UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-21987
ALPS VARIABLE INVESTMENT TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Karen Gilomen, Esq., Secretary
ALPS Variable Investment Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 - June 30, 2020
Item 1 – Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21987
Reporting Period: 07/01/2019 - 06/30/2020
ALPS Variable Investment Trust
================= ALPS/Alerian Energy Infrastructure Portfolio =================
ANDEAVOR LOGISTICS LP
Ticker: ANDX Security ID: 03350F106
Meeting Date: JUL 29, 2019 Meeting Type: Written Consent
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Keenan, Jr. For Withhold Management
1.2 Elect Director Peter A. Dea For Withhold Management
1.3 Elect Director Janine J. McArdle For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P.
Ticker: BPL Security ID: 118230101
Meeting Date: JUL 31, 2019 Meeting Type: Special
Record Date: JUN 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director G. Andrea Botta For For Management
1B Elect Director Jack A. Fusco For For Management
1C Elect Director Vicky A. Bailey For For Management
1D Elect Director Nuno Brandolini For For Management
1E Elect Director Michele A. Evans For For Management
1F Elect Director David I. Foley For For Management
1G Elect Director David B. Kilpatrick For For Management
1H Elect Director Andrew Langham For For Management
1I Elect Director Courtney R. Mather For For Management
1J Elect Director Donald F. Robillard, Jr. For For Management
1K Elect Director Neal A. Shear For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Plans to Address Stranded Against For Shareholder
Carbon Asset Risks
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Charles W. Fischer For For Management
1.7 Elect Director Gregory J. Goff For For Management
1.8 Elect Director V. Maureen Kempston For For Management
Darkes
1.9 Elect Director Teresa S. Madden For For Management
1.10 Elect Director Al Monaco For For Management
1.11 Elect Director Dan C. Tutcher For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Shareholder Rights Plan For For Management
4 Amend By-Law No. 1 of Enbridge For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Sarah M. Barpoulis For For Management
1.3 Elect Director Kenneth M. Burke For For Management
1.4 Elect Director Patricia K. Collawn For For Management
1.5 Elect Director Margaret K. Dorman For For Management
1.6 Elect Director Thomas F. Karam For For Management
1.7 Elect Director D. Mark Leland For For Management
1.8 Elect Director Norman J. Szydlowski For For Management
1.9 Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director Douglas P. Bloom For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director John L. Festival For For Management
1.5 Elect Director Marshall L. McRae For For Management
1.6 Elect Director Mary Ellen Peters For For Management
1.7 Elect Director Steven R. Spaulding For For Management
1.8 Elect Director Judy E. Cotte For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
INTER PIPELINE LTD.
Ticker: IPL Security ID: 45833V109
Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Shaw For For Management
1.2 Elect Director Christian Bayle For For Management
1.3 Elect Director Peter Cella For For Management
1.4 Elect Director Julie Dill For For Management
1.5 Elect Director Duane Keinick For For Management
1.6 Elect Director Arthur Korpach For For Management
1.7 Elect Director Alison Taylor Love For For Management
1.8 Elect Director Margaret McKenzie For For Management
1.9 Elect Director Brant Sangster For For Management
1.10 Elect Director Shelley Brown For For Management
1.11 Elect Director Wayne Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
5 Approve Reduction in Stated Capital For For Management
--------------------------------------------------------------------------------
KEYERA CORP.
Ticker: KEY Security ID: 493271100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2.1 Elect Director James Bertram For For Management
2.2 Elect Director Blair Goertzen For For Management
2.3 Elect Director Douglas Haughey For For Management
2.4 Elect Director Gianna Manes For For Management
2.5 Elect Director Donald Nelson For For Management
2.6 Elect Director Michael Norris For For Management
2.7 Elect Director Thomas O'Connor For For Management
2.8 Elect Director Charlene Ripley For For Management
2.9 Elect Director David Smith For For Management
2.10 Elect Director Janet Woodruff For For Management
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda M. Brock For For Management
1b Elect Director Norman H. Brown, Jr. For For Management
1c Elect Director Christopher Frost For For Management
1d Elect Director Maria Jelescu-Dreyfus For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director H.E. (Jack) Lentz For For Management
1g Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chansoo Joung For For Management
