As filed with the Securities and Exchange Commission on August 28, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07170
TCW Funds, Inc.
(Exact Name of Registrant as Specified in Charter)
865 South Figueroa Street, Suite 1800, Los Angeles, CA 90017
(Address of Principal Executive Offices) (Zip Code)
Peter Davidson, Esq.
Vice President and Assistant Secretary
865 South Figueroa Street, Suite 1800
Los Angeles, CA 90017
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (213) 244-0000
Date of fiscal year end: October 31
Date of reporting period: July 1, 2022 – June 30, 2023
Item 1. Proxy Voting Record
TCW Conservative Allocation Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Core Fixed Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Emerging Markets Local Currency Income Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Enhanced Commodity Strategy Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW High Yield Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Short Term Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
TCW Total Return Bond Fund did not vote proxies relating to portfolio securities during the period covered by this report.
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 1 | Elect Larry Page | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 2 | Elect Sergey Brin | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 3 | Elect Sundar Pichai | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 4 | Elect John L. Hennessy | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 5 | Elect Frances H. Arnold | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 6 | Elect R. Martin Chavez | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 7 | Elect L. John Doerr | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 8 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 9 | Elect Ann Mather | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 10 | Elect K. Ram Shriram | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 13 | Amendment to the 2021 Stock Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 17 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 18 | Shareholder Proposal Regarding Lobbying Activity Alignment with Climate Commitments and the Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 19 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 20 | Shareholder Proposal Regarding Report on Siting in Countries of Significant Human Rights Concern | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 21 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 22 | Shareholder Proposal Regarding Algorithm Disclosures | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 23 | Shareholder Proposal Regarding Alignment of YouTube Policies With Legislation | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 24 | Shareholder Proposal Regarding Content Governance Report | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 25 | Shareholder Proposal Regarding Assessment of Audit and Compliance Committee | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 26 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 27 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Alphabet Inc. | GOOGL | 02079K305 | 02-Jun-23 | 28 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 2 | Elect Andrew R. Jassy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 3 | Elect Keith B. Alexander | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 4 | Elect Edith W. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 5 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 6 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 7 | Elect Judith A. McGrath | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 8 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 9 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 10 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 11 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 4 | Elect Alex Gorsky | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 5 | Elect Andrea Jung | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 6 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 7 | Elect Monica C. Lozano | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 8 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 9 | Elect Susan L. Wagner | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 13 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 14 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 15 | Shareholder Proposal Regarding Shareholder Engagement with the Board | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 16 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Apple Inc. | AAPL | 037833100 | 10-Mar-23 | 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Arista Networks, Inc. | ANET | 040413106 | 14-Jun-23 | 1.1 | Elect Lewis Chew | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Arista Networks, Inc. | ANET | 040413106 | 14-Jun-23 | 1.2 | Elect Douglas Merritt | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Arista Networks, Inc. | ANET | 040413106 | 14-Jun-23 | 1.3 | Elect Mark B. Templeton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Arista Networks, Inc. | ANET | 040413106 | 14-Jun-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Arista Networks, Inc. | ANET | 040413106 | 14-Jun-23 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 1 | Remuneration Report | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 3 | Allocation of Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 4 | Ratification of Management Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 5 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 7 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 8 | Supervisory Board Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 9 | Elect Nils Andersen to the Supervisory Board | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 10 | Elect Jack P. de Kreij to the Supervisory Board | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 11 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 13 | Authority to Suppress Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 14 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 15 | Cancellation of Shares | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Baidu, Inc. | BIDU | 056752108 | 27-Jun-23 | 1 | Amended and Restated Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 1.1 | Elect Steven Cakebread | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 1.2 | Elect David M. Hornik | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 1.3 | Elect Brian Jacobs | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 1.4 | Elect Allie Kline | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Bill.com Holdings, Inc. | BILL | 090043100 | 08-Dec-22 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 1 | Elect M. Michele Burns | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 2 | Elect Wesley G. Bush | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 3 | Elect Michael D. Capellas | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 4 | Elect Mark S. Garrett | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 5 | Elect John D. Harris II | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 6 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 7 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 8 | Elect Sarah Rae Murphy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 9 | Elect Charles H. Robbins | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 10 | Elect Brenton L. Saunders | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 11 | Elect Lisa T. Su | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 12 | Elect Marianna Tessel | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cisco Systems, Inc. | CSCO | 17275R102 | 08-Dec-22 | 15 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 1 | Elect Angelos Papadimitriou | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 2 | Elect Dianne M. Parrotte | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 3 | Elect John T. C. Lee | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 4 | Approval of the 2023 Stock Option and Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Cognex Corporation | CGNX | 192422103 | 03-May-23 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 1 | Elect Susan L. Decker | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 2 | Elect Kenneth D. Denman | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 3 | Elect Richard A. Galanti | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 4 | Elect Hamilton E. James | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 5 | Elect W. Craig Jelinek | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 6 | Elect Sally Jewell | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 7 | Elect Charles T. Munger | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 8 | Elect Jeffrey S. Raikes | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 10 | Elect Ron M. Vachris | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 11 | Elect Mary Agnes Wilderotter | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 15 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.1 | Elect Johanna Flower | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.2 | Elect Denis J. O’Leary | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.3 | Elect Godfrey R. Sullivan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 1 | Elect Ron Gutler | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 2 | Elect Kim E. Perdikou | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 3 | Elect Ehud Mokady | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 4 | Elect Matthew Cohen | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 5 | Employment Agreement of CEO | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 6 | Employment Agreement of Executive Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 7 | Bundled Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | CyberArk Software Ltd. | CYBR | M2682V108 | 28-Jun-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Datadog, Inc. | DDOG | 23804L103 | 08-Jun-23 | 1 | Elect Olivier Pomel | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Datadog, Inc. | DDOG | 23804L103 | 08-Jun-23 | 2 | Elect Dev Ittycheria | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Datadog, Inc. | DDOG | 23804L103 | 08-Jun-23 | 3 | Elect Shardul Shah | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Datadog, Inc. | DDOG | 23804L103 | 08-Jun-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Datadog, Inc. | DDOG | 23804L103 | 08-Jun-23 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 1 | Elect Leanne G. Caret | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 2 | Elect Tamra A. Erwin | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 3 | Elect Alan C. Heuberger | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 4 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 5 | Elect Michael O. Johanns | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 6 | Elect Clayton M. Jones | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 7 | Elect John C. May | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 8 | Elect Gregory R. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 9 | Elect Sherry M. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 10 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Deere & Company | DE | 244199105 | 22-Feb-23 | 15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 1 | Elect Craig Arnold | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 2 | Elect Olivier Leonetti | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 3 | Elect Silvio Napoli | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 4 | Elect Gregory R. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 5 | Elect Sandra Pianalto | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 6 | Elect Robert V. Pragada | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 7 | Elect Lori J. Ryerkerk | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 8 | Elect Gerald B. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 9 | Elect Dorothy C. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 10 | Elect Darryl L. Wilson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Eaton Corporation plc | ETN | G29183103 | 26-Apr-23 | 16 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.1 | Elect Jamie Haenggi | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.2 | Elect Benjamin Kortlang | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.3 | Elect Richard Mora | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 02-Jun-23 | 1 | Elect Eugene Roman | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 02-Jun-23 | 2 | Elect Jill B. Smart | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 02-Jun-23 | 3 | Elect Ronald P. Vargo | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 02-Jun-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | EPAM Systems, Inc. | EPAM | 29414B104 | 02-Jun-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 1 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 3 | Allocation of Profits | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 4 | Ratification of Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 5 | Non-Executive Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 7 | Appointment of Auditor (Consolidated) | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 8 | Elect Linda Rottenberg to the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 9 | Elect Martin Gonzalo Umaran to the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 10 | Elect Guibert Andres Englebienne to the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Globant S.A. | GLOB | L44385109 | 19-Apr-23 | 11 | Increase in Authorised Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 1 | Elect Patrick P. Gelsinger | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 2 | Elect James J. Goetz | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 3 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 4 | Elect Alyssa H. Henry | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 5 | Elect S. Omar Ishrak | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 6 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 7 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 8 | Elect Barbara G. Novick | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 9 | Elect Gregory D. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 10 | Elect Lip-Bu Tan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 11 | Elect Dion J. Weisler | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 12 | Elect Frank D. Yeary | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 15 | Amendment to the 2006 Equity Incentive Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Intel Corporation | INTC | 458140100 | 11-May-23 | 18 | Shareholder Proposal Regarding Third-Party Review for ESG Congruency with Business in China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | JD.com, Inc. | JD | 47215P106 | 21-Jun-23 | 1 | Amended and Restated Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 1 | Elect Sohail U. Ahmed | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 2 | Elect Timothy M. Archer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 3 | Elect Eric K. Brandt | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 4 | Elect Michael R. Cannon | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 5 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 6 | Elect Jyoti K. Mehra | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 7 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 8 | Elect Rick Lih-Shyng TSAI | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 9 | Elect Leslie F. Varon | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Lam Research Corporation | LRCX | 512807108 | 08-Nov-22 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 1 | Elect Sara C. Andrews | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 2 | Elect William Tudor Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 3 | Elect Brad W. Buss | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 4 | Elect Rebecca House | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 5 | Elect Marachel L. Knight | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 6 | Elect Matthew J. Murphy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 7 | Elect Michael G. Strachan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 8 | Elect Robert E. Switz | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 9 | Elect Ford Tamer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Marvell Technology, Inc. | MRVL | 573874104 | 16-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.1 | Elect Peggy Alford | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.2 | Elect Marc L. Andreessen | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.3 | Elect Andrew W. Houston | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.4 | Elect Nancy Killefer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.5 | Elect Robert M. Kimmitt | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.7 | Elect Tracey T. Travis | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.8 | Elect Tony Xu | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 1.9 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 3 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 5 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 7 | Shareholder Proposal Regarding Report on Content Management in India | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 8 | Shareholder Proposal Regarding Lobbying Activity Alignment with Net-Zero Emissions Commitment | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 9 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 11 | Shareholder Proposal Regarding Targets and Report on Child Safety Impacts | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 12 | Shareholder Proposal Regarding Calibrating Executive Pay to Externalized Costs | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Meta Platforms, Inc. | META | 30303M102 | 31-May-23 | 13 | Shareholder Proposal Regarding Assessment of Audit and Risk Oversight Committee | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 1 | Elect Richard M. Beyer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 2 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 3 | Elect Steven J. Gomo | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 4 | Elect Linnie M. Haynesworth | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 5 | Elect Mary Pat McCarthy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 6 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 7 | Elect Robert E. Switz | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 8 | Elect MaryAnn Wright | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Micron Technology, Inc. | MU | 595112103 | 12-Jan-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 1 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 2 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 3 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 4 | Elect Satya Nadella | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 5 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 6 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 7 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 10 | Elect John W. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 11 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 12 | Elect Padmasree Warrior | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 16 | Shareholder Proposal Regarding Report on Hiring Practices | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 18 | Shareholder Proposal Regarding Report on Government Use of Technology | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 20 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 1 | Elect Amnon Shashua | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 2 | Elect Patrick P. Gelsinger | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 3 | Elect Eyal Desheh | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 4 | Elect Jon M. Huntsman Jr. | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 5 | Elect Claire C. McCaskill | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 6 | Elect Christine Pambianchi | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 7 | Elect Frank D. Yeary | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 8 | Elect Saf Yeboah-Amankwah | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Mobileye Global, Inc. | MBLY | 60741F104 | 14-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 1 | Elect Gregory Q. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 2 | Elect Kenneth D. Denman | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 3 | Elect Egon P. Durban | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 4 | Elect Ayanna M. Howard | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 5 | Elect Clayton M. Jones | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 6 | Elect Judy C. Lewent | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 7 | Elect Gregory K. Mondre | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 8 | Elect Joseph M. Tucci | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Motorola Solutions, Inc. | MSI | 620076307 | 16-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 1 | Elect Robert K. Burgess | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 2 | Elect Tench Coxe | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 3 | Elect John O. Dabiri | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 4 | Elect Persis S. Drell | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 5 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 6 | Elect Dawn Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 7 | Elect Harvey C. Jones | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 8 | Elect Michael G. McCaffery | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 9 | Elect Stephen C. Neal | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 10 | Elect Mark L. Perry | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 11 | Elect A. Brooke Seawell | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 12 | Elect Aarti Shah | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 13 | Elect Mark A. Stevens | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 2 | Ratification of Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 3 | Elect Kurt Sievers | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 4 | Elect Annette K. Clayton | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 5 | Elect Anthony R. Foxx | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 6 | Elect Chunyuan Gu | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 7 | Elect Lena Olving | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 8 | Elect Julie Southern | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 9 | Elect Jasmin Staiblin | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 10 | Elect Gregory L. Summe | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 11 | Elect Karl-Henrik Sundstrom | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 12 | Elect Moshe N. Gavrielov | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 15 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 16 | Authority to Cancel Repurchased Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 17 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | NXP Semiconductors N.V. | NXPI | N6596X109 | 24-May-23 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 1 | Elect Atsushi Abe | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 2 | Elect Alan Campbell | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 3 | Elect Susan K. Carter | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 4 | Elect Thomas L. Deitrich | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 5 | Elect Hassane S. El-Khoury | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 6 | Elect Bruce E. Kiddoo | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 7 | Elect Paul A. Mascarenas | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 8 | Elect Gregory L. Waters | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 9 | Elect Christine Y. Yan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks, Inc. | PANW | 697435105 | 13-Dec-22 | 1 | Elect Helene D. Gayle | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks, Inc. | PANW | 697435105 | 13-Dec-22 | 2 | Elect James J. Goetz | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks, Inc. | PANW | 697435105 | 13-Dec-22 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks, Inc. | PANW | 697435105 | 13-Dec-22 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Palo Alto Networks, Inc. | PANW | 697435105 | 13-Dec-22 | 5 | Amendment to the 2021 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 1 | Elect Sylvia Acevedo | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 2 | Elect Cristiano R. Amon | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 3 | Elect Mark Fields | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 4 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 5 | Elect Gregory N. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 6 | Elect Ann M. Livermore | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 7 | Elect Mark D. McLaughlin | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 8 | Elect Jamie S. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 9 | Elect Irene B. Rosenfeld | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 10 | Elect Kornelis Smit | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 11 | Elect Jean-Pascal Tricoire | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 12 | Elect Anthony J. Vinciquerra | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 14 | Approval of the 2023 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 2 | Elect Laura Alber | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 4 | Elect Arnold W. Donald | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 5 | Elect Parker Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 6 | Elect Neelie Kroes | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 7 | Elect Sachin Mehra | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 8 | Elect G. Mason Morfit | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 9 | Elect Oscar Munoz | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 10 | Elect John V. Roos | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 15-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 15-Mar-23 | 2 | Elect HAN Jong Hee | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 15-Mar-23 | 3 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 1 | Elect Susan L. Bostrom | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 2 | Elect Teresa Briggs | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 3 | Elect Jonathan C. Chadwick | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 4 | Elect Paul E. Chamberlain | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 5 | Elect Lawrence J. Jackson, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 6 | Elect Frederic B. Luddy | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 7 | Elect William R. McDermott | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 8 | Elect Jeffrey A. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 9 | Elect Joseph Quinlan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 10 | Elect Anita M. Sands | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 13 | Amendment to the 2021 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 14 | Elect Deborah Black | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 1 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 2 | Elect Frank Slootman | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 3 | Elect Michael L. Speiser | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06-Jun-23 | 1 | 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06-Jun-23 | 2 | Issuance of Employee Restricted Stock Awards for Year 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06-Jun-23 | 3 | Revise the Procedures for Endorsement and Guarantee. | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06-Jun-23 | 4 | In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 1 | Elect Elon Musk | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 2 | Elect Robyn M. Denholm | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 3 | Elect J.B. Straubel | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 16-May-23 | 7 | Shareholder Proposal Regarding Key Person Risk Report | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 1 | Elect Ira Ehrenpreis | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 2 | Elect Kathleen Wilson-Thompson | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 3 | Reduce Director Terms from Three Years to Two Years | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 4 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 5 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 8 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 9 | Shareholder Proposal Regarding Board Diversity Aligned with Customer Base and Regional Operations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 10 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 11 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 12 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 13 | Shareholder Proposal Regarding Report on Ending Child Labor | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Artificial Intelligence Equity Fund | Tesla, Inc. | TSLA | 88160R101 | 04-Aug-22 | 14 | Shareholder Proposal Regarding Water Risk Exposure | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.1 | Elect Jeff T. Green | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.2 | Elect Andrea Cunningham | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 17-May-23 | 1.1 | Elect Todd Crockett | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 17-May-23 | 1.2 | Elect Patrick R. McCarter | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 17-May-23 | 1.3 | Elect D. Randall Winn | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 17-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | ZoomInfo Technologies Inc. | ZI | 98980F104 | 17-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Zscaler, Inc. | ZS | 98980G102 | 13-Jan-23 | 1.1 | Elect Andrew Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Zscaler, Inc. | ZS | 98980G102 | 13-Jan-23 | 1.2 | Elect Scott Darling | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Artificial Intelligence Equity Fund | Zscaler, Inc. | ZS | 98980G102 | 13-Jan-23 | 1.3 | Elect David Schneider | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Zscaler, Inc. | ZS | 98980G102 | 13-Jan-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Artificial Intelligence Equity Fund | Zscaler, Inc. | ZS | 98980G102 | 13-Jan-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 1 | Approve Partial Spin-off (Controladora Axtel, S.A.B. de C.V) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 2 | Amendments to Articles | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 3 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 4 | Minutes | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 5 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 2 | Elect Daniel Yong ZHANG | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 3 | Elect Jerry YANG Chih-Yuan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 4 | Elect Wan Ling Martello | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 5 | Elect SHAN Weijian | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 6 | Elect Irene LEE Yun Lien | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 7 | Elect Albert NG Kong Ping | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 8 | Appointment of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 2 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 3 | Elect Shobana Kamineni | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 5 | Appointment of Prathap C. Reddy (Executive Chair); Approval of Remuneration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 6 | Approve Payment of Remuneration to Executive Promoter Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 7 | Authority to Issue Non-Convertible Debentures | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 8 | Approve Payment of Fees to Cost Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 14-Jul-22 | 1 | By-Election of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 05-Aug-22 | 1 | Connected Transactions Regarding Capital Increase In Controlled Subsidiaries | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 05-Aug-22 | 2 | 2022 Estimated Additional Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 2 | Elect Manjri Chandak | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 4 | Elect Kalpana Unadkat | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 5 | Related Party Transactions with Avenue E-Partners (Goods, Materials and Assets) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 6 | Related Party Transactions with Avenue E-Partners (Investment) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 7 | Related Party Transactions with Avenue E-Partners (Management & Business Support) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 8 | Related Party Transactions with Avenue E-Partners (Turnover Sharing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 9 | Related Party Transactions with Avenue E-Partners (Leasing of Premises) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 1 | Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 2 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 1 | 2022 Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 2 | 2022 Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 5 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 6 | 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 7 | Reappointment Of Audit Firm | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 8 | Launching Financial Business With A Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 9 | Provision of Guarantee for the Bank Credit Line of a Company’s Subsidiaries and Joint Stock Companies | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 10 | Repurchase And Cancellation of Some Restricted Stocks in The 2021 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 11 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 12 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 13 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Catcher Technology Co., Ltd. | 2474 | Y1148A101 | 30-May-23 | 1 | 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Catcher Technology Co., Ltd. | 2474 | Y1148A101 | 30-May-23 | 2 | To Approve the Proposal for Distribution of 2022 Profits. Proposed Cash Dividend Twd 10 per Share. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 2 | Elect KANG Woo Young | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 3 | Directors’ Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 4 | Corporate Auditors’ Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 5 | 2022 Internal Control Self-Evaluation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 6 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 5 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 7 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 9 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 10 | Elect SONG Kui | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 11 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 1 | Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 2 | Renewal Of The Comprehensive Services Framework Agreement With A Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 3 | Renewal Of The Financial Service Framework Agreement With A 2Nd Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 3 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 4 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 5 | 2022 Annual Accounts And 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 6 | 2022 Profit Distribution Plan: The Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included): Cny7.50000000 2) Bonus Issue from Profit (Share/10 Shares): None 3) Bonus Issue from Capital Reserve (Share/10 Shares): None | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 7 | Implementing Results Of 2022 Continuing Connected Transactions And Estimation Of 2023 Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 8 | Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 9 | Amendments To The Company S Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 10 | Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Chongqing Changan Automobile Co., Ltd. | 000625 | Y1R84W100 | 26-Jul-22 | 1 | Elect XIAN Zhigang | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Chongqing Changan Automobile Co., Ltd. | 000625 | Y1R84W100 | 26-Jul-22 | 2 | Investment In A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 2 | Amendments to Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 3 | Elect GU Chang Geun | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 4 | Elect LEE Jong Hwa | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 5 | Elect CHOI Joong Kyung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 6 | Elect HAN Sang Dae | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 7 | Election of Audit Committee Member: CHOI Joong Kyung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 8 | Election Of Audit Committee Member: Han Sang Dae | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 9 | Directors’ Fees | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 1 | Accounts and Reports | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 2 | Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 3 | Supervisory Council Size | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 4 | Election of Supervisory Council | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 5 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 6 | Election of Directors | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 7 | Approve Recasting of Votes for Amended Slate | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 8 | Proportional Allocation of Cumulative Votes | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 9 | Elect Eduardo Person Pardini’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 10 | Elect Mario Engler Pinto Junior’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 11 | Elect Karolina Fonseca Lima’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 12 | Election of Audit Committee Members | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 13 | Remuneration Policy | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 14 | Amendments to Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 15 | Consolidation of Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 2 | 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 3 | Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 4 | Authorization To The Board To Handle Matters Regarding The Equity Incentive | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 5 | Investment In Construction Of A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 6 | Approve Interim Profit Distribution | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 7 | Amend Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 1 | Capital Increase and Share Expansion of a Subsidiary, Waiver of Rights and External Guarantee | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 2 | 2022 Additional Guarantee Quota For Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 3 | Registration And Issuance Of Medium-Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 4 | Elect Katherine Rong XIN | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 2 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 3 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 4 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 5 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 7 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 8 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 9 | Elect DAI Hong | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 10 | Elect WANG Daokuo | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 11 | �� | Elect HAN Hongchen | Mgmt | Voted | For | For | |||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 12 | Elect ZHANG Lirong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 13 | Elect ZHU Shiqiang | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 14 | Elect YANG Wensheng | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 15 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 16 | Elect HAO Shengyue | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 17 | Elect XU Guangjian | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 18 | Elect FAN Yanping | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 19 | Elect ZHU Yujie | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 20 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 21 | Elect YU Feng | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 22 | Elect ZHANG Yongqing | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 23 | Elect YANG Jie | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 24 | Elect YUN Dongfang | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 28-Dec-22 | 1 | Connected Transactions Regarding Entering into Comprehensive Services Framework Agreement with China State Railway Group Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 1 | Appointment of Joint Auditor (PwC) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 2 | Appointment of Joint Auditor (KPMG) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 3 | Appointment of Joint Auditor (Deloitte) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 4 | Elect Faith N. Khanyile | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 5 | Elect Richard Farber | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 6 | Elect Bridget A. van Kralingen | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 7 | Elect Tito T. Mboweni | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 8 | Elect Audit Committee Chair (David Macready) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 9 | Elect Audit Committee Member (Marquerithe Schreuder) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 10 | Elect Audit Committee Member (Monhla Hlahla) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 11 | General Authority to Issue A Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 12 | General Authority to Issue B Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 13 | General Authority to Issue C Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 14 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 15 | Approve Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 16 | Approve Remuneration Implementation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 17 | Approve NEDs’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 18 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 19 | Approve Financial Assistance (Section 44 and 45) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 1 | Adjustment of 2022 Estimation of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 2 | Proposal for Line of Credit | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 3 | Authority to Give Guarantees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 4 | Connected Transaction Regarding Provision of Guarantee for Line of Credit Applied by An Affiliated Company | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 5 | Adjustment of the Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 6 | Establishment of Management System for Industrial Chain Equity (Including Securities Strategic Equity) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 7 | Amendments to Management System for Remuneration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Gentera S.A | GENTERA | P4831V101 | 08-Jul-22 | 1 | Election of Directors; Ratify Directors’ Independence; Fees | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Gentera S.A | GENTERA | P4831V101 | 08-Jul-22 | 2 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 1 | The Company S Eligibility For Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 2 | Stock Type and Par Value | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 3 | Issuing Method and Date | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 4 | Issuing Targets and Subscription Method | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 5 | Pricing Base Date, Issue Price and Pricing Method | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 6 | Issuing Volume | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 7 | Lockup Period | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 8 | Listing Place | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 9 | Purpose of the Raised Funds | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 10 | Arrangement for the Accumulated Retained Profits Before the Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 11 | Valid Period of the Resolution on the Share Offering to Specific Parties | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 12 | Preplan For 2022 Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 13 | Demonstration Analysis Report On The Plan For 2022 Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 14 | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 15 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 16 | Setting Up a Dedicated Account for Funds Raised from the 2022 Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 17 | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 18 | Risk Warning On Diluted Immediate Return After The Share Offering To Specific Parties And Filling Measures, And Commitments Of Relevant Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 19 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 5 | Elect WU Wende | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 6 | Elect HONG Lei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 7 | Elect QIU Dong | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 8 | Elect ZHU Yuchen | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 11 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 13 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 14 | Adoption of New Share Option Scheme | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 15 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 3 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 4 | Election of Presiding Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 5 | Compliance with Rules of Convocation | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 6 | Agenda | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 7 | Merger | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 8 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 2 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 3 | Elect HUH Tae Soo | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 4 | Elect HONG Soon Ky | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 5 | Elect HUH Yeon Soo | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 6 | Elect HAN Deok Cheol | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 7 | Election of Audit Committee Member: HAN Deok Cheol | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 8 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guanghui Energy Company Limited | 600256 | Y2949A100 | 26-Jul-22 | 1 | Transfer Wholly-owned Subsidiary To Guanghui Logistics Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guanghui Energy Company Limited | 600256 | Y2949A100 | 26-Jul-22 | 2 | Signing Supplemental Agreement Regarding the Transfer with Guanghui Logistics Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 1 | Investment In Construction Of A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 2 | Change of The Company’s Registered Capital And Business Scope | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 3 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 4 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 5 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 5 | 2023 Financial Budget Report | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 6 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 7 | Confirmation of Implementing Results of 2022 Continuing Connected Transactions, and 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 8 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 9 | Reappointment Of Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 10 | Authorization To The Company And Its Subsidiaries To Conduct Financing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 11 | 2023 Guarantee Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 12 | Authorization To The Management Team To Conduct External Investment | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 13 | Connected Transaction Regarding a Company S Provision of Guarantee for the Financing of the Company and the Company S Provision of Counter Guarantee to It | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 14 | Provision Of Financial Aid | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 1 | The Company S Eligibility For Private Placement Of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 2 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 3 | Bond Type And Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 4 | Interest Rate And Its Determining Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 5 | Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 6 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 7 | Purpose of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 8 | Repayment Guarantee Measures | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 9 | Valid Period of The Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 10 | Full Authorization to The Board to Handle Matters Regarding The Private Placement of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 11 | Registration And Issuance Of Super And Short-Term Commercial Papers | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 12 | Launching The Supply Chain Assets Special Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 13 | Connected Transaction Regarding Entrusted Management Of Real Estate | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huaibei Mining Holdings Co Ltd | 600985 | Y013A7109 | 15-Nov-22 | 1 | Amendments to Articles and Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Huaibei Mining Holdings Co Ltd | 600985 | Y013A7109 | 15-Nov-22 | 2 | Elect QIAO Fei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Azure Corporation | 002245 | Y4439K101 | 10-Oct-22 | 1 | Investment In A Project In Malaysia | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 2 | Elect MIAO Hangen | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 3 | Elect JI Gaoxiong | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 4 | Elect QIU Hairong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 5 | Elect YANG Xiaowei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 6 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 7 | Elect YUAN Jianxin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 8 | Elect XU Jinye | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 9 | Elect REN Zhigang | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 10 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 11 | Elect YANG Fangbin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 12 | Elect ZHOU Xuefeng | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 13 | Elect JING Daoquan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 14 | Change of the Registered Capital and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 15 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 16 | 2023 Estimated Mutual Guarantee Quota | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 11-Aug-22 | 1 | Connected Transaction Regarding Loans from the Controlling Shareholder and Related Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 11-Aug-22 | 2 | Change of the Registered Capital and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 1 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 2 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 4 | Final Accounting Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 5 | 2023 Financial Budget Report | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 6 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 8 | Authority to Issue Ultra-Short-Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 9 | Provision of Loan to Wufengshan Toll Bridge Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 10 | Provision of Loan to Guangjing Xicheng Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 11 | Provision of Loan to Yichang Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 12 | Provision of Loan to Changyi Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 13 | Renewal of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 14 | Issuance scale | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 15 | Face value and issue price of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 16 | Issuance Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 17 | Maturity and Type of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 18 | Coupon Rate of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 19 | Repayment of Principal and Interest | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 20 | Placing Arrangement for Shareholders of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 21 | Redemption or Repurchase Terms | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 22 | Guarantee Terms | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 23 | Use of Proceeds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 24 | Way of Underwriting | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 25 | Trading and Exchange Markets | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 26 | Protective Measures for Repayment | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 27 | Validity Period of the Resolutions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 28 | Board Authorization to Handle Matters Relating to the Issuance of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 29 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 30 | Amendments to Procedural Rules of Board of Directors Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 31 | Amendments to Procedural Rules of Supervisory Committee Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 32 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 33 | Elect XU Haibei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 34 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 35 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 1 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 2 | Amendments to Procedural Rules of Board of Directors Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 3 | Amendments to Procedural Rules of Supervisory Committee Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 4 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 5 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Goodwe Power Supply Technology Co., Ltd | 688390 | Y44550104 | 18-Jul-22 | 1 | Provision of Guarantee for A Controlled Subsidiary’s End-Users | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 4 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 5 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 6 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 7 | Reappointment Of 2023 Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 8 | Settlement of Some Projects Financed with Raised Funds from Convertible Bond Issuance and Permanently Supplementing the Working Capital with the Surplus Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 9 | Amendments To The Articles Of Association Of The Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 10 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 11 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 12 | Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 13 | Amendments To The Connected Transactions System | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 14 | Amendments To The External Guarantee System | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 15 | Amendments To The System For Independent Directors | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 1 | The Company S Eligibility for Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 2 | Type of Securities to Be Issued | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 3 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 4 | Par Value And Issue Price | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 5 | Bond Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 6 | Interest Rate of The Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 7 | Time Limit And Method for Paying The Principal And Interest | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 8 | Debt-to-Equity Conversion Period | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 9 | Determination of And Adjustment to The Conversion Price | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 10 | Provisions on Downward Adjustment of The Conversion Price | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 11 | Determining Method for The Number of Converted Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 12 | Redemption Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 13 | Resale Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 14 | Attribution of Related Dividends for Conversion Years | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 15 | Issuing Targets And Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 16 | Arrangement for Placing to Original Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 17 | Matters Regarding The Meetings of Bondholders | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 18 | Purpose of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 19 | Guarantee Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 20 | Rating Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 21 | Management And Deposit of Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 22 | Liabilities for Breach of Contract | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 23 | The Valid Period of The Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 24 | Preplan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 25 | Demonstration Analysis Report on The Plan for Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 26 | Feasibility Analysis Report on The Use of Funds to Be Raised from The Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 27 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 28 | Diluted Immediate Return After The Issuance of Convertible Corporate Bonds to Non-Specific Parties, Filling Measures And Commitments of Relevant Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 29 | Rules Governing The Meetings of Bondholders of The Company S Convertible Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 30 | Shareholder Return Plan For The Next Three Years From 2023 To 2025 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 31 | Full Authorization to The Board And Its Authorized Persons to Handle Matters Regarding The Public Issuance of Convertible Corporate Bonds to Specific Partis | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 32 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 2 | Related Party Transactions (Nalwa Steel and Power Limited) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 3 | Related Party Transactions (Al-General Metals FZE) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 4 | Revision of Remuneration of Dinesh Kumar Saraogi (Whole-time Director) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 5 | Revision of Remuneration of Sunil Kumar Agrawal (Whole-time Director) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 1 | 2022 Additional Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 2 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 3 | 2023 Estimated Deposits and Loans from Financial Companies | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 4 | Proposal for Registration and Issuance of Medium Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Mar-23 | 1 | Election of Non-Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 1 | 2022 Work Report of the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 4 | Financial Budget And Final Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 5 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny10.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 6 | Reappointment Of Audit Firm And Payment Of Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 7 | Shareholder Return Plan for the Next Three Years From 2023 to 2025 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 8 | 2023 Financing Quota | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | JL Mag Rare-Earth Co Ltd | 300748 | Y4450G104 | 24-Aug-22 | 1 | To Consider and Approve the Change in the Use of Proceeds from the Global Offering | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 1 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 2 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 4 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 5 | 2022 Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 6 | Internal Control Audit Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 7 | Special Audit Report on the Summary of Occupation of Non-Operating Funds and Other Capital Transfer with Related Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 8 | The Company’s Credit Financing and Guarantee for its Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 9 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 4 | Elect Danny TEOH Leong Kay | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 5 | Elect Till Vestring | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 6 | Elect Veronica Eng | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 7 | Elect Olivier P. Blum | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 8 | Elect Jimmy Ng | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 12 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 13 | Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 1 | 2022 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 2 | Implement Assessment Management Plan for 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 3 | Board Authorization to Handle Matters Regarding 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 5 | Elect LEI Jun | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 6 | Elect YAO Leiwen | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 7 | Elect WONG Shun Tak | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 8 | Elect CHEN Zuotao | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 9 | Elect WU Wenjie | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 10 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 13 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 14 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 15 | 2023 BKOS Share Incentive Scheme | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 16 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 1 | Accounts and Reports (Standalone) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 2 | Accounts and Reports (Consolidated) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 4 | Elect S.B. (Ravi) Pandit | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 5 | Elect Anup Sable | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 6 | Appointment of Anup Sable (Whole Time Director); Approval of remuneration | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 7 | Elect Chinmay Pandit | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 8 | Appointment of Chinmay Pandit (Whole Time Director); Approval of remuneration | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 9 | Elect Bhavna G. Doshi | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 10 | Elect Rajiv Lal | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 11 | Holding Office or Place of Profit by Manasi Patil (Senior Manager - HR) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 12 | Approval of the KPIT Technologies Limited Restricted Stock Unit Plan 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 13 | Extension of the KPIT Technologies Limited Restricted Stock Unit Plan 2022 to Subsidiaries | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 14 | Extension of the KPIT Technologies Limited Restricted Stock Unit Plan 2022 to Associate Companies | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 15 | Approval of the Secondary Acquisition of Shares for the KPIT Technologies Limited Restricted Stock Unit Plan 2022 to Associate Companies through Trust | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 16 | Provision of Money to Trust to Acquire Shares for the KPIT Technologies Limited Restricted Stock Unit Plan 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 17 | Amendment of KPIT Technologies Limited-Employee Stock Option Scheme 2019A | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 18 | Extension of the KPIT Technologies Limited Restricted Stock Unit Plan 2029A to Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | KPIT Technologies Ltd. | KPITTECH | Y4984V106 | 24-Aug-22 | 19 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | �� | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 1 | Election of Representative Director: YUN Kyoung Lim | Mgmt | Take No Action | TNA | N/A | |||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 2 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 3 | Article 2 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 4 | Article 48-2 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 5 | Article 48-3 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 6 | Elect SEO Chang Seok | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 7 | Elect SONG Kyung Min | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 8 | Elect KANG Chung Gu | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 9 | Elect YEO Eun Jung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 10 | Elect PYO Hyun Myung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 11 | Election of Audit Committee Member: KANG Chung Gu | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 12 | Election of Audit Committee Member: YEO Eun Jung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 13 | Directors’ Fees | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 14 | Approval of Management Agreement | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 15 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 1 | Amendments To The Articles Of Associations Of The Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 2 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 3 | Special Dividend Plan For Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 1 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 2 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 3 | Auditor’s Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 4 | Ratification of Board Acts | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 5 | Ratify Appointment of Talal Said Al Mamari | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 7 | Board Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 8 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 10 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 1 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 2 | Amendments to Procedural Rules and Establishment of Some Management Measures | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 3 | Adoption of 2022 Employee Stock Option Plan (Draft) and its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 4 | Establishment of Management Measures for 2022 Employee Stock Option Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 5 | Board Authorization to Handle Matters of 2022 Employee Stock Option Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 2 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 3 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 4 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 5 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 6 | Estimation of 2023 Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 7 | Authority to Issue Ultra Short-term and Short-term Financing Bills and Medium-term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 8 | Board Authorization to Apply to Relevent Financial Institutions for Line of Credit not Exceeding RMB 26 Billion | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 9 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 10 | Purchase of Liability Insurance for Company’s Directors, Supervisors and Senior Managements | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 11 | Board Authorization to Implement the 2023 Private Placement in Simple Procedures | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 12 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 13 | Authority to Give Guarantees to Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 14 | Demonstration Report on Use of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 15 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 16 | Elect WANG Jianfeng | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 17 | Elect ZHU Xuesong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 18 | Elect CHEN Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 19 | Elect LI Junyu | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 20 | Elect LIU Yuan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 21 | Elect CAI Zhengxin | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 22 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 23 | Elect WEI Xuezhe | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 24 | Elect LU Guihua | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 25 | Elect YU Fang | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 26 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 27 | Elect ZHOU Xingyou | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 28 | Elect WANG Xiaowei | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 1 | To Approve 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 2 | To Approve the Proposal for Distribution of 2022 Profits | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 3 | To Amend the Company’s Articles of Incorporation | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 1 | Election of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 2 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 3 | Request Cumulative Voting | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.1 | Allocate Cumulative Votes to Gileno Gurjao Barreto | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.2 | Allocate Cumulative Votes to Caio Mario Paes de An | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.3 | Allocate Cumulative Votes to Edison Antonio Costa | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.4 | Allocate Cumulative Votes to Ieda Aparecida de Mou | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.5 | Allocate Cumulative Votes to Marcio Andrade Weber | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.6 | Allocate Cumulative Votes to Ruy Flaks Schneider | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.7 | Allocate Cumulative Votes to Jose Joao Abdalla Fil | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.8 | Allocate Cumulative Votes to Marcelo Gasparino da | Mgmt | Voted | For | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 5 | Elect Gileno Gurjao Barreto as Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 6 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 1 | Authority to Issue Debt Instruments | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 2 | Eligibility for Corporate Bond Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 3 | Plan For Issuance Of Corporate Bonds: Issuing Scale And Par Value | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 4 | Plan For Issuance Of Corporate Bonds: Bond Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 5 | Plan for Issuance of Corporate Bonds: Interest Rate and Its Determining Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 6 | Plan For Issuance Of Corporate Bonds: Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 7 | Plan For Issuance Of Corporate Bonds: Guarantee Arrangements | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 8 | Plan For Issuance Of Corporate Bonds: Redemption And Resale Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 9 | Plan For Issuance Of Corporate Bonds: Purpose Of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 10 | Plan for Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 11 | Plan for Issuance of Corporate Bonds: Underwriting Method and Listing Arrangement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 12 | Plan for Issuance of Corporate Bonds: Credit Conditions and Repayment Guarantee Measures | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 13 | Plan for Issuance of Corporate Bonds: Resolution Validity | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 14 | Board Authorization to Handle Related Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 15 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 16 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 17 | Amendments to Work System for Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 18 | Amendments to Decision-Making System for Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 19 | Amendments to Management System for Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 20 | Amendments to Management System for Dividend | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Rabigh Refining and Petrochemical Company | 2380 | M8180Q103 | 13-Dec-22 | 1 | Amendments to Article 3 (Corporate Purpose) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Rabigh Refining and Petrochemical Company | 2380 | M8180Q103 | 13-Dec-22 | 2 | Amendments to Article 46 (Distribution of Profits) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Riyue Heavy Industry Co Ltd | 603218 | Y7304F107 | 21-Jul-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Riyue Heavy Industry Co Ltd | 603218 | Y7304F107 | 21-Jul-22 | 2 | Increase of Implementing Parties and Location of Some Projects Financed with Raised Funds and Capital Increase with Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 1 | Adoption of the 2022 Share Award Scheme | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 2 | Elect JUN Young Hyun | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 3 | Elect KWON Oh Kyung | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 4 | Elect KIM Duk Hyun | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 5 | Elect LEE Mi Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 6 | Election of Audit Committee Member: KWON Oh Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 7 | Election of Audit Committee Member: LEE Mi Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 8 | Election of Independent Director to Be Appointed as Audit Committee Member: CHOI Won Wook | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 10 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 3 | 2023 Seazen Framework Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sembcorp Industries Limited | U96 | Y79711159 | 08-Nov-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sembcorp Industries Limited | U96 | Y79711159 | 08-Nov-22 | 2 | Sale of Sembcorp Energy India Limited | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 1 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 2 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 5 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 6 | Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 7 | Independent Directors Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 8 | Internal Control Self-Assessment Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 9 | Internal Control Audit Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 10 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 11 | Related Party Transaction Framework Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 12 | Financial Services Agreement | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 2 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 4 | 2022 Accounts and Reports and 2023 Financial Budget | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 5 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 7 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 8 | Confirmation and Estimation of Related Party Transactions in 2022 and 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 9 | Approval of Line of Credit | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 10 | Financial Service Agreement to be Signed with Bailian Group Finance Co., Ltd. and Related Party Transactions | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 11 | Application for Launching Letter of Guarantees Pool Business | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 1 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 2 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 3 | Provision of Guarantees for a Project Company in Japan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 4 | Provision of Guarantees for a Subsidiary in Malta Regarding Equity Transfer | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Putailai New Energy Technology Co Ltd | 603659 | Y7T892106 | 30-Sep-22 | 1 | Proposal for Adjustment of the Repurchase Price of 2018 Restricted Stocks and Cancellation and Repurchase of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shanghai Putailai New Energy Technology Co Ltd | 603659 | Y7T892106 | 30-Sep-22 | 2 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Chengxin Lithium Group Co Ltd | 002240 | Y2931D104 | 23-Sep-22 | 1 | Adjusting the Repurchase Price of Restricted Stocks and Repurchasing and Cancelling Some Restricted Stocks | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Chengxin Lithium Group Co Ltd | 002240 | Y2931D104 | 23-Sep-22 | 2 | Change of the Company S Registered Capital and Amendments to the Company S Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 1 | Change of the Purpose of Some Raised Funds to Permanently supplement the Working Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 2 | Reappointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 3 | Downward Adjustment of Conversion Price of the Company’s Convertible Bonds As Proposed by the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 4 | Authority to Repurchase Shares by Means of Centralized Bidding | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 1 | Repurchase and Cancellation of the Locked Restricted Stocks Granted to Some Plan Participants | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 2 | Change of the Company’s Registered Capital and Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 3 | Provision Of Guarantee For Clients | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 1 | Additional Guarantee Quota For The Bank Financing Of Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 2 | Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 3 | Change of the Registered Capital of the Company and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 17-Oct-22 | 1 | Proposal On Additional Investment In European Subsidiaries | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 17-Oct-22 | 2 | Proposals for the Company to Add Guaranteed Objects within the Amount of Guarantees for 2022 | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 1 | Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 2 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 3 | Continuing Connected Transaction Agreement To Be Signed | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 4 | 2023 Credit And Guarantee Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 1 | Shareholder Return Plan for the Next 3 Years (2022-2024) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 2 | GDR Issuance and Listing on the SIX Swiss Exchange and Conversion into A Company Limited by Shares with Raises Funds Overseas | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 3 | Stock Type and Par Value | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 4 | Listing Place | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 5 | Issuing Date | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 6 | Issuing Method | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 7 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 8 | GDR Scale during the Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 9 | Conversion Ratio of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 10 | Pricing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 11 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 12 | Conversion Limit Period of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 13 | Underwriting Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 14 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 15 | Plan For The Use Of Raised Funds From Gdr Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 16 | Valid Period of the Resolution on the GDR Issuance and Listing on the SIX Swiss Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 17 | Board Authorization to Handle All Related Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 18 | Distribution Plan for Accumulated Retained Profits before the GDR Issuance and Listing on the SIX Swiss Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 19 | Amendments to Articles (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 20 | Amendments of Procedural Rules: Shareholder Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 21 | Amendments of Procedural Rules: Board Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 22 | Amendments of Procedural Rules: Supervisory Board Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 23 | Establishment of the Confidentiality and File Management Work System for Overseas Securities Issuance and Listing (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 28-Oct-22 | 1 | Amendments To The Company S Some Articles Of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 28-Oct-22 | 2 | Adjustment Of 2022 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 02-Nov-22 | 1 | Setting Up And Application For Issuance Of Asset-Backed Securities | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 30-Dec-22 | 1 | Adjustment Of 2022 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 3 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 4 | Updated Mandate of the Issue of Debt Financing Instruments | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 5 | Authority to Give Guarantees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 6 | Reduction in Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 7 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 8 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 9 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 10 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 11 | 2023 Financial Budget | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 12 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 13 | Board Authorization to Determine Interim Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 15 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 2 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 3 | Reduction in Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 5 | Elect WANG Zhijian | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 6 | Elect WANG Chen | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 7 | Elect LIU Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 8 | Elect ZHANG Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 9 | Elect ZHAO Hong | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 10 | Elect Richard von Braunschweig | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 11 | Elect LIANG Qing | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 12 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 14 | Amendments to Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 15 | Supplemental Agreement to 2023 CNHTC Product Sales Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 16 | Supplemental Agreement to 2023 CNHTC Product Purchase Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 17 | Supplemental Agreement to 2023 CNHTC Financial Services Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 18 | 2026 CNHTC Sales of Goods Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 19 | 2026 CNHTC Purchase of Goods Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 20 | 2026 Provision of Financial Services Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 21 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 2 | Elect HAN Ae Ra | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 3 | Elect KIM Zeong Won | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 4 | Elect JEONG Deog Kyoon | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 5 | Election Of Audit Committee Member: Han Ae Ra | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 6 | Election of Audit Committee Member: KIM Zeong Won | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 7 | Elect PARK Sung Ha | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 8 | Directors’ Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | SK Hynix Inc. | 000660 | Y8085F100 | 29-Mar-23 | 9 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 3 | Elect Paul Kenneth ETCHELLS | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 4 | Elect Zhuo Ping ZHANG | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 5 | Elect Gordon Douglas MCCALLUM | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 6 | Elect Edith NGAN Manling | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 7 | Elect Bonnie ZHANG Yi | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 9 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 4 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 5 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny2.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 6 | Reappointment of Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 7 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tianqi Lithium Corporation | 002466 | Y8817Q101 | 18-Nov-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Tianqi Lithium Corporation | 002466 | Y8817Q101 | 18-Nov-22 | 2 | To Consider and Approve the Change of Domestic Auditor of the Company from ShineWing to KPMG and Appoint KPMG As the Company’s International Auditor for the Year Ending 31 December 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Tianqi Lithium Corporation | 002466 | Y79327105 | 18-Nov-22 | 1 | To Consider and Approve the Change of Domestic Auditor of the Company from ShineWing to KPMG and Appoint KPMG As the Company’s International Auditor for the Year Ending 31 December 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Vedanta Limited | VEDL | Y9364D105 | 11-Oct-22 | 1 | Restructuring/Capitalization | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wanda Film Holding Co. Ltd. | 002739 | Y94885103 | 22-Jul-22 | 1 | Elect ZHANG Lin | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 1 | Connected Transaction Regarding Estimated Additional Guarantee for the Bank Credit Line Applied for by Subsidiaries to Banks | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 2 | Provision of Interest-free Loans to a Wholly-owned Subsidiary with Raised Funds for Implementing Projects Financed with Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 3 | Cash Management With Temporarily Idle Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 4 | 2022 Interim Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 1 | 2022 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 2 | Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 3 | Authorization To The Board To Handle Matters Regarding The Equity Incentive | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 4 | Change Of The Company’s Registered Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 5 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 1 | GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange and Conversion into a Company Limited by Shares which Raises Funds Overseas | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 2 | Stock Type and Par Value | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 3 | Issuing Date | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 4 | Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 5 | Issuing Size | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 6 | GDR Scale during the Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 7 | Conversion Ratio of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 8 | Pricing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 9 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 10 | Listing Place | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 11 | Conversion Limit Period of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 12 | Underwriting Method | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 13 | Plan For The Use Of Raised Funds From Gdr Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 14 | Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 15 | Board Authorization to Handle Matters Regarding the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 16 | Amendments to Articles, Procedural Rules for Shareholder and Board Meetings (Draft) (Applicable After GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 17 | Amendments to Procedural Rules: Supervisory Board Meetings (Draft) (Applicable After GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 18 | The Valid Period Of The Resolution On The Gdr Issuance And Listing On The Six Swiss Exchange Or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 19 | Report on the Use of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 29-Dec-22 | 1 | Change Of The Purpose Of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 2 | Type of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 3 | Nominal Value of per Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 4 | Place of Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 5 | Offering Size | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 6 | Target Subscribers | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 7 | Strategic Placement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 8 | Method of Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 9 | Method of Pricing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 10 | Method of Underwriting | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 11 | Distribution of the Accumulated Profit Prior to the A Share Offering and Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 12 | Validity Period of the Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 13 | Extension of Validity Period Related to the Proposed A Share Offering | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 14 | Participation in the Strategic Allotment under the A Share Offering by Connected Persons | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 2 | Type of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 3 | Nominal Value of per Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 4 | Place of Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 5 | Offering Size | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 6 | Target Subscribers | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 7 | Strategic Placement | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 8 | Method of Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 9 | Method of Pricing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 10 | Method of Underwriting | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 11 | Distribution of the Accumulated Profit Prior to the A Share Offering and Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 12 | Validity Period of the Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 2 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 3 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 4 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 5 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 6 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 7 | Directors’ and Supervisors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 15-May-23 | 1 | Elect Andrey Betin | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 15-May-23 | 2 | Election of Statutory Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 1 | Merger with Yandex Media Services B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 2 | Merger with Yandex Classifieds Holdings B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 3 | Merger with MLU B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 4 | Merger with Foodtech & Delivery Ops B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 5 | Ratification of Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 6 | Elect Alexey A. Yakovitsky | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 7 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 8 | Election of Statutory Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 10 | Authority to Suppress Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 11 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 1 | Ratification of Board Acts | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 2 | Elect Rogier Rijnja | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 3 | Elect Charles Ryan | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 4 | Elect Alexander S. Voloshin | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 5 | Cancellation of Class C Shares | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 6 | Appointment of Auditor | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 8 | Authority to Suppress Preemptive Rights | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 9 | Authority to Repurchase Shares | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 4 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 5 | Elect Leon YEE Kee Shian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 6 | Elect LIU Hua | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 7 | Elect Raymond POH Boon Hu | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 8 | Elect Ren Letian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 11 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 12 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 1 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 2 | Elect YAN Lei | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 1 | Approve Report on the Usage of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 2 | Approve Related Party Transaction | Mgmt | Voted | For | For | ||||||||||
