy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Celeste A. Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Maria R. Morris | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Charles H. Noski | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Richard B. Payne, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Juan A. Pujadas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Charles W. Scharf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 4/27/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Samuel R. Allen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Marc R. Bitzer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Greg Creed | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Gary T. DiCamillo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Diane M. Dietz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Geraldine Elliott | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Jennifer A. LaClair | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect John D. Liu | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect James M. Loree | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Harish Manwani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Patricia K. Poppe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Larry O. Spencer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Elect Michael D. White | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Whirlpool Corporation | WHR | 963320106 | 4/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Gary L. Crittenden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Suren K. Gupta | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Claire Huang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Vivian S. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Scott J. McLean | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Edward F. Murphy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Stephen D. Quinn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Harris H. Simmons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Aaron B. Skonnard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Barbara A. Yastine | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Richard A. Gonzalez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Amendment to the 2013 Incentive Stock Program | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Amy DiGeso | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Lon R. Greenberg | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Jeffrey Noddle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Brian T. Shea | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect W. Edward Walter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Elect Christopher J. Williams | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect William E. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Scott T. Ford | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Debra L. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Michael B. McCallister | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Beth E. Mooney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Matthew K. Rose | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect John T. Stankey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 4/30/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Clarence P. Cazalot, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Nelda J. Connors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Gregory L. Ebel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect John G. Rice | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 5/14/2021 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Diane M. Bryant | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Gayla J. Delly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Check Kian Low | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Justine F. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Hock E. Tan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Harry L. You | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect Jessica L. Blume | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect David L. Steward | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elect William L. Trubeck | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 4/27/2021 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Wanda M. Austin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect John B. Frank | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Alice P. Gast | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Jon M. Huntsman, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Charles W. Moorman IV | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect D. James Umpleby III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Elect Michael K. Wirth | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Chevron Corporation | CVX | 166764100 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect M. Michele Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Wesley G. Bush | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Michael D. Capellas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Mark Garrett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Charles H. Robbins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Arun Sarin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Elect Lisa T. Su | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Reincorporation from California to Delaware | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Amendment to the 2005 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2020 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Ellen M. Costello | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Grace E. Dailey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect John C. Dugan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Jane N. Fraser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Peter B. Henry | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Lew W. Jacobs, IV | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Renee J. James | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Gary M. Reiner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Diana L. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect James S. Turley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Deborah C. Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Alexander R. Wynaendts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Amendment to the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 4/27/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Madeline S. Bell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Naomi M. Bergman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Asuka Nakahara | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect David C. Novak | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Elect Brian L. Roberts | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Anil Arora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Thomas K. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Sean M. Connolly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Joie A. Gregor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Rajive Johri | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Richard H. Lenny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Melissa Lora | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Craig P. Omtvedt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Elect Scott Ostfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 9/23/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Donald W. Blair | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Leslie A. Brun | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Richard T. Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Robert F. Cummings, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Deborah Ann Henretta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Kurt M. Landgraf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Kevin J. Martin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | �� | 219350105 | 4/29/2021 | Elect Deborah D. Rieman | Mgmt | Voted | For | For | ||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Elect Mark S. Wrighton | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 4/29/2021 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Margaret Shan Atkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect James P. Fogarty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Cynthia T. Jamison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Eugene I. Lee, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Nana Mensah | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect William S. Simon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Charles M. Sonsteby | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Elect Timothy J. Wilmott | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 9/23/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect William J. Colombo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Elect Larry D. Stone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Repeal of Classified Board | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DICK'S Sporting Goods, Inc. | DKS | 253393102 | 6/9/2021 | Amendment to the 2012 Stock and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect Robert R. Beck | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect Robert L. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Elect J. David Wargo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Discovery, Inc. | DISCA | 25470F104 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Amy G. Brady | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Franklin K. Clyburn, Jr. | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Deanna M. Mulligan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Elect Steven M. Sterin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Diversity Reporting | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 4/28/2021 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Michael J. Angelakis | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Susan K. Avery | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Angela F. Braly | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Ursula M. Burns | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kenneth C. Frazier | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Joseph L. Hooley | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Steven A. Kandarian | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Douglas R. Oberhelman | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Samuel J. Palmisano | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Jeffrey W. Ubben | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Darren W. Woods | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Wan Zulkiflee | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Ratification of Auditor | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Take No Action | TNA | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Take No Action | TNA | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Gregory J. Goff (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kaisa Hietala (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Alexander A. Karsner (Dissident Nominee) | ShrHoldr | Voted | Withhold | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Anders Runevad (Dissident Nominee) | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Michael J. Angelakis | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Susan K. Avery | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Angela F. Braly | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Ursula M. Burns | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Kenneth C. Frazier | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Joseph L. Hooley | ShrHoldr | Voted | Withhold | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Jeffrey W. Ubben | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Elect Darren W. Woods | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions 2050 Scenario Analysis | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Report on Climate-related Activities | ShrHoldr | Voted | Against | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | N/A | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Alison Davis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Henrique De Castro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Harry DiSimone | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Heidi G. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Scott C. Nuttall | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Doyle R. Simons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Kevin M. Warren | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Revathi Advaithi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Michael D. Capellas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Jennifer Xin-Zhe Li | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Marc A. Onetto | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Erin L. McSweeney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Willy C. Shih | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Charles K. Stevens III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Lay Koon Tan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect William D. Watkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Elect Lawrence A. Zimmerman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Amendment to the 2017 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Authority to Issue Ordinary Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 8/7/2020 | Renewal of Share Purchase Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect David P. Abney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Robert W. Dudley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect John J. Stephens | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Elect Frances F. Townsend | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Sebastien Bazin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Ashton B. Carter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Francisco D'Souza | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Edward P. Garden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Thomas W. Horton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Catherine Lesjak | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Paula Rosput Reynolds | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect Leslie F. Seidman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Elect James S. Tisch | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Reverse Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604103 | 5/4/2021 | Shareholder Proposal Regarding Climate Action 100+ Net Zero Indicator | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Jeffrey A. Bluestone | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Sandra J. Horning | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Harish Manwani | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Daniel P. O'Day | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Javier J. Rodriguez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Elect Anthony Welters | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 5/12/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Aida M. Alvarez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Robert R. Bennett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Charles V. Bergh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Stacy Brown-Philpot | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Mary Anne Citrino | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Richard L. Clemmer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Enrique Lores | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Judith A. Miscik | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Elect Subra Suresh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | HP Inc. | HPQ | 40434L105 | 4/13/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Shantella E. Cooper | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Charles R. Crisp | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Mark F. Mulhern | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Caroline Silver | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Elect Vincent S. Tese | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Thomas Buberl | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Michael L. Eskew | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect David N. Farr | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Alex Gorsky | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Michelle Howard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Arvind Krishna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect F. William McNabb, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Martha E. Pollack | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Joseph R. Swedish | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Peter R. Voser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 4/27/2021 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kathryn J. Boor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Edward D. Breen | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Carol A. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Michael L. Ducker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect John F. Ferraro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Andreas Fibig | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Christina A. Gold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Matthias Heinzel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Dale F. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Kare Schultz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Elect Stephen Williamson | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | International Flavors & Fragrances Inc. | IFF | 459506101 | 5/5/2021 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Jean S. Blackwell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Pierre E. Cohade | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Michael E. Daniels | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Juan Pablo del Valle Perochena | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Gretchen R. Haggerty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Simone Menne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect George R. Oliver | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Carl Jurgen Tinggren | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect Mark P. Vergnano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect R. David Yost | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Elect John D. Young | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Approval of 2021 Equity and Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 3/10/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Hugo Bague | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Matthew Carter, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Tina Ju | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Bridget Macaskill | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Deborah H. McAneny | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Ann Marie Petach | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Christian Ulbrich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Amendment to the 2019 Stock Award and Incentive plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Linda B. Bammann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Stephen B. Burke | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Todd A. Combs | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect James S. Crown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect James Dimon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Mellody Hobson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Michael A. Neal | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Sallie B. Bailey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect William M. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Peter W. Chiarelli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Thomas A. Corcoran | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Thomas A. Dattilo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Roger Fradin | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Lewis Hay III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Lewis Kramer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Christopher E. Kubasik | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Rita S. Lane | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Robert B. Millard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Elect Lloyd W. Newton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Amy L. Banse | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Richard Beckwitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Steven L. Gerard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Sidney Lapidus | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Teri P. McClure | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Stuart A. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Armando J. Olivera | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 4/7/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Dominic J. Caruso | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect N. Anthony Coles | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect M. Christine Jacobs | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Donald R. Knauss | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Marie L. Knowles | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Bradley E. Lerman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Maria Martinez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Edward A. Mueller | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Susan R. Salka | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Brian S. Tyler | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Elect Kenneth E. Washington | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 7/29/2020 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Richard H. Anderson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Craig Arnold | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect James T. Lenehan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Geoffrey S. Martha | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Elect Kendall J. Powell | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 12/11/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect David L. Herzog | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect William E. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Michel A. Khalaf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Diana L. McKenzie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Denise M. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 6/15/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Richard M. Beyer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Steven J. Gomo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Mary Pat McCarthy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Robert E. Switz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect MaryAnn Wright | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Daniel Cooperman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Stephen H. Lockhart | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Richard M. Schapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Ronna E. Romney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Dale Wolf | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Elect Joseph M. Zubretsky | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Elizabeth Corley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Alistair Darling | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Thomas H. Glocer | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect James P. Gorman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Robert H. Herz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Hironori Kamezawa | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Shelley B. Leibowitz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Judith A. Miscik | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Dennis M. Nally | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Perry M. Traquina | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 5/20/2021 | Amendment to the Equity Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Atsushi Abe | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Alan Campbell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Susan K. Carter | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Thomas L. Deitrich | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Gilles Delfassy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Hassaine S. El-Khoury | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Bruce E. Kiddoo | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Paul A. Mascarenas | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Gregory L. Waters | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Elect Christine Y. Yan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 5/20/2021 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Segun Agbaje | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Shona L. Brown | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Cesar Conde | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Ian M. Cook | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Dina Dublon | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Michelle D. Gass | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Dave Lewis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect David C. Page | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Darren Walker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Elect Alberto Weisser | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | Shareholder Proposal Regarding Report on External Public Health Costs | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Francis S. Blake | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Angela F. Braly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Amy L. Chang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Joseph Jimenez | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Debra L. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Terry J. Lundgren | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Christine M. McCarthy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Nelson Peltz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect David. S. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Margaret C. Whitman | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Amendment to the Stock Ownership Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect William D. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Michael N. Mears | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Jack T. Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia L. Walker | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect Cynthia J. Warner | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Elect James C. Yardley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Sempra Energy | SRE | 816851109 | 5/14/2021 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect Kathryn A. Byrne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect Maggie Timoney | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Elect George Tsunis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Signature Bank | SBNY | 82669G104 | 4/22/2021 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect George S. Barrett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Brian C. Cornell | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Robert L. Edwards | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Melanie L. Healey | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Donald R. Knauss | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Christine A. Leahy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Monica C. Lozano | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Mary E. Minnick | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Derica W. Rice | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 03768E1055 | 6/9/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect R. Kerry Clark | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James T. Conway | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Paul E. Gagne | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Ralph D. Heath | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Deborah Lee James | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect James L. Ziemer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Elect Maria T. Zuber | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 4/28/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Janet G. Davidson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Andres R. Gluski | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Tarun Khanna | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Julia M. Laulis | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect James H. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Alain Monie | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Moises Naim | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 4/22/2021 | Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Carol B. Tome | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Eva C. Boratto | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Michael J. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Angela Hwang | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Kate E. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect William R. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Ann M. Livermore | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Franck J. Moison | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Russell Stokes | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Mark A. Emmert | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Rick R. Holley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Deidra C. Merriwether | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Al Monaco | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Nicole W. Piasecki | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Lawrence A. Selzer | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Devin W. Stockfish | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Kim Williams | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Christopher B. Begley | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Betsy J. Bernard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Michael J. Farrell | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Robert A. Hagemann | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Bryan C. Hanson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Arthur J. Higgins | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Maria Teresa Hilado | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Syed Jafry | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Sreelakshmi Kolli | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Elect Michael W. Michelson | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the 2009 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Amendment to the Directors' Deferred Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | Permit Shareholders to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Gary L. Crittenden | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Suren K. Gupta | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Claire Huang | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Vivian S. Lee | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Scott J. McLean | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Edward F. Murphy | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Stephen D. Quinn | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Harris H. Simmons | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Aaron B. Skonnard | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Elect Barbara A. Yastine | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Zions Bancorporation, National Association | ZION | 989701107 | 4/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Amendments to Articles in relation to Company Name Change | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | Supplemental Property Management Services Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Property Management Services Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Property Agency Services Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Framework Referral Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Maggie Wei WU | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Kabir MISRA | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Walter Teh Ming KWAUK | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 5/3/2021 | Merger by Absorption between Parent and Subsidiary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 5/3/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Rani Borkar | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Judy Bruner | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Eric Chen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Aart J. de Geus | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Gary E. Dickerson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Thomas J. Iannotti | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Alexander A. Karsner | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Adrianna C. Ma | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Yvonne McGill | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Scott A. McGregor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Approval of the Employees Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Opening; Election of Presiding Chair | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Presentation of Auditors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Amendments to Article 6 (Increase in Authorized Capital) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Approve Share Pledge Program for Collateral Purposes | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Election of Directors; Board Size; Board Term Length | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Compensation Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Directors' Fees | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Charitable Donations | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Presentation of Report on Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Wishes | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Amendments to Procedural Rules For Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect LIN Chris Hong-ming | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect YU Arnold Ming-zhang | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect CHEN Luke Qing-hong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect TSAI Ted Yong-ping | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect HUANG Hongju | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect YANG Qian | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect HU Di-Qun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect CHOU Sheng-Lin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect LIN John Chuan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Release of Directors from Non- Compete Restrictions | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Elect Ramakant Baheti | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Elect Chandrashekhar Bhave | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Appointment of Ignatius N. Noronha (Managing Director and CEO); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Appointment of Elvin Machado (Whole-Time Director); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Amendment to the Employee Stock Option Scheme ("ESOS") 2009 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Extension of Amended ESOS 2009 to Subsidiaries | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Elect Madhur Bajaj | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Appointment of Rajeev Jain (Managing Director); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Authority to Issue Non-Convertible Debentures | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Elect Antonio Emilio Bastos de Aguiar Freire as Alternate Member to the Supervisory Council Presented by Preferred Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | 2020 Business Report and Financial Statements | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Distribution of 2020 Profits | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Amendment to the Rules and Procedures of Shareholders Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Issuance of New Shares Via Capitalization of Retained Earnings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Bo | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHENG Shuliang | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Ruilian | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect YANG Congsen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Jinglei | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect LI Zimin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect SUN Dongdong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect WEN Xianjun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect XING Jian | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect HAN Benwen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect DONG Xinyi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Elect Mfundiso Johnson N. (JJ) Njeke | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect John A. Bester | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect Bertina D. Engelbrecht | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect Michael Fleming | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (John Bester) | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (Fatima Daniels) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (Mfundiso Njeke) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Remuneration Implementation Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve NEDs' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Financial Assistance | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Amendments to Memorandum of Incorporation | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Compensation for Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Compensation for Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Purchasing Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Adjustment of the Compensation for Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2021 Estimated Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Authority to Give Guarantees in 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Approval of Line of Credit in 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Appointment of 2021 Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Repurchase and Cancellation of Some Restricted Shares Reviewed in the 21th Meeting of the 2nd Session of Board of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Repurchase and Cancellation of Some Restricted Shares Reviewed in the 28th Meeting of the 2nd Session of Board of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Reduce Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | New Investment Project Regarding the Amendment to the Use of Proceedings Raised in 2020 Private Placement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect ZHANG Wei | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect CHEN Dong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect LAM Yiu Kin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Elect Nimmagadda V. Ramana | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Elect Madhusudana R. Divi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Doosan Co., Ltd. | 150 | Y2100N107 | 6/25/2021 | Spin-off | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect Francis LUI Yiu Tung | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect Joseph CHEE Ying Keung | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect James R. Ancell | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Adoption of Share Option Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect LIM Ah Doo | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect Chang Sun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect Judy Qing Ye | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Restoration of Right to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Authorization of Directors and Officers | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Elect Gary J. Wojtaszek | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Elect OKADA Satoshi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Amendment to the 2016 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Authorization of Directors and Officers | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Proposed RMB Share Issue and Specific Mandate | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Board Authority to Handle all Matters Related to Proposed RMB Share Issue and Specific Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Plan for Distribution of Profits Accumulated before Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Dividend Return Plan for Next Three Years | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Undertakings and Corresponding Binding Measures in Connection with Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Policy for Stabilisation of Price of RMB Shares for Three Years after Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Use of Proceeds from Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Remedial Measures for Potential Dilution | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Adoption of Policy Governing Procedures for Holding of General Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Adoption of Policy Governing Procedures for Holding of Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Amendments to Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Final Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Iain G.T. Ferguson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Alison Henriksen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Stephen Wilson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lysanne Gray | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lykele van der Broek | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lesley Knox | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Ian Charles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grasim Industries Ltd | GRASIM | Y2851U102 | 2/22/2021 | Amendments to Memorandum | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Elect OOI Hooi Kiang | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Elect TAN Eng Kee | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Directors' Benefits | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Consolidated Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Ratification of Management Acts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Special Auditors Report on Regulated Agreements | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Axel Dumas, Executive Chairman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Eric de Seynes, Supervisory Board Chair | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2021 Remuneration Policy (Executive Chair and General Managing Partner) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2021 Remuneration Policy (Supervisory Board) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Matthieu Dumas | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Blaise Guerrand | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Olympia Guerrand | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Alexandre Viros | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Cancel Shares and Reduce Capital | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Increase Capital Through Capitalisations | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Employee Stock Purchase Plan | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Decide Mergers by Absorption | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Decide Mergers by Absorption | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Amendments to Articles Regarding General Partner | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect XIE Bao Xin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect BAO Wenge | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect Zhang Fan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect CHING Yu Lung | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect IP Wai Lun, William | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | 2021 Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd. | 601216 | Y40887104 | 4/21/2021 | Elect ZHANG Hai | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd. | 601216 | Y40887104 | 4/21/2021 | Elect YANG Donghai | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Separate Election for Board Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jeremiah Alphonsus O'Callaghan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jose Batista Sobrinho | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Aguinaldo Gomes Ramos Filho | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Alba Pethengill | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Gelson Luiz Merisio | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Gilberto Meirelles Xando Baptista | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Leila Abraham Loria | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Marcio Guedes Pereira Junior | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Wesley Mendonca Batista Filho | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Jeremiah Alphonsus O'Callaghan | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Jose Batista Sobrinho | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Aguinaldo Gomes Ramos Filho | Mgmt | Voted | For | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Alba Pethengill | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Gelson Luiz Merisio | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Gilberto Meirelles Xando Baptista | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Leila Abraham Loria | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Marcio Guedes Pereira Junior | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Wesley Mendonca Batista Filho | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Supervisory Council Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Adrian Lima da Hora | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Demetrius Nichele Macei | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jose Paulo da Silva Filho | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Roberto Lamb | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Remuneration policy | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 2 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Articles 6-3, 10, 11, 13, 14, 15, 16, 37, 37-2 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 27 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Articles 12, 15-2, 23, 29 and Supplementary Provision | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 6 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect CHOI Se Jeong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect CHO Kyu Jin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect PARK Sae Rom | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Independent Director to Become Audit Committee Member: YOON Seok | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Audit Committee Member: CHO Kyu Jin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Audit Committee Member: CHOI Se Jung | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Share Option Grant | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Spin-off | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect XU Shao Chun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect DONG Ming Zhu | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect Zhou Bo Wen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect NI Zheng Dong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect YU Minhong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect Catherine LEUNG Yu Hua | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect TONG Sui Bau | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect LIN Zheying | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Subscription Agreement | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kuo Yang Construction Company Limited | 2505 | Y50571101 | 6/10/2021 | 2020 Business Report and Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kuo Yang Construction Company Limited | 2505 | Y50571101 | 6/10/2021 | 2020 Earnings Distribution | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report of the Board of Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Annual Accounts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2021 Financial Budget Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Profit Distribution Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report Of Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2021 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect YANG Yuanqing | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect William O. Grabe | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect William Tudor Brown | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect YANG Lan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Vacated Office due to Retirement of Nobuyuki Idei | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Merger (Companhia de Locacao das Americas) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Ratify Co-Option of Irlau Machado Filho | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Request Establishment of Supervisory Council | Mgmt | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Eligibility For The Public Offering Of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Type Of Securities To Be Issued | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Face Value And Issuance Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Bond Term | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Interest Rate Of Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Term And Method Of Interest Payment | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Matters Of Guarantee | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Share Conversion Period | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Determination And Adjustment Of Share Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Revision Of The Conversion Price Downward | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Determination Method Of Conversion Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Redemption Provisions | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Articles For Put | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Attribution Of Dividend In The Year Of Conversion | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Method Of Issuance And Subscribers | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Arrangement For The Placement To Original Shareholders Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Bondholders And The Meeting Of Bondholders | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Use Of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Account For Deposit Of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Valid Period Of The Scheme On The Offering Of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Plan Of The Public Offering Of Convertible Corporate Bonds Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Feasibility Concerning the Committed Investment Projects Funded by the Proceeds from the Public Offering of Convertible Corporate Bonds of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Report Concerning Uses Of Proceeds Raised Previously | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Request the General Meeting of Shareholders to Fully Authorize the Board of Directors and its Authorized Person to Handle Matters in Relation to this Public Offering of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Dividend Return Plan Of The Company (2020-2022) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Dilution of Current Returns Upon the Public Offering of Convertible Corporate Bonds of the Company Filling Measures and Commitments | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Procedures for Meeting of Holders of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report of the Supervisory Committee | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Financial Accounts Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Annual Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report of Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Plan On Profit Distribution And Capitalization Of Capital Reserve For 2020 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Special Report On Deposit And Uses Of The Proceeds For 2020 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Reappoint The Accounting Firm | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Remuneration Of Directors And Supervisors Of The Company For 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Change the Registered