1.2 Elect Director Michael N. Mears For For Management
1.3 Elect Director James R. Montague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUSTAR ENERGY L.P.
Ticker: NS Security ID: 67058H102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Greehey For For Management
1.2 Elect Director Jelynne LeBlanc-Burley For For Management
1.3 Elect Director Robert J. Munch For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Mark W. Helderman For For Management
1.5 Elect Director Randall J. Larson For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director Michael (Mick) H. Dilger For For Management
1.3 Elect Director Randall J. Findlay For For Management
1.4 Elect Director Robert G. Gwin For For Management
1.5 Elect Director Maureen E. Howe For For Management
1.6 Elect Director Gordon J. Kerr For For Management
1.7 Elect Director David M.B. LeGresley For For Management
1.8 Elect Director Leslie A. O'Donoghue For For Management
1.9 Elect Director Bruce D. Rubin For For Management
1.10 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Bylaws For For Management
4 Approve Advance Notice Requirement For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P.
Ticker: PAGP Security ID: 72651A207
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandra Pruner For For Management
1.2 Elect Director Lawrence M. Ziemba For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: DEC 04, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TALLGRASS ENERGY, LP
Ticker: TGE Security ID: 874696107
Meeting Date: APR 16, 2020 Meeting Type: Special
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director James W. Whalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephan Cretier For For Management
1.2 Elect Director Michael R. Culbert For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Susan C. Jones For For Management
1.5 Elect Director Randy Limbacher For For Management
1.6 Elect Director John E. Lowe For For Management
1.7 Elect Director David MacNaughton For For Management
1.8 Elect Director Una Power For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director D. Michael G. Stewart For For Management
1.12 Elect Director Siim A. Vanaselja For For Management
1.13 Elect Director Thierry Vandal For For Management
1.14 Elect Director Steven W. Williams For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TELLURIAN INC.
Ticker: TELL Security ID: 87968A104
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diana Derycz-Kessler For Against Management
1b Elect Director Dillon J. Ferguson For Against Management
1c Elect Director Meg A. Gentle For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For Against Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Vicki L. Fuller For For Management
1.8 Elect Director Peter A. Ragauss For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
========= Morningstar Aggressive Growth ETF Asset Allocation Portfolio =========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= Morningstar Balanced ETF Asset Allocation Portfolio ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========== Morningstar Conservative ETF Asset Allocation Portfolio ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== Morningstar Growth ETF Asset Allocation Portfolio ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== Morningstar Income & Growth ETF Asset Allocation Portfolio ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
ALPS/Red Rocks Global Opportunity Portfolio
Red Rocks Capital, LLC
Period: 7/1/2019 - 6/30/2020
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 2 | Approve Remuneration Report | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 3 | Approve Final Dividend | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 4 | Re-elect Richard Laing as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 5 | Re-elect Doug Bannister as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 6 | Re-elect Wendy Dorman as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 7 | Re-elect Robert Jennings as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 8 | Re-elect Ian Lobley as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 9 | Re-elect Paul Masterton as Director | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 10 | Ratify Deloitte LLP as Auditors | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 12 | Approve Scrip Dividend Scheme | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 13 | Authorise Capitalisation of the Appropriate Amounts of New Ordinary Shares to be Allotted Under the Scrip Dividend Scheme | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 15 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| 3i Infrastructure Plc | 3IN | 07/04/2019 | G8873L178 | Annual | 07/02/2019 | 16 | Adopt New Articles of Association | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Ares Capital Corporation | ARCC | 07/08/2019 | 04010L103 | Special | 04/08/2019 | 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 1.1 | Elect Director Barbara Adams | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 1.2 | Elect Director Frederick Arnold | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 1.3 | Elect Director Michael C. Forman | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 1.4 | Elect Director Jerel A. Hopkins | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 2 | Approve Reduced Asset Coverage Ratio | Mgmt | For | Against |
| FS KKR Capital Corp. | FSK | 07/16/2019 | 302635107 | Annual | 04/22/2019 | 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 5 | Approve Discharge of Shareholders' Committee for Fiscal 2018 | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 6 | Ratify KPMG AG as Auditors for Fiscal 2019 | Mgmt | For | For |
| AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | 07/19/2019 | D0R9AT103 | Annual | 06/27/2019 | 7 | Approve Creation of EUR 15.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 2 | Approve Remuneration Report | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 3 | Re-elect Sir Michael Bunbury as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 4 | Re-elect Francesca Barnes as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 5 | Re-elect Alan Hodson as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 6 | Re-elect Andrew Moore as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 7 | Re-elect Steven Wilderspin as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 8 | Re-elect Peter Wilson as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 9 | Elect Carolina Espinal as Director | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 10 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | 07/25/2019 | G43905127 | Annual | 07/23/2019 | 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 3 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 5 | Approve Final Dividend | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 6 | Re-elect Kevin Parry as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 7 | Re-elect Benoit Durteste as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 8 | Re-elect Virginia Holmes as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 9 | Re-elect Michael Nelligan as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 10 | Re-elect Kathryn Purves as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 11 | Re-elect Amy Schioldager as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 12 | Re-elect Andrew Sykes as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 13 | Re-elect Stephen Welton as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 14 | Elect Vijay Bharadia as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 15 | Authorise Issue of Equity | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | 07/25/2019 | G4807D192 | Annual | 07/23/2019 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | Ordinary Resolutions | Mgmt | |||
