UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21987
ALPS VARIABLE INVESTMENT TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Michael Lawlor, Esq., Secretary
ALPS Variable Investment Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1 – Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21987
Reporting Period: 07/01/2022 - 06/30/2023
ALPS Variable Investment Trust
================= ALPS/Alerian Energy Infrastructure Portfolio =================
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 06, 2023 Meeting Type: Annual
Record Date: APR 17, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Dea For For Management
1.2 Elect Director W. Howard Keenan, Jr. For Withhold Management
1.3 Elect Director Janine J. McArdle For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Reflect New Delaware Law Provisions
Regarding Officer Exculpation
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 11, 2023 Meeting Type: Annual
Record Date: MAR 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Patricia K. Collawn For For Management
1d Elect Director Brian E. Edwards For For Management
1e Elect Director Denise Gray For For Management
1f Elect Director Lorraine Mitchelmore For For Management
1g Elect Director Donald F. Robillard, Jr. For For Management
1h Elect Director Matthew Runkle For For Management
1i Elect Director Neal A. Shear For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Report on Stranded Carbon Asset Risk Against Against Shareholder
--------------------------------------------------------------------------------
CRESTWOOD EQUITY PARTNERS LP
Ticker: CEQP Security ID: 226344208
Meeting Date: MAY 11, 2023 Meeting Type: Annual
Record Date: MAR 15, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Lumpkins For Withhold Management
1.2 Elect Director Frances M. Vallejo For Withhold Management
1.3 Elect Director Gary D. Reaves For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DT MIDSTREAM, INC.
Ticker: DTM Security ID: 23345M107
Meeting Date: MAY 05, 2023 Meeting Type: Annual
Record Date: MAR 08, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Tumminello For For Management
1.2 Elect Director Dwayne Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 03, 2023 Meeting Type: Annual
Record Date: MAR 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Gaurdie E. Banister For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Susan M. Cunningham For For Management
1.5 Elect Director Gregory L. Ebel For For Management
1.6 Elect Director Jason B. Few For For Management
1.7 Elect Director Teresa S. Madden For For Management
1.8 Elect Director Stephen S. Poloz For For Management
1.9 Elect Director S. Jane Rowe For For Management
1.10 Elect Director Dan C. Tutcher For For Management
1.11 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Shareholder Rights Plan For For Management
5 SP 1: Report on Lobbying and Political Against Against Shareholder
Donations
6 SP 2: Disclose the Company's Scope 3 Against Against Shareholder
Emissions
--------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS LP
Ticker: EPD Security ID: 293792107
Meeting Date: NOV 22, 2022 Meeting Type: Special
Record Date: OCT 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 25, 2023 Meeting Type: Annual
Record Date: FEB 17, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Diana M. Charletta For For Management
1e Elect Director Thomas F. Karam For For Management
1f Elect Director D. Mark Leland For For Management
1g Elect Director Norman J. Szydlowski For For Management
1h Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 02, 2023 Meeting Type: Annual
Record Date: MAR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Estey For For Management
1b Elect Director Douglas P. Bloom For For Management
1c Elect Director James J. Cleary For For Management
1d Elect Director Judy E. Cotte For For Management
1e Elect Director Heidi L. Dutton For For Management
1f Elect Director John L. Festival For For Management
1g Elect Director Diane A. Kazarian For For Management
1h Elect Director Margaret C. Montana For For Management
1i Elect Director Steven R. Spaulding For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KEYERA CORP.
Ticker: KEY Security ID: 493271100
Meeting Date: MAY 09, 2023 Meeting Type: Annual
Record Date: MAR 22, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jim Bertram For For Management
1b Elect Director Isabelle Brassard For For Management
1c Elect Director Michael Crothers For For Management
1d Elect Director Blair Goertzen For For Management
1e Elect Director Doug Haughey For For Management
1f Elect Director Gianna Manes For For Management
1g Elect Director Michael Norris For For Management
1h Elect Director Thomas O'Connor For For Management
1i Elect Director Charlene Ripley For For Management
1j Elect Director Dean Setoguchi For For Management
1k Elect Director Janet Woodruff For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Re-approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 10, 2023 Meeting Type: Annual
Record Date: MAR 13, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For Against Management
2 Amend Certificate of Incorporation to For For Management
Allow Exculpation of Certain Officers
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINETIK HOLDINGS INC.