| TCW Developing Markets Equity Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 3 | Amend Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 1 | 2022 Business Report and the Consolidated Financial Statements for the Year Ended December 31, 2022 of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 2 | 2022 Profit Distribution Proposal. Proposed Cash Dividend: Twd 12.86 per Share | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 3 | Amendments To The Memorandum And Articles Of Association Of The Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 4 | Amendments To The Guideline For Acquisition And Disposal Of Assets. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 5 | Release the Prohibition on Director from Participation in Competitive Business | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alchip Technologies Ltd. | 3661 | G02242108 | 09-Jun-23 | 6 | The Companys Issuance Of Common Shares Through Private Placement | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 1 | Approve Partial Spin-off (Controladora Axtel, S.A.B. de C.V) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 2 | Amendments to Articles | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 3 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 4 | Minutes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | ALFA, S.A.B de C.V. | ALFA | P0156P117 | 12-Jul-22 | 5 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 2 | Elect Daniel Yong ZHANG | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 3 | Elect Jerry YANG Chih-Yuan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 4 | Elect Wan Ling Martello | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 5 | Elect SHAN Weijian | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 6 | Elect Irene LEE Yun Lien | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 7 | Elect Albert NG Kong Ping | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Alibaba Group Holding Limited | BABA | G01719114 | 30-Sep-22 | 8 | Appointment of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 2 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 3 | Elect Shobana Kamineni | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 5 | Appointment of Prathap C. Reddy (Executive Chair); Approval of Remuneration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 6 | Approve Payment of Remuneration to Executive Promoter Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 7 | Authority to Issue Non-Convertible Debentures | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Apollo Hospitals Enterprise Limited | APOLLOHOSP | Y0187F138 | 25-Aug-22 | 8 | Approve Payment of Fees to Cost Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 14-Jul-22 | 1 | By-Election of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 05-Aug-22 | 1 | Connected Transactions Regarding Capital Increase In Controlled Subsidiaries | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Asia-Potash International Investment (Guangzhou) Co Ltd | 000893 | Y2932S100 | 05-Aug-22 | 2 | 2022 Estimated Additional Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 2 | Elect Manjri Chandak | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 4 | Elect Kalpana Unadkat | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 5 | Related Party Transactions with Avenue E-Partners (Goods, Materials and Assets) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 6 | Related Party Transactions with Avenue E-Partners (Investment) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 7 | Related Party Transactions with Avenue E-Partners (Management & Business Support) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 8 | Related Party Transactions with Avenue E-Partners (Turnover Sharing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Avenue Supermarts Ltd | DMART | Y04895101 | 17-Aug-22 | 9 | Related Party Transactions with Avenue E-Partners (Leasing of Premises) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 1 | Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 2 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Banco del Bajio S.A. | BBAJIOO | P1R2ZN117 | 22-Aug-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 1 | 2022 Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 2 | 2022 Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 5 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 6 | 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 7 | Reappointment Of Audit Firm | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 8 | Launching Financial Business With A Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 9 | Provision of Guarantee for the Bank Credit Line of a Company’s Subsidiaries and Joint Stock Companies | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 10 | Repurchase And Cancellation of Some Restricted Stocks in The 2021 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 11 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 12 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Beijing Shougang Co | 000959 | Y07713103 | 30-Jun-23 | 13 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Catcher Technology Co., Ltd. | 2474 | Y1148A101 | 30-May-23 | 1 | 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Catcher Technology Co., Ltd. | 2474 | Y1148A101 | 30-May-23 | 2 | To Approve the Proposal for Distribution of 2022 Profits. Proposed Cash Dividend Twd 10 per Share. | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 2 | Elect KANG Woo Young | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 3 | Directors’ Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Cheil Worldwide Inc | 030000 | Y1296G108 | 16-Mar-23 | 4 | Corporate Auditors’ Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 5 | 2022 Internal Control Self-Evaluation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Green Electricity Investment Of Tianjin Co. Ltd. | 000537 | Y88289106 | 20-Apr-23 | 6 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny1.00000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 5 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 7 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 9 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 10 | Elect SONG Kui | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 08-Jun-23 | 11 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 1 | Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 2 | Renewal Of The Comprehensive Services Framework Agreement With A Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | China State Construction Engineering Corporation Limited | 601668 | Y1R16Z106 | 28-Dec-22 | 3 | Renewal Of The Financial Service Framework Agreement With A 2Nd Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 3 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 4 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 5 | 2022 Annual Accounts And 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 6 | 2022 Profit Distribution Plan: The Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included): Cny7.50000000 2) Bonus Issue from Profit (Share/10 Shares): None 3) Bonus Issue from Capital Reserve (Share/10 Shares): None | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 7 | Implementing Results Of 2022 Continuing Connected Transactions And Estimation Of 2023 Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 8 | Amendments to the Company S Rules of Procedure Governing Shareholders General Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 9 | Amendments To The Company S Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chinese Universe Publishing and Media Co., Ltd. | 600373 | Y4445Q100 | 12-May-23 | 10 | Amendments to the Company S Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Changan Automobile Co., Ltd. | 000625 | Y1R84W100 | 26-Jul-22 | 1 | Elect XIAN Zhigang | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Chongqing Changan Automobile Co., Ltd. | 000625 | Y1R84W100 | 26-Jul-22 | 2 | Investment In A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 2 | Amendments to Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 3 | Elect GU Chang Geun | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 4 | Elect LEE Jong Hwa | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 5 | Elect CHOI Joong Kyung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 6 | Elect HAN Sang Dae | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 7 | Election of Audit Committee Member: CHOI Joong Kyung | Mgmt | Take No Action | TNA | N/A |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 8 | Election Of Audit Committee Member: Han Sang Dae | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | CJ ENM Co. Ltd. | 035760 | Y16608104 | 28-Mar-23 | 9 | Directors’ Fees | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 2 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 3 | Elect Nomgando N.A. Matyumza | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 4 | Elect Gordon Traill | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 5 | Election of Audit and Risk Committee Member (Mfundiso Njeke) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 6 | Election of Audit and Risk Committee Member (Sango Ntsaluba) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 7 | Election of Audit and Risk Committee Member (Nomgando Matyumza) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 8 | Approve Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 9 | Approve Remuneration Implementation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 10 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 11 | Approve NEDs’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 12 | Approve Financial Assistance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Clicks Group Limited | CLS | S17249111 | 26-Jan-23 | 13 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 1 | Accounts and Reports | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 2 | Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 3 | Supervisory Council Size | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 4 | Election of Supervisory Council | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 5 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 6 | Election of Directors | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 7 | Approve Recasting of Votes for Amended Slate | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 8 | Proportional Allocation of Cumulative Votes | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 9 | Elect Eduardo Person Pardini’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 10 | Elect Mario Engler Pinto Junior’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 11 | Elect Karolina Fonseca Lima’s Independence Status | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 12 | Election of Audit Committee Members | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 13 | Remuneration Policy | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 14 | Amendments to Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Companhia de Saneamento Basico do Estado de Sao Paulo. | SBSP3 | 20441A102 | 28-Apr-23 | 15 | Consolidation of Articles | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 1 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 2 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 3 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 4 | 2022 Allocation of Profits And Capitalization of Capital Reserve of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 5 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 6 | 2022 Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 7 | 2022 Supervisors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 8 | Purchase Liability Insurance for Directors, Supervisors And Officers | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 9 | Appointment of Auditor for 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 10 | 2023 Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 11 | Approval of Line of Credit for 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 12 | Authority to Give Guarantees for 2023 | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 13 | Plan of Hedging of the Company for 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 14 | Authority to Repurchase and Cancel Some Restricted Shares Deliberated at the 11th Meeting of the 3rd Session of the Board of Directors | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 15 | Authority to Repurchase and Cancel Some Restricted Shares Deliberated at the 17th Meeting of the 3rd Session of the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 16 | Change the Registered Capital And Amendments to Articles And Its Annex Deliberated at the 16th Meeting of the 3rd Session of the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 17 | Change the Registered Capital And Amendments to Articles Deliberated at the 17th Meeting of the 3rd Session of the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 18 | Constitution of Management Policy on External Donation | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 19 | Amendments to Monetary Fund Management System | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 20 | Amendments to Management System for External Guarantees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 31-Mar-23 | 21 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 2 | 2022 Stock Option And Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 3 | Appraisal Management Measures For The Implementation Of 2022 Stock Option And Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 4 | Authorization To The Board To Handle Matters Regarding The Equity Incentive | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 5 | Investment In Construction Of A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 6 | Approve Interim Profit Distribution | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 05-Sep-22 | 7 | Amend Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 1 | Capital Increase and Share Expansion of a Subsidiary, Waiver of Rights and External Guarantee | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 2 | 2022 Additional Guarantee Quota For Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 3 | Registration And Issuance Of Medium-Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Contemporary Amperex Technology Co. Limited | 300750 | Y1R48E105 | 16-Nov-22 | 4 | Elect Katherine Rong XIN | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 2 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 3 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 4 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 5 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 7 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 8 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 9 | Elect DAI Hong | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 10 | Elect WANG Daokuo | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 11 | Elect HAN Hongchen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 12 | Elect ZHANG Lirong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 13 | Elect ZHU Shiqiang | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 14 | Elect YANG Wensheng | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 15 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 16 | Elect HAO Shengyue | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 17 | Elect XU Guangjian | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 18 | Elect FAN Yanping | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 19 | Elect ZHU Yujie | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 20 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 21 | Elect YU Feng | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 22 | Elect ZHANG Yongqing | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 23 | Elect YANG Jie | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 19-May-23 | 24 | Elect YUN Dongfang | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Daqin Railway Co., Ltd. | 601006 | Y1997H108 | 28-Dec-22 | 1 | Connected Transactions Regarding Entering into Comprehensive Services Framework Agreement with China State Railway Group Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 1 | Appointment of Joint Auditor (PwC) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 2 | Appointment of Joint Auditor (KPMG) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 3 | Appointment of Joint Auditor (Deloitte) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 4 | Elect Faith N. Khanyile | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 5 | Elect Richard Farber | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 6 | Elect Bridget A. van Kralingen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 7 | Elect Tito T. Mboweni | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 8 | Elect Audit Committee Chair (David Macready) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 9 | Elect Audit Committee Member (Marquerithe Schreuder) | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 10 | Elect Audit Committee Member (Monhla Hlahla) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 11 | General Authority to Issue A Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 12 | General Authority to Issue B Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 13 | General Authority to Issue C Preference Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 14 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 15 | Approve Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 16 | Approve Remuneration Implementation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 17 | Approve NEDs’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | �� | 18 | Authority to Repurchase Shares | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Discovery Limited | DSY | S2192Y109 | 01-Dec-22 | 19 | Approve Financial Assistance (Section 44 and 45) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 2 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 3 | Elect Johnson LEE | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 4 | Elect GAN FY | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 5 | Elect Luke CHEN | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 6 | Elect Sylvia CHENG | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 7 | Elect CHU Po-Young | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 8 | Elect SU Huey-Jen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 9 | Elect YANG Chang-Mou | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | E Ink Holdings Inc. | 8069 | Y2266Z100 | 29-Jun-23 | 10 | Non-compete Restrictions for Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ememory Technology Inc. | 3529 | Y2289B114 | 09-Jun-23 | 1 | Adoption of the Business Report and Financial Statements of 2022. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ememory Technology Inc. | 3529 | Y2289B114 | 09-Jun-23 | 2 | Adoption of the Proposal for Profit Distribution of 2022. PROPOSED CASH DIVIDEND: TWD 19 PER SHARE | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ememory Technology Inc. | 3529 | Y2289B114 | 09-Jun-23 | 3 | Proposal to Distribute the Cash from Capital Surplus. CASH DIVIDEND OF TWD 1.5 PER SHARE FROM CAPITAL SURPLUS. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ememory Technology Inc. | 3529 | Y2289B114 | 09-Jun-23 | 4 | Amendment to the Rules of Procedure for Shareholders Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ememory Technology Inc. | 3529 | Y2289B114 | 09-Jun-23 | 5 | Release of Directors from Non Competition Restrictions. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 4 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 5 | Elect Joseph CHEE Ying Keung | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 6 | Elect William YIP Shue Lam | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 7 | Elect Patrick WONG Lung Tak | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 8 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 10 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 12 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 13 | Adoption of Share Award Scheme and Share Option Scheme | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 14 | Service Provider Sub-limit | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 15 | Suspension of 2021 Share Award Scheme and Termination of 2021 Share Option Scheme | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Galaxy Entertainment Group Limited | 0027 | Y2679D118 | 22-May-23 | 16 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 1 | Adjustment of 2022 Estimation of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 2 | Proposal for Line of Credit | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 3 | Authority to Give Guarantees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 4 | Connected Transaction Regarding Provision of Guarantee for Line of Credit Applied by An Affiliated Company | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 5 | Adjustment of the Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 6 | Establishment of Management System for Industrial Chain Equity (Including Securities Strategic Equity) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GEM Co., Ltd. | 002340 | Y7744C102 | 30-Aug-22 | 7 | Amendments to Management System for Remuneration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A | GENTERA | P4831V101 | 08-Jul-22 | 1 | Election of Directors; Ratify Directors’ Independence; Fees | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Gentera S.A | GENTERA | P4831V101 | 08-Jul-22 | 2 | Election of Meeting Delegates | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 1 | The Company S Eligibility For Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 2 | Stock Type and Par Value | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 3 | Issuing Method and Date | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 4 | Issuing Targets and Subscription Method | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 5 | Pricing Base Date, Issue Price and Pricing Method | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 6 | Issuing Volume | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 7 | Lockup Period | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 8 | Listing Place | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 9 | Purpose of the Raised Funds | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 10 | Arrangement for the Accumulated Retained Profits Before the Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 11 | Valid Period of the Resolution on the Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 12 | Preplan For 2022 Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 13 | Demonstration Analysis Report On The Plan For 2022 Share Offering To Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 14 | Feasibility Analysis Report on the Use of Funds to Be Raised from the 2022 Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 15 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 16 | Setting Up a Dedicated Account for Funds Raised from the 2022 Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 17 | Shareholder Return Plan For The Next Three Years From 2022 To 2024 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 18 | Risk Warning On Diluted Immediate Return After The Share Offering To Specific Parties And Filling Measures, And Commitments Of Relevant Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ginlong Technologies Co Ltd | 300763 | Y6367E106 | 14-Jul-22 | 19 | Full Authorization to the Board and Its Authorized Persons to Handle Matters Regarding the Share Offering to Specific Parties | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 5 | Elect WU Wende | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 6 | Elect HONG Lei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 7 | Elect QIU Dong | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 8 | Elect ZHU Yuchen | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 11 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 13 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 14 | Adoption of New Share Option Scheme | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Greentown China Holdings Ltd | 3900 | G4100M105 | 16-Jun-23 | 15 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 3 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 4 | Election of Presiding Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 5 | Compliance with Rules of Convocation | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 6 | Agenda | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 7 | Merger | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Grupa Lotos SA | LTS | X32440103 | 20-Jul-22 | 8 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 2 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 3 | Elect HUH Tae Soo | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 4 | Elect HONG Soon Ky | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 5 | Elect HUH Yeon Soo | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 6 | Elect HAN Deok Cheol | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 7 | Election of Audit Committee Member: HAN Deok Cheol | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | GS Holdings | 078930 | Y2901P103 | 29-Mar-23 | 8 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guanghui Energy Company Limited | 600256 | Y2949A100 | 26-Jul-22 | 1 | Transfer Wholly-owned Subsidiary To Guanghui Logistics Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guanghui Energy Company Limited | 600256 | Y2949A100 | 26-Jul-22 | 2 | Signing Supplemental Agreement Regarding the Transfer with Guanghui Logistics Co., Ltd. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 1 | Investment In Construction Of A Project | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 2 | Change of The Company’s Registered Capital And Business Scope | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 3 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 4 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Guangzhou Tinci Materials Technology Co., Ltd. | 002709 | Y2R33P105 | 26-Sep-22 | 5 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 4 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 5 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 6 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 7 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 8 | Consolidated Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 9 | Ratification of Management Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 10 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 11 | Special Auditors Report on Regulated Agreements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 12 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 13 | 2022 Remuneration Report | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 14 | 2022 Remuneration of Axel Dumas, Executive Chair | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 15 | 2022 Remuneration of Emile Hermes SAS, Managing General Partner | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 16 | 2022 Remuneration of Éric de Seynes, Supervisory Board Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 17 | 2023 Remuneration Policy (Executive Chair and General Managing Partner) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 18 | 2023 Remuneration Policy (Supervisory Board) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 19 | Elect Dorothee Altmayer | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 20 | Elect Monique Cohen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 21 | Elect Renaud Mommeja | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 22 | Elect Eric de Seynes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 23 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 24 | Appointment of Auditor (Grant Thornton) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 25 | Authority to Cancel Shares and Reduce Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 26 | Authority to Increase Capital Through Capitalisations | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 27 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 28 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 29 | Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 30 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 31 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 32 | Authority to Decide Mergers by Absorption, Spin-Offs and Partial Transfer of Assets | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 33 | Authority to Increase Capital in Case of Mergers by Absorption, Spin-offs or Partial Transfer of Assets | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 34 | Authority to Issue Performance Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 35 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 36 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 37 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Hermes International | RMS | F48051100 | 20-Apr-23 | 38 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 4 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 5 | 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 6 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are As Follows: 1) Cash Dividend/10 Shares (tax Included):cny3.70000000 2) Bonus Issue from Profit (share/10 Shares):none 3) Bonus Issue from Capital Reserve (share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 7 | Confirmation of Implementing Results of 2022 Continuing Connected Transactions, and 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 8 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 9 | Reappointment Of Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 10 | Authorization To The Company And Its Subsidiaries To Conduct Financing | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 11 | 2023 Guarantee Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 12 | Authorization To The Management Team To Conduct External Investment | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 13 | Connected Transaction Regarding a Company S Provision of Guarantee for the Financing of the Company and the Company S Provision of Counter Guarantee to It | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 10-Apr-23 | 14 | Provision Of Financial Aid | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 1 | The Company S Eligibility For Private Placement Of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 2 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 3 | Bond Type And Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 4 | Interest Rate And Its Determining Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 5 | Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 6 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 7 | Purpose of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 8 | Repayment Guarantee Measures | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 9 | Valid Period of The Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 10 | Full Authorization to The Board to Handle Matters Regarding The Private Placement of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 11 | Registration And Issuance Of Super And Short-Term Commercial Papers | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 12 | Launching The Supply Chain Assets Special Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huafa Industrial Co., Ltd. | 600325 | Y3739J103 | 04-May-23 | 13 | Connected Transaction Regarding Entrusted Management Of Real Estate | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huaibei Mining Holdings Co Ltd | 600985 | Y013A7109 | 15-Nov-22 | 1 | Amendments to Articles and Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Huaibei Mining Holdings Co Ltd | 600985 | Y013A7109 | 15-Nov-22 | 2 | Elect QIAO Fei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Azure Corporation | 002245 | Y4439K101 | 10-Oct-22 | 1 | Investment In A Project In Malaysia | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 2 | Elect MIAO Hangen | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 3 | Elect JI Gaoxiong | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 4 | Elect QIU Hairong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 5 | Elect YANG Xiaowei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 6 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 7 | Elect YUAN Jianxin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 8 | Elect XU Jinye | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 9 | Elect REN Zhigang | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 10 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 11 | Elect YANG Fangbin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 12 | Elect ZHOU Xuefeng | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 13 | Elect JING Daoquan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 14 | Change of the Registered Capital and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 15 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 10-Feb-23 | 16 | 2023 Estimated Mutual Guarantee Quota | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 11-Aug-22 | 1 | Connected Transaction Regarding Loans from the Controlling Shareholder and Related Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Eastern Shenghong Co. Ltd. | 000301 | Y9717R108 | 11-Aug-22 | 2 | Change of the Registered Capital and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 1 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 2 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 4 | Final Accounting Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 5 | 2023 Financial Budget Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 6 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 8 | Authority to Issue Ultra-Short-Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 9 | Provision of Loan to Wufengshan Toll Bridge Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 10 | Provision of Loan to Guangjing Xicheng Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 11 | Provision of Loan to Yichang Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 12 | Provision of Loan to Changyi Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 13 | Renewal of Liability Insurance for Directors, Supervisors and Senior Management | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 14 | Issuance scale | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 15 | Face value and issue price of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 16 | Issuance Method | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 17 | Maturity and Type of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 18 | Coupon Rate of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 19 | Repayment of Principal and Interest | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 20 | Placing Arrangement for Shareholders of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 21 | Redemption or Repurchase Terms | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 22 | Guarantee Terms | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 23 | Use of Proceeds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 24 | Way of Underwriting | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 25 | Trading and Exchange Markets | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 26 | Protective Measures for Repayment | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 27 | Validity Period of the Resolutions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 28 | Board Authorization to Handle Matters Relating to the Issuance of Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 29 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 30 | Amendments to Procedural Rules of Board of Directors Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 31 | Amendments to Procedural Rules of Supervisory Committee Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 32 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 33 | Elect XU Haibei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 34 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 35 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 1 | Amendments to Articles | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 2 | Amendments to Procedural Rules of Board of Directors Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 3 | Amendments to Procedural Rules of Supervisory Committee Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 4 | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Expressway Co. Ltd. | 0177 | Y4443L111 | 20-Jun-23 | 5 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Goodwe Power Supply Technology Co., Ltd | 688390 | Y44550104 | 18-Jul-22 | 1 | Provision of Guarantee for A Controlled Subsidiary’s End-Users | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 4 | 2022 Work Report Of Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 5 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 6 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 7 | Reappointment Of 2023 Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 8 | Settlement of Some Projects Financed with Raised Funds from Convertible Bond Issuance and Permanently Supplementing the Working Capital with the Surplus Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 9 | Amendments To The Articles Of Association Of The Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 10 | Amendments to the Rules of Procedure Governing Shareholders General Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 11 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 12 | Amendments to the Rules of Procedure Governing Meetings of the Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 13 | Amendments To The Connected Transactions System | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 14 | Amendments To The External Guarantee System | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 11-Apr-23 | 15 | Amendments To The System For Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 1 | The Company S Eligibility for Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 2 | Type of Securities to Be Issued | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 3 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 4 | Par Value And Issue Price | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 5 | Bond Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 6 | Interest Rate of The Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 7 | Time Limit And Method for Paying The Principal And Interest | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 8 | Debt-to-Equity Conversion Period | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 9 | Determination of And Adjustment to The Conversion Price | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 10 | Provisions on Downward Adjustment of The Conversion Price | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 11 | Determining Method for The Number of Converted Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 12 | Redemption Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 13 | Resale Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 14 | Attribution of Related Dividends for Conversion Years | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 15 | Issuing Targets And Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 16 | Arrangement for Placing to Original Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 17 | Matters Regarding The Meetings of Bondholders | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 18 | Purpose of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 19 | Guarantee Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 20 | Rating Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 21 | Management And Deposit of Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 22 | Liabilities for Breach of Contract | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 23 | The Valid Period of The Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 24 | Preplan For Issuance Of Convertible Corporate Bonds To Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 25 | Demonstration Analysis Report on The Plan for Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 26 | Feasibility Analysis Report on The Use of Funds to Be Raised from The Issuance of Convertible Corporate Bonds to Non-Specific Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 27 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 28 | Diluted Immediate Return After The Issuance of Convertible Corporate Bonds to Non-Specific Parties, Filling Measures And Commitments of Relevant Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 29 | Rules Governing The Meetings of Bondholders of The Company S Convertible Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 30 | Shareholder Return Plan For The Next Three Years From 2023 To 2025 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 31 | Full Authorization to The Board And Its Authorized Persons to Handle Matters Regarding The Public Issuance of Convertible Corporate Bonds to Specific Partis | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jiangsu Pacific Quartz Co.Ltd | 603688 | Y444K9101 | 08-May-23 | 32 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 2 | Related Party Transactions (Nalwa Steel and Power Limited) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 3 | Related Party Transactions (Al-General Metals FZE) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 4 | Revision of Remuneration of Dinesh Kumar Saraogi (Whole-time Director) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jindal Steel & Power Limited | JINDALSTEL | Y4447P100 | 17-Dec-22 | 5 | Revision of Remuneration of Sunil Kumar Agrawal (Whole-time Director) | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 1 | 2022 Additional Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 2 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 3 | 2023 Estimated Deposits and Loans from Financial Companies | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Feb-23 | 4 | Proposal for Registration and Issuance of Medium Term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 20-Mar-23 | 1 | Election of Non-Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 1 | 2022 Work Report of the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 4 | Financial Budget And Final Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 5 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny10.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 6 | Reappointment Of Audit Firm And Payment Of Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 7 | Shareholder Return Plan for the Next Three Years From 2023 to 2025 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Jizhong Energy Resources Co., Ltd. | 000937 | Y4450C103 | 24-May-23 | 8 | 2023 Financing Quota | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | JL Mag Rare-Earth Co Ltd | 300748 | Y4450G104 | 24-Aug-22 | 1 | To Consider and Approve the Change in the Use of Proceeds from the Global Offering | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 1 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 2 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 4 | 2022 Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 5 | 2022 Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 6 | Internal Control Audit Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 7 | Special Audit Report on the Summary of Occupation of Non-Operating Funds and Other Capital Transfer with Related Parties | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 8 | The Company’s Credit Financing and Guarantee for its Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Joincare Pharmaceutical Group Industry Co., Ltd. | 600380 | Y7742H103 | 09-Jun-23 | 9 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 4 | Elect Danny TEOH Leong Kay | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 5 | Elect Till Vestring | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 6 | Elect Veronica Eng | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 7 | Elect Olivier P. Blum | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 8 | Elect Jimmy Ng | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 12 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Keppel Corporation Limited | BN4 | Y4722Z120 | 21-Apr-23 | 13 | Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 1 | 2022 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 2 | Implement Assessment Management Plan for 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingfa Science and Technology Co., Ltd. | 600143 | Y4455H107 | 08-Jul-22 | 3 | Board Authorization to Handle Matters Regarding 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 5 | Elect LEI Jun | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 6 | Elect YAO Leiwen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 7 | Elect WONG Shun Tak | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 8 | Elect CHEN Zuotao | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 9 | Elect WU Wenjie | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 10 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 13 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 14 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 15 | 2023 BKOS Share Incentive Scheme | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kingsoft Corp. | 3888 | G5264Y108 | 24-May-23 | 16 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 1 | Election of Representative Director: YUN Kyoung Lim | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 2 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 3 | Article 2 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 4 | Article 48-2 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 5 | Article 48-3 | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 6 | Elect SEO Chang Seok | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 7 | Elect SONG Kyung Min | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 8 | Elect KANG Chung Gu | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 9 | Elect YEO Eun Jung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 10 | Elect PYO Hyun Myung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 11 | Election of Audit Committee Member: KANG Chung Gu | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 12 | Election of Audit Committee Member: YEO Eun Jung | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 13 | Directors’ Fees | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 14 | Approval of Management Agreement | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | KT Corporation | 030200 | 48268K101 | 31-Mar-23 | 15 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 1 | Amendments To The Articles Of Associations Of The Company | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 2 | Amendments To The Rules Of Procedure Governing The Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Kweichow Moutai Co., Ltd. | 600519 | Y5070V116 | 14-Dec-22 | 3 | Special Dividend Plan For Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 1.1 | Elect Susan L. Segal | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 1.2 | Elect Mario Eduardo Vazquez | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 1.3 | Elect Alejandro Nicolas Aguzin | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | MercadoLibre, Inc. | MELI | 58733R102 | 07-Jun-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 1 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 2 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 3 | Auditor’s Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 4 | Ratification of Board Acts | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 5 | Ratify Appointment of Talal Said Al Mamari | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 7 | Board Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 8 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Mobile Telecommunications Company Saudi Arabia | 7030 | M7039H108 | 22-Jun-23 | 10 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 1 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 2 | Amendments to Procedural Rules and Establishment of Some Management Measures | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 3 | Adoption of 2022 Employee Stock Option Plan (Draft) and its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 4 | Establishment of Management Measures for 2022 Employee Stock Option Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Deye Technology Co. Ltd. | 605117 | Y6368K101 | 25-Jul-22 | 5 | Board Authorization to Handle Matters of 2022 Employee Stock Option Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 2 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 3 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 4 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 5 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 6 | Estimation of 2023 Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 7 | Authority to Issue Ultra Short-term and Short-term Financing Bills and Medium-term Notes | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 8 | Board Authorization to Apply to Relevent Financial Institutions for Line of Credit not Exceeding RMB 26 Billion | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 9 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 10 | Purchase of Liability Insurance for Company’s Directors, Supervisors and Senior Managements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 11 | Board Authorization to Implement the 2023 Private Placement in Simple Procedures | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 12 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 13 | Authority to Give Guarantees to Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 14 | Demonstration Report on Use of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 15 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 16 | Elect WANG Jianfeng | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 17 | Elect ZHU Xuesong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 18 | Elect CHEN Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 19 | Elect LI Junyu | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 20 | Elect LIU Yuan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 21 | Elect CAI Zhengxin | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 22 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 23 | Elect WEI Xuezhe | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 24 | Elect LU Guihua | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 25 | Elect YU Fang | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 26 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 27 | Elect ZHOU Xingyou | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ningbo Joyson Electronic Corp. | 600699 | BYQDM82 | 20-Apr-23 | 28 | Elect WANG Xiaowei | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 1 | To Approve 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 2 | To Approve the Proposal for Distribution of 2022 Profits | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Novatek Microelectronics Corp | 3034 | Y64153102 | 31-May-23 | 3 | To Amend the Company’s Articles of Incorporation | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 1 | Election of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 2 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 3 | Request Cumulative Voting | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.1 | Allocate Cumulative Votes to Gileno Gurjao Barreto | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.2 | Allocate Cumulative Votes to Caio Mario Paes de An | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.3 | Allocate Cumulative Votes to Edison Antonio Costa | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.4 | Allocate Cumulative Votes to Ieda Aparecida de Mou | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.5 | Allocate Cumulative Votes to Marcio Andrade Weber | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.6 | Allocate Cumulative Votes to Ruy Flaks Schneider | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.7 | Allocate Cumulative Votes to Jose Joao Abdalla Fil | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 4.8 | Allocate Cumulative Votes to Marcelo Gasparino da | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 5 | Elect Gileno Gurjao Barreto as Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Petroleo Brasileiro S.A. - Petrobras | PETR3 | 71654V408 | 19-Aug-22 | 6 | Instructions if Meeting is Held on Second Call | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 2 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 3 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 4 | 2022 Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 5 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 6 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 8 | Elect WANG Guangqian | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 9 | Authority to Issue Debt Financing Instruments | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Ping An Insurance (Group) Company of China, Ltd. | 2318 | Y69790106 | 12-May-23 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 1 | Authority to Issue Debt Instruments | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 2 | Eligibility for Corporate Bond Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 3 | Plan For Issuance Of Corporate Bonds: Issuing Scale And Par Value | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 4 | Plan For Issuance Of Corporate Bonds: Bond Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 5 | Plan for Issuance of Corporate Bonds: Interest Rate and Its Determining Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 6 | Plan For Issuance Of Corporate Bonds: Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 7 | Plan For Issuance Of Corporate Bonds: Guarantee Arrangements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 8 | Plan For Issuance Of Corporate Bonds: Redemption And Resale Clauses | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 9 | Plan For Issuance Of Corporate Bonds: Purpose Of The Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 