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 4 | Re-elect Nolo Letele as Directors | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5.1 | Re-elect Koos Bekker as Director | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5.2 | Re-elect Steve Pacak as Director | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5.3 | Re-elect Cobus Stofberg as Director | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5.4 | Re-elect Ben van der Ross as Director | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5.5 | Re-elect Debra Meyer as Director | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 7 | Approve Remuneration Policy | Mgmt | For | Against |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 8 | Approve Implementation of the Remuneration Policy | Mgmt | For | Against |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | Against |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 10 | Authorise Board to Issue Shares for Cash | Mgmt | For | Against |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 12 | Authorise Ratification of Approved Resolutions | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | Special Resolutions | Mgmt | |||
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.1 | Approve Fees of the Board Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.2 | Approve Fees of the Board Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.3 | Approve Fees of the Audit Committee Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.4 | Approve Fees of the Audit Committee Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.5 | Approve Fees of the Risk Committee Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.6 | Approve Fees of the Risk Committee Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.9 | Approve Fees of the Nomination Committee Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.10 | Approve Fees of the Nomination Committee Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.12 | Approve Fees of the Social and Ethics Committee Member | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 4 | Authorise Repurchase of N Ordinary Shares | Mgmt | For | For |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 5 | Authorise Repurchase of A Ordinary Shares | Mgmt | For | Against |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Annual | 08/16/2019 | 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Naspers Ltd. | NPN | 08/23/2019 | S53435103 | Special | 08/16/2019 | 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 2 | Approve Directors' Remuneration | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 3 | Elect William Maltby as Director | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 4 | Re-elect John Falla as Director | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 5 | Re-elect Trudi Clark as Director | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 6 | Elect Wilken von Hodenberg as Director | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 7 | Re-elect Peter von Lehe as Director | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 8 | Ratify KPMG Channel Islands Limited as Auditors | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 10 | Ratify Past Interim Dividends | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 11 | Authorise Market Purchase of Class A Shares | Mgmt | For | For |
| NB Private Equity Partners Ltd. | NBPE | 09/23/2019 | G64033106 | Annual | 09/19/2019 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 3 | Re-elect Sir Laurie Magnus as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 4 | Re-elect Ian Barby as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 5 | Re-elect John Burgess as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 6 | Re-elect David Melvin as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 7 | Re-elect Susannah Nicklin as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 8 | Re-elect John Singer as Director | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 9 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 11 | Authorise Issue of Equity | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 13 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Pantheon International Plc | PIN | 10/30/2019 | G6889N139 | Annual | 10/28/2019 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 4 | Approve Dividend Policy | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 5 | Re-elect Jonathon Bond as Director | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 6 | Re-elect Alan Devine as Director | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 7 | Re-elect Christina McComb as Director | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 8 | Re-elect Diane Seymour-Williams as Director | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 9 | Re-elect Calum Thomson as Director | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 10 | Reappoint BDO LLP as Auditors | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 12 | Authorise Issue of Equity | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Standard Life Private Equity Trust Plc | SLPE | 02/24/2020 | G8425X100 | Annual | 02/20/2020 | 14 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 1 | Receive Report of Board | Mgmt | ||
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 3 | Approve Allocation of Income | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 4.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 4.2 | Approve Remuneration of Directors | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 4.3 | Authorize Share Repurchase Program | Mgmt | For | Against |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 4.4 | Approve Creation of DKK 40 Million Pool of Capital without Preemptive Rights | Mgmt | For | Against |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 4.5 | Amend Articles Re: Change of Standard Agenda for Annual General Meeting | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 5 | Reelect Agnete Raaschou-Nielsen as Director | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 6 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For |
| Schouw & Co A/S | SCHO | 04/15/2020 | K86111166 | Annual | 04/08/2020 | 8 | Other Business | Mgmt | ||