Ticker: KNTK Security ID: 02215L209
Meeting Date: MAY 31, 2023 Meeting Type: Annual
Record Date: APR 05, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie Welch For For Management
1.2 Elect Director David I. Foley For For Management
1.3 Elect Director John-Paul (JP) Munfa For For Management
1.4 Elect Director Elizabeth P. Cordia For For Management
1.5 Elect Director Jesse Krynak For For Management
1.6 Elect Director Ronald Schweizer For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director Kevin S. McCarthy For For Management
1.9 Elect Director Ben C. Rodgers For For Management
1.10 Elect Director D. Mark Leland For For Management
1.11 Elect Director Deborah L. Byers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Amend Certificate of Incorporation to For Against Management
Limit the Liability of Officers
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 27, 2023 Meeting Type: Annual
Record Date: FEB 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sivasankaran For For Management
Somasundaram
1.2 Elect Director Chansoo Joung For For Management
1.3 Elect Director Aaron L. Milford For For Management
1.4 Elect Director James R. Montague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTDECADE CORPORATION
Ticker: NEXT Security ID: 65342K105
Meeting Date: JUN 01, 2023 Meeting Type: Annual
Record Date: APR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Belke For For Management
1.2 Elect Director L. Spencer Wells For Against Management
1.3 Elect Director Edward Andrew Scoggins, For Against Management
Jr.
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUSTAR ENERGY L.P.
Ticker: NS Security ID: 67058H102
Meeting Date: APR 27, 2023 Meeting Type: Annual
Record Date: MAR 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jelynne LeBlanc Burley For For Management
1.2 Elect Director Robert J. Munch For For Management
1.3 Elect Director Martin Salinas, Jr. For For Management
1.4 Elect Director Suzanne Allford Wade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 24, 2023 Meeting Type: Annual
Record Date: MAR 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director Mark W. Helderman For For Management
1.4 Elect Director Randall J. Larson For For Management
1.5 Elect Director Steven J. Malcolm For For Management
1.6 Elect Director Jim W. Mogg For For Management
1.7 Elect Director Pattye L. Moore For For Management
1.8 Elect Director Pierce H. Norton, II For For Management
1.9 Elect Director Eduardo A. Rodriguez For For Management
1.10 Elect Director Gerald D. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 05, 2023 Meeting Type: Annual
Record Date: MAR 17, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director J. Scott Burrows For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Ana Dutra For For Management
1.5 Elect Director Robert G. Gwin For For Management
1.6 Elect Director Maureen E. Howe For For Management
1.7 Elect Director Gordon J. Kerr For For Management
1.8 Elect Director David M.B. LeGresley For For Management
1.9 Elect Director Andy J. Mah For For Management
1.10 Elect Director Leslie A. O'Donoghue For For Management
1.11 Elect Director Bruce D. Rubin For For Management
1.12 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P.
Ticker: PAGP Security ID: 72651A207
Meeting Date: MAY 24, 2023 Meeting Type: Annual
Record Date: MAR 27, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willie Chiang For For Management
1.2 Elect Director Ellen R. DeSanctis For For Management
1.3 Elect Director Alexandra D. Pruner For For Management
1.4 Elect Director Lawrence M. Ziemba For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 23, 2023 Meeting Type: Annual
Record Date: MAR 28, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul W. Chung For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director Laura C. Fulton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Efforts to Reduce Methane Against For Shareholder
Emission Venting and Flaring in Supply
Chain
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 02, 2023 Meeting Type: Annual
Record Date: MAR 17, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl F. Campbell For For Management
1.2 Elect Director Michael R. Culbert For For Management
1.3 Elect Director William D. Johnson For For Management
1.4 Elect Director Susan C. Jones For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director David MacNaughton For For Management
1.7 Elect Director Francois L. Poirier For For Management
1.8 Elect Director Una Power For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Indira Samarasekera For For Management