Capital and to Revise the Articles of Association of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Ratify Share Capital Increase | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Ratify Updated Global Remuneration Amount | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Luiza Helena Trajano Inacio Rodrigues | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Marcelo Jose Ferreira e Silva | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Carlos Renato Donzelli | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Jose Paschoal Rossetti | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Betania Tanure de Barros | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Silvio Romero de Lemos Meira | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Ines Correa de Souza | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Separate Election for Board of Directors | Mgmt | Voted | Against | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Elect Eduardo Christovam Galdi Mestieri as Supervisory Council Member Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Amendments to Articles (Share Capital) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Authorization of Legal Formalities | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Board Authorization Regarding Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Elect Nicolas Galperin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Elect Henrique Dubugras | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Elect KIM Taek Jin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Election of Independent Director to Become Audit Committee Member: HWANG Chan Hyun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Share Subdivision | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Adoption of the Company's Dual Foreign Name | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | NIO Inc. | NIO | 62914V106 | 6/3/2021 | Amended and Restated Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Oceanwide Holdings Co., Ltd. | 46 | Y8345D101 | 8/3/2020 | Counter Guarantee For A Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Directors' and Commissioners' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Election of Directors and/or Commissioners (Slate) | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Use of Proceed | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Directors' and Commissioners' Fees | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Election of Directors and Commissioners (Slate) | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Amendments to Articles | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Amendments to Article 4 (Reconciliation of Share Capital); Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/9/2020 | Amend Nomination Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/9/2020 | Amendments to Articles; Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Election of Directors (ADR Holders) | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Abstain | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Technical Vote Requirements | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders (ADR Holders) | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Eduardo Bacellar Leal Ferreira as Board Chair | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Supervisory Council Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Marcelo Gasparino da Silva to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Annual Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Supervisors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Authority to Give Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Hedging Quota | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Repurchase and Cancellation of Part of the Restricted A Shares Granted Under the A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Reduction in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Board Authorization to Handle Matters Relevant to the Reduction in Registered Capital and Amendment to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Repurchase and Cancellation of Part of the Restricted A Shares Granted Under the A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Reduction in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Restricted A Share Incentive Scheme (Draft) | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | First H Share Award and Trust Scheme (Draft) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization in Relation to Article Amendment | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Elect FENG Shu as Supervisor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Restricted A Share Incentive Scheme (Draft) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 7/6/2020 | Adjustment of the 2018 Restricted Stocks Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Eligibility for the Company's Issuance of A Shares Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Types | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Duration of Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Par Value and Issue Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Interest Rate | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Period and Terms for Repay Principal and Interests | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Conversion period | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Method to Confirm Share Amount | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Confirmation and Adjustment of Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Downward Revision of Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Redemption | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Resale | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Allocation Dividends after Conversion | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Issuance Method and Target Participants | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Allotment Arrangements to Original Shareholders | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Meeting of the Convertible Bonds Holders | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Use of Proceeds | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Guarantee | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Deposit Account for Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Validity for the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Approval of the Preliminary Plan for the A Shares Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Feasibility Report on Use of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Report of Deposit and Use of Previously Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Indemnification Arrangements for Diluted Current Earnings and Commitments | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Approval of Procedural Rules of the A Shares Convertible Bonds Holders' Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Board Authorization to Implement the A Shares Convertible Bonds Issuance | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Shareholder Return Plan for Next 3 Years | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Amendments to Company's Registered Capital, Articles of Association and Registration Record of Industry and Commerce Bureau | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Annual Report and Partnership and Community Development Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Directors' and Commissioners' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Election of Directors and/or Commissioners (Slate) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 5 (Representation) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Size) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Alternate Board of Directors) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Accumulation of Roles) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (NEDs Substitution) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Vice Chair) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Vacancies) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 9 (Board Chair Vacancy) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 9 (Vice Chair Duties) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 7 (Board of Directors' Meetings) | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Articles (Supervisory Council) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Antonio Carlos Pipponzi | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Carlos Pires Oliveira Dias | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Cristiana Almeida Pipponzi | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Plinio Villares Musetti | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Paulo Sergio Coutinho Galvao Filho | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Renato Pires Oliveira Dias | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Marco Ambrogio Crespi Bonomi | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Sylvia de Souza Leao Wanderley | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Denise Soares dos Santos | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Philipp Paul Marie Povel | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Cesar Nivaldo Gon | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Request Separate Election for Board Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Elect Antonio Edson Maciel dos Santos to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Supervisory Council Fees | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Amendments to Article 11 (Management Board) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Amendments to Article 14 (Company Representation) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Adoption of Restricted Shares Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 3/31/2021 | Scheme of Arrangement (Transfer of Business Undertaking to Subsidiary) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 3/31/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 3/31/2021 | Scheme of Arrangement (Transfer of Business Undertaking to Subsidiary) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Pawan Kumar Kapil | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Pawan Kumar Kapil | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect P.M.S. Prasad | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect Kosaraju Veerayya Chowdary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect P.M.S. Prasad | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect Kosaraju Veerayya Chowdary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 7/8/2020 | Issuance of RMB 1.45 Billion Creditors Rights Financing Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 7/8/2020 | Full Authorization to the Board, the Chairman of the Board or Persons Authorized by the Chairman of the Board to Handle Matters Regarding the Issuance | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Extension of the Valid Period of the Resolution on the 2016 Non-public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Extension of the Valid Period of the Full Authorization of to the Board to Handle Matters Regarding the 2016 Non-public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Issuing Scale | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Bond Type and Duration | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Interest Rate and Interest Payment Method | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Purpose of the Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Issuing Targets and Method | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Guarantee Arrangement | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Placement to Shareholder | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Listing Application | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Repayment Guarantee Measures | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Valid Period of the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Authorization to the Board or Its Authorized People to Handle Matters Regarding the Public Issuance of Corporate Bonds to Professional Investors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Capitalization of Profits and Issuance of New Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 1/27/2021 | 2021 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Authority for Wholly-Owned Subsidiaries to Issue Debt Financing Instruments Domestically and Overseas | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Authority to Give Guarantees for Company's Wholly-Owned Subsidiary to Issue Debt Financing Instruments Overseas | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Company's Eligibility for Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Type and Nominal Value | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuance Method and Date | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuing Targets and Subscription Method | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Pricing Benchmark Date, Pricing Principles and Issue Price | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Lockup Period | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Arrangement for the Accumulated Retained Profits before the Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Listing Market | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Use of Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Valid Period of the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Preliminary Plan for the 2021 Non-Public Issuance of Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Feasibility Report on Use of Raised Funds from the 2021 Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Risk Warning on Diluted Immediate Return after the Non-Public Share Offering, Filling Measures, and Commitments of Relevant Parties | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Report on Use of Previously Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Company Shareholder Returns Plan (2021-2023) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Board Authorisation to Handle Matter regarding the Non-Public Issuance of Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Annual Report And Its Summary Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Work Report Of The Board Of Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Final Accounts Report Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Annual Profit Distribution Plan Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Reappointment of 2021 Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Forecast The Amount Of External Guarantees For 2021 | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Use Equity Funds To Purchase Wealth Management Products For 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Cover Liability Insurances for Directors Supervisors and Officers of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Elect WANG Jia | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Change Of Some Projects Financed With Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Raised Funds Management System | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The External Investment Management System | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments to the Internal Control and Decision-Making System for Connected Transaction | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments to the Remuneration Management System for Directors, Supervisors and Senior Management | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Work System For Independent Directors | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Implementing Rules For Cumulative Voting System | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Change of Company's Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Biologics Co., Ltd. | 207940 | Y7T7DY103 | 3/19/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung Biologics Co., Ltd. | 207940 | Y7T7DY103 | 3/19/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | SeQuent Scientific Limited | SEQUENT | Y7670U126 | 3/14/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | SeQuent Scientific Limited | SEQUENT | Y7670U126 | 3/14/2021 | Reclassification of Promoter Group | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Ratify Director's Independence Status | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Jose Janguie Bezerra Diniz | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Francisco Muniz Barreto | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Janyo Janguie Bezerra Diniz | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Herbert Steinberg | Mgmt | Voted | For | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Flavio Cesar Maia Luz | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Sidney Levy | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Separate Election for Board Members | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Cumulative Voting | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Fernando Eduardo Ramos dos Santos | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Nazareno Habib Ouvidor Bichara | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Reginaldo Ferreira Alexandre to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Tunnel Engineering Co., Ltd. | 600820 | Y7692K106 | 9/28/2020 | Acquisition | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Allocation of Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Social Responsibility Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Some Investment Projects Financed with Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Re-appointment of Auditor for 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Elect LIANG Huming | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Approval to Purchase Liability Insurance for the Company's Directors, Supervisors, Senior Managers and Other Relevant Personnel | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Approval to Change the Company's Business Scope | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Supervisory Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Decision-Making System for External Investment | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Management System for External Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Decision-Making System for Connected Transaction | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Work System for Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 3/10/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 3/10/2021 | Authority to Issue Non-convertible Debentures | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Standalone Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Consolidated Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Elect Puneet Bhatia | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Set Auditor's Fees for Haribhakti & Co, LLP | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Set Auditor's Fees for Pijush Gupta & Co., Chartered Accountants | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Amendment to Borrowing Powers | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Convert Debt into Shares and Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Equity Investment in a Project | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Acquisition of Three Companies | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Adjustment of 2021 Estimated Quota of Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect LI Ming | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect HUANG Xiumei | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect FU Fei | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect LI Liling | Mgmt | Voted | Against | Against | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect WANG Zhifeng | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Andre Street | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Eduardo Cunha Monnerat Solon de Pontes | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Roberto Moses Thompson Motta | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Thomas A. Patterson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Ali Mazanderani | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Silvio Jose Morais | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Luciana Ibiapina Lira Aguiar | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Adoption and Ratification of the Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Approval Of The 2020 Annual Report And Financial Statement. | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Approval of the Proposals for the Distribution of 2020 Profits Proposed Cash Dividend: TWD 5 Per Share. | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Release The Directors From Non-Competition Restrictions. | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Amendments to Procedural Rules: Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Adoption of Employee Restricted Stock Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Mark LIU | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Che-Chia WEI | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Fan-Cheng TSENG | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Ming-Hsin KUNG | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Peter L. Bonfield | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Kok-Choo CHEN | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Michael R. Splinter | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Moshe N.Gavrielov | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Yancey HAI | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect L. Rafael Reif | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Elect Hemant Bhargava | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Appointment of Branch Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Authority to Set Cost Auditors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Fernando Luiz Schettino Moreira | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Evandro Luiz Coser | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Mario Sergio Moreira Franco | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Orlando Machado Junior | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Murilo Cesar Lemos dos Santos Passos | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Decio Carbonari de Almeida | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Separate Election for Board Members | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Board Chair and Vice-Chair | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Supervisory Council Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Ratify Updated Global Remuneration Amount | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Elect YANG Siu Shun | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Adopt the Share Option Plan of a Subsidiary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHU Wen-Yi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHEN Lih J. | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect Shyu Jyuo-Min | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect SHIU Kuang Si | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect HSU Wen-Hsin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect LIN Ting-Yu | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect HUNG Stan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHIEN S C | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect WANG Jason | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Special Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect ZHANG Jimin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect MA Weiping | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect LIU Yan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect Conway LEE Kong Wai | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect William A. Franke | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Jozsef Varadi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Simon Duffy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Simon Duffy (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Stephen Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Barry Eccleston | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Barry Eccleston (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Peter Agnefjall | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Peter Agnefjall (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Maria Kyriacou | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Maria Kyriacou (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Andrew Broderick | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Charlotte Pedersen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Charlotte Pedersen (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Directors' Report | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Financial Report | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approve External Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval to Dispose Listed and Trading Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval of Amendments to Work Policies of Independent Director | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approve Foreign Exchange Hedging Limit | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval for Asset Transfer Agreement and Transactions contemplated thereunder | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Increase of Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue A and/or H Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Repurchase A and/or H Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue Shares under Convertible Bonds-Related Specific Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Repurchase A and/or H Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue Shares under Convertible Bonds-Related Specific Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Adoption of the H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Grant of Awards under the H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Board Authorization to implement H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Elect Boyang Wu as Supervisor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amend Supervisors Remuneration Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Increase in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Procedural Rules for Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect William Robert Keller | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect KWAUK Teh Ming, Walter | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect Ning Zhao | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Specific Mandate to Issue Connected Awarded Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 945,200 Connected Rewarded Shares to Zhisheng Chen | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 263,679 Connected Restricted Shares to Weichang Zhou | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 2,467 Connected Restricted Shares to William Robert Keller | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 4,934 Connected Restricted Shares to Walter KWAUK Teh-Ming | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 4,934 Connected Restricted Shares to Kenneth Walton Hitchner III | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 156,202 Connected Restricted Shares to Jian Dong | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 98,305 Connected Restricted Shares to Angus Scott Marshall Turner | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 17,420 Connected Restricted Shares to Brendan McGrath | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Share Subdivision | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Final Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Ratification of Management Acts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Ratification of Board Acts | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Igor Shekhterman to the Management Board | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Stephan DuCharme | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Mikhail M. Fridman | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Richard Brasher | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Alexander Tynkovan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Approval of the Merger of Yandex.Market B.V. into Yandex N.V. | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect John Boynton | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Esther Dyson | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Ilya A. Strebulaev | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Alexander Moldovan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Exclude Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Elect Arkady Volozh | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Elect Mikhail Parakhin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Cancel Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Exclude Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Supervisors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Replenish Working Capital with Surplus Funds Raised from Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Yi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Feng | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Youcheng | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect XU Xin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Elect CHAI Mingang | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Elect YE Weitao | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect YAN Aiming | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect WANG Hongxia | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect YI Languang | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect CHEN Bin | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect LIU Yi | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Annual Accounts | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Profit Distribution Plan | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Reappointment Of 2021 Audit Firm | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Application for Comprehensive Credit Line to banks and Accepting the Guarantee by Related Parties | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | The Company and De Facto Controller's Provision of Guarantee for Subsidiaries Application for Bank Credit | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Purchase Of Wealth Management Products With Some Idle Proprietary Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Purchase Of Wealth Management Products With Some Idle Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 7/10/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Joel S. Marcus | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Steven R. Hash | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect James P. Cain | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Maria C. Freire | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Jennifer Friel Goldstein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Richard H. Klein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Elect Michael A. Woronoff | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 15271109 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect Edward J. Shoen | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect James E. Acridge | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect John P. Brogan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect James J. Grogan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect Richard J. Herrera | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect Karl A. Schmidt | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect Roberta R. Shank | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Elect Samuel J. Shoen | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Amerco | UHAL | 23586100 | 8/20/2020 | Shareholder Proposal Regarding Ratification of Board and Management Acts | ShrHoldr | Voted | Against | Against | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Thomas Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Kenneth R. Frank | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Robert D. Hormats | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Craig Macnab | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect David E. Sharbutt | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Elect Samme L. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 5/26/2021 | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | ShrHoldr | Voted | Against | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect Fred W. Boehler | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect George J. Alburger, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect Kelly H. Barrett | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect Antonio F. Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect James R. Heistand | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect David J. Neithercut | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect Mark R. Patterson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Elect Andrew P. Power | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Americold Realty Trust | COLD | 03064D108 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Brandon B. Boze | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Beth F. Cobert | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Reginald H. Gilyard | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Shira D. Goodman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Christopher T. Jenny | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Gerardo I. Lopez | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Oscar Munoz | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Robert E. Sulentic | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Laura D. Tyson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Elect Sanjiv Yajnik | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CBRE Group, Inc. | CBRE | 12504L109 | 5/19/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Edwin B. Brewer | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Thomas J. Crocker | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Jeffrey H. Fisher | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Mary Beth Higgins | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Robert Perlmutter | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Elect Rolf E. Ruhfus | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 5/11/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect CHEN Rong | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect WANG Yan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect LI Xin | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect GUO Shiqing | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect Peter WAN Kam To | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Elect Andrew Y. YAN | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 6/9/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Robert G. Stuckey | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Paul E. Szurek | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Jean Bua | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Kelly C. Chambliss | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Patricia L. Higgins | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Michael R. Koehler | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect Michael Millegan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Elect David A. Wilson | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | CoreSite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Michael R. Klein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Andrew C. Florance | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Laura Cox Kaplan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Michael J. Glosserman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect John W. Hill | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Robert W. Musslewhite | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Christopher J. Nassetta | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Louise S. Sams | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Charles T. Cannada | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Robert M. Chapman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect M. Colin Connolly | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Scott W. Fordham | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Lillian C. Giornelli | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Kent Griffin Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect Donna W. Hyland | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Elect R. Dary Stone | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Cousins Properties Incorporated | CUZ | 222795502 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | Against | Against | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Thomas Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Charles Meyers | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Sandra Rivera | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Peter F. Van Camp | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect Peter M. Carlino | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect Carol Lynton | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect Joseph W. Marshall, III | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect James B. Perry | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect Barry F. Schwartz | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect Earl C. Shanks | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Elect E. Scott Urdang | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 6/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Appointment of Auditor (Goodman Logistics (HK) Ltd) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Elect Stephen P. Johns (Goodman Ltd) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Elect Stephen P. Johns (Goodman Logistics (HK) Ltd) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Elect Mark G. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Equity Grant (CEO Gregory Goodman) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Equity Grant (Executive Director Danny Peeters) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 11/19/2020 | Equity Grant (Deputy CEO, CEO North America Anthony Rozic) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Alex Avery | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Jennifer A. Chasson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Mark M Cowie | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect S. Stephen Gross | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Brenna Haysom | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Thomas J. Hofstedter | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Ashi Mathur | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Juli Morrow | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Marvin Rubner | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Elect Ronald C. Rutman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | H&R Real Estate Investment Trust | HR.UN | 403925407 | 6/29/2021 | Unitholder Rights Plan Renewal | Mgmt | Voted | Against | Against | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Elect Yoshihiro Takatsuka as Executive Director | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Elect Takaaki Fukunaga | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Elect Masahiro Terada | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Elect Keisuke Chiba as Alternate Executive Director | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ichigo Office Reit Investment Corp. | 8975 | J2382Z106 | 7/18/2020 | Elect Nagahisa Kita as Alternate Supervisory Director | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Michael D. Fascitelli | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Dallas B. Tanner | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Jana Cohen Barbe | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Richard D. Bronson | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Jeffrey E. Kelter | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Joseph D. Margolis | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect John B. Rhea | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect J. Heidi Roizen | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect Janice L. Sears | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Elect William J. Stein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Jennifer Allerton | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Pamela M. Arway | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Clarke H. Bailey | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Kent P. Dauten | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Monte E. Ford | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Per-Kristian Halvorsen | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Robin L. Matlock | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect William L. Meaney | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Wendy J. Murdock | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Walter C. Rakowich | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Doyle R. Simons | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Elect Alfred J. Verrecchia | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Amendment to the 2014 Stock and Cash Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Amendment to the 2021 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Iron Mountain Incorporated | IRM | 46284V101 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Hugo Bague | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Matthew Carter, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Tina Ju | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Bridget Macaskill | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Deborah H. McAneny | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Ann Marie Petach | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Elect Christian Ulbrich | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Amendment to the 2019 Stock Award and Incentive plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Ratification of Management Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Increase in Authorised Capital | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Supervisory Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Elect Martin Wiesmann as Supervisory Board Member | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Approval of Profit-and-Loss Transfer Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Merger by Absorption; Change of Legal Form | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien AG | LEG | D4960A103 | 8/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Ratification of Management Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Elect Sylvia Eichelberg as a Supervisory Board Member | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | LEG Immobilien SE | LEG | D4960A103 | 5/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Elect ZHAO Yi | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Elect Frederick P. Churchouse | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Elect ZENG Ming | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Longfor Group Holdings Limited | 960 | G5635P109 | 6/16/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | M/I Homes, Inc. | MHO | 55305B101 | 5/11/2021 | Elect Michael P. Glimcher | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | M/I Homes, Inc. | MHO | 55305B101 | 5/11/2021 | Elect Elizabeth K Ingram | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | M/I Homes, Inc. | MHO | 55305B101 | 5/11/2021 | Elect Kumi D. Walker | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | M/I Homes, Inc. | MHO | 55305B101 | 5/11/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | M/I Homes, Inc. | MHO | 55305B101 | 5/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect H. Eric Bolton, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Toni Jennings | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Edith Kelly-Green | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect James K. Lowder | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Thomas H. Lowder | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Monica McGurk | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Claude B. Nielsen | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Philip W. Norwood | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect W. Reid Sanders | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect Gary Shorb | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Elect David P. Stockert | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Re-elect Christine Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Re-elect Samantha Mostyn | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Elect Alan (Rob) R.H. Sindel | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Equity Grant (MD/CEO Susan Lloyd-Hurwitz) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Mirvac Group. | MGR | Q62377108 | 11/19/2020 | Amendments to Constitution (Mirvac Property Trust) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Hirotaka Sugiyama | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Junichi Yoshida | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Junichi Tanisawa | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Tetsuji Arimori | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Hiroshi Katayama | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Hitoshi Kubo | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Jo Kato | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Noboru Nishigai | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Tsuyoshi Okamoto | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Shin Ebihara | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Tetsuo Narukawa | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Masaaki Shirakawa | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Shin Nagase | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Setsuko Egami | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | MITSUBISHI ESTATE CO., LTD. | 8802 | J43916113 | 6/29/2021 | Elect Iwao Taka | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New Residential Investment Corp. | NRZ | 64828T201 | 5/27/2021 | Elect Kevin J. Finnerty | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New Residential Investment Corp. | NRZ | 64828T201 | 5/27/2021 | Elect Michael Nierenberg | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New Residential Investment Corp. | NRZ | 64828T201 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect David R. Bock | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Michael B. Clement | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Alan L. Hainey | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Steven R. Mumma | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Steven G. Norcutt | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Lisa A. Pendergast | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Elect Jason T. Serrano | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Amendment to the 2017 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | New York Mortgage Trust, Inc. | NYMT | 649604501 | 6/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 8/27/2020 | Elect Masahiro Sakashita Executive Director | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 8/27/2020 | Elect Atsushi Toda as Alternate Executive Director | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 8/27/2020 | Elect Yoichiro Hamaoka | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 8/27/2020 | Elect Mami Tazaki | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 8/27/2020 | Elect Kuninori Oku | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Hamid R. Moghadam | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Cristina G. Bita | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect George L. Fotiades | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Avid Modjtabai | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect David P. O'Connor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Olivier Piani | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Jeffrey L. Skelton | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect Carl B. Webb | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Elect William D. Zollars | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 4/29/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Thomas E. Capasse | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Jack J. Ross | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Frank P. Filipps | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Gilbert E. Nathan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Andrea Petro | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect J. Michell Reese | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Elect Todd M. Sinai | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Ready Capital Corporation | RC | 75574U101 | 7/15/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Bonnie S. Biumi | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Frank A. Catalano, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Gerald M. Gorski | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Steven P. Grimes | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Richard P. Imperiale | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Peter L. Lynch | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Elect Thomas J. Sargeant | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Retail Properties of America, Inc. | RPAI | 76131V202 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Final Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Gerald Corbett | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Mary E. Barnard | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Susan V. Clayton | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Soumen Das | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Carol Fairweather | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Christopher Fisher | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Andy Gulliford | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect Martin Moore | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Elect David Sleath | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authorisation of Political Donations | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | Against | Against | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Savings Related Share Option Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Share Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 4/22/2021 | Scrip Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Paul Dykeman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Louis J. Maroun | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Saul Shulman | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Larry Morassutti | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Michael Catford | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Anne McLellan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Elect Jo-Ann Lempert | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Summit Industrial Income REIT | SMU.UN | 866120116 | 5/12/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Elect Gregory P. Lindstrom | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Elect Cathey S. Lowe | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Elect Douglas C. Neff | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Amendment to the 2016 Incentive Award Plan | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | The New Home Company Inc. | NWHM | 645370107 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Avi Banyasz | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Kelvin L. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Michael Gillmore | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Todd S. Schuster | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Wendy A. Silverstein | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Bradley Smith | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Elect Gregory A. White | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Ratification of Management Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Increase in Authorised Capital | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Vonovia SE | VNA | D9581T100 | 4/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Mark A. Emmert | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Rick R. Holley | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Deidra C. Merriwether | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Al Monaco | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Nicole W. Piasecki | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Lawrence A. Selzer | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Devin W. Stockfish | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Elect Kim Williams | Mgmt | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Global Real Estate Fund | Weyerhaeuser Company | WY | 962166104 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Elect Mala Anand | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Elect KOH Boon Hwee | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Elect Michael R. McMullen | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Elect Daniel K. Podolsky | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Alain Bouchard | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Melanie Kau | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Jean Bernier | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Eric Boyko | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Jacques D'Amours | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Janice L. Fields | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Richard Fortin | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Brian Hannasch | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Marie Josee Lamothe | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Monique F. Leroux | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Real Plourde | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Daniel Rabinowicz | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Elect Louis Tetu | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Shareholder Proposal Regarding Linking Compensation to ESG Criteria | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Shareholder Proposal Regarding Disclosure of Board Independence Qualifications | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD.A | 01626P304 | 9/16/2020 | Shareholder Proposal Regarding Living Wage | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 31100100 | 5/6/2021 | Elect Tod E. Carpenter | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 31100100 | 5/6/2021 | Elect Karleen M. Oberton | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 31100100 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 31100100 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Andrew Anagnost | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Karen Blasing | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Reid French | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Ayanna Howard | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Blake J. Irving | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Mary T. McDowell | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Stephen D. Milligan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Lorrie M. Norrington | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Elizabeth S. Rafael | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Stacy J. Smith | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Diane M. Bryant | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Gayla J. Delly | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Check Kian Low | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Justine F. Page | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Hock E. Tan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Elect Harry L. You | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 4/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Lev Peker | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW New America Premier Equities Fund | CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Warren B. Phelps III | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW New America Premier Equities Fund | CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Elect Lisa Costa | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW New America Premier Equities Fund | CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Ratification of Auditor | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW New America Premier Equities Fund | CarParts.com, Inc. | PRTS | 14427M107 | 5/18/2021 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Jeff Bender | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect John Billowits | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Lawrence Cunningham | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Susan Gayner | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Robert Kittel | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Mark Leonard | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Paul McFeeters | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Mark Miller | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Lori O'Neill | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Donna Parr | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Andrew Pastor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Dexter Salna | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Stephen R. Scotchmer | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Barry Symons | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Elect Robin Van Poelje | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 8/5/2020 | Elect John Billowits | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 8/5/2020 | Elect Donna Parr | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 8/5/2020 | Elect Andrew Pastor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 8/5/2020 | Elect Barry Symons | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Michael R. Klein | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Andrew C. Florance | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Laura Cox Kaplan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Michael J. Glosserman | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect John W. Hill | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Robert W. Musslewhite | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Christopher J. Nassetta | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Elect Louise S. Sams | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Costar Group, Inc. | CSGP | 22160N109 | 6/2/2021 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Rainer M. Blair | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Linda P. Hefner Filler | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Teri List | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Jessica L. Mega | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Mitchell P. Rales | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Steven M. Rales | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Pardis C. Sabeti | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect John T. Schwieters | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Alan G. Spoon | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Raymond C. Stevens | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Elect Elias A. Zerhouni | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 5/5/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peggy Alford | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Marc L. Andreessen | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Andrew W. Houston | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Nancy Killefer | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Robert M. Kimmitt | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peter A. Thiel | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Tracey T. Travis | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Amendment to the Director Compensation Policy | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Alison Davis | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Henrique De Castro | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Harry DiSimone | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Heidi G. Miller | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Scott C. Nuttall | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Doyle R. Simons | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Kevin M. Warren | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Thomas M. Culligan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Adolfo Henriques | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Mark H. Hildebrandt | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Eric A. Mendelson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Laurans A. Mendelson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Victor H. Mendelson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Julie Neitzel | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Alan Schriesheim | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Elect Frank J. Schwitter | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 3/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 3/11/2021 | Merger with S&P Global | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 3/11/2021 | Advisory Vote on Golden Parachutes | Mgmt | Voted | Against | Against | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Lance Uggla | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect John Browne | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Dinyar S. Devitre | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Ruann F. Ernst | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Jacques Esculier | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Gay Huey Evans | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect William E. Ford | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Nicoletta Giadrossi | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Robert P. Kelly | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Jean-Paul L. Montupet | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect Deborah Keiko Orida | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Elect James A. Rosenthal | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | IHS Markit Ltd. | INFO | G47567105 | 5/5/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Wolfgang Reitzle | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Stephen F. Angel | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Ann-Kristin Achleitner | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Clemens A.H. Borsig | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Nance K. Dicciani | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Thomas Enders | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Franz Fehrenbach | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Edward G. Galante | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Larry D. McVay | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Victoria Ossadnik | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Martin H. Richenhagen | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Elect Robert L. Wood | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Ratification of PricewaterhouseCoopers | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | 74005P104 | 7/27/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Robert F. Spoerry | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Wah-Hui Chu | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Domitille Doat-Le Bigot | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Olivier A. Filliol | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Elisha W. Finney | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Richard Francis | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Michael A. Kelly | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Elect Thomas P. Salice | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 5/6/2021 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Satya Nadella | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Charles W. Scharf | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect John W. Stanton | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect John W. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Padmasree Warrior | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Joe Mansueto | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Kunal Kapoor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Robin Diamonte | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Cheryl A. Francis | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Steve Joynt | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Steven Kaplan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Gail Landis | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Bill Lyons | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Doniel N. Sutton | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Elect Caroline J. Tsay | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Amendment to the 2011 Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Henry A. Fernandez | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Robert G. Ashe | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Wayne Edmunds | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Jacques P. Perold | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Sandy C. Rattray | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Linda H. Riefler | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Marcus L. Smith | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Elect Paula Volent | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | MSCI Inc. | MSCI | 55354G100 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect David R. Pickles | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect Gokul Rajaram | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Marc N. Casper | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Nelson J. Chai | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect C. Martin Harris | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Tyler Jacks | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect R. Alexandra Keith | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Jim P. Manzi | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect James C. Mullen | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Debora L. Spar | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Scott M. Sperling | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Elect Dion J. Weisler | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Conversion of Class B Common Stock into Class A Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Voting Entitlements of Class A Common Stock Holders | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Bundled Bylaw Amendments | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Ann C. Berzin | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect John Bruton | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Jared L. Cohon | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Gary D. Forsee | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Linda P. Hudson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Michael W. Lamach | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Myles Lee | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect April Miller Boise | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Karen B. Peetz | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect John P. Surma | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Elect Tony L. White | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | Trane Technologies plc | TT | G8994E103 | 6/3/2021 | Set the Price Range at which the Company can Re-Allot Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Mary B. Cranston | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John F. Lundgren | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Denise M. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Linda J. Rendle | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John A.C. Swainson | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Maynard G. Webb | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Voted | Against | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Edward E. Guillet | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Michael W. Harlan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Larry S. Hughes | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Worthing F. Jackman | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Elise L. Jordan | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Susan Lee | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect Ronald J. Mittelstaedt | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Elect William J. Razzouk | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 5/14/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Mitesh Dhruv | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW New America Premier Equities Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Keith Enright | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Henry Schuck | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Services Co. Ltd | 3319 | Y0038M100 | 9/16/2020 | Amendments to Articles in relation to Company Name Change | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | Supplemental Property Management Services Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Property Management Services Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Property Agency Services Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | A-Living Smart City Services Co. Ltd | 3319 | Y0038M100 | 11/9/2020 | 2021 Framework Referral Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Maggie Wei WU | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Kabir MISRA | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Walter Teh Ming KWAUK | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 5/3/2021 | Merger by Absorption between Parent and Subsidiary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 5/3/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Rani Borkar | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Judy Bruner | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Eric Chen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Aart J. de Geus | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Gary E. Dickerson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Thomas J. Iannotti | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Alexander A. Karsner | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Adrianna C. Ma | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Yvonne McGill | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Elect Scott A. McGregor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Approval of the Employees Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | |||||||||
| TCW Developing Markets Equity Fund | Applied Materials, Inc. | AMAT | 38222105 | 3/11/2021 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Opening; Election of Presiding Chair | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Presentation of Auditors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Amendments to Article 6 (Increase in Authorized Capital) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Approve Share Pledge Program for Collateral Purposes | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Election of Directors; Board Size; Board Term Length | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Compensation Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Directors' Fees | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Charitable Donations | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Presentation of Report on Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Authority to Carry Out Competing Activities or Related Party Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Arcelik A.S | ARCLK | M1490L104 | 3/23/2021 | Wishes | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Amendments to Procedural Rules For Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect LIN Chris Hong-ming | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect YU Arnold Ming-zhang | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect CHEN Luke Qing-hong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect TSAI Ted Yong-ping | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect HUANG Hongju | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect YANG Qian | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect HU Di-Qun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect CHOU Sheng-Lin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Elect LIN John Chuan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | ASPEED Technology Inc. | 5274 | Y04044106 | 5/28/2021 | Release of Directors from Non- Compete Restrictions | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Elect Ramakant Baheti | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Elect Chandrashekhar Bhave | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Appointment of Ignatius N. Noronha (Managing Director and CEO); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 9/1/2020 | Appointment of Elvin Machado (Whole-Time Director); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Amendment to the Employee Stock Option Scheme ("ESOS") 2009 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Extension of Amended ESOS 2009 to Subsidiaries | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 4/19/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Elect Madhur Bajaj | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Appointment of Rajeev Jain (Managing Director); Approval of Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Bajaj Finance Ltd | BAJFINANCE | Y0547D112 | 7/21/2020 | Authority to Issue Non-Convertible Debentures | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Elect Antonio Emilio Bastos de Aguiar Freire as Alternate Member to the Supervisory Council Presented by Preferred Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Centrais Eletricas Brasileiras S.A. | ELET3 | P22854106 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | 2020 Business Report and Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Distribution of 2020 Profits | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Amendment to the Rules and Procedures of Shareholders Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Chailease Holding Company Limited | 5871 | G20288109 | 5/28/2021 | Issuance of New Shares Via Capitalization of Retained Earnings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Bo | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHENG Shuliang | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Ruilian | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect YANG Congsen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect ZHANG Jinglei | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect LI Zimin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect SUN Dongdong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect WEN Xianjun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect XING Jian | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect HAN Benwen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Elect DONG Xinyi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | China Hongqiao Group Limited | 1378 | G21150100 | 5/6/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Elect Mfundiso Johnson N. (JJ) Njeke | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect John A. Bester | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect Bertina D. Engelbrecht | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Re-elect Michael Fleming | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (John Bester) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (Fatima Daniels) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Election of Audit and Risk Committee Member (Mfundiso Njeke) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Remuneration Implementation Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve NEDs' Fees | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Approve Financial Assistance | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Amendments to Memorandum of Incorporation | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Clicks Group Limited | CLS | S17249111 | 1/27/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Compensation for Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2020 Compensation for Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Purchasing Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Adjustment of the Compensation for Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | 2021 Estimated Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Authority to Give Guarantees in 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Approval of Line of Credit in 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Appointment of 2021 Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Repurchase and Cancellation of Some Restricted Shares Reviewed in the 21th Meeting of the 2nd Session of Board of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Repurchase and Cancellation of Some Restricted Shares Reviewed in the 28th Meeting of the 2nd Session of Board of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | Reduce Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 5/21/2021 | New Investment Project Regarding the Amendment to the Use of Proceedings Raised in 2020 Private Placement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect ZHANG Wei | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect CHEN Dong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Elect LAM Yiu Kin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | COSCO Shipping Ports Ltd. | 1199 | G2442N104 | 5/25/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Elect Nimmagadda V. Ramana | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Divi's Laboratories Limited | DIVISLAB | Y2076F112 | 9/14/2020 | Elect Madhusudana R. Divi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Doosan Co., Ltd. | 150 | Y2100N107 | 6/25/2021 | Spin-off | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect Francis LUI Yiu Tung | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect Joseph CHEE Ying Keung | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Elect James R. Ancell | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Adoption of Share Option Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Galaxy Entertainment Group Limited | 27 | Y2679D118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect LIM Ah Doo | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect Chang Sun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Elect Judy Qing Ye | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Restoration of Right to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 6/29/2021 | Authorization of Directors and Officers | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Elect Gary J. Wojtaszek | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Elect OKADA Satoshi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Amendment to the 2016 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | GDS Holdings Limited | GDS | 36165L108 | 8/6/2020 | Authorization of Directors and Officers | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Proposed RMB Share Issue and Specific Mandate | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Board Authority to Handle all Matters Related to Proposed RMB Share Issue and Specific Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Plan for Distribution of Profits Accumulated before Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Dividend Return Plan for Next Three Years | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Undertakings and Corresponding Binding Measures in Connection with Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Policy for