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| New Mountain Finance Corporation | NMFC | 04/22/2020 | 647551100 | Annual | 03/03/2020 | 1.1 | Elect Director Steven B. Klinsky | Mgmt | For | For |
| New Mountain Finance Corporation | NMFC | 04/22/2020 | 647551100 | Annual | 03/03/2020 | 1.2 | Elect Director Daniel B. Hebert | Mgmt | For | For |
| New Mountain Finance Corporation | NMFC | 04/22/2020 | 647551100 | Annual | 03/03/2020 | 1.3 | Elect Director Rome G. Arnold, III | Mgmt | For | For |
| New Mountain Finance Corporation | NMFC | 04/22/2020 | 647551100 | Annual | 03/03/2020 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | Ordinary Business | Mgmt | |||
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 3 | Approve Allocation of Income and Dividends of EUR 0.66 per Share | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 5 | Reelect Jean-Hugues Loyez as Supervisory Board Member | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 6 | Reelect Anne Landon as Supervisory Board Member | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 7 | Reelect Jean Estin as Supervisory Board Member | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 8 | Approve Remuneration Policy of General Managerment | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 9 | Approve Remuneration Policy of Supervisory Board Members | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 10 | Approve Compensation Report | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 11 | Approve Compensation of Altamir Gerance, General Manager | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 12 | Approve Compensation of Jean-Hugues Loyez, Chairman of the Supervisory Board | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 14 | Textual References Regarding Change of Codification | Mgmt | For | Against |
| Altamir SCA | LTA | 04/28/2020 | F0261L168 | Annual | 04/24/2020 | 15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | Ordinary Business | Mgmt | |||
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 2 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 5 | Reelect Jean-Charles Decaux as Supervisory Board Member | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 6 | Reelect Georges Pauget as Supervisory Board Member | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 7 | Reelect Victoire de Margerie as Supervisory Board Member | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 8 | Reelect Roland du Luart as Supervisory Board Member | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 9 | Approve Remuneration Policy of Members of Supervisory Board | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 10 | Approve Remuneration Policy of Members of Management Board | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 11 | Approve Compensation Report of Corporate Officers | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 12 | Approve Compensation of Michel David-Weill, Chairman of the Supervisory Board | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 13 | Approve Compensation of Virginie Morgon, Chairman of the Management Board | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 14 | Approve Compensation of Philippe Audouin, Member of Management Board | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 15 | Approve Compensation of Nicolas Huet, Member of Management Board | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 16 | Approve Compensation of Olivier Millet, Member of Management Board | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 17 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | Extraordinary Business | Mgmt | |||
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 19 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 23 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 27 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 28 | Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered Shares | Mgmt | For | Against |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 29 | Amend Articles 11, 15, 20 and 21 of Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards | Mgmt | For | For |
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | Ordinary Business | Mgmt | |||
| Eurazeo SE | RF | 04/30/2020 | F3296A108 | Annual/Special | 04/28/2020 | 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.1 | Elect Director Warren E. Buffett | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.2 | Elect Director Charles T. Munger | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.3 | Elect Director Gregory E. Abel | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.4 | Elect Director Howard G. Buffett | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.5 | Elect Director Stephen B. Burke | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.6 | Elect Director Kenneth I. Chenault | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.7 | Elect Director Susan L. Decker | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.8 | Elect Director David S. Gottesman | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.9 | Elect Director Charlotte Guyman | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.10 | Elect Director Ajit Jain | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.11 | Elect Director Thomas S. Murphy | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.12 | Elect Director Ronald L. Olson | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.13 | Elect Director Walter Scott, Jr. | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 1.14 | Elect Director Meryl B. Witmer | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| Berkshire Hathaway Inc. | BRK.B | 05/02/2020 | 084670702 | Annual | 03/04/2020 | 4 | Adopt a Policy on Board Diversity | SH | Against | Against |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.1 | Elect Director Linda Hefner Filler | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.2 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.3 | Elect Director Teri List-Stoll | Mgmt | For | Against |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.4 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Against |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.5 | Elect Director Jessica L. Mega | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.6 | Elect Director Pardis C. Sabeti | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.8 | Elect Director Steven M. Rales | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.9 | Elect Director John T. Schwieters | Mgmt | For | Against |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.10 | Elect Director Alan G. Spoon | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Danaher Corporation | DHR | 05/05/2020 | 235851102 | Annual | 03/09/2020 | 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 2 | Approve Allocation of Income and Dividends of CHF 2.63 per Bearer Share and CHF 0.26 per Registered Share | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.a | Reelect Bernard