1.11 Elect Director Siim A. Vanaselja For For Management
1.12 Elect Director Thierry Vandal For For Management
1.13 Elect Director Dheeraj "D" Verma For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TELLURIAN INC.
Ticker: TELL Security ID: 87968A104
Meeting Date: JUN 07, 2023 Meeting Type: Annual
Record Date: APR 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean P. Abiteboul For For Management
1b Elect Director Diana Derycz-Kessler For For Management
1c Elect Director Dillon J. Ferguson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 25, 2023 Meeting Type: Annual
Record Date: FEB 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Michael A. Creel For For Management
1.4 Elect Director Stacey H. Dore For For Management
1.5 Elect Director Carri A. Lockhart For For Management
1.6 Elect Director Richard E. Muncrief For For Management
1.7 Elect Director Peter A. Ragauss For For Management
1.8 Elect Director Rose M. Robeson For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
1.12 Elect Director Jesse J. Tyson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
========= Morningstar Aggressive Growth ETF Asset Allocation Portfolio ========= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
============= Morningstar Balanced ETF Asset Allocation Portfolio ============== SPDR SERIES TRUST Ticker: Security ID: 78464A375 Meeting Date: SEP 15, 2022 Meeting Type: Special Record Date: JUL 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clare S. Richer For For Management 1.2 Elect Director Sandra G. Sponem For For Management 1.3 Elect Director Kristi L. Rowsell For For Management 1.4 Elect Director Gunjan Chauhan For For Management 1.5 Elect Director Carolyn M. Clancy For For Management
=========== Morningstar Conservative ETF Asset Allocation Portfolio ============ SPDR SERIES TRUST Ticker: Security ID: 78464A375 Meeting Date: SEP 15, 2022 Meeting Type: Special Record Date: JUL 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clare S. Richer For For Management 1.2 Elect Director Sandra G. Sponem For For Management 1.3 Elect Director Kristi L. Rowsell For For Management 1.4 Elect Director Gunjan Chauhan For For Management 1.5 Elect Director Carolyn M. Clancy For For Management
============== Morningstar Growth ETF Asset Allocation Portfolio =============== SPDR SERIES TRUST Ticker: Security ID: 78464A375 Meeting Date: SEP 15, 2022 Meeting Type: Special Record Date: JUL 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clare S. Richer For For Management 1.2 Elect Director Sandra G. Sponem For For Management 1.3 Elect Director Kristi L. Rowsell For For Management 1.4 Elect Director Gunjan Chauhan For For Management 1.5 Elect Director Carolyn M. Clancy For For Management
========== Morningstar Income & Growth ETF Asset Allocation Portfolio ========== SPDR SERIES TRUST Ticker: Security ID: 78464A375 Meeting Date: SEP 15, 2022 Meeting Type: Special Record Date: JUL 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clare S. Richer For For Management 1.2 Elect Director Sandra G. Sponem For For Management 1.3 Elect Director Kristi L. Rowsell For For Management 1.4 Elect Director Gunjan Chauhan For For Management 1.5 Elect Director Carolyn M. Clancy For For Management ========== END NPX REPORT
ALPS Global Opportunity Portfolio
Reporting Period: 07/01/2022 to 06/30/2023
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 2 | Approve Remuneration Report | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 3 | Elect Anulika Ajufo as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 4 | Re-elect Francesca Barnes as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 5 | Re-elect Elizabeth Burne as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 6 | Re-elect Carolina Espinal as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 7 | Re-elect Edmond Warner as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 8 | Re-elect Steven Wilderspin as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 9 | Re-elect Peter Wilson as Director | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 10 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| HarbourVest Global Private Equity | HVPE | G43905127 | 07/18/2022 | 1657198 | 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 3 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 5 | Approve Final Dividend | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 6 | Re-elect Vijay Bharadia as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 7 | Re-elect Benoit Durteste as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 8 | Re-elect Virginia Holmes as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 9 | Re-elect Michael Nelligan as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 10 | Re-elect Kathryn Purves as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 11 | Re-elect Amy Schioldager as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 12 | Re-elect Andrew Sykes as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 13 | Re-elect Stephen Welton as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 14 | Re-elect Antje Hensel-Roth as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 15 | Re-elect Rosemary Leith as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 16 | Re-elect Matthew Lester as Director | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 17 | Authorise Issue of Equity | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 07/19/2022 | 1656484 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| FS KKR Capital Corp. | FSK | 302635206 | 04/25/2022 | 1644831 | 1.1 | Elect Director Barbara Adams | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 302635206 | 04/25/2022 | 1644831 | 1.2 | Elect Director Michael C. Forman | Mgmt | For | For |