Stabilisation of Price of RMB Shares for Three Years after Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Use of Proceeds from Proposed RMB Share Issue | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Remedial Measures for Potential Dilution | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Adoption of Policy Governing Procedures for Holding of General Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Adoption of Policy Governing Procedures for Holding of Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Amendments to Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Geely Automobile Holdings Ltd. | 175 | G3777B103 | 7/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Final Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Iain G.T. Ferguson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Alison Henriksen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Stephen Wilson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lysanne Gray | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lykele van der Broek | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Lesley Knox | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Elect Ian Charles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Genus plc | GNS | G3827X105 | 11/25/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Grasim Industries Ltd | GRASIM | Y2851U102 | 2/22/2021 | Amendments to Memorandum | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Elect OOI Hooi Kiang | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Elect TAN Eng Kee | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Directors' Benefits | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Greatech Technology Berhad | 208 | Y2855V106 | 5/21/2021 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Consolidated Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Ratification of Management Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Special Auditors Report on Regulated Agreements | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Axel Dumas, Executive Chairman | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2020 Remuneration of Eric de Seynes, Supervisory Board Chair | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2021 Remuneration Policy (Executive Chair and General Managing Partner) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | 2021 Remuneration Policy (Supervisory Board) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Matthieu Dumas | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Blaise Guerrand | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Olympia Guerrand | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Elect Alexandre Viros | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Cancel Shares and Reduce Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Increase Capital Through Capitalisations | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Employee Stock Purchase Plan | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Decide Mergers by Absorption | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authority to Decide Mergers by Absorption | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Amendments to Articles Regarding General Partner | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hermes International | RMS | F48051100 | 5/4/2021 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect XIE Bao Xin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect BAO Wenge | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect Zhang Fan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect CHING Yu Lung | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Elect IP Wai Lun, William | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/11/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Hopson Development Holdings Limited | 754 | G4600H119 | 6/29/2021 | 2021 Framework Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd. | 601216 | Y40887104 | 4/21/2021 | Elect ZHANG Hai | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd. | 601216 | Y40887104 | 4/21/2021 | Elect YANG Donghai | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Separate Election for Board Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jeremiah Alphonsus O'Callaghan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jose Batista Sobrinho | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Aguinaldo Gomes Ramos Filho | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Alba Pethengill | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Gelson Luiz Merisio | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Gilberto Meirelles Xando Baptista | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Leila Abraham Loria | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Marcio Guedes Pereira Junior | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Wesley Mendonca Batista Filho | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Jeremiah Alphonsus O'Callaghan | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Jose Batista Sobrinho | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Aguinaldo Gomes Ramos Filho | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Alba Pethengill | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Gelson Luiz Merisio | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Gilberto Meirelles Xando Baptista | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Leila Abraham Loria | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Marcio Guedes Pereira Junior | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Allocate Cumulative Votes to Wesley Mendonca Batista Filho | Mgmt | Voted | Against | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Supervisory Council Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Adrian Lima da Hora | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Demetrius Nichele Macei | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Jose Paulo da Silva Filho | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Elect Roberto Lamb | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Remuneration policy | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | JBS SA | JBSS3 | P59695109 | 4/28/2021 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 2 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Articles 6-3, 10, 11, 13, 14, 15, 16, 37, 37-2 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 27 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Articles 12, 15-2, 23, 29 and Supplementary Provision | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Article 6 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect CHOI Se Jeong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect CHO Kyu Jin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Elect PARK Sae Rom | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Independent Director to Become Audit Committee Member: YOON Seok | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Audit Committee Member: CHO Kyu Jin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Election of Audit Committee Member: CHOI Se Jung | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Share Option Grant | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kakao Corp. | 35720 | Y4519H119 | 3/29/2021 | Spin-off | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Accounts and Reports | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect XU Shao Chun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect DONG Ming Zhu | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect Zhou Bo Wen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Elect NI Zheng Dong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kingdee International Software Group Co. Ltd | 268 | G52568147 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect YU Minhong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect Catherine LEUNG Yu Hua | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect TONG Sui Bau | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Elect LIN Zheying | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Koolearn Technology Holding Limited | 1797 | G5313A101 | 11/5/2020 | Subscription Agreement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Elect SU Hua | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Elect CHENG Yixiao | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Elect ZHANG Fei | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuaishou Technology | 1024 | G53263102 | 5/28/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuo Yang Construction Company Limited | 2505 | Y50571101 | 6/10/2021 | 2020 Business Report and Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kuo Yang Construction Company Limited | 2505 | Y50571101 | 6/10/2021 | 2020 Earnings Distribution | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report of the Board of Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Annual Accounts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2021 Financial Budget Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Profit Distribution Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2020 Work Report Of Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 6/9/2021 | 2021 Appointment Of Financial Audit Firm And Internal Control Audit Firm | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect YANG Yuanqing | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect William O. Grabe | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect William Tudor Brown | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Elect YANG Lan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Vacated Office due to Retirement of Nobuyuki Idei | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Lenovo Group Limited | 992 | Y5257Y107 | 7/9/2020 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Merger (Companhia de Locacao das Americas) | �� | Mgmt | Voted | For | For | ||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Ratify Co-Option of Irlau Machado Filho | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Localiza Rent A Car | RENT3 | P6330Z111 | 11/12/2020 | Request Establishment of Supervisory Council | Mgmt | Voted | Against | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Eligibility For The Public Offering Of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Type Of Securities To Be Issued | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Face Value And Issuance Price | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Bond Term | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Interest Rate Of Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Term And Method Of Interest Payment | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Matters Of Guarantee | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Share Conversion Period | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Determination And Adjustment Of Share Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Revision Of The Conversion Price Downward | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Determination Method Of Conversion Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Redemption Provisions | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Articles For Put | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Attribution Of Dividend In The Year Of Conversion | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Method Of Issuance And Subscribers | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Arrangement For The Placement To Original Shareholders Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Bondholders And The Meeting Of Bondholders | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Use Of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Account For Deposit Of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Valid Period Of The Scheme On The Offering Of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Plan Of The Public Offering Of Convertible Corporate Bonds Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Feasibility Concerning the Committed Investment Projects Funded by the Proceeds from the Public Offering of Convertible Corporate Bonds of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Report Concerning Uses Of Proceeds Raised Previously | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Request the General Meeting of Shareholders to Fully Authorize the Board of Directors and its Authorized Person to Handle Matters in Relation to this Public Offering of Convertible Corporate Bonds | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Dividend Return Plan Of The Company (2020-2022) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Dilution of Current Returns Upon the Public Offering of Convertible Corporate Bonds of the Company Filling Measures and Commitments | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Procedures for Meeting of Holders of Convertible Corporate Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report of the Supervisory Committee | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Financial Accounts Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Annual Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | 2020 Work Report of Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Plan On Profit Distribution And Capitalization Of Capital Reserve For 2020 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Special Report On Deposit And Uses Of The Proceeds For 2020 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Reappoint The Accounting Firm | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | The Remuneration Of Directors And Supervisors Of The Company For 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | LONGi Green Energy Technology Co Ltd | 601012 | Y9727F102 | 6/7/2021 | Change the Registered Capital and to Revise the Articles of Association of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Ratify Share Capital Increase | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Ratify Updated Global Remuneration Amount | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/22/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Luiza Helena Trajano Inacio Rodrigues | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Marcelo Jose Ferreira e Silva | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Carlos Renato Donzelli | Mgmt | Voted | Against | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Jose Paschoal Rossetti | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Betania Tanure de Barros | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Silvio Romero de Lemos Meira | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Allocate Cumulative Votes to Ines Correa de Souza | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Separate Election for Board of Directors | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Elect Eduardo Christovam Galdi Mestieri as Supervisory Council Member Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 7/27/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Amendments to Articles (Share Capital) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Authorization of Legal Formalities | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Magazine Luiza SA | MGLU3 | P6425Q109 | 10/7/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Meituan Dianping | 3690 | G59669104 | 9/29/2020 | Board Authorization Regarding Change of Company Name | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Elect Nicolas Galperin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Elect Henrique Dubugras | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | MercadoLibre, Inc. | MELI | 58733R102 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Auditor's Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Related Party Transactions (Arabian Shield Cooperative Insurance Co.) | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Related Party Transactions (Almarai Co.) | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Related Party Transactions (Archiving Warehouse Co.) | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Related Party Transactions (Yamama Cement Co.) | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Amendments to NomRem Committee Charter | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Ratification of Appointment of Kamil Hilali | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Board Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 6/2/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Elect KIM Taek Jin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Election of Independent Director to Become Audit Committee Member: HWANG Chan Hyun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NCsoft Corporation | 36570 | Y6258Y104 | 3/25/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Share Subdivision | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Adoption of the Company's Dual Foreign Name | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | New Oriental Education & Technology Group Inc. | 9901 | 647581107 | 3/8/2021 | Amendments and Adoption of the Memorandum of Association and Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | NIO Inc. | NIO | 62914V106 | 6/3/2021 | Amended and Restated Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Oceanwide Holdings Co., Ltd. | 46 | Y8345D101 | 8/3/2020 | Counter Guarantee For A Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Offcn Education Technology Co Ltd | 2607 | Y9717Y103 | 1/25/2021 | The Cooperation Agreement on Customized Development and Construction to Be Signed by a Wholly-owned Subsidiary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Directors' and Commissioners' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Election of Directors and/or Commissioners (Slate) | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Use of Proceed | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Indah Kiat Pulp & Paper Terbuka | INKP | Y71278116 | 8/25/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Directors' and Commissioners' Fees | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Election of Directors and Commissioners (Slate) | Mgmt | Voted | Abstain | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | P.T. Pabrik Kertas Tjiwi Kimia | TKIM | Y7148G121 | 8/25/2020 | Amendments to Articles | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pet Center Comercio E Participacoes S.A. | PETZ3 | P7S11L108 | 4/30/2021 | Amendments to Article 4 (Reconciliation of Share Capital); Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/9/2020 | Amend Nomination Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/9/2020 | Amendments to Articles; Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Election of Directors (ADR Holders) | Mgmt | Voted | Abstain | Against | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Technical Vote Requirements | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders (ADR Holders) | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Eduardo Bacellar Leal Ferreira as Board Chair | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Supervisory Council Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Elect Marcelo Gasparino da Silva to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A.—Petrobras | PETR3 | 71654V408 | 7/22/2020 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Supervisors' Report | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Annual Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Supervisors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Authority to Give Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Hedging Quota | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Repurchase and Cancellation of Part of the Restricted A Shares Granted Under the A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Reduction in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Board Authorization to Handle Matters Relevant to the Reduction in Registered Capital and Amendment to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Repurchase and Cancellation of Part of the Restricted A Shares Granted Under the A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 5/28/2021 | Reduction in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Restricted A Share Incentive Scheme (Draft) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | First H Share Award and Trust Scheme (Draft) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization in Relation to Article Amendment | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Elect FENG Shu as Supervisor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Restricted A Share Incentive Scheme (Draft) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Assessment Management Measures for the Implementation and Assessment of the 2020 Restricted A Share Incentive Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Pharmaron Beijing Co Ltd | 3759 | Y989K6119 | 12/11/2020 | Board Authorization to Implement Scheme | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 7/6/2020 | Adjustment of the 2018 Restricted Stocks Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Eligibility for the Company's Issuance of A Shares Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Types | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Duration of Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Par Value and Issue Price | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Interest Rate | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Period and Terms for Repay Principal and Interests | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Conversion period | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Method to Confirm Share Amount | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Confirmation and Adjustment of Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Downward Revision of Conversion Price | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Redemption | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Resale | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Allocation Dividends after Conversion | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Issuance Method and Target Participants | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Allotment Arrangements to Original Shareholders | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Meeting of the Convertible Bonds Holders | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Use of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Guarantee | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Deposit Account for Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Validity for the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Approval of the Preliminary Plan for the A Shares Convertible Bonds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Feasibility Report on Use of Proceeds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Report of Deposit and Use of Previously Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Indemnification Arrangements for Diluted Current Earnings and Commitments | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Approval of Procedural Rules of the A Shares Convertible Bonds Holders' Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Board Authorization to Implement the A Shares Convertible Bonds Issuance | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Shareholder Return Plan for Next 3 Years | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Proya Cosmetics Co. Ltd. | 603605 | Y7S88X100 | 10/28/2020 | Amendments to Company's Registered Capital, Articles of Association and Registration Record of Industry and Commerce Bureau | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Annual Report and Partnership and Community Development Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Directors' and Commissioners' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | PT Bukit Asam Tbk | PTBA | Y8520P101 | 4/5/2021 | Election of Directors and/or Commissioners (Slate) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 5 (Representation) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Size) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Alternate Board of Directors) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Accumulation of Roles) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (NEDs Substitution) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Vice Chair) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 6 (Board Vacancies) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 9 (Board Chair Vacancy) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 9 (Vice Chair Duties) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Article 7 (Board of Directors' Meetings) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Amendments to Articles (Supervisory Council) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | For | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Antonio Carlos Pipponzi | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Carlos Pires Oliveira Dias | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Cristiana Almeida Pipponzi | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Plinio Villares Musetti | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Paulo Sergio Coutinho Galvao Filho | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Renato Pires Oliveira Dias | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Marco Ambrogio Crespi Bonomi | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Sylvia de Souza Leao Wanderley | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Denise Soares dos Santos | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Philipp Paul Marie Povel | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Allocate Cumulative Votes to Cesar Nivaldo Gon | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Request Separate Election for Board Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Elect Antonio Edson Maciel dos Santos to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Supervisory Council Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Stock Split | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Amendments to Article 11 (Management Board) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Amendments to Article 14 (Company Representation) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Consolidation of Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Adoption of Restricted Shares Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Raia Drogasil SA | RADL3 | P7942C102 | 9/15/2020 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 3/31/2021 | Scheme of Arrangement (Transfer of Business Undertaking to Subsidiary) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 3/31/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 3/31/2021 | Scheme of Arrangement (Transfer of Business Undertaking to Subsidiary) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Pawan Kumar Kapil | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 