Daniel as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.b | Reelect Victor Delloye as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.c | Reelect Andre Desmarais as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.d | Reelect Paul Desmarais Jr as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.e | Reelect Paul Desmarais III as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.f | Reelect Cedric Frere as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.g | Reelect Gerald Frere as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.h | Reelect Segolene Gallienne as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.i | Reelect Jean-Luc Herbez as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.j | Reelect Barbara Kux as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.k | Reelect Xavier Le Clef as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.l | Reelect Jocelyn Lefebvre as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.m | Reelect Michel Pebereau as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.1.n | Reelect Amaury de Seze as Director | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.2 | Reelect Paul Desmarais Jr as Board Chairman | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.3.1 | Reappoint Bernard Daniel as Member of the Compensation Committee | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.3.2 | Reappoint Jean-Luc Herbez as Member of the Compensation Committee | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.3.3 | Reappoint Barbara Kux as Member of the Compensation Committee | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.3.4 | Reappoint Xavier Le Clef as Member of the Compensation Committee | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.3.5 | Reappoint Amaury de Seze as Member of the Compensation Committee | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.4 | Designate Valerie Marti as Independent Proxy | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 4.5 | Ratify Deloitte SA as Auditors | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 5.1 | Approve Remuneration of Directors in the Amount of CHF 6 Million | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 1.5 Million | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 6 | Approve Creation of CHF 253 Million Pool of Capital without Preemptive Rights | Mgmt | For | Do Not Vote | |
| Pargesa Holding SA | PARG | 05/06/2020 | H60477207 | Annual | 7 | Transact Other Business (Voting) | Mgmt | For | Do Not Vote | |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 2 | Ratify PricewaterhouseCoopers CI LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 3 | Re-elect Felix Haldner as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 4 | Re-elect Fionnuala Carvill as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 5 | Re-elect Henning von der Forst as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 6 | Re-elect Merise Wheatley as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 7 | Re-elect Richard Battey as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 8 | Re-elect Steve Le Page as Director | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 9 | Approve Company's Dividend Policy | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Princess Private Equity Holding Ltd. | PEY | 05/06/2020 | G72442125 | Annual | 05/04/2020 | 11 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 3 | Approve Remuneration Policy | Mgmt | For | Abstain |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 4 | Approve Final Dividend | Mgmt | For | Abstain |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 5 | Re-elect Christopher Miller as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 6 | Re-elect David Roper as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 7 | Re-elect Simon Peckham as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 8 | Re-elect Geoffrey Martin as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 9 | Re-elect Justin Dowley as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 10 | Re-elect Liz Hewitt as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 11 | Re-elect David Lis as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 12 | Re-elect Archie Kane as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 13 | Re-elect Charlotte Twyning as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 14 | Elect Funmi Adegoke as Director | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 17 | Authorise Issue of Equity | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Melrose Industries Plc | MRO | 05/07/2020 | G5973J178 | Annual | 05/05/2020 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 2 | Approve Remuneration Report | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 4 | Approve Final Dividend | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 5 | Re-elect Richard Brooman as Director | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 6 | Re-elect Peter Dunscombe as Director | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 7 | Re-elect Jim Strang as Director | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 8 | Re-elect Guy Wakeley as Director | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 9 | Re-elect Anne West as Director | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 10 | Reappoint Grant Thornton UK LLP as Auditors | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 12 | Approve Continuation of Company as Investment Trust | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 13 | Authorise Issue of Equity | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 14 | Approve Increase in the Aggregate Fees Payable to Directors | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| HgCapital Trust Plc | HGT | 05/12/2020 | G4441G148 | Annual | 05/07/2020 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | Annual Meeting Agenda | Mgmt | |||
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 1 | Receive Director's Reports (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 3 | Discuss Company's Corporate Governance Statement | Mgmt | ||
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 4 | Receive Auditor's Report (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 5 | Approve Financial Statements | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 6 | Approve Allocation of Income | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 7 | Approve Dividends of EUR 1.02 Per Share | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 8 | Approve Discharge of Directors | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 9 | Reelect Bruno Colmant as Director | Mgmt | For | Against |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 10 | Reelect Luigi Santambrogio as Director | Mgmt | For | Against |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 11 | Reelect Axel van der Mersch as Director | Mgmt | For | Against |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 12 | Reelect Pierre van der Mersch as Director | Mgmt | For | Against |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 13 | Approve Remuneration Policy | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 14 | Approve Remuneration Report | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 15 | Approve Fixed Remuneration of EUR 27,000 for Directors | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 16 | Approve Discharge of Auditors | Mgmt | For | For |