| FS KKR Capital Corp. | FSK | 302635206 | 04/25/2022 | 1644831 | 1.3 | Elect Director Jerel A. Hopkins | Mgmt | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 04/25/2022 | 1644831 | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.1 | Elect Director John Barnett | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.2 | Elect Director Michael Bregman | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.3 | Elect Director Anne-Mette de Place Filippini | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.4 | Elect Director Joseph E. Fluet, III | Mgmt | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.5 | Elect Director Joseph J. Heffernan | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.6 | Elect Director G. John Krediet | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.7 | Elect Director William F. Morneau | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.8 | Elect Director B. Jeffrey Parr | Mgmt | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.9 | Elect Director Kenneth B. Rotman | Mgmt | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.10 | Elect Director Lionel H. Schipper | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.11 | Elect Director Michael Wagman | Mgmt | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 1.12 | Elect Director Rick Watkin | Mgmt | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 06/24/2022 | 1657993 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 1.1 | Elect Director Jose A. Fernandez | Mgmt | For | Withhold |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 1.2 | Elect Director Thomas Keck | Mgmt | For | Withhold |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 1.3 | Elect Director Michael I. McCabe | Mgmt | For | Withhold |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 1.4 | Elect Director Steven R. Mitchell | Mgmt | For | Withhold |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| StepStone Group, Inc. | STEP | 85914M107 | 07/19/2022 | 1673071 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 1 | Ratify KPMG Audit Limited as Auditors and Authorise Their Remuneration | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 2 | Re-elect Caroline Foulger as Director | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 3 | Re-elect Richard Lightowler as Director | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 4 | Re-elect Fiona Beck as Director | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 5 | Re-elect Peter Dubens as Director | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 6 | Re-elect Stewart Porter as Director | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 7 | Authorise Board to Fill Vacancies | Mgmt | For | For |
| Oakley Capital Investments Ltd | OCI | G67013105 | 09/27/2022 | 1682176 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.1 | Elect Director Marc A. Beilinson | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.2 | Elect Director James R. Belardi | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.3 | Elect Director Jessica Bibliowicz | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.4 | Elect Director Walter (Jay) Clayton, III | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.5 | Elect Director Michael Ducey | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.6 | Elect Director Richard Emerson | Mgmt | For | Withhold |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.7 | Elect Director Kerry Murphy Healey | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.8 | Elect Director Mitra Hormozi | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.9 | Elect Director Pamela Joyner | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.10 | Elect Director Scott Kleinman | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.11 | Elect Director A.B. Krongard | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.12 | Elect Director Pauline Richards | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.13 | Elect Director Marc Rowan | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.14 | Elect Director David Simon | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.15 | Elect Director Lynn Swann | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 1.16 | Elect Director James Zelter | Mgmt | For | For |
| Apollo Global Management, Inc. | APO | 03769M106 | 08/12/2022 | 1677567 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 2 | Approve Remuneration Report | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 4 | Re-elect John Singer as Director | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 5 | Re-elect John Burgess as Director | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 6 | Re-elect David Melvin as Director | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 7 | Re-elect Dame Susan Owen as Director | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 8 | Re-elect Mary Ann Sieghart as Director | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 9 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 11 | Authorise Issue of Equity | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 13 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Pantheon International PLC | PIN | G6889N170 | 10/14/2022 | 1674447 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Wesfarmers Limited | WES | Q95870103 | 10/25/2022 | 1681078 | 2a | Elect Jennifer Anne Westacott as Director | Mgmt | For | For |
| Wesfarmers Limited | WES | Q95870103 | 10/25/2022 | 1681078 | 2b | Elect Michael (Mike) Roche as Director | Mgmt | For | For |
| Wesfarmers Limited | WES | Q95870103 | 10/25/2022 | 1681078 | 2c | Elect Sharon Lee Warburton as Director | Mgmt | For | For |
| Wesfarmers Limited | WES | Q95870103 | 10/25/2022 | 1681078 | 3 | Approve Remuneration Report | Mgmt | For | For |
| Wesfarmers Limited | WES | Q95870103 | 10/25/2022 | 1681078 | 4 | Approve Grant of KEEPP Deferred Shares and KEEPP Performance Shares to Robert Scott | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 10/03/2022 | 1687047 | Meeting for Class A Limited Voting Shareholders | Mgmt | |||