6/24/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Pawan Kumar Kapil | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Elect Shumeet Banerji | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570206 | 6/24/2021 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect P.M.S. Prasad | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Elect Kosaraju Veerayya Chowdary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72570180 | 7/15/2020 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect Nikhil R. Meswani | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect P.M.S. Prasad | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Reappointment of Hital R. Meswani (Whole-time Director); Approve Remuneration | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Elect Kosaraju Veerayya Chowdary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Authority to Set Cost Auditors Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Reliance Industries Ltd | RELIANCE | Y72596102 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 7/8/2020 | Issuance of RMB 1.45 Billion Creditors Rights Financing Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 7/8/2020 | Full Authorization to the Board, the Chairman of the Board or Persons Authorized by the Chairman of the Board to Handle Matters Regarding the Issuance | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Extension of the Valid Period of the Resolution on the 2016 Non-public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Extension of the Valid Period of the Full Authorization of to the Board to Handle Matters Regarding the 2016 Non-public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Issuing Scale | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Bond Type and Duration | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Interest Rate and Interest Payment Method | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Purpose of the Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Issuing Targets and Method | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Guarantee Arrangement | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Placement to Shareholder | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Listing Application | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Repayment Guarantee Measures | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Valid Period of the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | RiseSun Real Estate Development Co., Ltd. | 2146 | Y7286J101 | 8/7/2020 | Authorization to the Board or Its Authorized People to Handle Matters Regarding the Public Issuance of Corporate Bonds to Professional Investors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ruentex Development Co., Ltd | 9945 | Y73659107 | 6/15/2021 | Capitalization of Profits and Issuance of New Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 1/27/2021 | 2021 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Authority for Wholly-Owned Subsidiaries to Issue Debt Financing Instruments Domestically and Overseas | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Authority to Give Guarantees for Company's Wholly-Owned Subsidiary to Issue Debt Financing Instruments Overseas | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Company's Eligibility for Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Type and Nominal Value | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuance Method and Date | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuing Targets and Subscription Method | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Pricing Benchmark Date, Pricing Principles and Issue Price | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Issuance Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Lockup Period | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Arrangement for the Accumulated Retained Profits before the Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Listing Market | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Use of Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Valid Period of the Resolution | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Preliminary Plan for the 2021 Non-Public Issuance of Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Feasibility Report on Use of Raised Funds from the 2021 Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Risk Warning on Diluted Immediate Return after the Non-Public Share Offering, Filling Measures, and Commitments of Relevant Parties | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Approval of Report on Use of Previously Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Company Shareholder Returns Plan (2021-2023) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 3/2/2021 | Board Authorisation to Handle Matter regarding the Non-Public Issuance of Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Annual Report And Its Summary Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Work Report Of The Board Of Supervisors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Final Accounts Report Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | 2020 Annual Profit Distribution Plan Of The Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Reappointment of 2021 Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Forecast The Amount Of External Guarantees For 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Use Equity Funds To Purchase Wealth Management Products For 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Cover Liability Insurances for Directors Supervisors and Officers of the Company | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Elect WANG Jia | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 4/9/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Change Of Some Projects Financed With Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Raised Funds Management System | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The External Investment Management System | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments to the Internal Control and Decision-Making System for Connected Transaction | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments to the Remuneration Management System for Directors, Supervisors and Senior Management | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Work System For Independent Directors | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Amendments To The Implementing Rules For Cumulative Voting System | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | S.F. Holding Co., Ltd. | 2352 | Y7T80Y105 | 9/16/2020 | Change of Company's Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Auditor's Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Authority to Pay Interim Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Amendments to Article 5 (Head Office) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Amendments to Article 17 (Repurchase of Shares) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Amendments to Audit Committee Charter | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Amendments to NomRem Committee Charter | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sahara International Petrochemical Company | 2310 | M8257M100 | 5/24/2021 | Board Transactions Guidelines | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Samsung Biologics Co., Ltd. | 207940 | Y7T7DY103 | 3/19/2021 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Samsung Biologics Co., Ltd. | 207940 | Y7T7DY103 | 3/19/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | SeQuent Scientific Limited | SEQUENT | Y7670U126 | 3/14/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | SeQuent Scientific Limited | SEQUENT | Y7670U126 | 3/14/2021 | Reclassification of Promoter Group | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Ratify Director's Independence Status | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Jose Janguie Bezerra Diniz | Mgmt | Voted | For | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Francisco Muniz Barreto | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Janyo Janguie Bezerra Diniz | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Herbert Steinberg | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Flavio Cesar Maia Luz | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Allocate Cumulative Votes to Sidney Levy | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Separate Election for Board Members | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Cumulative Voting | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Fernando Eduardo Ramos dos Santos | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Nazareno Habib Ouvidor Bichara | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Elect Reginaldo Ferreira Alexandre to the Supervisory Council Presented by Minority Shareholders | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Ser Educacional S.A. | SEER3 | P8T84T100 | 4/30/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Shanghai Tunnel Engineering Co., Ltd. | 600820 | Y7692K106 | 9/28/2020 | Acquisition | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Allocation of Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | 2020 Social Responsibility Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Some Investment Projects Financed with Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Re-appointment of Auditor for 2021 | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Elect LIANG Huming | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Approval to Purchase Liability Insurance for the Company's Directors, Supervisors, Senior Managers and Other Relevant Personnel | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Approval to Change the Company's Business Scope | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Procedural Rules: Supervisory Board Meetings | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Decision-Making System for External Investment | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Management System for External Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Decision-Making System for Connected Transaction | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. | 300760 | Y774E3101 | 5/19/2021 | Amendments to Work System for Independent Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 3/10/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 3/10/2021 | Authority to Issue Non-convertible Debentures | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Standalone Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Consolidated Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Elect Puneet Bhatia | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Set Auditor's Fees for Haribhakti & Co, LLP | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Set Auditor's Fees for Pijush Gupta & Co., Chartered Accountants | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Amendment to Borrowing Powers | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Convert Debt into Shares and Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Shriram Transport Finance Co. Ltd. | SRTRANSFIN | Y7758E119 | 8/19/2020 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Equity Investment in a Project | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Acquisition of Three Companies | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Adjustment of 2021 Estimated Quota of Continuing Connected Transactions | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 6/16/2021 | Decrease of the Company's Registered Capital and Amendments to the Company's Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino Biopharmaceutical Ltd | 1177 | G8167W138 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Sino Biopharmaceutical Ltd | 1177 | G8167W138 | 7/15/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Sino Biopharmaceutical Ltd | 1177 | G8167W138 | 7/15/2020 | Bonus Issue | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino Biopharmaceutical Ltd | 1177 | G8167W138 | 7/15/2020 | Increase in Authorized Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect LI Ming | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect HUANG Xiumei | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect FU Fei | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect LI Liling | Mgmt | Voted | Against | Against | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Elect WANG Zhifeng | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Sino-Ocean Group Holding Limited | 3377 | Y8002N103 | 5/21/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Auditors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Appointment of Auditors and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Speed Medical | SPMD | M8T01Y102 | 3/31/2021 | Board Changes | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Andre Street | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Eduardo Cunha Monnerat Solon de Pontes | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Roberto Moses Thompson Motta | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Thomas A. Patterson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Ali Mazanderani | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Silvio Jose Morais | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Elect Luciana Ibiapina Lira Aguiar | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | StoneCo Ltd | STNE | G85158106 | 12/11/2020 | Adoption and Ratification of the Financial Statements | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Approval Of The 2020 Annual Report And Financial Statement. | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Approval of the Proposals for the Distribution of 2020 Profits Proposed Cash Dividend: TWD 5 Per Share. | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Syncmold Enterprise Corp. | 1582 | Y83211113 | 6/24/2021 | Release The Directors From Non-Competition Restrictions. | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Amendments to Procedural Rules: Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Adoption of Employee Restricted Stock Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Mark LIU | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Che-Chia WEI | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Fan-Cheng TSENG | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Ming-Hsin KUNG | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Peter L. Bonfield | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Kok-Choo CHEN | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Michael R. Splinter | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Moshe N.Gavrielov | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect Yancey HAI | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | Elect L. Rafael Reif | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Elect Hemant Bhargava | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Appointment of Branch Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tata Power Co., Ltd. | TATAPOWER | Y85481169 | 7/30/2020 | Authority to Set Cost Auditors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Capital Expenditure Budget | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Cumulative Voting | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Fernando Luiz Schettino Moreira | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Evandro Luiz Coser | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Mario Sergio Moreira Franco | Mgmt | Voted | Abstain | N/A |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Orlando Machado Junior | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Murilo Cesar Lemos dos Santos Passos | Mgmt | Voted | Abstain | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Allocate Cumulative Votes to Decio Carbonari de Almeida | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Separate Election for Board Members | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Board Chair and Vice-Chair | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Establishment of Supervisory Council | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Supervisory Council Board Size | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Election of Supervisory Council | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Voted | Against | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Request Separate Election for Supervisory Council Member | Mgmt | Voted | For | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tegma Gestao Logistica S.A. | TGMA3 | P90284103 | 4/13/2021 | Ratify Updated Global Remuneration Amount | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Elect YANG Siu Shun | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Tencent Holdings Limited | 700 | G87572163 | 5/20/2021 | Adopt the Share Option Plan of a Subsidiary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHU Wen-Yi | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHEN Lih J. | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect Shyu Jyuo-Min | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect SHIU Kuang Si | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect HSU Wen-Hsin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect LIN Ting-Yu | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect HUNG Stan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect CHIEN S C | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | United Microelectronics Corp. | 2303 | 910873405 | 6/8/2021 | Elect WANG Jason | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Special Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect ZHANG Jimin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect MA Weiping | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect LIU Yan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Elect Conway LEE Kong Wai | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | West China Cement Ltd | 2233 | G9550B111 | 5/28/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect William A. Franke | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Jozsef Varadi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Simon Duffy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Simon Duffy (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Stephen Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Barry Eccleston | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Barry Eccleston (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Peter Agnefjall | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Peter Agnefjall (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Maria Kyriacou | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Maria Kyriacou (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Andrew Broderick | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Charlotte Pedersen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Elect Charlotte Pedersen (Independent Shareholders Only) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wizz Air Holdings Plc | WIZZ | G96871101 | 7/28/2020 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Directors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Supervisors' Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Financial Report | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approve External Guarantees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval to Dispose Listed and Trading Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval of Amendments to Work Policies of Independent Director | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approve Foreign Exchange Hedging Limit | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Approval for Asset Transfer Agreement and Transactions contemplated thereunder | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Increase of Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue A and/or H Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Repurchase A and/or H Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue Shares under Convertible Bonds-Related Specific Mandate | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Repurchase A and/or H Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 5/13/2021 | Authority to Issue Shares under Convertible Bonds-Related Specific Mandate | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Adoption of the H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Grant of Awards under the H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Board Authorization to implement H Share Award and Trust Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Elect Boyang Wu as Supervisor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amend Supervisors Remuneration Scheme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Increase in Registered Capital | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi AppTec Co. Ltd. | 2359 | Y971B1118 | 8/31/2020 | Amendments to Procedural Rules for Board Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect William Robert Keller | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect KWAUK Teh Ming, Walter | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Elect Ning Zhao | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Authority to Issue Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Specific Mandate to Issue Connected Awarded Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 945,200 Connected Rewarded Shares to Zhisheng Chen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 263,679 Connected Restricted Shares to Weichang Zhou | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 2,467 Connected Restricted Shares to William Robert Keller | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 4,934 Connected Restricted Shares to Walter KWAUK Teh-Ming | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 4,934 Connected Restricted Shares to Kenneth Walton Hitchner III | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 156,202 Connected Restricted Shares to Jian Dong | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 98,305 Connected Restricted Shares to Angus Scott Marshall Turner | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008117 | 6/16/2021 | Grant of 17,420 Connected Restricted Shares to Brendan McGrath | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Wuxi Biologics (Cayman) Inc. | 2269 | G97008109 | 11/12/2020 | Share Subdivision | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Final Dividend | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Ratification of Management Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Igor Shekhterman to the Management Board | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Stephan DuCharme | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Mikhail M. Fridman | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Richard Brasher | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Elect Alexander Tynkovan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | X5 Retail Group N.V. | FIVE | 98387E2054 | 5/12/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Approval of the Merger of Yandex.Market B.V. into Yandex N.V. | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Ratification of Board Acts | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect John Boynton | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Esther Dyson | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Ilya A. Strebulaev | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Elect Alexander Moldovan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Exclude Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 6/28/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Ratification of Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Elect Arkady Volozh | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Elect Mikhail Parakhin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Cancel Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Exclude Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 10/29/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Directors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Supervisors' Fees | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Replenish Working Capital with Surplus Funds Raised from Non-Public Share Offering | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Yi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Feng | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect GAO Youcheng | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect XU Xin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Elect CHAI Mingang | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Elect YE Weitao | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect YAN Aiming | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect WANG Hongxia | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect YI Languang | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect CHEN Bin | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 3/29/2021 | Re-elect LIU Yi | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Annual Report And Its Summary | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Annual Accounts | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | 2020 Profit Distribution Plan | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Reappointment Of 2021 Audit Firm | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Application for Comprehensive Credit Line to banks and Accepting the Guarantee by Related Parties | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | The Company and De Facto Controller's Provision of Guarantee for Subsidiaries Application for Bank Credit | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Purchase Of Wealth Management Products With Some Idle Proprietary Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Purchase Of Wealth Management Products With Some Idle Raised Funds | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 5/20/2021 | Change of the Company's Registered Capital and Business Scope, and Amendments to the Company's Articles of Association | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 7/10/2020 | Amendments to Articles | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Amy L. Banse | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Melanie Boulden | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect James E. Daley | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Laura Desmond | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Shantanu Narayen | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Kathleen Oberg | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Dheeraj Pandey | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect David A. Ricks | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Elect John E. Warnock | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Amendment to the 2019 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Elect Angela Ahrendts | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Elect Brian Chesky | Mgmt | Voted | For | For |