| Brederode SA | BREB | 05/13/2020 | L1236K106 | Annual | 04/29/2020 | 17 | Renew Appointment of Mazars Luxembourg as Auditor | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 2 | Approve Allocation of Income and Dividends of CHF 25.50 per Share | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 4 | Amend Articles Re: Remuneration of the Board of Directors and Executive Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 5 | Approve Remuneration Report | Mgmt | For | Against | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 4.5 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 5.7 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 7.5 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.5 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 16.5 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 6.6 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 10,000 | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.2 | Elect Marcel Erni as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.3 | Elect Alfred Gantner as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.4 | Elect Lisa Hook as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.5 | Elect Grace del Rosario-Castano as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.6 | Elect Martin Strobel as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.7 | Elect Eric Strutz as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.1.8 | Elect Urs Wietlisbach as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.2.1 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.2.2 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 7.4 | Ratify KPMG AG as Auditors | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | 05/13/2020 | H6120A101 | Annual | 8 | Transact Other Business (Voting) | Mgmt | For | Against | |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 2 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 6.1 | Elect Marcus Englert to the Supervisory Board | Mgmt | For | Against |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 6.2 | Elect Norbert Lang to the Supervisory Board | Mgmt | For | Against |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 6.3 | Elect Pierre Louette to the Supervisory Board | Mgmt | For | Against |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 6.4 | Elect Joachim Schindler to the Supervisory Board | Mgmt | For | Against |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 7 | Amend Corporate Purpose | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 8 | Amend Articles Re: Rights and Duties of the Supervisory Board | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 9 | Amend Articles Re: Participation and Voting Rights | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For |
| Rocket Internet SE | RKET | 05/15/2020 | D6S914104 | Annual | 05/02/2020 | 11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Against |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | Annual Meeting Agenda | Mgmt | |||
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 1 | Open Meeting | Mgmt | ||
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 2.a | Receive Report of Board of Directors (Non-Voting) | Mgmt | ||
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 2.b | Approve Remuneration Report | Mgmt | For | Against |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 2.c | Adopt Financial Statements | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 2.d | Receive Explanation on Company's Dividend Policy | Mgmt | ||
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 2.e | Approve Dividends | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 3.a | Ratify Ernst & Young as Auditors | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 3.b | Amend Remuneration Policy | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 4.a | Approve Discharge of Executive Directors | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 4.b | Approve Discharge of Non-Executive Directors | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 5 | Reelect John Elkann as Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.a | Reelect Marc Bolland as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.b | Reelect Alessandro Nasi as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.c | Reelect Andrea Agnelli as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.d | Reelect Ginevra Elkann as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.e | Reelect Antonio Horta-Osorio as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.f | Reelect Melissa Bethell as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.g | Reelect Laurence Debroux as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 6.h | Reelect Joseph Bae as Non-Executive Director | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 7.a | Authorize Repurchase of Shares | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 7.b | Approve Cancellation of Repurchased Shares | Mgmt | For | For |
| EXOR NV | EXO | 05/20/2020 | N3140A107 | Annual | 04/22/2020 | 8 | Close Meeting | Mgmt | ||
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1a | Elect Director Mitchell P. Rales | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1b | Elect Director Matthew L. Trerotola | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1c | Elect Director Patrick W. Allender | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1d | Elect Director Thomas S. Gayner | Mgmt | For | Against |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1e | Elect Director Rhonda L. Jordan | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1f | Elect Director Liam J. Kelly | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1g | Elect Director A. Clayton Perfall | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1h | Elect Director Didier Teirlinck | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1i | Elect Director Rajiv Vinnakota | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 1j | Elect Director Sharon Wienbar | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Colfax Corporation | CFX | 05/21/2020 | 194014106 | Annual | 04/02/2020 | 4 | Approve Omnibus Stock Plan | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Liberty Media Corporation | FWONA | 05/21/2020 | 531229870 | Annual | 03/31/2020 | 1.1 | Elect Director Evan D. Malone | Mgmt | For | For |
| Liberty Media Corporation | FWONA | 05/21/2020 | 531229870 | Annual | 03/31/2020 | 1.2 | Elect Director David E. Rapley | Mgmt | For | Withhold |
| Liberty Media Corporation | FWONA | 05/21/2020 | 531229870 | Annual | 03/31/2020 | 1.3 | Elect Director Larry E. Romrell | Mgmt | For | Withhold |