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 10/03/2022 | 1687047 | 1 | Approve Division of the Corporation into Two Publicly Traded Companies and the Distribution of its Asset Management Business Ownership | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 10/03/2022 | 1687047 | 2 | Approve MSOP Resolution | Mgmt | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 10/03/2022 | 1687047 | 3 | Approve NQMSOP Resolution | Mgmt | For | Against |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 10/03/2022 | 1687047 | 4 | Approve Manager Escrowed Stock Plan Resolution | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1a | Elect Director Susan L. Decker | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1b | Elect Director Kenneth D. Denman | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1c | Elect Director Richard A. Galanti | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1d | Elect Director Hamilton E. James | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1e | Elect Director W. Craig Jelinek | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1f | Elect Director Sally Jewell | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1g | Elect Director Charles T. Munger | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1h | Elect Director Jeffrey S. Raikes | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1i | Elect Director John W. Stanton | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1j | Elect Director Ron M. Vachris | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 1k | Elect Director Mary Agnes (Maggie) Wilderotter | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Costco Wholesale Corporation | COST | 22160K105 | 11/11/2022 | 1703195 | 5 | Report on Risk Due to Restrictions on Reproductive Rights | SH | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1a | Elect Director Jaime Ardila | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1b | Elect Director Nancy McKinstry | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1c | Elect Director Beth E. Mooney | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1d | Elect Director Gilles C. Pelisson | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1e | Elect Director Paula A. Price | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1f | Elect Director Venkata (Murthy) Renduchintala | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1g | Elect Director Arun Sarin | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1h | Elect Director Julie Sweet | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 1i | Elect Director Tracey T. Travis | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 5 | Renew the Board's Authority to Issue Shares Under Irish Law | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Mgmt | For | For |
| Accenture Plc | ACN | G1151C101 | 12/06/2022 | 1704746 | 7 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 1.1 | Elect Director Sundaram Nagarajan | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 1.2 | Elect Director Michael J. Merriman, Jr. | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 1.3 | Elect Director Milton M. Morris | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 1.4 | Elect Director Mary G. Puma | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 6 | Reduce Supermajority Vote Requirement for Matters Requiring Shareholder Approval under the Ohio Revised Code | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 7 | Reduce Supermajority Vote Requirement for Certain Amendments to Regulations as set forth in Article IX | Mgmt | For | For |
| Nordson Corporation | NDSN | 655663102 | 12/30/2022 | 1712026 | 8 | Amend Regulations to the Extent Permitted by Ohio law | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 2 | Approve Remuneration Policy | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 3 | Approve Remuneration Report | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 4 | Approve the Company's Dividend Policy | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 5 | Re-elect Dugald Agble as Director | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 6 | Re-elect Alan Devine as Director | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 7 | Re-elect Diane Seymour-Williams as Director | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 8 | Re-elect Yvonne Stillhart as Director | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 9 | Re-elect Calum Thomson as Director | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 10 | Reappoint BDO LLP as Auditors | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 12 | Authorise Issue of Equity | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 14 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| abrdn Private Equity Opportunities Trust plc | APEO | G8425X100 | 03/20/2023 | 1712358 | 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | Ordinary Business | Mgmt | |||
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 3 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 5 | Renew Appointment of Ernst & Young et Autres as Auditor | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 6 | Reelect Marleen Groen as Supervisory Board Member | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 7 | Approve Remuneration Policy of General Management | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 8 | Approve Remuneration Policy of Chairman and Supervisory Board Members | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 9 | Approve Compensation Report | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 10 | Approve Compensation of Altamir Gerance, General Manager | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 11 | Approve Compensation of Jean Estin, Chairman of the Supervisory Board | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 12 | Authorize Repurchase of Up to 1 Percent of Issued Share Capital | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 13 | Ratify Change Location of Registered Office to 61 Rue des Belles Feuilles, 75116 Paris | Mgmt | For | For |