10 | Plan for Issuance of Corporate Bonds: Issuing Targets and Arrangements for Placement to Shareholders | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 11 | Plan for Issuance of Corporate Bonds: Underwriting Method and Listing Arrangement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 12 | Plan for Issuance of Corporate Bonds: Credit Conditions and Repayment Guarantee Measures | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 13 | Plan for Issuance of Corporate Bonds: Resolution Validity | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 14 | Board Authorization to Handle Related Matters | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 15 | Amendments to Articles | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 16 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 17 | Amendments to Work System for Independent Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 18 | Amendments to Decision-Making System for Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 19 | Amendments to Management System for Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Poly Developments and Holdings Group Co Ltd | 600048 | Y7000Q100 | 19-Sep-22 | 20 | Amendments to Management System for Dividend | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Rabigh Refining and Petrochemical Company | 2380 | M8180Q103 | 13-Dec-22 | 1 | Amendments to Article 3 (Corporate Purpose) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Rabigh Refining and Petrochemical Company | 2380 | M8180Q103 | 13-Dec-22 | 2 | Amendments to Article 46 (Distribution of Profits) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Riyue Heavy Industry Co Ltd | 603218 | Y7304F107 | 21-Jul-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Riyue Heavy Industry Co Ltd | 603218 | Y7304F107 | 21-Jul-22 | 2 | Increase of Implementing Parties and Location of Some Projects Financed with Raised Funds and Capital Increase with Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 1 | Adoption of the 2022 Share Award Scheme | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsonite International SA | 1910 | L80308106 | 21-Dec-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 1 | Financial Statements and Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 2 | Elect JUN Young Hyun | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 3 | Elect KWON Oh Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 4 | Elect KIM Duk Hyun | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 5 | Elect LEE Mi Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 6 | Election of Audit Committee Member: KWON Oh Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 7 | Election of Audit Committee Member: LEE Mi Kyung | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 8 | Election of Independent Director to Be Appointed as Audit Committee Member: CHOI Won Wook | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 9 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Samsung SDI Co., Ltd. | 006400 | Y74866107 | 15-Mar-23 | 10 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Seazen Group Limited | 1030 | G7956A109 | 29-Dec-22 | 3 | 2023 Seazen Framework Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sembcorp Industries Limited | U96 | Y79711159 | 08-Nov-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sembcorp Industries Limited | U96 | Y79711159 | 08-Nov-22 | 2 | Sale of Sembcorp Energy India Limited | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 1 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 2 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 5 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 6 | Related Party Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 7 | Independent Directors Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 8 | Internal Control Self-Assessment Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 9 | Internal Control Audit Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 10 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 11 | Related Party Transaction Framework Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shan Xi Hua Yang Group New Energy Co Ltd | 600348 | Y7703G102 | 26-May-23 | 12 | Financial Services Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 1 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 2 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 3 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 4 | 2022 Accounts and Reports and 2023 Financial Budget | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 5 | 2022 Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 7 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 8 | Confirmation and Estimation of Related Party Transactions in 2022 and 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 9 | Approval of Line of Credit | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 10 | Financial Service Agreement to be Signed with Bailian Group Finance Co., Ltd. and Related Party Transactions | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Bailian Group Co., Ltd. | 600827 | Y7682E110 | 21-Jun-23 | 11 | Application for Launching Letter of Guarantees Pool Business | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 1 | Amendments to Procedural Rules: Board Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 2 | Appointment of Internal Control Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 3 | Provision of Guarantees for a Project Company in Japan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Electric Power Company Limited | 600021 | Y7T829116 | 19-Dec-22 | 4 | Provision of Guarantees for a Subsidiary in Malta Regarding Equity Transfer | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Putailai New Energy Technology Co Ltd | 603659 | Y7T892106 | 30-Sep-22 | 1 | Proposal for Adjustment of the Repurchase Price of 2018 Restricted Stocks and Cancellation and Repurchase of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shanghai Putailai New Energy Technology Co Ltd | 603659 | Y7T892106 | 30-Sep-22 | 2 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Chengxin Lithium Group Co Ltd | 002240 | Y2931D104 | 23-Sep-22 | 1 | Adjusting the Repurchase Price of Restricted Stocks and Repurchasing and Cancelling Some Restricted Stocks | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Chengxin Lithium Group Co Ltd | 002240 | Y2931D104 | 23-Sep-22 | 2 | Change of the Company S Registered Capital and Amendments to the Company S Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 1 | Change of the Purpose of Some Raised Funds to Permanently supplement the Working Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 2 | Reappointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 3 | Downward Adjustment of Conversion Price of the Company’s Convertible Bonds As Proposed by the Board of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Kangtai Biological Products Co. Ltd | 300601 | Y774C4101 | 14-Sep-22 | 4 | Authority to Repurchase Shares by Means of Centralized Bidding | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 1 | Repurchase and Cancellation of the Locked Restricted Stocks Granted to Some Plan Participants | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 2 | Change of the Company’s Registered Capital and Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen S.C New Energy Technology Corporation | 300724 | Y774E4109 | 26-Aug-22 | 3 | Provision Of Guarantee For Clients | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 1 | Additional Guarantee Quota For The Bank Financing Of Subsidiaries | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 2 | Repurchase and Cancellation of Some Locked Restricted Stocks Granted to Plan Participants | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 14-Sep-22 | 3 | Change of the Registered Capital of the Company and Amendments to the Articles of Association of the Company | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 17-Oct-22 | 1 | Proposal On Additional Investment In European Subsidiaries | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Shenzhen Senior Technology Material Co Ltd. | 300568 | Y774BJ109 | 17-Oct-22 | 2 | Proposals for the Company to Add Guaranteed Objects within the Amount of Guarantees for 2022 | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 1 | Amendments to the Company’s Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 2 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 3 | Continuing Connected Transaction Agreement To Be Signed | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 16-Jan-23 | 4 | 2023 Credit And Guarantee Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 1 | Shareholder Return Plan for the Next 3 Years (2022-2024) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 2 | GDR Issuance and Listing on the SIX Swiss Exchange and Conversion into A Company Limited by Shares with Raises Funds Overseas | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 3 | Stock Type and Par Value | �� | Mgmt | Voted | For | For | |||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 4 | Listing Place | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 5 | Issuing Date | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 6 | Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 7 | Issuing Volume | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 8 | GDR Scale during the Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 9 | Conversion Ratio of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 10 | Pricing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 11 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 12 | Conversion Limit Period of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 13 | Underwriting Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 14 | Report On The Use Of Previously-Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 15 | Plan For The Use Of Raised Funds From Gdr Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 16 | Valid Period of the Resolution on the GDR Issuance and Listing on the SIX Swiss Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 17 | Board Authorization to Handle All Related Matters | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 18 | Distribution Plan for Accumulated Retained Profits before the GDR Issuance and Listing on the SIX Swiss Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 19 | Amendments to Articles (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 20 | Amendments of Procedural Rules: Shareholder Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 21 | Amendments of Procedural Rules: Board Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 22 | Amendments of Procedural Rules: Supervisory Board Meetings (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 03-Feb-23 | 23 | Establishment of the Confidentiality and File Management Work System for Overseas Securities Issuance and Listing (Applicable after GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 28-Oct-22 | 1 | Amendments To The Company S Some Articles Of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 28-Oct-22 | 2 | Adjustment Of 2022 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 02-Nov-22 | 1 | Setting Up And Application For Issuance Of Asset-Backed Securities | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sichuan Road & Bridge | 600039 | Y7932N100 | 30-Dec-22 | 1 | Adjustment Of 2022 Estimated Quota Of Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 3 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 4 | Updated Mandate of the Issue of Debt Financing Instruments | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 5 | Authority to Give Guarantees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 6 | Reduction in Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 7 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 8 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 9 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 10 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 11 | 2023 Financial Budget | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 12 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 13 | Board Authorization to Determine Interim Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 15 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 2 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotrans Limited | 0598 | Y6145J104 | 12-May-23 | 3 | Reduction in Registered Capital and Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 5 | Elect WANG Zhijian | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 6 | Elect WANG Chen | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 7 | Elect LIU Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 8 | Elect ZHANG Wei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 9 | Elect ZHAO Hong | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 10 | Elect Richard von Braunschweig | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 11 | Elect LIANG Qing | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 12 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 14 | Amendments to Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 15 | Supplemental Agreement to 2023 CNHTC Product Sales Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 16 | Supplemental Agreement to 2023 CNHTC Product Purchase Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 17 | Supplemental Agreement to 2023 CNHTC Financial Services Agreement and Revised Annual Cap | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 18 | 2026 CNHTC Sales of Goods Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 19 | 2026 CNHTC Purchase of Goods Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 20 | 2026 Provision of Financial Services Agreement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Sinotruk (Hong Kong) Limited | 3808 | Y8014Z102 | 28-Jun-23 | 21 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 3 | Elect Paul Kenneth ETCHELLS | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 4 | Elect Zhuo Ping ZHANG | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 5 | Elect Gordon Douglas MCCALLUM | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 6 | Elect Edith NGAN Manling | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 7 | Elect Bonnie ZHANG Yi | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 9 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Swire Pacific Limited | 0019 | Y83310105 | 11-May-23 | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 06-Jun-23 | 1 | 2022 Business Report and Financial Statements | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 06-Jun-23 | 2 | Issuance of Employee Restricted Stock Awards for Year 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 06-Jun-23 | 3 | Revise the Procedures for Endorsement and Guarantee. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 06-Jun-23 | 4 | In Order to Reflect the Audit Committee Name Change to the Audit and Risk Committee, To Revise the Name of Audit Committee in four TSMC Policies | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 1 | 2022 Work Report Of The Board Of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 2 | 2022 Work Report Of The Supervisory Committee | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 3 | 2022 Annual Accounts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 4 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 5 | 2022 Profit Distribution Plan: the Detailed Profit Distribution Plan Are as Follows: 1) Cash Dividend/10 Shares (Tax Included):cny2.00000000 2) Bonus Issue From Profit (Share/10 Shares):none 3) Bonus Issue From Capital Reserve (Share/10 Shares):none | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 6 | Reappointment of Audit Firm | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tian Di Science and Technology Co., Ltd. | 600582 | Y8817K104 | 26-Apr-23 | 7 | 2023 Estimated Continuing Connected Transactions | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tianqi Lithium Corporation | 002466 | Y8817Q101 | 18-Nov-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tianqi Lithium Corporation | 002466 | Y8817Q101 | 18-Nov-22 | 2 | To Consider and Approve the Change of Domestic Auditor of the Company from ShineWing to KPMG and Appoint KPMG As the Company’s International Auditor for the Year Ending 31 December 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tianqi Lithium Corporation | 002466 | Y79327105 | 18-Nov-22 | 1 | To Consider and Approve the Change of Domestic Auditor of the Company from ShineWing to KPMG and Appoint KPMG As the Company’s International Auditor for the Year Ending 31 December 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 4 | Consolidation of Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 5 | Board Size | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 6 | Request Cumulative Voting | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 7 | Election of Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 8 | Approve Recasting of Votes for Amended Slate | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 9 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 10 | Proportional Allocation of Cumulative Votes | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 11 | Allocate Cumulative Votes to Ademar Schardong | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 12 | Allocate Cumulative Votes to Daniel Pires Carneiro | Mgmt | Voted | Abstain | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 13 | Allocate Cumulative Votes to Joao Marcelo Dumonce | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 14 | Allocate Cumulative Votes to Jorge Luis Vargas Cardoso | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 15 | Allocate Cumulative Votes to Luiz Osorio Dumonce | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 16 | Allocate Cumulative Votes to Marina Salles Fusco Piccin | Mgmt | Voted | For | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 17 | Request Separate Election for Board Member/s | Mgmt | Voted | Abstain | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 18 | Remuneration Policy | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Tres Tentos Agroindustrial S/A | TTEN3 | P9368F106 | 26-Apr-23 | 19 | Request Establishment of Supervisory Council | Mgmt | Voted | Abstain | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Vedanta Limited | VEDL | Y9364D105 | 11-Oct-22 | 1 | Restructuring/Capitalization | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wanda Film Holding Co. Ltd. | 002739 | Y94885103 | 22-Jul-22 | 1 | Elect ZHANG Lin | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 1 | Connected Transaction Regarding Estimated Additional Guarantee for the Bank Credit Line Applied for by Subsidiaries to Banks | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 2 | Provision of Interest-free Loans to a Wholly-owned Subsidiary with Raised Funds for Implementing Projects Financed with Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 3 | Cash Management With Temporarily Idle Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Autowell Technology Co Ltd | 688516 | Y971DP105 | 10-Oct-22 | 4 | 2022 Interim Profit Distribution Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 1 | 2022 Restricted Stock Incentive Plan (Draft) And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 2 | Appraisal Management Measures For The Implementation Of 2022 Restricted Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 3 | Authorization To The Board To Handle Matters Regarding The Equity Incentive | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 4 | Change Of The Company’s Registered Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 10-Oct-22 | 5 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 1 | GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange and Conversion into a Company Limited by Shares which Raises Funds Overseas | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 2 | Stock Type and Par Value | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 3 | Issuing Date | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 4 | Issuing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 5 | Issuing Size | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 6 | GDR Scale during the Duration | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 7 | Conversion Ratio of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 8 | Pricing Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 9 | Issuing Targets | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 10 | Listing Place | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 11 | Conversion Limit Period of GDRs and Basic Securities of A-Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 12 | Underwriting Method | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 13 | Plan For The Use Of Raised Funds From Gdr Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 14 | Distribution Plan for Accumulated Retained Profits Before the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 15 | Board Authorization to Handle Matters Regarding the GDR Issuance and Listing on the SIX Swiss Exchange or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 16 | Amendments to Articles, Procedural Rules for Shareholder and Board Meetings (Draft) (Applicable After GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 17 | Amendments to Procedural Rules: Supervisory Board Meetings (Draft) (Applicable After GDR Listing) | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 18 | The Valid Period Of The Resolution On The Gdr Issuance And Listing On The Six Swiss Exchange Or London Stock Exchange | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Wuxi Lead Intelligent Equipment Co., Ltd. | 300450 | Y9717H100 | 04-Nov-22 | 19 | Report on the Use of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 2 | Type of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 3 | Nominal Value of per Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 4 | Place of Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 5 | Offering Size | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 6 | Target Subscribers | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 7 | Strategic Placement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 8 | Method of Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 9 | Method of Pricing | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 10 | Method of Underwriting | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 11 | Distribution of the Accumulated Profit Prior to the A Share Offering and Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 12 | Validity Period of the Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 13 | Extension of Validity Period Related to the Proposed A Share Offering | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 14 | Participation in the Strategic Allotment under the A Share Offering by Connected Persons | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 2 | Type of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 3 | Nominal Value of per Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 4 | Place of Listing | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 5 | Offering Size | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 6 | Target Subscribers | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 7 | Strategic Placement | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 8 | Method of Issuance | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 9 | Method of Pricing | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 10 | Method of Underwriting | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 11 | Distribution of the Accumulated Profit Prior to the A Share Offering and Listing | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 10-May-23 | 12 | Validity Period of the Resolution | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 2 | Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 3 | Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 4 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 5 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 6 | Annual Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 7 | Directors’ and Supervisors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Xinte Energy Co Ltd | 1799 | Y972BC104 | 18-May-23 | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 15-May-23 | 1 | Elect Andrey Betin | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 15-May-23 | 2 | Election of Statutory Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 1 | Merger with Yandex Media Services B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 2 | Merger with Yandex Classifieds Holdings B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 3 | Merger with MLU B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 4 | Merger with Foodtech & Delivery Ops B.V. | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 5 | Ratification of Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 6 | Elect Alexey A. Yakovitsky | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 7 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 8 | Election of Statutory Auditors | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 10 | Authority to Suppress Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 30-Jun-23 | 11 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 1 | Ratification of Board Acts | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 2 | Elect Rogier Rijnja | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 3 | Elect Charles Ryan | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 4 | Elect Alexander S. Voloshin | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 5 | Cancellation of Class C Shares | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 6 | Appointment of Auditor | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 8 | Authority to Suppress Preemptive Rights | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yandex N.V. | YNDX | N97284108 | 22-Dec-22 | 9 | Authority to Repurchase Shares | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 4 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 5 | Elect Leon YEE Kee Shian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 6 | Elect LIU Hua | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 7 | Elect Raymond POH Boon Hu | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 8 | Elect Ren Letian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 11 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yangzijiang Shipbuilding (Holdings) Ltd. | BS6 | Y9728A102 | 24-Apr-23 | 12 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 13-Mar-23 | 1 | Demonstration Analysis Report on Convertible Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 13-Mar-23 | 2 | Authorization to the Board to Handle Matters Regarding the Convertible Corporate Bonds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 13-Mar-23 | 3 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 2 | 2022 Directors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 3 | 2022 Supervisors’ Report | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 4 | 2022 Annual Report And Its Summary | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 5 | 2022 Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 6 | Report on Deposit and Use of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 7 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 8 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 9 | Approval of Line of Credit | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 10 | Authority to Give Guarantees to Subsidiaries’ Applications for Line of Credit | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 11 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Yifeng Pharmacy Chain Co.Ltd. | 603939 | Y982AC104 | 18-May-23 | 12 | Verification Report on the Weighted Average Return on Equity and Non-Recurring Profit and Loss of the Company for the Last Three Years | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 1 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 2 | Elect YAN Lei | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang HangKe Technology Incorporated Company | 688006 | Y989L4105 | 13-Sep-22 | 3 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 1 | Approve Report on the Usage of Previously Raised Funds | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 2 | Approve Related Party Transaction | Mgmt | Voted | For | For | ||||||||||
| TCW Emerging Markets Multi-Asset Opportunities Fund | Zhejiang Huayou Cobalt Co.,Ltd. | 603799 | Y9898D100 | 05-Sep-22 | 3 | Amend Articles of Association | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 1 | Approval of the statutory stand-alone financial statements | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 2 | Approval of the consolidated financial statements | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 3 | Approval of discharge (quitus) to directors for proper performance of their duties | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 4 | Approval of carry forward of net results | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 5 | Confirmation of David Wajsgras (co-opted) as director | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 6 | Confirmation of David Mack (co-opted) as director | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 7 | Re-election of Director: Roy Chestnutt | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 8 | Re-election of Director: Lisa Hammitt | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 9 | Re-election of Director: David Mack | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 10 | Re-election of Director: Marc Montagner | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 11 | Re-election of Director: Easwaran Sundaram | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 12 | Re-election of Director: David Wajsgras | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 13 | Re-election of Director: Jinhy Yoon | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 14 | Ratification of directors remuneration for 2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 15 | Approval of directors remuneration for 2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 16 | Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Bond Fund | Intelsat S.A. | NA | L5217E120 | 21-Jun-23 | 17 | Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws) | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 1 | Elect Joel S. Marcus | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 2 | Elect Steven R. Hash | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 3 | Elect James P. Cain | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 4 | Elect Cynthia L. Feldmann | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 5 | Elect Maria C. Freire | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 6 | Elect Richard H. Klein | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 7 | Elect Michael A. Woronoff | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Alexandria Real Estate Equities, Inc. | ARE | 015271109 | 16-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 1 | Elect Thomas A. Bartlett | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 2 | Elect Kelly C. Chambliss | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 3 | Elect Teresa H. Clarke | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 4 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 5 | Elect Kenneth R. Frank | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 6 | Elect Robert D. Hormats | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 7 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 8 | Elect Craig Macnab | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 9 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 10 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 11 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 12 | Elect Samme L. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 1 | Elect Dissident Nominee Michelle Applebaum | ShrHoldr | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 2 | Elect Dissident Nominee James P. Sullivan | ShrHoldr | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 3 | Elect Management Nominee Jay P. Leupp | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 4 | Elect Management Nominee Michael A. Stein | Mgmt | Take No Action | TNA | N/A |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 5 | Elect Management Nominee R. Dary Stone | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 6 | Ratification of Auditor | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 7 | Advisory Vote on Executive Compensation | Mgmt | Take No Action | TNA | N/A | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 1 | Elect Management Nominee Jay P. Leupp | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 2 | Elect Management Nominee Michael A. Stein | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 3 | Elect Management Nominee R. Dary Stone | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 4 | Elect Dissident Nominee Michelle Applebaum | ShrHoldr | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 5 | Elect Dissident Nominee James P. Sullivan | ShrHoldr | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Apartment Investment and Management Co. | AIV | 03748R747 | 16-Dec-22 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 1 | Elect James M. Taylor Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 2 | Elect Michael Berman | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 3 | Elect Julie Bowerman | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 4 | Elect Sheryl M. Crosland | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 5 | Elect Thomas W. Dickson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 6 | Elect Daniel B. Hurwitz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 7 | Elect Sandra A.J. Lawrence | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 8 | Elect William D. Rahm | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Brixmor Property Group Inc. | BRX | 11120U105 | 26-Apr-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 1 | Elect John S. Bailey | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 2 | Elect William A. Halter | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 3 | Elect Bryan H. Held | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 4 | Elect W. Daniel Hughes Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 5 | Elect Neil J. Labatte | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 6 | Elect S. Jane Marshall | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 7 | Elect Teresa Neto | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 8 | Elect Daniel M. Oberste | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 9 | Elect Graham D. Senst | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 10 | Elect Elizabeth A. Wademan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | BSR Real Estate Investment Trust | HOM.U | 05585D103 | 11-May-23 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 4 | Directors’ Fees for FY2022 | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 5 | Directors’ Fees for FY2023 | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 6 | Elect Chaly MAH Chee Kheong | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 7 | Elect Gabriel LIM Meng Liang | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 8 | Elect Miguel KO | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 9 | Elect Abdul Farid bin Alias | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 12 | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 13 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | CapitaLand Investment Limited | 9CI | Y1091P105 | 25-Apr-23 | 14 | Distribution In-Specie | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 3 | Report on Non-Financial Information | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 4 | Allocation of Losses | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 5 | Ratification of Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 6 | Authority to Distribute Special Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 7 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 8 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 9 | Amendment of Remuneration Policy | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 10 | Board Size | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 11 | Elect Marieta del Rivero Bermejo | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 12 | Elect Christian Coco | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 13 | Ratify Co-Option and Elect Ana Garcia Fau | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 14 | Ratify Co-Option and Elect Jonathan Amouyal | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 15 | Ratify Co-Option and Elect Maria Teresa Ballester Fornes | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 16 | Elect Oscar Fanjul Martin | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 17 | Elect Dominique DHinnin | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 18 | Elect Marco Patuano | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 19 | Authority to Repurchase and Reissue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 21 | Authority to Issue Convertible Debt Instruments | Mgmt | Voted | Abstain | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 22 | Authorisation of Legal Formalities | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 23 | Remuneration Report | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Cellnex Telecom S.A. | CLNX | E2R41M104 | 31-May-23 | 24 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.1 | Elect Edwin B. Brewer, Jr. | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.2 | Elect Jeffrey H. Fisher | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.3 | Elect David J. Grissen | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.4 | Elect Mary Beth Higgins | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.5 | Elect Robert Perlmutter | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.6 | Elect Rolf E. Ruhfus | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 1.7 | Elect Ethel Isaacs Williams | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Chatham Lodging Trust | CLDT | 16208T102 | 18-May-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 3 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 4 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 5 | Elect LI Xin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 6 | Elect ZHANG Dawei | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 7 | Elect GUO Shiqing | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 8 | Elect Andrew Y. YAN | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 9 | Elect Peter WAN Kam To | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 10 | Directors’ Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 12 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | China Resources Land Limited | 1109 | G2108Y105 | 07-Jun-23 | 14 | Authority to Issue Repurchased Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 1 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 2 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 3 | Elect Ron Guerrier | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 4 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 5 | Elect Charles Meyers | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 6 | Elect Thomas S. Olinger | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 7 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 8 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 9 | Elect Sandra Rivera | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 10 | Elect Fidelma Russo | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 11 | Elect Peter F. Van Camp | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Equinix, Inc. | EQIX | 29444U700 | 25-May-23 | 15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 1 | Elect Peter M. Carlino | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 2 | Elect JoAnne A. Epps | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 3 | Elect Carol Lynton | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 4 | Elect Joseph W. Marshall, III | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 5 | Elect James B. Perry | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 6 | Elect Barry F. Schwartz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 7 | Elect Earl C. Shanks | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 8 | Elect E. Scott Urdang | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Gaming And Leisure Properties, Inc. | GLPI | 36467J108 | 15-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 3 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 4 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 5 | Re-elect Chris Green | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 6 | Re-elect Phillip (Phil) J. Pryke | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 7 | Re-elect Anthony Rozic | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 8 | Elect Hilary Jo Spann | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 9 | Elect Vanessa Liu | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 10 | Remuneration Report | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 11 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 12 | Equity Grant (MD/CEO Greg Goodman) | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 13 | Equity Grant (Executive Director Danny Peeters) | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 14 | Equity Grant (Deputy CEO & CEO North America Anthony Rozic) | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 15 | Increase NED fee cap | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 16 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 17 | Board Spill | Mgmt | Voted | Against | For | ||||||||||
| TCW Global Real Estate Fund | Goodman Group | GMG | Q4229W132 | 17-Nov-22 | 18 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.1 | Elect Michael D. Fascitelli | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.2 | Elect Dallas B. Tanner | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.3 | Elect Jana Cohen Barbe | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.4 | Elect Richard D. Bronson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.5 | Elect Jeffrey E. Kelter | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.6 | Elect Joseph D. Margolis | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.7 | Elect John B. Rhea | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.8 | Elect Janice L. Sears | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.9 | Elect Frances Aldrich Sevilla-Sacasa | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 1.10 | Elect Keith D. Taylor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Invitation Homes Inc. | INVH | 46187W107 | 17-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.1 | Elect Philip D. Fraser | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.2 | Elect Robert G. Kay | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.3 | Elect Aldea M. Landry | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.4 | Elect James C. Lawley | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.5 | Elect Karine L. Maclndoe | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.6 | Elect Laurie M. MacKeigan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.7 | Elect Doug McGregor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.8 | Elect Robert G. Richardson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 1.9 | Elect Manfred J. Walt | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | Killam Apartment Real Estate Investment Trust | KMP.UN | 49410M102 | 05-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 1 | Elect John A. Kite | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 2 | Elect William E. Bindley | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 3 | Elect Bonnie Biumi | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 4 | Elect Derrick Burks | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 5 | Elect Victor J. Coleman | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 6 | Elect Gerald M. Gorski | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 7 | Elect Steven P. Grimes | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 8 | Elect Christie B. Kelly | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 9 | Elect Peter L. Lynch | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 10 | Elect David R. O’Reilly | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 11 | Elect Barton R. Peterson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 12 | Elect Charles H. Wurtzebach | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 13 | Elect Caroline L. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Kite Realty Group Trust | KRG | 49803T300 | 10-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.1 | Elect Nancy Fletcher | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.2 | Elect John E. Koerner III | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.3 | Elect Marshall A. Loeb | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.4 | Elect Stephen P. Mumblow | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.5 | Elect Thomas V. Reifenheiser | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.6 | Elect Anna Reilly | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.7 | Elect Kevin P. Reilly, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.8 | Elect Wendell S. Reilly | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 1.9 | Elect Elizabeth Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | Against | ||||||||||