| Liberty Media Corporation | FWONA | 05/21/2020 | 531229870 | Annual | 03/31/2020 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 1A | Elect Director Kate D. Mitchell | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 1B | Elect Director Mitchell P. Rales | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 1C | Elect Director Steven M. Rales | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 1D | Elect Director Jeannine Sargent | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 1E | Elect Director Alan G. Spoon | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Fortive Corporation | FTV | 06/02/2020 | 34959J108 | Annual | 04/06/2020 | 4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.1 | Elect Director M. Elyse Allan | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.2 | Elect Director Angela F. Braly | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.3 | Elect Director Murilo Ferreira | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.4 | Elect Director Janice Fukakusa | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.5 | Elect Director Frank J. McKenna | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.6 | Elect Director Rafael Miranda | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.7 | Elect Director Seek Ngee Huat | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 1.8 | Elect Director Diana L. Taylor | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | Shareholder Proposals | Mgmt | |||
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 4 | SP 1: Assign an Oversight Responsibility for Human Capital Management to a Board Committee | SH | Against | Against |
| Brookfield Asset Management Inc. | BAM.A | 06/12/2020 | 112585104 | Annual | 04/29/2020 | 5 | SP 2: Amend Clawback Policy to Seek Recoupment of Incentive or Equity-Based Compensation | SH | Against | Against |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Cannae Holdings, Inc. | CNNE | 06/17/2020 | 13765N107 | Annual | 04/20/2020 | 1.1 | Elect Director Hugh R. Harris | Mgmt | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 06/17/2020 | 13765N107 | Annual | 04/20/2020 | 1.2 | Elect Director C. Malcolm Holland | Mgmt | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 06/17/2020 | 13765N107 | Annual | 04/20/2020 | 1.3 | Elect Director Mark D. Linehan | Mgmt | For | For |
| Cannae Holdings, Inc. | CNNE | 06/17/2020 | 13765N107 | Annual | 04/20/2020 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| Cannae Holdings, Inc. | CNNE | 06/17/2020 | 13765N107 | Annual | 04/20/2020 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 2 | Approve Final Dividend | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 3 | Re-elect Jane Tufnell as Director | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 4 | Re-elect Alastair Bruce as Director | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 5 | Re-elect Sandra Pajarola as Director | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 6 | Re-elect Lucinda Riches as Director | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 7 | Elect Gerhard Fusenig as Director | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 8 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 10 | Approve Remuneration Report | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 11 | Approve Remuneration Policy | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 12 | Authorise Issue of Equity | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 14 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| ICG Enterprise Trust Plc | ICGT | 06/17/2020 | G4707H103 | Annual | 06/15/2020 | 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 2.a | Designate Marianne Nilsson, Swedbank Robur Fonder as Inspector of Minutes of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 2.b | Designate Javiera Ragnartz, SEB Investment Management as Inspector of Minutes of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.a | Approve Discharge of Gunnar Brock | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.b | Approve Discharge of Johan Forssell | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.c | Approve Discharge of Magdalena Gerger | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.d | Approve Discharge of Tom Johnstone, CBE | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.e | Approve Discharge of Sara Mazur | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.f | Approve Discharge of Grace Reksten Skaugen | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.g | Approve Discharge of Hans Straberg | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.h | Approve Discharge of Lena Treschow Torell | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.i | Approve Discharge of Jacob Wallenberg | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.j | Approve Discharge of Marcus Wallenberg | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 8.k | Approve Discharge of Dominic Barton | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 9 | Approve Allocation of Income and Dividends of SEK 9 Per Share | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 10.a | Determine Number of Members (10) and Deputy Members (0) of Board | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 10.b | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 11.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 11 Million | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 11.b | Approve Remuneration of Auditors | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.a | Reelect Gunnar Brock as Director | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.b | Reelect Johan Forssell as Director | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.c | Reelect Magdalena Gerger as Director | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.d | Reelect Tom Johnstone as Director | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.e | Reelect Sara Mazur as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.f | Reelect Grace Reksten Skaugen as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.g | Reelect Hans Straberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.h | Reelect Lena Treschow Torell as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.i | Reelect Jacob Wallenberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 12.j | Reelect Marcus Wallenberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 13 | Reelect Jacob Wallenberg as Board Chairman | Mgmt | For | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 14 | Ratify Deloitte as Auditors | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 16.a | Approve Performance Share Matching Plan for Employees in Investor | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 16.b | Approve Performance Share Matching Plan for Employees in Patricia Industries | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 17.a | Authorize Share Repurchase Program | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 17.b | Approve Equity Plan Financing | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 18 | Amend Articles of Association Re: Company Name; Participation at General Meeting; Powers of Attorney and Postal Voting | Mgmt | For | For |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | Shareholder Proposals Submitted by Thorwald Arvidsson | Mgmt | |||