| Altamir SCA | LTA | F0261L168 | 04/21/2023 | 1730961 | 14 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 2 | Approve Remuneration Policy | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 3 | Approve Remuneration Report | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 4 | Ratify KPMG Channel Islands Limited as Auditors | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 6 | Re-elect Chris Ambler as Director | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 7 | Re-elect Mike Bane as Director | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 8 | Re-elect Tim Breedon as Director | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 9 | Re-elect Stephanie Coxon as Director | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 10 | Re-elect Sally-Ann Farnon as Director | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 11 | Approve Dividend Policy | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| Apax Global Alpha Ltd | APAX | G04039106 | 04/28/2023 | 1722015 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 1 | Elect Chairman of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 2 | Prepare and Approve List of Shareholders | Mgmt | ||
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 3 | Approve Agenda of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 4 | Designate Inspector(s) of Minutes of Meeting | Mgmt | ||
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 7 | Receive President's Report | Mgmt | ||
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 9 | Approve Remuneration Report | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.A | Approve Discharge of Gunnar Brock | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.B | Approve Discharge of Johan Forssell | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.C | Approve Discharge of Magdalena Gerger | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.D | Approve Discharge of Tom Johnstone | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.E | Approve Discharge of Isabelle Kocher | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.F | Approve Discharge of Sven Nyman | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.G | Approve Discharge of Grace Reksten Skaugen | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.H | Approve Discharge of Hans Straberg | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.I | Approve Discharge of Jacob Wallenberg | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.J | Approve Discharge of Marcus Wallenberg | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 10.K | Approve Discharge of Sara Ohrvall | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 11 | Approve Allocation of Income and Dividends of SEK 4.40 Per Share | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 12.A | Determine Number of Members (11) and Deputy Members (0) of Board | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 12.B | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 13.A | Approve Remuneration of Directors in the Amount of SEK 3.2 Million for Chairman, SEK 1.8 Million for Vice Chairman and SEK 850,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 13.B | Approve Remuneration of Auditors | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.A | Reelect Gunnar Brock as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.B | Reelect Johan Forssell as Director | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.C | Reelect Magdalena Gerger as Director | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.D | Reelect Tom Johnstone as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.E | Reelect Isabelle Kocher as Director | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.F | Reelect Sven Nyman as Director | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.G | Reelect Grace Reksten Skaugen as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.H | Reelect Hans Straberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.I | Reelect Jacob Wallenberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.J | Reelect Marcus Wallenberg as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 14.K | Reelect Sara Ohrvall as Director | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 15 | Reelect Jacob Wallenberg as Board Chair | Mgmt | For | Against |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 16 | Ratify Deloitte as Auditor | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 17.A | Approve Performance Share Matching Plan (LTVR) for Employees within Investor | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 17.B | Approve Performance Share Matching Plan (LTVR) for Employees within Patricia Industries | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 18.A | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 18.B | Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants | Mgmt | For | For |
| Investor AB | INVE.B | W5R777115 | 04/24/2023 | 1686867 | 19 | Close Meeting | Mgmt | ||