| TCW Global Real Estate Fund | Lamar Advertising Company | LAMR | 512816109 | 10-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 1 | Elect T. Wilson Eglin | Mgmt | �� | Voted | For | For | |||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 2 | Elect Lawrence L. Gray | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 3 | Elect Arun Gupta | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 4 | Elect Jamie Handwerker | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 5 | Elect Derrick Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 6 | Elect Claire A. Koeneman | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 7 | Elect Nancy Elizabeth Noe | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 8 | Elect Howard Roth | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | LXP Industrial Trust | LXP | 529043101 | 23-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 1 | Elect H. Eric Bolton, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 2 | Elect Deborah H. Caplan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 3 | Elect John P. Case | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 4 | Elect Tamara D. Fischer | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 5 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 7 | Elect Edith Kelly-Green | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 8 | Elect James K. Lowder | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 9 | Elect Thomas H. Lowder | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 10 | Elect Claude B. Nielsen | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 11 | Elect W. Reid Sanders | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 12 | Elect Gary Shorb | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 13 | Elect David P. Stockert | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mid-America Apartment Communities, Inc. | MAA | 59522J103 | 16-May-23 | 17 | Approval of the 2023 Omnibus Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 1 | Elect Roger Greenberg | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 2 | Elect Allan Kimberley | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 3 | Elect Heather Kirk | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 4 | Elect Jo-Ann Lempert | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 5 | Elect Jonathan Li | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 6 | Elect Jacqueline Moss | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 7 | Elect Michael Waters | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Minto Apartment Real Estate Investment Trust | MI.UN | 60448E103 | 09-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 2 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 3 | Elect Junichi Yoshida | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 4 | Elect Atsushi Nakajima | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 5 | Elect Bunroku Naganuma | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 6 | Elect Naoki Umeda | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 7 | Elect Mikihito Hirai | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 8 | Elect Noboru Nishigai | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 9 | Elect Hiroshi Katayama | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 10 | Elect Tsuyoshi Okamoto | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 11 | Elect Tetsuo Narukawa | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 12 | Elect Masaaki Shirakawa | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 13 | Elect Shin Nagase | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 14 | Elect Wataru Sueyoshi | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 15 | Elect Ayako Sonoda | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsubishi Estate Company, Limited | 8802 | J43916113 | 29-Jun-23 | 16 | Elect Melanie Brock | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 2 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 3 | Elect Masanobu Komoda | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 4 | Elect Takashi Ueda | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 5 | Elect Takashi Yamamoto | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 6 | Elect Takayuki Miki | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 7 | Elect Yoshihiro Hirokawa | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 8 | Elect Shingo Suzuki | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 9 | Elect Makoto Tokuda | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 10 | Elect Hisashi Osawa | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 11 | Elect Tsunehiro Nakayama | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 12 | Elect Shinichiro Ito | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 13 | Elect Eriko Kawai | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 14 | Elect Mami Indo | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 15 | Elect Wataru Hamamoto | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 16 | Elect Minoru Nakazato | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 17 | Elect Mayo Mita Mayo Nakatsuka | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Mitsui Fudosan Co., Ltd. | 8801 | J4509L101 | 29-Jun-23 | 18 | Bonus | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 30-Jan-23 | 1 | Approval of the 2023 Long Term Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 1 | Elect James Dondero | Mgmt | Voted | Withhold | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 2 | Elect Brian Mitts | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 3 | Elect Edward Constantino | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 4 | Elect Scott Kavanaugh | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 5 | Elect Arthur Laffer | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 6 | Elect Carol Swain | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 7 | Elect Catherine Wood | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 8 | Issuance of Common Stock | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | NexPoint Diversified Real Estate Trust | NXDT | 65340G205 | 13-Jun-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 1 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 2 | Elect Satoshi Yamaguchi as Executive Director | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 3 | Elect Atsushi Toda as Alternate Executive Director | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 4 | Elect Yoichiro Hamaoka | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 5 | Elect Mami Tazaki | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Nippon Prologis Reit | 3283 | J5528H104 | 26-Aug-22 | 6 | Elect Kuninori Oku | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 1 | Elect Jon E. Bortz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 2 | Elect Cydney C. Donnell | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 3 | Elect Ron E. Jackson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 4 | Elect Phillip M. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 5 | Elect Michael J. Schall | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 6 | Elect Bonny W. Simi | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 7 | Elect Earl E. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Pebblebrook Hotel Trust | PEB | 70509V100 | 23-May-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 1 | Elect Hamid R. Moghadam | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 2 | Elect Cristina G. Bita | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 3 | Elect James B. Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 4 | Elect George L. Fotiades | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 5 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 6 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 7 | Elect Avid Modjtabai | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 8 | Elect David P. O’Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 9 | Elect Olivier Piani | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 10 | Elect Jeffrey L. Skelton | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 11 | Elect Carl B. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 04-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 28-Sep-22 | 1 | Stock Issuance for Merger with Duke Realty | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Prologis, Inc. | PLD | 74340W103 | 28-Sep-22 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 1 | Elect Ronald L. Havner, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 2 | Elect Tamara Hughes Gustavson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 3 | Elect Leslie Stone Heisz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 4 | Elect Shankh S. Mitra | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 5 | Elect David J. Neithercut | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 6 | Elect Rebecca L. Owen | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 7 | Elect Kristy M. Pipes | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 8 | Elect Avedick B. Poladian | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 9 | Elect John Reyes | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 10 | Elect Joseph D. Russell, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 11 | Elect Tariq M. Shaukat | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 12 | Elect Ronald P. Spogli | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 13 | Elect Paul S. Williams | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Public Storage | PSA | 74460D109 | 02-May-23 | 17 | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 2 | Final Dividend | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 3 | Remuneration Report | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 4 | Elect Andy Harrison | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 5 | Elect Mary Barnard | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 6 | Elect Sue Clayton | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 7 | Elect Soumen Das | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 8 | Elect Carol Fairweather | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 9 | Elect Simon Fraser | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 10 | Elect Andy Gulliford | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 11 | Elect Martin Moore | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 12 | Elect David Sleath | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 13 | Elect Linda Yueh | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 14 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 15 | Authority to Set Auditor’s Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 16 | Authorisation of Political Donations | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 20 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Segro Plc | SGRO | G80277141 | 20-Apr-23 | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 1 | Elect Glyn F. Aeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 2 | Elect Larry C. Glasscock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 3 | Elect Allan B. Hubbard | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 4 | Elect Reuben S. Leibowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 5 | Elect Randall J. Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 6 | Elect Gary M. Rodkin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 7 | Elect Peggy Fang Roe | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 8 | Elect Stefan M. Selig | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 9 | Elect Daniel C. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 10 | Elect Marta R. Stewart | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 1 | Elect Peter Lane | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 2 | Elect William H. Lyon | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 3 | Elect Anne L. Mariucci | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 4 | Elect David C. Merritt | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 5 | Elect Andrea R. Owen | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 6 | Elect Sheryl D. Palmer | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 7 | Elect Denise F. Warren | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 8 | Elect Christopher J. Yip | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Taylor Morrison Home Corporation | TMHC | 87724P106 | 25-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.1 | Elect Avi Banyasz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.2 | Elect Doug Bouquard | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.3 | Elect Michael Gillmore | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.4 | Elect Julie Hong Clayton | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.5 | Elect Todd S. Schuster | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.6 | Elect Wendy A. Silverstein | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.7 | Elect Bradley Smith | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 1.8 | Elect Gregory A. White | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | TPG RE Finance Trust, Inc. | TRTX | 87266M107 | 16-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | UWM Holdings Corporation | UWMC | 91823B109 | 07-Jun-23 | 1.1 | Elect Jeff Ishbia | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | UWM Holdings Corporation | UWMC | 91823B109 | 07-Jun-23 | 1.2 | Elect Laura Lawson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | UWM Holdings Corporation | UWMC | 91823B109 | 07-Jun-23 | 1.3 | Elect Isiah L. Thomas III | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Global Real Estate Fund | UWM Holdings Corporation | UWMC | 91823B109 | 07-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | UWM Holdings Corporation | UWMC | 91823B109 | 07-Jun-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 1 | Elect Melody C. Barnes | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 2 | Elect Debra A. Cafaro | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 3 | Elect Michael J. Embler | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 4 | Elect Matthew J. Lustig | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 5 | Elect Roxanne M. Martino | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 6 | Elect Marguerite M. Nader | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 7 | Elect Sean Nolan | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 8 | Elect Walter C. Rakowich | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 9 | Elect Sumit Roy | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 10 | Elect James D. Shelton | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 11 | Elect Maurice Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Global Real Estate Fund | Ventas, Inc. | VTR | 92276F100 | 16-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 1 | Elect James R. Abrahamson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 2 | Elect Diana F. Cantor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 3 | Elect Monica H. Douglas | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 4 | Elect Elizabeth I. Holland | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 5 | Elect Craig Macnab | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 6 | Elect Edward B. Pitoniak | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 7 | Elect Michael D. Rumbolz | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | VICI Properties Inc. | VICI | 925652109 | 27-Apr-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 1 | Elect Stephen P. Holmes | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 2 | Elect Geoffrey Ballotti | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 3 | Elect Myra J. Biblowit | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 4 | Elect James E. Buckman | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 5 | Elect Bruce B. Churchill | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 6 | Elect Mukul Vinayak Deoras | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 7 | Elect Ronald L. Nelson | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 8 | Elect Pauline D.E. Richards | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 10 | Amendment to Provide for Exculpation of Officers | Mgmt | Voted | Against | Against | ||||||||||
| TCW Global Real Estate Fund | Wyndham Hotels & Resorts, Inc. | WH | 98311A105 | 09-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 1 | Elect Heidi Kunz | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 2 | Elect Susan H. Rataj | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 3 | Elect George A. Scangos | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 4 | Elect Dow R. Wilson | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 6 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 7 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Agilent Technologies, Inc. | A | 00846U101 | 15-Mar-23 | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 1 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.1 | Elect Alain Bouchard | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.2 | Elect Louis Vachon | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.3 | Elect Jean Bernier | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.4 | Elect Karinne Bouchard | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.5 | Elect Eric Boyko | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.6 | Elect Jacques D’Amours | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.7 | Elect Janice L. Fields | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.8 | Elect Eric Fortin | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.9 | Elect Richard Fortin | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.10 | Elect Brian Hannasch | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.11 | Elect Melanie Kau | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.12 | Elect Marie Josee Lamothe | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.13 | Elect Monique F. Leroux | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.14 | Elect Real Plourde | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.15 | Elect Daniel Rabinowicz | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 2.16 | Elect Louis Tetu | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 4 | Approval of Amendment to the Articles Regarding Share Structure | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 5 | Shareholder Proposal Regarding French as Official Company Language | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 6 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 7 | Shareholder Proposal Regarding Report on Women in Leadership Roles | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Alimentation Couche-Tard Inc. | ATD | 01626P304 | 31-Aug-22 | 8 | Shareholder Proposal Regarding Takeover Prevention | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 1 | Elect Thomas A. Amato | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 2 | Elect Anthony J. Conti | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 3 | Elect Gretchen W. McClain | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | AMETEK, Inc. | AME | 031100100 | 04-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 1 | Elect Diane M. Bryant | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 2 | Elect Gayla J. Delly | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 3 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 4 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 5 | Elect Check Kian Low | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 6 | Elect Justine F. Page | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 7 | Elect Henry S. Samueli | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 8 | Elect Hock E. Tan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 9 | Elect Harry L. You | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 11 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.1 | Elect Jeff Bender | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.2 | Elect John Billowits | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.3 | Elect Susan S. Gayner | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.4 | Elect Claire Kennedy | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.5 | Elect Robert Kittel | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.6 | Elect Mark Leonard | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.7 | Elect Mark Miller | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.8 | Elect Lori O’Neill | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.9 | Elect Donna Parr | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.10 | Elect Andrew Pastor | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.11 | Elect Laurie Schultz | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.12 | Elect Barry Symons | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 1.13 | Elect Robin Van Poelje | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Constellation Software Inc. | CSU | 21037X100 | 08-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 1 | Elect Rainer M. Blair | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 2 | Elect Feroz Dewan | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 3 | Elect Linda P. Hefner Filler | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 4 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 6 | Elect Jessica L. Mega | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 7 | Elect Mitchell P. Rales | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 8 | Elect Steven M. Rales | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 9 | Elect Pardis C. Sabeti | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 10 | Elect A. Shane Sanders | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 11 | Elect John T. Schwieters | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 12 | Elect Alan G. Spoon | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 13 | Elect Raymond C. Stevens | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 14 | Elect Elias A. Zerhouni | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Danaher Corporation | DHR | 235851102 | 09-May-23 | 19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.1 | Elect Brian L. Derksen | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.2 | Elect Matthew Proud | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.3 | Elect Mario Di Pietro | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.4 | Elect David L. MacDonald | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.5 | Elect Leslie ODonoghue | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.6 | Elect Edward D. Prittie | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 1.7 | Elect Ronnie Wahi | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Dye & Durham Limited | DND | 267488104 | 19-Dec-22 | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 1 | Elect James J. McGonigle | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 2 | Elect F. Phillip Snow | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 3 | Elect Maria Teresa Tejada | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 6 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 7 | Amendment to Remove Certain Business Combination Restrictions | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 8 | Exclusive Forum Provision (Delaware Court) | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 9 | Exclusive Forum Provision (Federal Court) | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 10 | Amendment to Remove Creditor Compromise Provision | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Factset Research Systems Inc. | FDS | 303075105 | 15-Dec-22 | 11 | Amendment to Clarify, Streamline and Modernize the Certificate of Incorporation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | �� | 1.1 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | |||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.2 | Elect Henrique de Castro | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.3 | Elect Harry F. DiSimone | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.4 | Elect Dylan G. Haggart | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.5 | Elect Wafaa Mamilli | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.6 | Elect Heidi G. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.7 | Elect Doyle R. Simons | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.8 | Elect Kevin M. Warren | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.1 | Elect Thomas M. Culligan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.2 | Elect Carol F. Fine | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.3 | Elect Adolfo Henriques | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.4 | Elect Mark H. Hildebrandt | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.5 | Elect Eric A. Mendelson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.6 | Elect Laurans A. Mendelson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.7 | Elect Victor H. Mendelson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.8 | Elect Julie Neitzel | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.9 | Elect Alan Schriesheim | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 1.10 | Elect Frank J. Schwitter | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | HEICO Corporation | HEI | 422806109 | 17-Mar-23 | 4 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | G5494J103 | 18-Jan-23 | 1 | Approval of Scheme of Arrangement | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | G5494J103 | 18-Jan-23 | 2 | Amendments to Articles | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | G5494J103 | 18-Jan-23 | 3 | Dissolution Merger | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Linde Plc | LIN | G5494J111 | 18-Jan-23 | 1 | Approval of Scheme of Arrangement | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 1 | Elect Robert F. Spoerry | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 2 | Elect Roland Diggelmann | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 3 | Elect Domitille Doat-Le Bigot | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 4 | Elect Elisha W. Finney | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 5 | Elect Richard Francis | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 6 | Elect Michael A. Kelly | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 7 | Elect Thomas P. Salice | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 8 | Elect Ingrid Zhang | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Mettler-Toledo International Inc. | MTD | 592688105 | 04-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 1 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 2 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 3 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 4 | Elect Satya Nadella | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 5 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 6 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 7 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 10 | Elect John W. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 11 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 12 | Elect Padmasree Warrior | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 16 | Shareholder Proposal Regarding Report on Hiring Practices | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 18 | Shareholder Proposal Regarding Report on Government Use of Technology | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 20 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 1 | Elect Joe Mansueto | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 2 | Elect Kunal Kapoor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 3 | Elect Robin Diamonte | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 4 | Elect Cheryl A. Francis | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 5 | Elect Steve Joynt | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 6 | Elect Steven Kaplan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 7 | Elect Gail Landis | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 8 | Elect Bill Lyons | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 9 | Elect Doniel N. Sutton | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 10 | Elect Caroline J. Tsay | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Morningstar, Inc. | MORN | 617700109 | 12-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.1 | Elect Awo Ablo | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.2 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.3 | Elect Michael J. Boskin | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.4 | Elect Safra A. Catz | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.5 | Elect Bruce R. Chizen | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.6 | Elect George H. Conrades | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.7 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.8 | Elect Rona Fairhead | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.9 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.10 | Elect Renee J. James | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.11 | Elect Charles W. Moorman IV | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.12 | Elect Leon E. Panetta | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.13 | Elect William G. Parrett | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.14 | Elect Naomi O. Seligman | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 1.15 | Elect Vishal Sikka | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Oracle Corporation | ORCL | 68389X105 | 16-Nov-22 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 1 | Elect Segun Agbaje | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 2 | Elect Jennifer Bailey | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 5 | Elect Edith W. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 6 | Elect Susan M. Diamond | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 7 | Elect Dina Dublon | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 8 | Elect Michelle D. Gass | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 9 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 10 | Elect Dave Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 11 | Elect David C. Page | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 12 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 13 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 14 | Elect Darren Walker | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 15 | Elect Alberto Weisser | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | For | Against | ||||||||||
| TCW New America Premier Equities Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 2 | Elect Amy W. Brinkley | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 3 | Elect Irene M. Esteves | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 4 | Elect L. Neil Hunn | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 5 | Elect Robert D. Johnson | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 6 | Elect Thomas P. Joyce, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 7 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 8 | Elect Richard F. Wallman | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 9 | Elect Christopher Wright | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Roper Technologies, Inc. | ROP | 776696106 | 13-Jun-23 | 13 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 2 | Elect Jacques Esculier | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 3 | Elect Gay Huey Evans | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 4 | Elect William D. Green | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 5 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 6 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 7 | Elect Robert P. Kelly | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 8 | Elect Ian P. Livingston | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 9 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 10 | Elect Maria R. Morris | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 11 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 13 | Elect Gregory Washington | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.1 | Elect Jeff T. Green | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.2 | Elect Andrea Cunningham | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | Against | Against | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 2 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 6 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 7 | Elect John F. Lundgren | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 9 | Elect Linda Rendle | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 10 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 1 | Elect Andrea E. Bertone | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 2 | Elect Edward E. Guillet | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 3 | Elect Michael W. Harlan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 4 | Elect Larry S. Hughes | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 5 | Elect Worthing F. Jackman | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 6 | Elect Elise L. Jordan | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 7 | Elect Susan Lee | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 8 | Elect Ronald J. Mittelstaedt | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 9 | Elect William J. Razzouk | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW New America Premier Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 1 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 2 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 3 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 4 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 5 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 6 | Remuneration Report | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 7 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 8 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 9 | Allocation of Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 10 | Ratification of Management Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 11 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 12 | Elect Chris Vogelzang to the Supervisory Board | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 14 | Authority to Suppress Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 15 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 16 | Cancellation of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 17 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 18 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 19 | Non-Voting Agenda Item | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 20 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW New America Premier Equities Fund | Wolters Kluwer NV | WKL | 5671519 | 10-May-23 | 21 | Non-Voting Meeting Note | N/A | Voted | N/A | N/A | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 1 | Elect Robert J. Alpern | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 2 | Elect Melody B. Meyer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 3 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 10 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 1 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 2 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 3 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 4 | Elect Amy DiGeso | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 5 | Elect Christopher J. Williams | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 6 | Elect Armando Pimentel, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 7 | Elect Brian T. Shea | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 8 | Elect W. Edward Walter III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 11 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 3 | Elect Michael V. Drake | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 4 | Elect Brian J. Druker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 5 | Elect Robert A. Eckert | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 6 | Elect Greg C. Garland | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 7 | Elect Charles M. Holley, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 8 | Elect S. Omar Ishrak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 9 | Elect Tyler Jacks | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 10 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 11 | Elect Amy E. Miles | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 12 | Elect Ronald D. Sugar | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 13 | Elect R. Sanders Williams | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 1 | Elect Scott T. Ford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 2 | Elect Glenn H. Hutchins | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 3 | Elect William E. Kennard | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 4 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 5 | Elect Michael B. McCallister | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 6 | Elect Beth E. Mooney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 7 | Elect Matthew K. Rose | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 8 | Elect John T. Stankey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 9 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 10 | Elect Luis A. Ubinas | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 1 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 2 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 3 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 4 | Elect Nelda J. Connors | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 5 | Elect Michael R. Dumais | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 6 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 7 | Elect John G. Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 8 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 9 | Elect Mohsen M. Sohi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 1 | Elect Sara A. Greenstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 2 | Elect Michael S. Hanley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 3 | Elect Frederic B. Lissalde | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 4 | Elect Shaun E. McAlmont | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 5 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 6 | Elect Alexis P. Michas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 7 | Elect Sailaja K. Shankar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 8 | Elect Hau N. Thai-Tang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 12 | Approval of the 2023 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 14 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 1 | Elect Diane M. Bryant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 2 | Elect Gayla J. Delly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 3 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 4 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 5 | Elect Check Kian Low | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 6 | Elect Justine F. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 7 | Elect Henry S. Samueli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 8 | Elect Hock E. Tan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 9 | Elect Harry L. You | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 11 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 1 | Elect Robert G. Bohn | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 2 | Elect Gregg A. Ostrander | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 3 | Elect Jesse G. Singh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 2 | Elect John B. Frank | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 3 | Elect Alice P. Gast | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 4 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 5 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 6 | Elect Jon M. Huntsman Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 7 | Elect Charles W. Moorman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 8 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 9 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 10 | Elect D. James Umpleby III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 11 | Elect Cynthia J. Warner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 12 | Elect Michael K. Wirth | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | �� | Voted | 1 Year | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 16 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 17 | Shareholder Proposal Regarding Medium-Term Scope 3 Target | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 18 | Shareholder Proposal Regarding Recalculated Emissions Baseline | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 19 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 21 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 22 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Chevron Corporation | CVX | 166764100 | 31-May-23 | 23 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.2 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.3 | Elect Madeline S. Bell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 3 | Approval of the 2023 Omnibus Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 4 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 7 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 8 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 9 | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 10 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 11 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 1 | Elect Anil Arora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 3 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 5 | Elect George Dowdie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 6 | Elect Fran Horowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 8 | Elect Melissa B. Lora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 9 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 10 | Elect Denise Paulonis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 13 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 1 | Elect Donald W. Blair | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 2 | Elect Leslie A. Brun | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 3 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 4 | Elect Richard T. Clark | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 5 | Elect Pamela J. Craig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 6 | Elect Robert F. Cummings, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 7 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 8 | Elect Deborah Ann Henretta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 9 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 10 | Elect Kurt M. Landgraf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 11 | Elect Kevin J. Martin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 12 | Elect Deborah D. Rieman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 13 | Elect Hansel E. Tookes II | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 14 | Elect Wendell P. Weeks | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 15 | Elect Mark S. Wrighton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 17 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 2 | Elect Klaus A. Engel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 3 | Elect David C. Everitt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 4 | Elect Janet Plaut Giesselman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 5 | Elect Karen H. Grimes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 6 | Elect Michael O. Johanns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 7 | Elect Rebecca B. Liebert | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 8 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 9 | Elect Charles V. Magro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 10 | Elect Nayaki R. Nayyar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 11 | Elect Gregory R. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 12 | Elect Kerry J. Preete | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 13 | Elect Patrick J. Ward | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.1 | Elect Margaret Shan Atkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.2 | Elect Ricardo Cardenas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.3 | Elect Juliana L. Chugg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.4 | Elect James P. Fogarty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.5 | Elect Cynthia T. Jamison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.6 | Elect Eugene I. Lee, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.7 | Elect Nana Mensah | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.8 | Elect William S. Simon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.9 | Elect Charles M. Sonsteby | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.10 | Elect Timothy J. Wilmott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 1 | Elect Mark J. Barrenechea | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 2 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 3 | Elect William J. Colombo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 4 | Elect Anne Fink | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 5 | Elect Larry Fitzgerald, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 6 | Elect Lauren R. Hobart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 7 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 8 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 9 | Elect Lawrence J. Schorr | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 10 | Elect Edward W. Stack | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 11 | Elect Larry D. Stone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 15 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 1 | Elect Amy G. Brady | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 2 | Elect Edward D. Breen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 3 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 4 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 6 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 7 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 8 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 9 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 10 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 11 | Elect Deanna M. Mulligan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 12 | Elect Steven M. Sterin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 1 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 2 | Elect R. Kerry Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 3 | Elect Robert L. Dixon, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 4 | Elect Deanna Strable-Soethout | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 7 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Elevance Health, Inc. | ELV | 036752103 | 10-May-23 | 9 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 1 | Elect Michael J. Angelakis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 2 | Elect Susan K. Avery | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 3 | Elect Angela F. Braly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 4 | Elect Gregory J. Goff | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 5 | Elect John D. Harris II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 6 | Elect Kaisa H. Hietala | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 7 | Elect Joseph L. Hooley | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 8 | Elect Steven A. Kandarian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 9 | Elect Alexander A. Karsner | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 10 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 11 | Elect Jeffrey W. Ubben | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 12 | Elect Darren W. Woods | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 16 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 18 | Shareholder Proposal Regarding Report on Carbon Capture and Storage | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 19 | Shareholder Proposal Regarding Methane Emission Disclosures | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 20 | Shareholder Proposal Regarding Medium-Term Scope 3 Target | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 21 | Shareholder Proposal Regarding Report on Guyanese Operations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 22 | Shareholder Proposal Regarding Recalculated Emissions Baseline | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 23 | Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 24 | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 25 | Shareholder Proposal Regarding Environmental Litigation | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 26 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 27 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 28 | Shareholder Proposal Regarding Report on Exploration and Production in the Arctic Refuge | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 2 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 4 | Elect Robert W. Dudley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 5 | Elect Hugh Grant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 6 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 7 | Elect Ryan M. Lance | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 8 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 9 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 10 | Elect Kathleen L. Quirk | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 11 | Elect John J. Stephens | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 12 | Elect Frances F. Townsend | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 1 | Elect Peter J. Arduini | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 2 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 3 | Elect Rodney F. Hochman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 4 | Elect Lloyd W. Howell, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 5 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 6 | Elect Catherine Lesjak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 7 | Elect Anne T. Madden | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 8 | Elect Tomislav Mihaljevic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 9 | Elect William J. Stromberg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 10 | Elect Phoebe L. Yang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 1 | Elect Stephen F. Angel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 2 | Elect Sebastien Bazin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 3 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 4 | Elect Edward Garden | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 5 | Elect Isabella D. Goren | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 6 | Elect Thomas Horton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 7 | Elect Catherine Lesjak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 8 | Elect Darren W. McDew | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 9 | Elect Paula Rosput Reynolds | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 10 | Elect Jessica Uhl | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 15 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 16 | Shareholder Proposal Regarding Audited Report of Net Zero 2050 Goal | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | General Electric Company | GE | 369604301 | 03-May-23 | 17 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 1 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 2 | Elect Jeffrey A. Bluestone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 3 | Elect Sandra J. Horning | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 4 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 5 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 6 | Elect Harish Manwani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 7 | Elect Daniel P. O’Day | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 8 | Elect Javier J. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 9 | Elect Anthony Welters | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 14 | Shareholder Proposal Regarding Multiple Board Nominees | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 15 | Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 16 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 2 | Elect Shantella E. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 3 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 4 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 5 | Elect Mark F. Mulhern | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 6 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 7 | Elect Caroline L. Silver | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 8 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 9 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 10 | Elect Martha A. Tirinnanzi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 14 | Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 1 | Elect Thomas Buberl | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 2 | Elect David N. Farr | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 3 | Elect Alex Gorsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 4 | Elect Michelle Howard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 5 | Elect Arvind Krishna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 6 | Elect Andrew N. Liveris | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 7 | Elect F. William McNabb, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 8 | Elect Martha E. Pollack | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 9 | Elect Joseph R. Swedish | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 10 | Elect Peter R. Voser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 11 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 12 | Elect Alfred W. Zollar | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 18 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 19 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 2 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 3 | Elect D. Scott Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 5 | Elect Joaquin Duato | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 6 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 7 | Elect Paula A. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 8 | Elect Hubert Joly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 9 | Elect Mark B. McClellan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 10 | Elect Anne Mulcahy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 11 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 12 | Elect Nadja Y. West | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 16 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Voted | Abstain | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 18 | Shareholder Proposal Prohibiting Adjustments for Legal and Compliance Costs | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson & Johnson | JNJ | 478160104 | 27-Apr-23 | 19 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 1 | Elect Jean S. Blackwell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 2 | Elect Pierre E. Cohade | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 3 | Elect Michael E. Daniels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 4 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 5 | Elect Gretchen R. Haggerty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 6 | Elect Ayesha Khanna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 7 | Elect Simone Menne | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 8 | Elect George R. Oliver | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 9 | Elect Carl Jurgen Tinggren | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 10 | Elect Mark P. Vergnano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 11 | Elect John D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 12 | Appointment of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 13 | Authority to Set Auditor’s Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 14 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 15 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 2 | Elect Stephen B. Burke | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 3 | Elect Todd A. Combs | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 4 | Elect James S. Crown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 5 | Elect Alicia Boler Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 6 | Elect James Dimon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 7 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 8 | Elect Alex Gorsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 9 | Elect Mellody Hobson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 11 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 12 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 17 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 18 | Shareholder Proposal Regarding Revision of Committee Charter to Include Oversight of Animal Welfare | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 19 | Shareholder Proposal Regarding Right to Call Special Meetings by Beneficial Owners | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 20 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 21 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 22 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 23 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 1 | Elect Robert J. Gamgort | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 2 | Elect Oray Boston | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 3 | Elect Olivier Goudet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 4 | Elect Peter Harf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 5 | Elect Juliette Hickman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 6 | Elect Paul S. Michaels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 7 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 8 | Elect Lubomira Rochet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 9 | Elect Debra A. Sandler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 10 | Elect Robert S. Singer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 11 | Elect Larry D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 2 | Elect Richard Beckwitt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 3 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 4 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 5 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 6 | Elect Sidney Lapidus | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 7 | Elect Teri P. McClure | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 8 | Elect Stuart A. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 9 | Elect Armando J. Olivera | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 10 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 1 | Elect Richard H. Carmona | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 2 | Elect Dominic J. Caruso | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 3 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 4 | Elect James H. Hinton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 5 | Elect Donald R. Knauss | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 6 | Elect Bradley E. Lerman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 7 | Elect Linda P. Mantia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 8 | Elect Maria Martinez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 9 | Elect Susan R. Salka | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 10 | Elect Brian S. Tyler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 11 | Elect Kathleen Wilson-Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 14 | Approval of the 2022 Stock Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 15 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 17 | Shareholder Proposal Regarding 10b5-1 Plans | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 4 | Elect Lidia L. Fonseca | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 5 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 6 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 7 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 8 | Elect Geoffrey Straub Martha | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 9 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 10 | Elect Denise M. O’Leary | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 11 | Elect Kendall J. Powell | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 16 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 1 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 2 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 3 | Elect Carla A. Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 4 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 5 | Elect David L. Herzog | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 6 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 7 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 8 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 9 | Elect William E. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 10 | Elect Michel A. Khalaf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 11 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 12 | Elect Diana L. McKenzie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 13 | Elect Denise M. Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 14 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 1 | Elect Alistair Darling | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 2 | Elect Thomas H. Glocer | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 3 | Elect James P. Gorman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 4 | Elect Robert H. Herz | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 5 | Elect Erika H. James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 6 | Elect Hironori Kamezawa | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 7 | Elect Shelley B. Leibowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 8 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 9 | Elect Judith A. Miscik | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 10 | Elect Masato Miyachi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 11 | Elect Dennis M. Nally | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 12 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 13 | Elect Perry M. Traquina | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 14 | Elect Rayford Wilkins Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 19 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 1 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 2 | Ratification of Board and Management Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 3 | Allocation of Profits/Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 5 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 6 | Amendments to Articles (Virtual General Meetings) | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 7 | Amendments to Articles (Miscellaneous) | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 8 | Amendments to Articles (Alignment with Law) | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 9 | Board Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 10 | Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 11 | Compensation Report | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 12 | Elect Jorg Reinhardt as Board Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 13 | Elect Nancy C. Andrews | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 14 | Elect Ton Buchner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 15 | Elect Patrice Bula | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 16 | Elect Elizabeth Doherty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 17 | Elect Bridgette P. Heller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 18 | Elect Daniel Hochstrasser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 19 | Elect Frans van Houten | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 20 | Elect Simon Moroney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 21 | Elect Ana de Pro Gonzalo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 22 | Elect Charles L. Sawyers | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 23 | Elect William T. Winters | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 24 | Elect John D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 25 | Elect Patrice Bula as Compensation Committee Member | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 26 | Elect Bridgette P. Heller as Compensation Committee Member | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 27 | Elect Simon Moroney as Compensation Committee Chair | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 28 | Elect William T. Winters as Compensation Committee Member | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 29 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 30 | Appointment of Independent Proxy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Novartis AG | NOVN | 66987V109 | 07-Mar-23 | 31 | Transaction of Other Business | Mgmt | Voted | Against | N/A | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 1 | Elect Sherry A. Aaholm | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 2 | Elect Jerry W. Burris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 3 | Elect Susan M. Cameron | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 4 | Elect Michael L. Ducker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 5 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 6 | �� | Elect Danita Ostling | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 7 | Elect Nicola T. Palmer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 8 | Elect Herbert K. Parker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 9 | Elect Greg Scheu | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 10 | Elect Beth A. Wozniak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | nVent Electric plc | NVT | G6700G107 | 12-May-23 | 15 | Authority to Set Offering Price of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 1 | Elect Segun Agbaje | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 2 | Elect Jennifer Bailey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 5 | Elect Edith W. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 6 | Elect Susan M. Diamond | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 7 | Elect Dina Dublon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 8 | Elect Michelle D. Gass | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 9 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 10 | Elect Dave Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 11 | Elect David C. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 12 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 13 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 14 | Elect Darren Walker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 15 | Elect Alberto Weisser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 2 | Elect Laura Alber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 4 | Elect Arnold W. Donald | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 5 | Elect Parker Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 6 | Elect Neelie Kroes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 7 | Elect Sachin Mehra | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 8 | Elect G. Mason Morfit | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 9 | Elect Oscar Munoz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 10 | Elect John V. Roos | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 1 | Elect Shankar Arumugavelu | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 2 | Elect Pratik S. Bhatt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 3 | Elect Judy Bruner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 4 | Elect Michael R. Cannon | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 5 | Elect Richard L. Clemmer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 6 | Elect Yolanda L. Conyers | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 7 | Elect Jay L. Geldmacher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 8 | Elect Dylan G. Haggart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 9 | Elect William D. Mosley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 10 | Elect Stephanie Tilenius | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 11 | Elect Edward J. Zander | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Seagate Technology Holdings Plc | STX | G7997R103 | 24-Oct-22 | 14 | Authority to Set the Reissue Price Of Treasury Shares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 1 | Elect Glyn F. Aeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 2 | Elect Larry C. Glasscock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 3 | Elect Allan B. Hubbard | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 4 | Elect Reuben S. Leibowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 5 | Elect Randall J. Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 6 | Elect Gary M. Rodkin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 7 | Elect Peggy Fang Roe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 8 | Elect Stefan M. Selig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 9 | Elect Daniel C. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 10 | Elect Marta R. Stewart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 2 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 3 | Elect George S. Barrett | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 4 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 5 | Elect Brian C. Cornell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 6 | Elect Robert L. Edwards | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 7 | Elect Donald R. Knauss | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 8 | Elect Christine A. Leahy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 9 | Elect Monica C. Lozano | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 10 | Elect Grace Puma | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 11 | Elect Derica W. Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 12 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 1 | Elect Richard F. Ambrose | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 2 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 3 | Elect R. Kerry Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 4 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 5 | Elect Deborah Lee James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 6 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 7 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 8 | Elect James L. Ziemer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 9 | Elect Maria T. Zuber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 1 | Elect Janet G. Davidson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 2 | Elect Andres R. Gluski | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 3 | Elect Tarun Khanna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 4 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 5 | Elect Julia M. Laulis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 6 | Elect Alain Monie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 7 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 8 | Elect Moises Naim | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 9 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 10 | Elect Maura Shaughnessy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 1 | Elect Linda Z. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 2 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 3 | Elect M. Amy Gilliland | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 4 | Elect Jeffrey A. Goldstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 5 | Elect K. Guru Gowrappan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 6 | Elect Ralph Izzo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 7 | Elect Sandie O’Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 8 | Elect Elizabeth E. Robinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 9 | Elect Frederick O. Terrell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 10 | Elect Robin A. Vince | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 11 | Elect Alfred W. Zollar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 15 | Approval of the 2023 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 1 | Elect Carol B. Tome | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 3 | Elect Eva C. Boratto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 4 | Elect Michael J. Burns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 5 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 6 | Elect Angela Hwang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 7 | Elect Kate E. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 8 | Elect William R. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 9 | Elect Franck J. Moison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 10 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 11 | Elect Russell Stokes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 17 | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 18 | Shareholder Proposal Regarding Report on Linking Executive Pay to GHG Emissions Reduction Targets | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 19 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 20 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 21 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 22 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.1 | Elect Li Haslett Chen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.2 | Elect Kenneth W. Lowe | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.3 | Elect Paula A. Price | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.4 | Elect David M. Zaslav | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 1 | Elect Steven D. Black | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 2 | Elect Mark A. Chancy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 3 | Elect Celeste A. Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 4 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 5 | Elect Richard K. Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 6 | Elect Wayne M. Hewett | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 7 | Elect CeCelia Morken | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 8 | Elect Maria R. Morris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 9 | Elect Felicia F. Norwood | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 10 | Elect Richard B. Payne, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 11 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 12 | Elect Charles W. Scharf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 13 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 19 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 20 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 21 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 22 | Shareholder Proposal Regarding Report on Harassment and Discrimination | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Dividend Appreciation Fund | Wells Fargo & Company | WFC | 949746101 | 25-Apr-23 | 23 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 1 | Elect Robert J. Alpern | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 2 | Elect Melody B. Meyer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 3 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 8 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | AbbVie Inc. | ABBV | 00287Y109 | 05-May-23 | 10 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 1 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 2 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 3 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 4 | Elect Amy DiGeso | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 5 | Elect Christopher J. Williams | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 6 | Elect Armando Pimentel, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 7 | Elect Brian T. Shea | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 8 | Elect W. Edward Walter III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 11 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 3 | Elect Michael V. Drake | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 4 | Elect Brian J. Druker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 5 | Elect Robert A. Eckert | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 6 | Elect Greg C. Garland | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 7 | Elect Charles M. Holley, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 8 | Elect S. Omar Ishrak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 9 | Elect Tyler Jacks | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 10 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 11 | Elect Amy E. Miles | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 12 | Elect Ronald D. Sugar | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 13 | Elect R. Sanders Williams | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AMGEN Inc. | AMGN | 031162100 | 19-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.1 | Elect Marc A. Beilinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.2 | Elect James R. Belardi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.3 | Elect Jessica M. Bibliowicz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.4 | Elect Walter Clayton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.5 | Elect Michael E. Ducey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.6 | Elect Richard P. Emerson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.7 | Elect Kerry Murphy Healey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.8 | Elect Mitra Hormozi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.9 | Elect Pamela J. Joyner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.10 | Elect Scott M. Kleinman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.11 | Elect Alvin B. Krongard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.12 | Elect Pauline D.E. Richards | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.13 | Elect Marc Rowan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.14 | Elect David Simon | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.15 | Elect Lynn C. Swann | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.16 | Elect James C. Zelter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 2 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 1 | Elect Scott T. Ford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 2 | Elect Glenn H. Hutchins | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 3 | Elect William E. Kennard | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 4 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 5 | Elect Michael B. McCallister | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 6 | Elect Beth E. Mooney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 7 | Elect Matthew K. Rose | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 8 | Elect John T. Stankey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 9 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 10 | Elect Luis A. Ubinas | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | AT&T Inc. | T | 00206R102 | 18-May-23 | 15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 1 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 2 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 3 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 4 | Elect Nelda J. Connors | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 5 | Elect Michael R. Dumais | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 6 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 7 | Elect John G. Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 8 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 9 | Elect Mohsen M. Sohi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 1 | Elect Diane M. Bryant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 2 | Elect Gayla J. Delly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 3 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 4 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 5 | Elect Check Kian Low | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 6 | Elect Justine F. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 7 | Elect Henry S. Samueli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 8 | Elect Hock E. Tan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 9 | Elect Harry L. You | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 11 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Broadcom Inc. | AVGO | 11135F101 | 03-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 1 | Elect Jessica L. Blume | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 2 | Elect Kenneth A. Burdick | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 3 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 4 | Elect H. James Dallas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 5 | Elect Wayne S. DeVeydt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 6 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 7 | Elect Monte E. Ford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 8 | Elect Sarah M. London | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 9 | Elect Lori J. Robinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 10 | Elect Theodore R. Samuels, II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 15 | Shareholder Proposal Regarding Report on Linking Executive Pay to Maternal Morbidity Metrics | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 1 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 2 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 3 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 4 | Right to Adjourn Meeting | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 1 | Elect Ellen M. Costello | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 2 | Elect Grace E. Dailey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 3 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 4 | Elect John C. Dugan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 5 | Elect Jane N. Fraser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 6 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 7 | Elect Peter B. Henry | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 8 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 9 | Elect Renee J. James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 10 | Elect Gary M. Reiner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 11 | Elect Diana L. Taylor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 12 | Elect James S. Turley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 13 | Elect Casper W. von Koskull | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 16 | Amendment to the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 18 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 20 | Shareholder Proposal Regarding Report on Human Rights Standards for Indigenous Peoples | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Citigroup Inc. | C | 172967424 | 25-Apr-23 | 21 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.2 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.3 | Elect Madeline S. Bell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 3 | Approval of the 2023 Omnibus Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 4 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 7 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 8 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 9 | Shareholder Proposal Regarding GHG Targets and Alignment with Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 10 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Comcast Corporation | CMCSA | 20030N101 | 07-Jun-23 | 11 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 1 | Elect Anil Arora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 3 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 5 | Elect George Dowdie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 6 | Elect Fran Horowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 8 | Elect Melissa B. Lora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 9 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 10 | Elect Denise Paulonis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 13 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 1 | Elect Donald W. Blair | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 2 | Elect Leslie A. Brun | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 3 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 4 | Elect Richard T. Clark | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 5 | Elect Pamela J. Craig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 6 | Elect Robert F. Cummings, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 7 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 8 | Elect Deborah Ann Henretta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 9 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 10 | Elect Kurt M. Landgraf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 11 | Elect Kevin J. Martin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 12 | Elect Deborah D. Rieman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 13 | Elect Hansel E. Tookes II | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 14 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 15 | Elect Mark S. Wrighton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 17 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Corning Incorporated | GLW | 219350105 | 27-Apr-23 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.1 | Elect Margaret Shan Atkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.2 | Elect Ricardo Cardenas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.3 | Elect Juliana L. Chugg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.4 | Elect James P. Fogarty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.5 | Elect Cynthia T. Jamison | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.6 | Elect Eugene I. Lee, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.7 | Elect Nana Mensah | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.8 | Elect William S. Simon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.9 | Elect Charles M. Sonsteby | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.10 | Elect Timothy J. Wilmott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 1 | Elect Mark J. Barrenechea | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 2 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 3 | Elect William J. Colombo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 4 | Elect Anne Fink | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 5 | Elect Larry Fitzgerald, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 6 | Elect Lauren R. Hobart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 7 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 8 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 9 | Elect Lawrence J. Schorr | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 10 | Elect Edward W. Stack | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 11 | Elect Larry D. Stone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 15 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 1 | Elect Amy G. Brady | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 2 | Elect Edward D. Breen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 3 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 4 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 6 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 7 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 8 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 9 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 10 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 11 | Elect Deanna M. Mulligan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 12 | Elect Steven M. Sterin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 1 | Elect Michael J. Angelakis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 2 | Elect Susan K. Avery | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 3 | Elect Angela F. Braly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 4 | Elect Gregory J. Goff | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 5 | Elect John D. Harris II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 6 | Elect Kaisa H. Hietala | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 7 | Elect Joseph L. Hooley | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 8 | Elect Steven A. Kandarian | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 9 | Elect Alexander A. Karsner | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 10 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 11 | Elect Jeffrey W. Ubben | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 12 | Elect Darren W. Woods | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 16 | Shareholder Proposal Regarding Formation of Decarbonization Risk Committee | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 18 | Shareholder Proposal Regarding Report on Carbon Capture and Storage | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 19 | Shareholder Proposal Regarding Methane Emission Disclosures | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 20 | Shareholder Proposal Regarding Medium-Term Scope 3 Target | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 21 | Shareholder Proposal Regarding Report on Guyanese Operations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 22 | Shareholder Proposal Regarding Recalculated Emissions Baseline | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 23 | Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 24 | Shareholder Proposal Regarding Addressing Virgin Plastic Demand | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 25 | Shareholder Proposal Regarding Environmental Litigation | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 26 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 27 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Exxon Mobil Corporation | XOM | 30231G102 | 31-May-23 | 28 | Shareholder Proposal Regarding Report on Exploration and Production in the Arctic Refuge | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.1 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.2 | Elect Henrique de Castro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.3 | Elect Harry F. DiSimone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.4 | Elect Dylan G. Haggart | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.5 | Elect Wafaa Mamilli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.6 | Elect Heidi G. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.7 | Elect Doyle R. Simons | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 1.8 | Elect Kevin M. Warren | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Fiserv, Inc. | FISV | 337738108 | 17-May-23 | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 1 | Elect Revathi Advaithi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 2 | Elect Michael D. Capellas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 3 | Elect John D. Harris II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 4 | Elect Michael E. Hurlston | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 5 | Elect Erin L. McSweeney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 6 | Elect Marc A. Onetto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 7 | Elect Charles K. Stevens III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 8 | Elect Lay Koon Tan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 9 | Elect Patrick J. Ward | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 10 | Elect William D. Watkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 13 | Authority to Issue Ordinary Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 14 | Renewal of Share Purchase Mandate | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 2 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 4 | Elect Robert W. Dudley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 5 | Elect Hugh Grant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 6 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 7 | Elect Ryan M. Lance | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 8 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 9 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 10 | Elect Kathleen L. Quirk | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 11 | Elect John J. Stephens | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 12 | Elect Frances F. Townsend | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 1 | Elect Peter J. Arduini | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 2 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 3 | Elect Rodney F. Hochman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 4 | Elect Lloyd W. Howell, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 5 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 6 | Elect Catherine Lesjak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 7 | Elect Anne T. Madden | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 8 | Elect Tomislav Mihaljevic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 9 | Elect William J. Stromberg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 10 | Elect Phoebe L. Yang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | GE HealthCare Technologies Inc. | GEHC | 36266G107 | 23-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 1 | Elect Stephen F. Angel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 2 | Elect Sebastien Bazin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 3 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 4 | Elect Edward Garden | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 5 | Elect Isabella D. Goren | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 6 | Elect Thomas Horton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 7 | Elect Catherine Lesjak | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 8 | Elect Darren W. McDew | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 9 | Elect Paula Rosput Reynolds | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 10 | Elect Jessica Uhl | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 15 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 16 | Shareholder Proposal Regarding Audited Report of Net Zero 2050 Goal | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Electric Company | GE | 369604301 | 03-May-23 | 17 | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 1 | Elect Mary T. Barra | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 2 | Elect Aneel Bhusri | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 3 | Elect Wesley G. Bush | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 4 | Elect Joanne C. Crevoiserat | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 5 | Elect Linda R. Gooden | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 6 | Elect Joseph Jimenez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 7 | Elect Jonathan McNeill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 8 | Elect Judith A. Miscik | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 9 | Elect Patricia F. Russo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 10 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 11 | Elect Mark A. Tatum | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 12 | Elect Jan E. Tighe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 13 | Elect Devin N. Wenig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 16 | Amendment to the 2020 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | General Motors Company | GM | 37045V100 | 20-Jun-23 | 19 | Shareholder Proposal Regarding Procurement Targets for Sustainable Materials in Supply Chain | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 1 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 2 | Elect Jeffrey A. Bluestone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 3 | Elect Sandra J. Horning | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 4 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 5 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 6 | Elect Harish Manwani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 7 | Elect Daniel P. O’Day | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 8 | Elect Javier J. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 9 | Elect Anthony Welters | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 14 | Shareholder Proposal Regarding Multiple Board Nominees | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 15 | Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Gilead Sciences, Inc. | GILD | 375558103 | 03-May-23 | 16 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 2 | Elect Shantella E. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 3 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 4 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 5 | Elect Mark F. Mulhern | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 6 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 7 | Elect Caroline L. Silver | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 8 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 9 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 10 | Elect Martha A. Tirinnanzi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Intercontinental Exchange, Inc. | ICE | 45866F104 | 19-May-23 | 14 | Shareholder Proposal Regarding Allowing Beneficial Owners to Call Special Meetings | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 1 | Elect Thomas Buberl | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 2 | Elect David N. Farr | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 3 | Elect Alex Gorsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 4 | Elect Michelle Howard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 5 | Elect Arvind Krishna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 6 | Elect Andrew N. Liveris | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 7 | Elect F. William McNabb, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 8 | Elect Martha E. Pollack | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 9 | Elect Joseph R. Swedish | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 10 | Elect Peter R. Voser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 11 | Elect Frederick H. Waddell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 12 | Elect Alfred W. Zollar | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 18 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | International Business Machines Corporation | IBM | 459200101 | 25-Apr-23 | 19 | Shareholder Proposal Regarding Report on Effectiveness of Workplace Sexual Harassment and Discrimination Policies | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 1 | Elect Jean S. Blackwell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 2 | Elect Pierre E. Cohade | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 3 | Elect Michael E. Daniels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 4 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 5 | Elect Gretchen R. Haggerty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 6 | Elect Ayesha Khanna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 7 | Elect Simone Menne | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 8 | Elect George R. Oliver | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 9 | Elect Carl Jurgen Tinggren | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 10 | Elect Mark P. Vergnano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 11 | Elect John D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 12 | Appointment of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 13 | Authority to Set Auditor’s Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 14 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | �� | JCI | G51502105 | 08-Mar-23 | 15 | Authorize Price Range at which the Company Can Re-Allot Treasury Shares | Mgmt | Voted | For | For | |||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Johnson Controls International plc | JCI | G51502105 | 08-Mar-23 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 1 | Elect Hugo Bague | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 2 | Elect Matthew Carter, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 3 | Elect Tina Ju | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 4 | Elect Bridget Macaskill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 5 | Elect Deborah H. McAneny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 6 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 7 | Elect Moses Ojeisekhoba | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 8 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 9 | Elect Ann Marie Petach | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 10 | Elect Larry Quinlan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 11 | Elect Efrain Rivera | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 12 | Elect Christian Ulbrich | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 15 | Amendment to the 2019 Stock Award and Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 2 | Elect Stephen B. Burke | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 3 | Elect Todd A. Combs | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 4 | Elect James S. Crown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 5 | Elect Alicia Boler Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 6 | Elect James Dimon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 7 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 8 | Elect Alex Gorsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 9 | Elect Mellody Hobson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 11 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 12 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 17 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 18 | Shareholder Proposal Regarding Revision of Committee Charter to Include Oversight of Animal Welfare | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 19 | Shareholder Proposal Regarding Right to Call Special Meetings by Beneficial Owners | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 20 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 21 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 22 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-23 | 23 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 1 | Elect Anne DelSanto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 2 | Elect Kevin A. DeNuccio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 3 | Elect James Dolce | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 4 | Elect Steven Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 5 | Elect Christine M. Gorjanc | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 6 | Elect Janet B. Haugen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 7 | Elect Scott Kriens | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 8 | Elect Rahul Merchant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 9 | Elect Rami Rahim | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 10 | Elect William Stensrud | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 14 | Amendment to the 2015 Equity Incentive Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 1 | Elect Robert J. Gamgort | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 2 | Elect Oray Boston | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 3 | Elect Olivier Goudet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 4 | Elect Peter Harf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 5 | Elect Juliette Hickman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 6 | Elect Paul S. Michaels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 7 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 8 | Elect Lubomira Rochet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 9 | Elect Debra A. Sandler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 10 | Elect Robert S. Singer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 11 | Elect Larry D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Keurig Dr Pepper Inc. | KDP | 49271V100 | 12-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 2 | Elect Richard Beckwitt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 3 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 4 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 5 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 6 | Elect Sidney Lapidus | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 7 | Elect Teri P. McClure | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 8 | Elect Stuart A. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 9 | Elect Armando J. Olivera | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 10 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 1 | Elect Richard H. Carmona | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 2 | Elect Dominic J. Caruso | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 3 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 4 | Elect James H. Hinton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 5 | Elect Donald R. Knauss | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 6 | Elect Bradley E. Lerman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 7 | Elect Linda P. Mantia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 8 | Elect Maria Martinez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 9 | Elect Susan R. Salka | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 10 | Elect Brian S. Tyler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 11 | Elect Kathleen Wilson-Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 14 | Approval of the 2022 Stock Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 15 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Mckesson Corporation | MCK | 58155Q103 | 22-Jul-22 | 17 | Shareholder Proposal Regarding 10b5-1 Plans | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 4 | Elect Lidia L. Fonseca | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 5 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 6 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 7 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 8 | Elect Geoffrey Straub Martha | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 9 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 10 | Elect Denise M. O’Leary | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 11 | Elect Kendall J. Powell | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Medtronic Plc | MDT | G5960L103 | 08-Dec-22 | 16 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 1 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 2 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 3 | Elect Carla A. Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 4 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 5 | Elect David L. Herzog | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 6 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 7 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 8 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 9 | Elect William E. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 10 | Elect Michel A. Khalaf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 11 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 12 | Elect Diana L. McKenzie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 13 | Elect Denise M. Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 14 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | MetLife, Inc. | MET | 59156R108 | 20-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 1 | Elect Barbara L. Brasier | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 2 | Elect Daniel Cooperman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 3 | Elect Stephen H. Lockhart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 4 | Elect Steven J. Orlando | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 5 | Elect Ronna E. Romney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 6 | Elect Richard M. Schapiro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 7 | Elect Dale B. Wolf | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 8 | Elect Richard C. Zoretic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 9 | Elect Joseph M. Zubretsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 1 | Elect Alistair Darling | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 2 | Elect Thomas H. Glocer | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 3 | Elect James P. Gorman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 4 | Elect Robert H. Herz | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 5 | Elect Erika H. James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 6 | Elect Hironori Kamezawa | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 7 | Elect Shelley B. Leibowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 8 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 9 | Elect Judith A. Miscik | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 10 | Elect Masato Miyachi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 11 | Elect Dennis M. Nally | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 12 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 13 | Elect Perry M. Traquina | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 14 | Elect Rayford Wilkins Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Morgan Stanley | MS | 617446448 | 19-May-23 | 19 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 1 | Elect Atsushi Abe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 2 | Elect Alan Campbell | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 3 | Elect Susan K. Carter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 4 | Elect Thomas L. Deitrich | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 5 | Elect Hassane S. El-Khoury | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 6 | Elect Bruce E. Kiddoo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 7 | Elect Paul A. Mascarenas | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 8 | Elect Gregory L. Waters | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 9 | Elect Christine Y. Yan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | ON Semiconductor Corporation | ON | 682189105 | 18-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 1 | Elect Segun Agbaje | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 2 | Elect Jennifer Bailey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 5 | Elect Edith W. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 6 | Elect Susan M. Diamond | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 7 | Elect Dina Dublon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 8 | Elect Michelle D. Gass | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 9 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 10 | Elect Dave Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 11 | Elect David C. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 12 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 13 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 14 | Elect Darren Walker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 15 | Elect Alberto Weisser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 20 | Shareholder Proposal Regarding Transparency Report on Global Public Policy and Political Influence | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 21 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | PepsiCo, Inc. | PEP | 713448108 | 03-May-23 | 22 | Shareholder Proposal Regarding Congruency Report on Net-Zero Emissions Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 2 | Elect Laura Alber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 4 | Elect Arnold W. Donald | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 5 | Elect Parker Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 6 | Elect Neelie Kroes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 7 | Elect Sachin Mehra | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 8 | Elect G. Mason Morfit | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 9 | Elect Oscar Munoz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 10 | Elect John V. Roos | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 1 | Elect Glyn F. Aeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 2 | Elect Larry C. Glasscock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 3 | Elect Allan B. Hubbard | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 4 | Elect Reuben S. Leibowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 5 | Elect Randall J. Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 6 | Elect Gary M. Rodkin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 7 | Elect Peggy Fang Roe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 8 | Elect Stefan M. Selig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 9 | Elect Daniel C. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 10 | Elect Marta R. Stewart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Simon Property Group, Inc. | SPG | 828806109 | 04-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 2 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 3 | Elect George S. Barrett | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 4 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 5 | Elect Brian C. Cornell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 6 | Elect Robert L. Edwards | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 7 | Elect Donald R. Knauss | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 8 | Elect Christine A. Leahy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 9 | Elect Monica C. Lozano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 10 | Elect Grace Puma | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 11 | Elect Derica W. Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 12 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Target Corporation | TGT | 87612E106 | 14-Jun-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 1 | Elect Richard F. Ambrose | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 2 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 3 | Elect R. Kerry Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 4 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 5 | Elect Deborah Lee James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 6 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 7 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 8 | Elect James L. Ziemer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 9 | Elect Maria T. Zuber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 1 | Elect Janet G. Davidson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 2 | Elect Andres R. Gluski | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 3 | Elect Tarun Khanna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 4 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 5 | Elect Julia M. Laulis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 6 | Elect Alain Monie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 7 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 8 | Elect Moises Naim | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 9 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 10 | Elect Maura Shaughnessy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 1 | Elect Linda Z. Cook | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 2 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 3 | Elect M. Amy Gilliland | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 4 | Elect Jeffrey A. Goldstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 5 | Elect K. Guru Gowrappan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 6 | Elect Ralph Izzo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 7 | Elect Sandie O’Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 8 | Elect Elizabeth E. Robinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 9 | Elect Frederick O. Terrell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 10 | Elect Robin A. Vince | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 11 | Elect Alfred W. Zollar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 15 | Approval of the 2023 Long-Term Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | The Bank of New York Mellon Corporation | BK | 064058100 | 12-Apr-23 | 16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 1 | Elect Carol B. Tome | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 3 | Elect Eva C. Boratto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 4 | Elect Michael J. Burns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 5 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 6 | Elect Angela Hwang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 7 | Elect Kate E. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 8 | Elect William R. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 9 | Elect Franck J. Moison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 10 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 11 | Elect Russell Stokes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 17 | Shareholder Proposal Regarding Report on Science-Based GHG Targets and Alignment with Paris Agreement | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 18 | Shareholder Proposal Regarding Report on Linking Executive Pay to GHG Emissions Reduction Targets | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 19 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 20 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 21 | Shareholder Proposal Regarding Civil Rights Audit | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Large Cap Fund | United Parcel Service, Inc. | UPS | 911312106 | 04-May-23 | 22 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.1 | Elect Li Haslett Chen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.2 | Elect Kenneth W. Lowe | Mgmt | Voted | Withhold | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.3 | Elect Paula A. Price | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.4 | Elect David M. Zaslav | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 1 | Elect Mark A. Emmert | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 2 | Elect Rick R. Holley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 3 | Elect Sara G. Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 4 | Elect Deidra C. Merriwether | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 5 | Elect Al Monaco | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 6 | Elect Nicole W. Piasecki | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 7 | Elect Lawrence A. Selzer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 8 | Elect Devin W. Stockfish | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 9 | Elect Kim Williams | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Large Cap Fund | Weyerhaeuser Company | WY | 962166104 | 12-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 18-May-23 | 1 | Elect Michael J. Fucci | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 18-May-23 | 2 | Elect Wade D. Miquelon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 18-May-23 | 3 | Amendment to the Incentive Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 18-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Acadia Healthcare Company, Inc. | ACHC | 00404A109 | 18-May-23 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 1 | Elect Michael C. Arnold | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 2 | Elect Sondra L. Barbour | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 3 | Elect Suzanne P. Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 4 | Elect Bob De Lange | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 5 | Elect Eric P. Hansotia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 6 | Elect George E. Minnich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 7 | Elect Niels Porksen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 8 | Elect David M. Sagehorn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 9 | Elect Mallika Srinivasan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 10 | Elect Matthew Tsien | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | AGCO Corporation | AGCO | 001084102 | 27-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.1 | Elect Richard M. Ashworth | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.2 | Elect Vickie L. Capps | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.3 | Elect Molly J. Coye | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.4 | Elect Julie D. Klapstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.5 | Elect Teresa L. Kline | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.6 | Elect Paul B. Kusserow | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.7 | Elect Bruce D. Perkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.8 | Elect Jeffrey A. Rideout | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 1.9 | Elect Ivanetta Davis Samuels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Amedisys, Inc. | AMED | 023436108 | 08-Jun-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 1 | Elect James A. McCaslin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 2 | Elect William P. Miller II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 3 | Elect Sandra E. Pierce | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | American Axle & Manufacturing Holdings, Inc. | AXL | 024061103 | 04-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 1 | Elect Vincent Roche | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 2 | Elect James A. Champy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 3 | Elect Andre Andonian | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 4 | Elect Anantha P. Chandrakasan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 5 | Elect Edward H. Frank | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 6 | Elect Laurie H. Glimcher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 7 | Elect Karen M. Golz | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 8 | Elect Mercedes Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 9 | Elect Kenton J. Sicchitano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 10 | Elect Ray Stata | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 11 | Elect Susie Wee | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Analog Devices, Inc. | ADI | 032654105 | 08-Mar-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.1 | Elect Marc A. Beilinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.2 | Elect James R. Belardi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.3 | Elect Jessica M. Bibliowicz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.4 | Elect Walter Clayton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.5 | Elect Michael E. Ducey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.6 | Elect Richard P. Emerson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.7 | Elect Kerry Murphy Healey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.8 | Elect Mitra Hormozi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.9 | Elect Pamela J. Joyner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.10 | Elect Scott M. Kleinman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.11 | Elect Alvin B. Krongard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.12 | Elect Pauline D.E. Richards | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.13 | Elect Marc Rowan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.14 | Elect David Simon | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.15 | Elect Lynn C. Swann | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 1.16 | Elect James C. Zelter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Apollo Global Management, Inc. | APO | 03769M106 | 07-Oct-22 | 2 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 1 | Elect Francis Ebong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 2 | Elect Eileen A. Mallesch | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 3 | Elect Louis J. Paglia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 4 | Elect Brian S. Posner | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 5 | Elect John D. Vollaro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 8 | Amendment to the 2007 Employee Share Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 9 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 10 | Elect Matthew Dragonetti | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 11 | Elect Seamus Fearon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 12 | Elect H. Beau Franklin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 13 | Elect Jerome Halgan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 14 | Elect James Haney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 15 | Elect Chris Hovey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 16 | Elect Pierre Jal | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 17 | Elect Francois Morin | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 18 | Elect David J. Mulholland | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 19 | Elect Chiara Nannini | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 20 | Elect Maamoun Rajeh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arch Capital Group Ltd. | ACGL | G0450A105 | 04-May-23 | 21 | Elect Christine Todd | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 1 | Elect Joseph Alvarado | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 2 | Elect Rhys J. Best | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 3 | Elect Antonio Carrillo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 4 | Elect Jeffrey A. Craig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 5 | Elect Steven J. Demetriou | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 6 | Elect Ronald J. Gafford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 7 | Elect John W. Lindsay | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 8 | Elect Kimberly S. Lubel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 9 | Elect Julie A. Piggott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 10 | Elect Melanie M. Trent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Arcosa, Inc. | ACA | 039653100 | 09-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 1 | Elect Francisco L. Borges | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 2 | Elect G. Lawrence Buhl | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 3 | Elect Dominic J. Frederico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 4 | Elect Bonnie L. Howard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 5 | Elect Thomas W. Jones | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 6 | Elect Patrick W. Kenny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 7 | Elect Alan J. Kreczko | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 8 | Elect Simon W. Leathes | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 9 | Elect Yukiko Omura | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 10 | Elect Lorin P.T. Radtke | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 11 | Elect Courtney C. Shea | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 15 | Ratification of Auditor and Authority to Set Fees | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 16 | Elect Robert A. Bailenson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 17 | Elect Gary Burnet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 18 | Elect Ling Chow | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 19 | Elect Stephen Donnarumma | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 20 | Elect Dominic J. Frederico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 21 | Elect Darrin Futter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 22 | Elect Jorge Gana | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 23 | Elect Holly L. Horn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 24 | Elect Walter A. Scott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Assured Guaranty Ltd. | AGO | G0585R106 | 03-May-23 | 25 | Ratification of Subsidiary Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 2 | Elect Carlo Bozotti | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 3 | Elect Brenda C. Freeman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 4 | Elect Philip R. Gallagher | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 5 | Elect Jo Ann Jenkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 6 | Elect Oleg Khaykin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 7 | Elect James A. Lawrence | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 8 | Elect Ernest E. Maddock | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 9 | Elect Avid Modjtabai | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 10 | Elect Adalio T. Sanchez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Avnet, Inc. | AVT | 053807103 | 17-Nov-22 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 1 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 2 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 3 | Elect Cynthia B. Carroll | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 4 | Elect Nelda J. Connors | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 5 | Elect Michael R. Dumais | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 6 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 7 | Elect John G. Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 8 | Elect Lorenzo Simonelli | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 9 | Elect Mohsen M. Sohi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Baker Hughes Company | BKR | 05722G100 | 16-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 1 | Elect Sara A. Greenstein | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 2 | Elect Michael S. Hanley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 3 | Elect Frederic B. Lissalde | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 4 | Elect Shaun E. McAlmont | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 5 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 6 | Elect Alexis P. Michas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 7 | Elect Sailaja K. Shankar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 8 | Elect Hau N. Thai-Tang | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 12 | Approval of the 2023 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | BorgWarner Inc. | BWA | 099724106 | 26-Apr-23 | 14 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 1 | Elect Robert G. Bohn | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 2 | Elect Gregg A. Ostrander | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 3 | Elect Jesse G. Singh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Carlisle Companies Incorporated | CSL | 142339100 | 03-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 1 | Elect Jessica L. Blume | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 2 | Elect Kenneth A. Burdick | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 3 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 4 | Elect H. James Dallas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 5 | Elect Wayne S. DeVeydt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 6 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 7 | Elect Monte E. Ford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 8 | Elect Sarah M. London | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 9 | Elect Lori J. Robinson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 10 | Elect Theodore R. Samuels, II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 10-May-23 | 15 | Shareholder Proposal Regarding Report on Linking Executive Pay to Maternal Morbidity Metrics | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 1 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 2 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 3 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Centene Corporation | CNC | 15135B101 | 27-Sep-22 | 4 | Right to Adjourn Meeting | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 1 | Elect Enrico Digirolamo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 2 | Elect David L. Motley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 3 | Elect Shaker Sadasivam | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 4 | Elect Lisa Neal-Graves | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coherent Corp. | COHR | 19247G107 | 16-Nov-22 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 1 | Elect Anil Arora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 3 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 5 | Elect George Dowdie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 6 | Elect Fran Horowitz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 8 | Elect Melissa B. Lora | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 9 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 10 | Elect Denise Paulonis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 13 | Permit Shareholders to Act by Written Consent | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Conagra Brands, Inc. | CAG | 205887102 | 21-Sep-22 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 1 | Elect Dennis Victor Arriola | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 2 | Elect Jody L. Freeman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 3 | Elect Gay Huey Evans | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 4 | Elect Jeffrey A. Joerres | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 5 | Elect Ryan M. Lance | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 6 | Elect Timothy A. Leach | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 7 | Elect William H. McRaven | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 8 | Elect Sharmila Mulligan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 9 | Elect Eric D. Mullins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 10 | Elect Arjun N. Murti | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 11 | Elect Robert A. Niblock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 12 | Elect David T. Seaton | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 13 | Elect R. A. Walker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | N/A | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 17 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 18 | Approval of the 2023 Omnibus Stock and Performance Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | ConocoPhillips | COP | 20825C104 | 16-May-23 | 22 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Voted | Against | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 2 | Elect Klaus A. Engel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 3 | Elect David C. Everitt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 4 | Elect Janet Plaut Giesselman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 5 | Elect Karen H. Grimes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 6 | Elect Michael O. Johanns | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 7 | Elect Rebecca B. Liebert | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 8 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 9 | Elect Charles V. Magro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 10 | Elect Nayaki R. Nayyar | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 11 | Elect Gregory R. Page | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 12 | Elect Kerry J. Preete | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 13 | Elect Patrick J. Ward | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Corteva, Inc. | CTVA | 22052L104 | 21-Apr-23 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.1 | Elect Beatrice Ballini | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.2 | Elect Joachim Creus | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.3 | Elect Olivier Goudet | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.4 | Elect Peter Harf | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.5 | Elect Johannes P. Huth | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.6 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.7 | Elect Anna Adeola Makanju | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.8 | Elect Sue Y. Nabi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.9 | Elect Isabelle Parize | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.10 | Elect Erhard Schoewel | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 1.11 | Elect Robert S. Singer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Coty Inc. | COTY | 222070203 | 03-Nov-22 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 1 | Elect Donald R. Horton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 2 | Elect Barbara K. Allen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 3 | Elect Brad S. Anderson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 4 | Elect Michael R. Buchanan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 5 | Elect Benjamin S. Carson, Sr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 6 | Elect Maribess L. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | D.R. Horton, Inc. | DHI | 23331A109 | 18-Jan-23 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.1 | Elect Margaret Shan Atkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.2 | Elect Ricardo Cardenas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.3 | Elect Juliana L. Chugg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.4 | Elect James P. Fogarty | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.5 | Elect Cynthia T. Jamison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.6 | Elect Eugene I. Lee, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.7 | Elect Nana Mensah | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.8 | Elect William S. Simon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.9 | Elect Charles M. Sonsteby | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 1.10 | Elect Timothy J. Wilmott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Darden Restaurants, Inc. | DRI | 237194105 | 21-Sep-22 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 1 | Elect Mark J. Barrenechea | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 2 | Elect Emanuel Chirico | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 3 | Elect William J. Colombo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 4 | Elect Anne Fink | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 5 | Elect Larry Fitzgerald, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 6 | Elect Lauren R. Hobart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 7 | Elect Sandeep Lakhmi Mathrani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 8 | Elect Desiree Ralls-Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 9 | Elect Lawrence J. Schorr | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 10 | Elect Edward W. Stack | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 11 | Elect Larry D. Stone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DICK’S Sporting Goods, Inc. | DKS | 253393102 | 14-Jun-23 | 15 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 1 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 2 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 3 | Elect Daniel J. Heinrich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 4 | Elect Paul C. Hilal | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 5 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 6 | Elect Mary A. Laschinger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 7 | Elect Jeffrey G. Naylor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 8 | Elect Winnie Y. Park | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 9 | Elect Bertram L. Scott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 10 | Elect Stephanie P. Stahl | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Dollar Tree, Inc. | DLTR | 256746108 | 13-Jun-23 | 14 | Shareholder Proposal Regarding Report on Workforce Practices and Financial Returns | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 1 | Elect Amy G. Brady | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 2 | Elect Edward D. Breen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 3 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 4 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 6 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 7 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 8 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 9 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 10 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 11 | Elect Deanna M. Mulligan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 12 | Elect Steven M. Sterin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DuPont de Nemours, Inc. | DD | 26614N102 | 24-May-23 | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 1 | Elect Mukesh Aghi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 2 | Elect Amy E. Alving | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 3 | Elect David A. Barnes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 4 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 5 | Elect David L. Herzog | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 6 | Elect Dawn Rogers | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 7 | Elect Michael J. Salvino | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 8 | Elect Carrie W. Teffner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 9 | Elect Akihiko Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 10 | Elect Robert F. Woods | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | DXC Technology Company | DXC | 23355L106 | 26-Jul-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 1 | Elect Adriane M. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 2 | Elect Aparna Chennapragda | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 3 | Elect Logan D. Green | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 4 | Elect E. Carol Hayles | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 5 | Elect Jamie Iannone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 6 | Elect Shripriya Mahesh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 7 | Elect Paul S. Pressler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 8 | Elect Mohak Shroff | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 13 | Amendment to the Equity Incentive Award Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 14 | Amendment Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | EBay Inc. | EBAY | 278642103 | 21-Jun-23 | 15 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 1.1 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 1.2 | Elect Barbara B. Hulit | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 1.3 | Elect Amir Aghdaei | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 1.4 | Elect Vivek Jain | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 1.5 | Elect Daniel A. Raskas | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Envista Holdings Corporation | NVST | 29415F104 | 23-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 1 | Elect Francis A. Hondal | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 2 | Elect Arlene Isaacs-Lowe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 3 | Elect Daniel G. Kaye | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 4 | Elect Joan Lamm-Tennant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 5 | Elect Craig C. Mackay | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 6 | Elect Mark Pearson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 7 | Elect Bertram L. Scott | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 8 | Elect George Stansfield | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 9 | Elect Charles G.T. Stonehill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Equitable Holdings, Inc. | EQH | 29452E101 | 24-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 1 | Elect Roger C. Altman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 2 | Elect Richard I. Beattie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 3 | Elect Pamela G. Carlton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 4 | Elect Ellen V. Futter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 5 | Elect Gail B. Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 6 | Elect Robert B. Millard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 7 | Elect Willard J. Overlock, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 8 | Elect Sir Simon M. Robertson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 9 | Elect John S. Weinberg | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 10 | Elect William J. Wheeler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 11 | Elect Sarah K. Williamson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Evercore Inc. | EVR | 29977A105 | 15-Jun-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 1 | Elect Marvin R. Ellison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 2 | Elect Stephen E. Gorman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 3 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 4 | Elect Kimberly A. Jabal | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 5 | Elect Amy B. Lane | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 6 | Elect R. Brad Martin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 7 | Elect Nancy A. Norton | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 8 | Elect Frederick P. Perpall | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 9 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 10 | Elect Susan C. Schwab | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 11 | Elect Frederick W. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 12 | Elect David P. Steiner | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 13 | Elect Rajesh Subramaniam | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 14 | Elect V. James Vena | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 15 | Elect Paul S. Walsh | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 17 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 18 | Amendment to the 2019 Omnibus Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 20 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 22 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FedEx Corporation | FDX | 31428X106 | 19-Sep-22 | 23 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.1 | Elect Ellen R. Alemany | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.2 | Elect John M. Alexander, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.3 | Elect Victor E. Bell III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.4 | Elect Peter M. Bristow | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.5 | Elect Hope H. Bryant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.6 | Elect Michael A. Carpenter | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.7 | Elect H. Lee Durham, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.8 | Elect Eugene Flood, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.9 | Elect Frank B. Holding, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.10 | Elect Robert R. Hoppe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.11 | Elect Floyd L. Keels | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.12 | Elect Robert E. Mason IV | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 1.13 | Elect Robert T. Newcomb | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 4 | Increase in Authorized Common Stock | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 5 | Increase in Preferred Stock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 6 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | First Citizens BancShares, Inc. | FCNCA | 31946M103 | 25-Apr-23 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 1 | Elect Steven T. Stull | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 2 | Elect Annabelle G. Bexiga | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 3 | Elect Michael Buckman | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 4 | Elect Ronald F. Clarke | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 5 | Elect Joseph W. Farrelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 6 | Elect Rahul Gupta | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 7 | Elect Thomas M. Hagerty | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 8 | Elect Archie L. Jones Jr. | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 9 | Elect Hala G. Moddelmog | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 10 | Elect Richard Macchia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 11 | Elect Jeffrey S. Sloan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | FLEETCOR Technologies, Inc. | FLT | 339041105 | 09-Jun-23 | 15 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 1 | Elect Revathi Advaithi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 2 | Elect Michael D. Capellas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 3 | Elect John D. Harris II | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 4 | Elect Michael E. Hurlston | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 5 | Elect Erin L. McSweeney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 6 | Elect Marc A. Onetto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 7 | Elect Charles K. Stevens III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 8 | Elect Lay Koon Tan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 9 | Elect Patrick J. Ward | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 10 | Elect William D. Watkins | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 13 | Authority to Issue Ordinary Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Flex Ltd. | FLEX | Y2573F102 | 25-Aug-22 | 14 | Renewal of Share Purchase Mandate | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 1 | Elect Mary N. Dillon | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 2 | Elect Virginia C. Drosos | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 3 | Elect Alan D. Feldman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 4 | Elect Guillermo G. Marmol | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 5 | Elect Darlene Nicosia | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 6 | Elect Steven Oakland | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 7 | Elect Ulice Payne, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 8 | Elect Kimberly Underhill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 9 | Elect Tristan Walker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 10 | Elect Dona D. Young | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 12 | Amendment to the 2007 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 13 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Foot Locker, Inc. | FL | 344849104 | 17-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 2 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 4 | Elect Robert W. Dudley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 5 | Elect Hugh Grant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 6 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 7 | Elect Ryan M. Lance | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 8 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 9 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 10 | Elect Kathleen L. Quirk | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 11 | Elect John J. Stephens | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 12 | Elect Frances F. Townsend | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Freeport-McMoRan Inc. | FCX | 35671D857 | 06-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 1 | Elect Carlos Alberini | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 2 | Elect Anthony Chidoni | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 3 | Elect Cynthia Livingston | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 4 | Elect Maurice Marciano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 5 | Elect Paul Marciano | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 6 | Elect Deborah Weinswig | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 7 | Elect Alejandro Yemenidjian | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Guess Inc. | GES | 401617105 | 05-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 1 | Elect Mohamad Ali | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 2 | Elect Stanley M. Bergman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 3 | Elect James P. Breslawski | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 4 | Elect Deborah M. Derby | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 5 | Elect Joseph L. Herring | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 6 | Elect Kurt P. Kuehn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 7 | Elect Philip A. Laskawy | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 8 | Elect Anne H. Margulies | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 9 | Elect Mark E. Mlotek | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 10 | Elect Steven Paladino | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 11 | Elect Carol Raphael | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 12 | Elect Scott Serota | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 13 | Elect Bradley T. Sheares | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 14 | Elect Reed V. Tuckson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 15 | Amendment to the 2015 Non-Employee Director Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Henry Schein, Inc. | HSIC | 806407102 | 23-May-23 | 18 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 1 | Elect Jennifer Feikin | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 2 | Elect Mark Fields | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 3 | Elect Evelina Vougessis Machas | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 17-May-23 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 1 | Elect Steven J. Demetriou | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 2 | Elect Chris M.T. Thompson | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 3 | Elect Priya Abani | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 4 | Elect Vincent K. Brooks | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 5 | Elect Ralph E. Eberhart | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 6 | Elect Manuel J. Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 7 | Elect Georgette D. Kiser | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 8 | Elect Barbara L. Loughran | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 9 | Elect Robert A. McNamara | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 10 | Elect Robert V. Pragada | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 11 | Elect Peter J. Robertson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 14 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jacobs Solutions Inc. | J | 46982L108 | 24-Jan-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 1 | Elect Hugo Bague | Mgmt | Voted | For | �� | For | |||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 2 | Elect Matthew Carter, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 3 | Elect Tina Ju | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 4 | Elect Bridget Macaskill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 5 | Elect Deborah H. McAneny | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 6 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 7 | Elect Moses Ojeisekhoba | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 8 | Elect Jeetendra I. Patel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 9 | Elect Ann Marie Petach | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 10 | Elect Larry Quinlan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 11 | Elect Efrain Rivera | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 12 | Elect Christian Ulbrich | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 15 | Amendment to the 2019 Stock Award and Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 25-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 1 | Elect Anne DelSanto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 2 | Elect Kevin A. DeNuccio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 3 | Elect James Dolce | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 4 | Elect Steven Fernandez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 5 | Elect Christine M. Gorjanc | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 6 | Elect Janet B. Haugen | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 7 | Elect Scott Kriens | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 8 | Elect Rahul Merchant | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 9 | Elect Rami Rahim | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 10 | Elect William Stensrud | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Juniper Networks, Inc. | JNPR | 48203R104 | 10-May-23 | 14 | Amendment to the 2015 Equity Incentive Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 1 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 2 | Elect H. James Dallas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 3 | Elect Elizabeth R. Gile | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 4 | Elect Ruth Ann M. Gillis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 5 | Elect Christopher M. Gorman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 6 | Elect Robin Hayes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 7 | Elect Carlton L. Highsmith | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 8 | Elect Richard J. Hipple | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 9 | Elect Devina Rankin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 11 | Elect Richard J. Tobin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 12 | Elect Todd J. Vasos | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 13 | Elect David K. Wilson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 17 | Amendment to the 2019 Equity Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Keycorp | KEY | 493267108 | 11-May-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 1 | Elect Richard J. Alario | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 2 | Elect Susan W. Dio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 3 | Elect David W. Grzebinski | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 4 | Elect Richard R. Stewart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 5 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Kirby Corporation | KEX | 497266106 | 25-Apr-23 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 2 | Elect Richard Beckwitt | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 3 | Elect Theron I. Gilliam | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 4 | Elect Sherrill W. Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 5 | Elect Jonathan M. Jaffe | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 6 | Elect Sidney Lapidus | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 7 | Elect Teri P. McClure | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 8 | Elect Stuart A. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 9 | Elect Armando J. Olivera | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 10 | Elect Jeffrey Sonnenfeld | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Lennar Corporation | LEN | 526057104 | 12-Apr-23 | 14 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 1 | Elect J. Michael Stice | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 2 | Elect John P. Surma | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 3 | Elect Susan Tomasky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 4 | Elect Toni Townes-Whitley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 7 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 8 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 9 | Change in Maximum Board Size | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 11 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 12 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Marathon Petroleum Corporation | MPC | 56585A102 | 26-Apr-23 | 13 | Shareholder Proposal Regarding Audited Report on Asset Retirement Obligations | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 1 | Elect Barbara L. Brasier | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 2 | Elect Daniel Cooperman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 3 | Elect Stephen H. Lockhart | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 4 | Elect Steven J. Orlando | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 5 | Elect Ronna E. Romney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 6 | Elect Richard M. Schapiro | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 7 | Elect Dale B. Wolf | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 8 | Elect Richard C. Zoretic | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 9 | Elect Joseph M. Zubretsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Molina Healthcare, Inc. | MOH | 60855R100 | 03-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 1 | Elect Clay C. Williams | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 2 | Elect Greg L. Armstrong | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 4 | Elect Ben A. Guill | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 5 | Elect David D. Harrison | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 6 | Elect Eric L. Mattson | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 7 | Elect William R. Thomas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 8 | Elect Robert S. Welborn | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 9 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | NOV Inc. | NOV | 62955J103 | 17-May-23 | 12 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 1.1 | Elect Phyllis R. Caldwell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 1.2 | Elect Roy A. Guthrie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 3 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 4 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | OneMain Holdings, Inc. | OMF | 68268W103 | 13-Jun-23 | 5 | Adoption of Majority Voting in Uncontested Elections | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 1 | Elect Bradley A. Alford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 2 | Elect Orlando D. Ashford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 3 | Elect Katherine C. Doyle | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 4 | Elect Adriana Karaboutis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 5 | Elect Murray S. Kessler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 6 | Elect Jeffrey B. Kindler | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 7 | Elect Erica L. Mann | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 8 | Elect Albert Manzone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 9 | Elect Donal O’Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 10 | Elect Geoffrey M. Parker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 11 | Ratification of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 12 | Advisory vote on executive compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Perrigo Company plc | PRGO | G97822103 | 04-May-23 | 16 | Reduction in Share Premium Account | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 1 | Elect Ignacio Alvarez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 2 | Elect Joaquin E. Bacardi, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 3 | Elect Alejandro M. Ballester | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 4 | Elect Robert Carrady | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 5 | Elect Richard L. Carrion | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 6 | Elect Betty K. DeVita | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 7 | Elect John W. Diercksen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 8 | Elect Maria Luisa Ferre Rangel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 9 | Elect C. Kim Goodwin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 10 | Elect Jose R. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 11 | Elect Alejandro M. Sanchez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 12 | Elect Myrna M. Soto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 13 | Elect Carlos A. Unanue | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Popular, Inc. | BPOP | 733174700 | 11-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 1 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 2 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 3 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 4 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 5 | Elect Michael N. Mears | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 6 | Elect Jack T. Taylor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 7 | Elect Cynthia L. Walker | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 8 | Elect Cynthia J. Warner | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 9 | Elect James C. Yardley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 13 | Increase in Authorized Common Stock | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 14 | Company Name Change | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 15 | Article Amendments to Make Certain Technical and Administrative Changes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sempra Energy | SRE | 816851109 | 12-May-23 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 1 | Elect Linda B. Abraham | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 2 | Elect Terrance R. Ahern | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 3 | Elect Jane E. DeFlorio | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 4 | Elect David R. Lukes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 5 | Elect Victor B. MacFarlane | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 6 | Elect Alexander Otto | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 7 | Elect Barry A. Sholem | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 8 | Elect Dawn M. Sweeney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | SITE Centers Corp. | SITC | 82981J109 | 10-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Sprouts Farmers Market, Inc. | SFM | 85208M102 | 24-May-23 | 1.1 | Elect Joel D. Anderson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sprouts Farmers Market, Inc. | SFM | 85208M102 | 24-May-23 | 1.2 | Elect Terri Funk Graham | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sprouts Farmers Market, Inc. | SFM | 85208M102 | 24-May-23 | 1.3 | Elect Douglas G. Rauch | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sprouts Farmers Market, Inc. | SFM | 85208M102 | 24-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Sprouts Farmers Market, Inc. | SFM | 85208M102 | 24-May-23 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 1 | Elect Paula Cholmondeley | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 2 | Elect Don DeFosset | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 3 | Elect John L. Garrison Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 4 | Elect Thomas J. Hansen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 5 | Elect Sandie O’Connor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 6 | Elect Christopher Rossi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 7 | Elect Andra Rush | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 8 | Elect David A. Sachs | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Terex Corporation | TEX | 880779103 | 18-May-23 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 1 | Elect Richard F. Ambrose | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 2 | Elect Kathleen M. Bader | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 3 | Elect R. Kerry Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 4 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 5 | Elect Deborah Lee James | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 6 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 7 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 8 | Elect James L. Ziemer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 9 | Elect Maria T. Zuber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Textron Inc. | TXT | 883203101 | 26-Apr-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 1 | Elect Janet G. Davidson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 2 | Elect Andres R. Gluski | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 3 | Elect Tarun Khanna | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 4 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 5 | Elect Julia M. Laulis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 6 | Elect Alain Monie | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 7 | Elect John B. Morse, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 8 | Elect Moises Naim | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 9 | Elect Teresa M. Sebastian | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 10 | Elect Maura Shaughnessy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The AES Corporation | AES | 00130H105 | 20-Apr-23 | 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 1 | Elect Jocelyn E. Carter-Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 2 | Elect Mary J. Steele Guilfoile | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 3 | Elect Dawn Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 4 | Elect Philippe Krakowsky | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 5 | Elect Jonathan F. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 6 | Elect Patrick Q. Moore | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 7 | Elect Linda S. Sanford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 8 | Elect David M. Thomas | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 9 | Elect E. Lee Wyatt Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Interpublic Group of Companies, Inc. | IPG | 460690100 | 25-May-23 | 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.1 | Elect Anne E. Belec | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.2 | Elect Robert G. Bohn | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.3 | Elect Anne M. Cooney | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.4 | Elect Amy R. Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.5 | Elect Kenneth W. Krueger | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.6 | Elect Robert W. Malone | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.7 | Elect C. David Myers | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.8 | Elect John C. Pfeifer | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 1.9 | Elect Aaron H. Ravenscroft | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | The Manitowoc Company, Inc. | MTW | 563571405 | 02-May-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 1 | Elect Douglas C. Yearley, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 2 | Elect Stephen F. East | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 3 | Elect Christine N. Garvey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 4 | Elect Karen H. Grimes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 5 | Elect Derek T. Kan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 6 | Elect Carl B. Marbach | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 7 | Elect John A. McLean | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 8 | Elect Wendell E Pritchett | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 9 | Elect Paul E. Shapiro | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 10 | Elect Scott D. Stowell | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 11 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Toll Brothers, Inc. | TOL | 889478103 | 07-Mar-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.1 | Elect Louise F. Brady | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.2 | Elect Michael D. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.3 | Elect James E. Buckman | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.4 | Elect George Herrera | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.5 | Elect Stephen P. Holmes | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.6 | Elect Lucinda C. Martinez | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.7 | Elect Denny Marie Post | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.8 | Elect Ronald L. Rickles | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 1.9 | Elect Michael H. Wargotz | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Travel+Leisure Co | TNL | 894164102 | 17-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 1.1 | Elect Kenton K. Alder | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 1.2 | Elect Julie S. England | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 1.3 | Elect Philip G. Franklin | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 2 | Approval of the 2023 Incentive Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | TTM Technologies, Inc. | TTMI | 87305R109 | 10-May-23 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 1 | Elect Carolyn Corvi | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 2 | Elect Matthew Friend | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 3 | Elect Barnaby “Barney” M. Harford | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 4 | Elect Michele J. Hooper | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 5 | Elect Walter Isaacson | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 6 | Elect James A.C. Kennedy | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 7 | Elect J. Scott Kirby | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 8 | Elect Edward M. Philip | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 9 | Elect Edward L. Shapiro | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 10 | Elect Laysha Ward | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 11 | Elect James M. Whitehurst | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 15 | Amendment to the 2021 Incentive Compensation Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | United Airlines Holdings, Inc. | UAL | 910047109 | 24-May-23 | 16 | Amendment to the Director Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.1 | Elect Li Haslett Chen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.2 | Elect Kenneth W. Lowe | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.3 | Elect Paula A. Price | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 1.4 | Elect David M. Zaslav | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Warner Bros. Discovery, Inc. | WBD | 934423104 | 08-May-23 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 1 | Elect Rafael Santana | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 2 | Elect Lee C. Banks | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 3 | Elect Byron S. Foster | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | 17-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 1 | Elect Laura Alber | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 2 | Elect Esi Eggleston Bracey | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 3 | Elect Scott Dahnke | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 4 | Elect Anne M. Finucane | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 5 | Elect Paula B. Pretlow | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 6 | Elect William J. Ready | Mgmt | Voted | Against | Against | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 7 | Elect Frits Dirk van Paasschen | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Relative Value Mid Cap Fund | Williams-Sonoma, Inc. | WSM | 969904101 | 31-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 2 | Elect Brett Biggs | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 3 | Elect Melanie Boulden | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 4 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 5 | Elect Laura B. Desmond | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 6 | Elect Shantanu Narayen | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 7 | Elect Spencer Neumann | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 8 | Elect Kathleen Oberg | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 9 | Elect Dheeraj Pandey | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 10 | Elect David A. Ricks | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 11 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 12 | Elect John E. Warnock | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 13 | Amendment to the 2019 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Adobe Inc. | ADBE | 00724F101 | 20-Apr-23 | 17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 1 | Elect Kevin J. Dallas | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 2 | Elect Joseph M. Hogan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 3 | Elect Joseph Lacob | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 4 | Elect C. Raymond Larkin, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 5 | Elect George J. Morrow | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 6 | Elect Anne M. Myong | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 7 | Elect Andrea L. Saia | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 8 | Elect Susan E. Siegel | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 9 | Amendment to Articles Regarding Officer Exculpation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 12 | Amendment to the 2005 Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Align Technology, Inc. | ALGN | 016255101 | 17-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 2 | Elect Andrew R. Jassy | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 3 | Elect Keith B. Alexander | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 4 | Elect Edith W. Cooper | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 5 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 6 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 7 | Elect Judith A. McGrath | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 8 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 9 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 10 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 11 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Amazon.com, Inc. | AMZN | 023135106 | 24-May-23 | 33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 1 | Elect Thomas A. Bartlett | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 2 | Elect Kelly C. Chambliss | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 3 | Elect Teresa H. Clarke | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 4 | Elect Raymond P. Dolan | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 5 | Elect Kenneth R. Frank | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 6 | Elect Robert D. Hormats | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 7 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 8 | Elect Craig Macnab | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 9 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 10 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 11 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 12 | Elect Samme L. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 13 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | American Tower Corporation | AMT | 03027X100 | 24-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 1 | Remuneration Report | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 2 | Accounts and Reports | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 3 | Allocation of Dividends | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 4 | Ratification of Management Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 5 | Ratification of Supervisory Board Acts | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 7 | Supervisory Board Remuneration Policy | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 8 | Supervisory Board Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 9 | Elect Nils Andersen to the Supervisory Board | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 10 | Elect Jack P. de Kreij to the Supervisory Board | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 11 | Appointment of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 13 | Authority to Suppress Preemptive Rights | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 14 | Authority to Repurchase Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ASML Holding N.V. | ASML | N07059210 | 26-Apr-23 | 15 | Cancellation of Shares | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 4 | Elect Edward J. Ludwig | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 5 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 6 | Elect David J. Roux | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 7 | Elect John E. Sununu | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 8 | Elect David S. Wichmann | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 9 | Elect Ellen M. Zane | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Boston Scientific Corporation | BSX | 101137107 | 04-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 1 | Elect Susan L. Decker | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 2 | Elect Kenneth D. Denman | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 3 | Elect Richard A. Galanti | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 4 | Elect Hamilton E. James | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 5 | Elect W. Craig Jelinek | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 6 | Elect Sally Jewell | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 7 | Elect Charles T. Munger | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 8 | Elect Jeffrey S. Raikes | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 10 | Elect Ron M. Vachris | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 11 | Elect Mary Agnes Wilderotter | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Costco Wholesale Corporation | COST | 22160K105 | 19-Jan-23 | 15 | Shareholder Proposal Regarding Report On Risks From State Policies Restricting Reproductive Health Care | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.1 | Elect Johanna Flower | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.2 | Elect Denis J. O’Leary | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Select Equities Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 1.3 | Elect Godfrey R. Sullivan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 21-Jun-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 1 | Elect Steven R. Altman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 2 | Elect Richard A. Collins | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 3 | Elect Karen M. Dahut | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 4 | Elect Mark G. Foletta | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 5 | Elect Barbara E. Kahn | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 6 | Elect Kyle Malady | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 7 | Elect Eric Topol | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 8 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | DexCom, Inc. | DXCM | 252131107 | 18-May-23 | 11 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.1 | Elect Jamie Haenggi | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.2 | Elect Benjamin Kortlang | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Select Equities Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 1.3 | Elect Richard Mora | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Enphase Energy, Inc. | ENPH | 29355A107 | 17-May-23 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 1 | Elect Craig H. Barratt | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 2 | Elect Joseph C. Beery | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 3 | Elect Gary S. Guthart | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 4 | Elect Amal M. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 5 | Elect Don R. Kania | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 6 | Elect Amy L. Ladd | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 7 | Elect Keith R. Leonard, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 8 | Elect Alan J. Levy | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 9 | Elect Jami Dover Nachtsheim | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 10 | Elect Monica P. Reed | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 11 | Elect Mark J. Rubash | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Intuitive Surgical, Inc. | ISRG | 46120E602 | 27-Apr-23 | 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 1 | Elect Carol J. Burt | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 2 | Elect Colleen A. Goggins | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 3 | Elect Sheila A. Stamps | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 5 | Permit Shareholders to Call Special Meetings | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | IQVIA Holdings Inc. | IQV | 46266C105 | 18-Apr-23 | 8 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 1 | Elect Merit E. Janow | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 2 | Elect Candido Botelho Bracher | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 3 | Elect Richard K. Davis | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 4 | Elect Julius Genachowski | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 5 | Elect Choon Phong Goh | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 6 | Elect Oki Matsumoto | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 7 | Elect Michael Miebach | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 8 | Elect Youngme E. Moon | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 9 | Elect Rima Qureshi | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 10 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 11 | Elect Harit Talwar | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 12 | Elect Lance Uggla | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 15 | Approval of the Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 17 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 18 | Shareholder Proposal Regarding Report on Oversight of Merchant Category Codes | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 20 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Mastercard Incorporated | MA | 57636Q104 | 27-Jun-23 | 21 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 1 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 2 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 3 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 4 | Elect Satya Nadella | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 5 | Elect Sandra E. Peterson | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 6 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 7 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 10 | Elect John W. Thompson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 11 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 12 | Elect Padmasree Warrior | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 15 | Shareholder Proposal Regarding Cost Benefit Analysis of Global Diversity and Inclusion Efforts | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 16 | Shareholder Proposal Regarding Report on Hiring Practices | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 17 | Shareholder Proposal Regarding Managing Climate Risk in Employee Retirement Options | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 18 | Shareholder Proposal Regarding Report on Government Use of Technology | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 19 | Shareholder Proposal Regarding Risks of Developing Military Weapons | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Microsoft Corporation | MSFT | 594918104 | 13-Dec-22 | 20 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 2 | Elect Peter B. Henry | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 3 | Elect Michelle A. Peluso | Mgmt | Voted | Withhold | Against | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 5 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 6 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Nike, Inc. | NKE | 654106103 | 09-Sep-22 | 7 | Shareholder Proposal Regarding Policy to Pause Sourcing of Raw Materials from China | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 1 | Elect Robert K. Burgess | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 2 | Elect Tench Coxe | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 3 | Elect John O. Dabiri | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 4 | Elect Persis S. Drell | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 5 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 6 | Elect Dawn Hudson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 7 | Elect Harvey C. Jones | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 8 | Elect Michael G. McCaffery | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 9 | Elect Stephen C. Neal | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 10 | Elect Mark L. Perry | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 11 | Elect A. Brooke Seawell | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 12 | Elect Aarti Shah | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 13 | Elect Mark A. Stevens | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | NVIDIA Corporation | NVDA | 67066G104 | 22-Jun-23 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 2 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 3 | Elect John J. Donahoe II | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 4 | Elect David W. Dorman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 5 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 6 | Elect Enrique Lores | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 7 | Elect Gail J. McGovern | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 8 | Elect Deborah M. Messemer | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 9 | Elect David M. Moffett | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 10 | Elect Ann M. Sarnoff | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 11 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 12 | Elect Frank D. Yeary | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 14 | Amendment to the 2015 Equity Incentive Plan | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 16 | Shareholder Proposal Regarding Policy Against Discriminatory Exclusion in Conflict Zones | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 17 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 18 | Shareholder Proposal Regarding Transparency Reports and Account Suspensions | ShrHoldr | Voted | For | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 19 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | PayPal Holdings, Inc. | PYPL | 70450Y103 | 24-May-23 | 20 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 2 | Elect Jacques Esculier | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 3 | Elect Gay Huey Evans | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 4 | Elect William D. Green | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 5 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 6 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 7 | Elect Robert P. Kelly | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 8 | Elect Ian P. Livingston | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 9 | Elect Deborah D. McWhinney | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 10 | Elect Maria R. Morris | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 11 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 13 | Elect Gregory Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | S&P Global Inc. | SPGI | 78409V104 | 03-May-23 | 16 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 2 | Elect Laura Alber | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 4 | Elect Arnold W. Donald | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 5 | Elect Parker Harris | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 6 | Elect Neelie Kroes | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 7 | Elect Sachin Mehra | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 8 | Elect G. Mason Morfit | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 9 | Elect Oscar Munoz | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 10 | Elect John V. Roos | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 13 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 15 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Salesforce, Inc. | CRM | 79466L302 | 08-Jun-23 | 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 1 | Elect Susan L. Bostrom | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 2 | Elect Teresa Briggs | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 3 | Elect Jonathan C. Chadwick | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 4 | Elect Paul E. Chamberlain | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 5 | Elect Lawrence J. Jackson, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 6 | Elect Frederic B. Luddy | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 7 | Elect William R. McDermott | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 8 | Elect Jeffrey A. Miller | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 9 | Elect Joseph Quinlan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 10 | Elect Anita M. Sands | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 13 | Amendment to the 2021 Equity Incentive Plan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | ServiceNow, Inc. | NOW | 81762P102 | 01-Jun-23 | 14 | Elect Deborah Black | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 1 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 2 | Elect Frank Slootman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 3 | Elect Michael L. Speiser | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Snowflake Inc. | SNOW | 833445109 | 07-Jul-22 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 1 | Elect Marianne C. Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 2 | Elect Frank C. Herringer | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 3 | Elect Gerri Martin-Flickinger | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 4 | Elect Todd M. Ricketts | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 5 | Elect Carolyn Schwab-Pomerantz | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 6 | Ratification of Auditor | Mgmt | Voted | Against | Against |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | The Charles Schwab Corporation | SCHW | 808513105 | 18-May-23 | 10 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 7 | Elect Edward P. Decker | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 8 | Elect Linda R. Gooden | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 9 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 10 | Elect Manuel Kadre | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 12 | Elect Paula Santilli | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 13 | Elect Caryn Seidman-Becker | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 14 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | The Home Depot, Inc. | HD | 437076102 | 18-May-23 | 21 | Shareholder Proposal Regarding Public Positions on Political Speech | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.1 | Elect Jeff T. Green | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 1.2 | Elect Andrea Cunningham | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | The Trade Desk, Inc. | TTD | 88339J105 | 25-May-23 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 1 | Elect George M. Awad | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 2 | Elect William P. (Billy) Bosworth | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 3 | Elect Christopher A. Cartwright | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 4 | Elect Suzanne P. Clark | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 5 | Elect Hamidou Dia | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 6 | Elect Russell P. Fradin | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 7 | Elect Charles E. Gottdiener | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 8 | Elect Pamela A. Joseph | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 9 | Elect Thomas L. Monahan III | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 10 | Elect Ravi Kumar Singisetti | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 11 | Elect Linda K. Zukauckas | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | TransUnion | TRU | 89400J107 | 04-May-23 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 1 | Elect Michelle L. Collins | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 2 | Elect Patricia Little | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 3 | Elect Heidi G. Petz | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 4 | Elect Michael C. Smith | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 5 | Repeal of Classified Board | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 6 | Elimination of Supermajority Requirement to Remove Directors | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 7 | Elimination of Supermajority Requirements for Amendments to Certificate of Incorporation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 8 | Elimination of Supermajority Requirements for Amendments to Bylaws | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 9 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Ulta Beauty, Inc. | ULTA | 90384S303 | 01-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 1 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 2 | Elect Paul R. Garcia | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 3 | Elect Kristen Gil | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 4 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For |
| Fund Name | Issuer Name | Ticker | CUSIP | Meeting Date | Ballot Issue Number | Proposal Text | Proponent | Vote Status | Vote Cast | For/Against Management | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 5 | Elect Michele J. Hooper | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 6 | Elect F. William McNabb, III | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 7 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 8 | Elect John H. Noseworthy | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 9 | Elect Andrew Witty | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 12 | Ratification of Auditor | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 13 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-23 | 15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | For | Against | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | Against | Against | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 2 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 6 | Elect Teri L. List | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 7 | Elect John F. Lundgren | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 9 | Elect Linda Rendle | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 10 | Elect Maynard G. Webb | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Visa Inc. | V | 92826C839 | 24-Jan-23 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 1 | Elect Andrea E. Bertone | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 2 | Elect Edward E. Guillet | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 3 | Elect Michael W. Harlan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 4 | Elect Larry S. Hughes | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 5 | Elect Worthing F. Jackman | Mgmt | Voted | Withhold | N/A | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 6 | Elect Elise L. Jordan | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 7 | Elect Susan Lee | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 8 | Elect Ronald J. Mittelstaedt | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 9 | Elect William J. Razzouk | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | For | ||||||||||
| TCW Select Equities Fund | Waste Connections, Inc. | WCN | 94106B101 | 19-May-23 | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 1 | Elect Paul M. Bisaro | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 2 | Elect Vanessa Broadhurst | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 3 | Elect Frank A. D’Amelio | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 4 | Elect Michael B. McCallister | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 5 | Elect Gregory Norden | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 6 | Elect Louise M. Parent | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 7 | Elect Kristin C. Peck | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 8 | Elect Robert W. Scully | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 11 | Amendment Regarding Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | Voted | Abstain | Against | ||||||||||
| TCW Select Equities Fund | Zoetis Inc. | ZTS | 98978V103 | 18-May-23 | 12 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Voted | For | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| TCW Funds, Inc. | ||
| (Registrant) | ||
| By: | /s/ Kathryn Koch | |
| Kathryn Koch | ||
| President and Chief Executive Officer | ||
| Date: August 28, 2023 | ||