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 19.a | Amend Articles Re: Introduce Equal Voting Rights of Class A and Class B Shares | SH | None | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 19.b | Instruct Board to Work for the Swedish Companies Act to Abolish Weighted Voting, by Contacting the Government | SH | None | Against |
| Investor AB | INVE.B | 06/17/2020 | W48102128 | Annual | 06/11/2020 | 19.c | Instruct Board to Prepare Proposal for Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 | SH | None | Against |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Ares Capital Corporation | ARCC | 06/22/2020 | 04010L103 | Annual | 03/25/2020 | 1a | Elect Director Michael J Arougheti | Mgmt | For | For |
| Ares Capital Corporation | ARCC | 06/22/2020 | 04010L103 | Annual | 03/25/2020 | 1b | Elect Director Ann Torre Bates | Mgmt | For | For |
| Ares Capital Corporation | ARCC | 06/22/2020 | 04010L103 | Annual | 03/25/2020 | 1c | Elect Director Steven B. McKeever | Mgmt | For | Against |
| Ares Capital Corporation | ARCC | 06/22/2020 | 04010L103 | Annual | 03/25/2020 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.1 | Elect Hans Hasler as Director and Board Chairman | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.2 | Reelect Heinz Riesenhuber as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.3 | Reelect Eduard Holdener as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.4 | Reelect Robert Ingram as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.5 | Reelect Rudolf Lanz as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.1.6 | Reelect Mario Giuliani as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.2 | Elect Stella Xu as Director | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.3.1 | Reappoint Mario Giuliani as Member of the Compensation Committee | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 4.3.2 | Reappoint Robert Ingram as Member of the Compensation Committee | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 500,000 | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 5.2 | Approve Variable Remuneration of Directors in the Amount of CHF 1.6 Million | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 5.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 330,000 | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 6 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 7 | Designate KBT Treuhand AG as Independent Proxy | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 8 | Approve CHF 53.6 Million Reduction in Share Capital via Reduction in Par Value and Repayment of CHF 7.70 per Share | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | 06/22/2020 | H3553X112 | Annual | 9 | Transact Other Business (Voting) | Mgmt | For | Against | |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 2 | Approve Remuneration Report | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 4 | Approve Final Dividend | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 5 | Re-elect Jonathan Asquith as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 6 | Re-elect Caroline Banszky as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 7 | Re-elect Simon Borrows as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 8 | Re-elect Stephen Daintith as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 9 | Re-elect Peter Grosch as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 10 | Re-elect David Hutchison as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 11 | Re-elect Coline McConville as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 12 | Elect Alexandra Schaapveld as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 13 | Re-elect Simon Thompson as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 14 | Re-elect Julia Wilson as Director | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 15 | Appoint KPMG LLP as Auditors | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 16 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 18 | Authorise Issue of Equity | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 19 | Approve Discretionary Share Plan | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 23 | Adopt New Articles of Association | Mgmt | For | For |
| 3i Group Plc | III | 06/25/2020 | G88473148 | Annual | 06/23/2020 | 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 1 | Approve Reclassification of Shares of Common Stock | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 2 | Amend Certificate of Incorporation | Mgmt | For | Against |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 3 | Restrict Right to Act by Written Consent | Mgmt | For | Against |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 4 | Amend Certificate of Incorporation to Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 5 | Issue Shares in Connection with the Transaction Agreement | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 6 | Approve Stock Option Plan | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 7 | Adjourn Meeting | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.1 | Elect Director Chelsea Clinton | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.2 | Elect Director Barry Diller | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.3 | Elect Director Michael D. Eisner | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.4 | Elect Director Bonnie S. Hammer | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.5 | Elect Director Victor A. Kaufman | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.6 | Elect Director Joseph Levin | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.7 | Elect Director Bryan Lourd | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.8 | Elect Director David Rosenblatt | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.9 | Elect Director Alan G. Spoon | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.10 | Elect Director Alexander von Furstenberg | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 8.11 | Elect Director Richard F. Zannino | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 9 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| IAC/InterActiveCorp | IAC | 06/25/2020 | 44919P508 | Annual | 05/04/2020 | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Item 1 – Proxy Voting Record.
ALPS/STADION CORE ETF PORTFOLIO
ALPS/STADION TACTICAL GROWTH PORTFOLIO
No portfolio had any matter relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the portfolio was entitled to vote.
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS Variable Investment Trust | |||
| By: | /s/ Kathryn Burns | ||
| Kathryn Burns | |||
| President | |||
| Date: | August 7, 2020 | ||