| ,Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Airbnb, Inc. | ABNB | 9066101 | 6/22/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Amendment to By-Laws to Allow for Virtual Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Maggie Wei WU | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Kabir MISRA | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Elect Walter Teh Ming KWAUK | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alibaba Group Holding Limited | BABA | 01609W102 | 9/30/2020 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | AlloVir, Inc. | ALVR | 19818103 | 5/25/2021 | Elect Juan Vera | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | AlloVir, Inc. | ALVR | 19818103 | 5/25/2021 | Elect Ansbert K. Gadicke | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | AlloVir, Inc. | ALVR | 19818103 | 5/25/2021 | Elect Morana Jovan-Embiricos | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | AlloVir, Inc. | ALVR | 19818103 | 5/25/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Larry Page | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Sergey Brin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Sundar Pichai | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect John L. Hennessy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Frances H. Arnold | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect L. John Doerr | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Ann Mather | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Alan R. Mulally | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect K. Ram Shriram | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Elect Robin L. Washington | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Approval of the 2021 Stock Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 6/2/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Keith B. Alexander | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Judith A. McGrath | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Thomas O. Ryder | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 23135106 | 5/26/2021 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Ray Stata | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Vincent Roche | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect James A. Champy | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Anantha P. Chandrakasan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Bruce R. Evans | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Edward H. Frank | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Laurie H. Glimcher | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Karen M. Golz | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Mark M. Little | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Kenton J. Sicchitano | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Elect Susie Wee | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 3/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 10/8/2020 | Merger/Acquisition | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Analog Devices, Inc. | ADI | 32654105 | 10/8/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect James A. Bell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Timothy D. Cook | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Albert A. Gore | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Andrea Jung | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Monica C. Lozano | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Elect Susan L. Wagner | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 37833100 | 2/23/2021 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Remuneration Report | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Accounts and Reports | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Ratification of Management Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Management Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Elect Birgit Conix to the Supervisory Board | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Appointment of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Suppress Preemptive Rights | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Repurchase Additional Shares | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 4/29/2021 | Authority to Cancel Repurchased Shares | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Andrew Anagnost | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Karen Blasing | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Reid French | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Ayanna Howard | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Blake J. Irving | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Mary T. McDowell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Stephen D. Milligan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Lorrie M. Norrington | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Elizabeth S. Rafael | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Elect Stacy J. Smith | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Autodesk, Inc. | ADSK | 52769106 | 6/16/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings Inc | BILL | 90043100 | 12/3/2020 | Elect Rene Lacerte | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings Inc | BILL | 90043100 | 12/3/2020 | Elect Peter J. Kight | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings Inc | BILL | 90043100 | 12/3/2020 | Elect Colleen Taylor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings Inc | BILL | 90043100 | 12/3/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Elect Sameer K. Gandhi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Elect Gerhard Watzinger | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 6/30/2021 | Amendment to the 2019 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Joseph E. Sexton | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Elect Godfrey R. Sullivan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 7/6/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Elect Jonathan Chadwick | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Elect Michelangelo Volpi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Adoption of Dutch Statutory Annual Accounts for 2020 | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Discharge from Liability for Executive Director | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Discharge from Liability for Non-Executive Directors | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Elastic N.V | ESTC | N14506104 | 10/21/2020 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Elect Arkadiy Dobkin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Elect Robert E. Segert | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | |||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 6/8/2021 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Thomas Bartlett | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Charles Meyers | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Sandra Rivera | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Elect Peter F. Van Camp | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Equinix, Inc. | EQIX | 29444U700 | 5/26/2021 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Etsy, Inc. | ETSY | 29786A106 | 6/11/2021 | Elect Gary S. Briggs | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Etsy, Inc. | ETSY | 29786A106 | 6/11/2021 | Elect Edith Cooper | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Etsy, Inc. | ETSY | 29786A106 | 6/11/2021 | Elect Melissa Reiff | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Etsy, Inc. | ETSY | 29786A106 | 6/11/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Etsy, Inc. | ETSY | 29786A106 | 6/11/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peggy Alford | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Marc L. Andreessen | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Andrew W. Houston | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Nancy Killefer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Robert M. Kimmitt | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Peter A. Thiel | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Tracey T. Travis | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Amendment to the Director Compensation Policy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Online Child Exploitation | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Facebook, Inc. | FB | 30303M102 | 5/26/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Alison Davis | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Henrique De Castro | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Harry DiSimone | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Heidi G. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Scott C. Nuttall | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Doyle R. Simons | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Elect Kevin M. Warren | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Guardant Health, Inc. | GH | 40131M109 | 6/16/2021 | Elect Helmy Eltoukhy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Guardant Health, Inc. | GH | 40131M109 | 6/16/2021 | Elect AmirAli Talasaz | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Guardant Health, Inc. | GH | 40131M109 | 6/16/2021 | Elect Bahija Jallal | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Guardant Health, Inc. | GH | 40131M109 | 6/16/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Guardant Health, Inc. | GH | 40131M109 | 6/16/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Vimeo Spin-off | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Corporate Opportunities Waiver | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Chelsea Clinton | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Barry Diller | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Michael D. Eisner | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Bonnie S. Hammer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Victor A. Kaufman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Joseph Levin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Bryan Lourd | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Westley Moore | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect David Rosenblatt | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Alan G. Spoon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Alexander von Furstenberg | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Elect Richard F. Zannino | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Patrick P. Gelsinger | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect James J. Goetz | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Alyssa Henry | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Omar Ishrak | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Gregory D. Smith | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Dion J. Weisler | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Elect Frank D. Yeary | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 5/13/2021 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Sohail U. Ahmed | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Timothy M. Archer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Eric K. Brandt | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Michael R. Cannon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Catherine P. Lego | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Lih-Shyng (Rick L.) Tsai | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Elect Leslie F. Varon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corp. | LRCX | 512807108 | 11/3/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Ajay Banga | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Merit E. Janow | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Richard K. Davis | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Steven J. Freiberg | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Julius Genachowski | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect GOH Choon Phong | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Oki Matsumoto | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Michael Miebach | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Youngme E. Moon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Rima Qureshi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Jackson P. Tai | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elect Lance Uggla | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Richard M. Beyer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Steven J. Gomo | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Mary Pat McCarthy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect Robert E. Switz | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Elect MaryAnn Wright | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Satya Nadella | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Sandra E. Peterson | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Charles W. Scharf | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect John W. Stanton | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect John W. Thompson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Elect Padmasree Warrior | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Gregory Q. Brown | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Egon Durban | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Clayton M. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Judy C. Lewent | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Gregory K. Mondre | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 5/18/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Douglas M. VanOort | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Mark Mallon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Lynn A. Tetrault | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Bruce K. Crowther | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Allison L. Hannah | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Kevin C. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Stephen M. Kanovsky | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Michael A. Kelly | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Elect Rachel A. Stahler | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Amendment to the Equity Incentive Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Neogenomics, Inc. | NEO | 64049M209 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Robert K. Burgess | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Tench Coxe | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect John O. Dabiri | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Persis S. Drell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Dawn Hudson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Harvey C. Jones | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Michael G. McCaffery | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Stephen C. Neal | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Mark L. Perry | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect A. Brooke Seawell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Aarti Shah | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Elect Mark A. Stevens | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Okta, Inc. | OKTA | 679295105 | 6/17/2021 | Elect Todd McKinnon | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Okta, Inc. | OKTA | 679295105 | 6/17/2021 | Elect Michael Stankey | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Okta, Inc. | OKTA | 679295105 | 6/17/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Okta, Inc. | OKTA | 679295105 | 6/17/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks Inc | PANW | 697435105 | 12/9/2020 | Elect Nikesh Arora | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks Inc | PANW | 697435105 | 12/9/2020 | Elect Carl Eschenbach | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks Inc | PANW | 697435105 | 12/9/2020 | Elect Lorraine Twohill | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks Inc | PANW | 697435105 | 12/9/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks Inc | PANW | 697435105 | 12/9/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect John J. Donahoe II | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect David W. Dorman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Gail J. McGovern | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Deborah M. Messemer | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect David M. Moffett | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Ann M. Sarnoff | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Elect Frank D. Yeary | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/26/2021 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Pinterest, Inc. | PINS | 72352L106 | 5/27/2021 | Elect Fredric G. Reynolds | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Pinterest, Inc. | PINS | 72352L106 | 5/27/2021 | Elect Evan Sharp | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Pinterest, Inc. | PINS | 72352L106 | 5/27/2021 | Elect Andrea Wishom | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Pinterest, Inc. | PINS | 72352L106 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Pinterest, Inc. | PINS | 72352L106 | 5/27/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Sylvia Acevedo | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Mark Fields | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Gregory N. Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Ann M. Livermore | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Harish Manwani | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Mark D. McLaughlin | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Jamie S. Miller | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Steven M. Mollenkopf | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Irene B. Rosenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Neil Smit | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Jean-Pascal Tricoire | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Elect Anthony J. Vinciquerra | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 3/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Relay Therapeutics, Inc. | RLAY | 75943R102 | 5/19/2021 | Elect Sanjiv K. Patel | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Relay Therapeutics, Inc. | RLAY | 75943R102 | 5/19/2021 | Elect Linda A. Hill | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Relay Therapeutics, Inc. | RLAY | 75943R102 | 5/19/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Roku, Inc. | ROKU | 77543R102 | 6/10/2021 | Elect Ravi Ahuja | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Roku, Inc. | ROKU | 77543R102 | 6/10/2021 | Elect Mai Fyfield | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Roku, Inc. | ROKU | 77543R102 | 6/10/2021 | Elect Laurie Simon Hodrick | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Roku, Inc. | ROKU | 77543R102 | 6/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Roku, Inc. | ROKU | 77543R102 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Marc R. Benioff | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Craig A. Conway | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Parker Harris | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Neelie Kroes | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Colin L. Powell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Sanford R. Robertson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect John V. Roos | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Robin L. Washington | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Maynard G. Webb | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Susan L. Bostrom | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Jonathan C. Chadwick | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Lawrence J Jackson, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Frederic B. Luddy | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Elect Jeffrey A. Miller | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Adoption of Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Approval of the 2021 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 6/7/2021 | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | SpringWorks Therapeutics, Inc. | SWTX | 85205L107 | 5/20/2021 | Elect Freda C. Lewis-Hall | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | SpringWorks Therapeutics, Inc. | SWTX | 85205L107 | 5/20/2021 | Elect Jeffrey Schwartz | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | SpringWorks Therapeutics, Inc. | SWTX | 85205L107 | 5/20/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | SpringWorks Therapeutics, Inc. | SWTX | 85205L107 | 5/20/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | SpringWorks Therapeutics, Inc. | SWTX | 85205L107 | 5/20/2021 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Elect Randy Garutti | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Elect Mary Meeker | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Elect Lawrence Summers | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Elect Darren Walker | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Square, Inc. | SQ | 852234103 | 6/15/2021 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Stephen C. Farrell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Thomas G. Frinzi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Gilbert H. Kliman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Caren Mason | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Louis E. Silverman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect Elizabeth Yeu | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Elect K. Peony Yu | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 6/24/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Stephen C. Farrell | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Thomas G. Frinzi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Gilbert H. Kliman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Caren Mason | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect John C. Moore | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Elect Louis E. Silverman | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | STAAR Surgical Company | STAA | 852312305 | 7/30/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Elect Elon Musk | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Elect Robyn M. Denholm | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Elect Hiromichi Mizuno | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Shareholder Proposal Regarding Paid Advertising | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Shareholder Proposal Regarding Report on the Use of Mandatory Arbitration in Employment-Related Claims | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 9/22/2020 | Shareholder Proposal Regarding Human Rights Reporting | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect David R. Pickles | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Elect Gokul Rajaram | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 5/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Conversion of Class B Common Stock into Class A Common Stock | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Amendment Regarding Voting Entitlements of Class A Common Stock Holders | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Bundled Bylaw Amendments | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trade Desk Inc | TTD | 88339J105 | 12/22/2020 | Right to Adjourn Meeting | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Steven W. Berglund | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect James C. Dalton | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Borje E. Ekholm | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Kaigham Gabriel | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Meaghan Lloyd | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Sandra MacQuillan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Robert G. Painter | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Mark S. Peek | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Elect Johan Wibergh | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Trimble Inc. | TRMB | 896239100 | 5/12/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Jeff Lawson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Byron B. Deeter | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Elect Jeffrey E. Epstein | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Twilio Inc. | TWLO | 90138F102 | 6/16/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Revathi Advaithi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Ursula M. Burns | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Robert A. Eckert | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Amanda Ginsberg | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Dara Kosorowshahi | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Wan Ling Martello | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect John A. Thain | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect David Trujillo | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elect Alexander R. Wynaendts | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Uber Technologies, Inc. | UBER | 90353T100 | 5/10/2021 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Mary B. Cranston | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | Security ID | Meeting Date | Proposal Text | Proponent | Voted? | Vote Cast | For/Against Management | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John F. Lundgren | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Denise M. Morrison | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Linda J. Rendle | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect John A.C. Swainson | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Elect Maynard G. Webb | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Ratification of Auditor | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | For | Against | |||||||||
| TCW Artificial Intelligence Equity Fund | Visa Inc. | V | 92826C839 | 1/26/2021 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Voted | Against | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Mitesh Dhruv | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Keith Enright | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Elect Henry Schuck | Mgmt | Voted | For | For | |||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 4/27/2021 | Ratification of Auditor | Mgmt | Voted | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TCW Funds, Inc. | ||
| (Registrant) | ||
| By: | /s/ David B. Lippman | |
| David B. Lippman | ||
| President and Chief Executive Officer | ||
| Date: August 24, 2021 | ||