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.1 | Elect Director Warren E. Buffett | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.2 | Elect Director Charles T. Munger | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.3 | Elect Director Gregory E. Abel | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.4 | Elect Director Howard G. Buffett | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.5 | Elect Director Susan A. Buffett | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.6 | Elect Director Stephen B. Burke | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.7 | Elect Director Kenneth I. Chenault | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.8 | Elect Director Christopher C. Davis | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.9 | Elect Director Susan L. Decker | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.10 | Elect Director Charlotte Guyman | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.11 | Elect Director Ajit Jain | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.12 | Elect Director Thomas S. Murphy, Jr. | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.13 | Elect Director Ronald L. Olson | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.14 | Elect Director Wallace R. Weitz | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 1.15 | Elect Director Meryl B. Witmer | Mgmt | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 4 | Report on Physical and Transitional Climate-Related Risks and Opportunities | SH | Against | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 5 | Report on Audit Committee's Oversight on Climate Risks and Disclosures | SH | Against | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 6 | Report If and How Company Will Measure, Disclose and Reduce GHG Emissions | SH | Against | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 7 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | SH | Against | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 8 | Require Independent Board Chair | SH | Against | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 03/08/2023 | 1730666 | 9 | Encourage Senior Management Commitment to Avoid Political Speech | SH | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.1 | Elect Director Jeff Bender | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.2 | Elect Director John Billowits | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.3 | Elect Director Susan Gayner | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.4 | Elect Director Claire Kennedy | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.5 | Elect Director Robert Kittel | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.6 | Elect Director Mark Leonard | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.7 | Elect Director Mark Miller | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.8 | Elect Director Lori O'Neill | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.9 | Elect Director Donna Parr | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.10 | Elect Director Andrew Pastor | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.11 | Elect Director Laurie Schultz | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.12 | Elect Director Barry Symons | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 1.13 | Elect Director Robin Van Poelje | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 03/27/2023 | 1722402 | 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1a | Elect Director Rainer M. Blair | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1b | Elect Director Feroz Dewan | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1c | Elect Director Linda Filler | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1d | Elect Director Teri List | Mgmt | For | Against |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1e | Elect Director Walter G. Lohr, Jr. | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1f | Elect Director Jessica L. Mega | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1g | Elect Director Mitchell P. Rales | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1h | Elect Director Steven M. Rales | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1i | Elect Director Pardis C. Sabeti | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1j | Elect Director A. Shane Sanders | Mgmt | For | Against |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1k | Elect Director John T. Schwieters | Mgmt | For | Against |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1l | Elect Director Alan G. Spoon | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1m | Elect Director Raymond C. Stevens | Mgmt | For | Against |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 1n | Elect Director Elias A. Zerhouni | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 5 | Require Independent Board Chair | SH | Against | For |
| Danaher Corporation | DHR | 235851102 | 03/10/2023 | 1736021 | 6 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | SH | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | Annual Meeting Agenda | Mgmt | |||
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 1 | Receive Director's Reports (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 3 | Discuss Company's Corporate Governance Statement | Mgmt | ||
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 4 | Receive Auditor's Report (Non-Voting) | Mgmt | ||
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 5 | Approve Financial Statements | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 6 | Approve Allocation of Income | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 7 | Approve Dividends of EUR 1.22 Per Share | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 8 | Approve Discharge of Directors | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 9 | Reelect Bruno Colmant as Independent Director | Mgmt | For | Against |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 10 | Reelect Nicolas-Louis Pinon as Executive Director | Mgmt | For | Against |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 11 | Approve Remuneration Policy | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 12 | Approve Remuneration Report | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 13 | Approve Remuneration of Directors | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 14 | Approve Discharge of Auditors | Mgmt | For | For |
| Brederode SA | BREB | L1236K106 | 04/26/2023 | 1740308 | 15 | Renew Appointment of Mazars Luxembourg as Auditor | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.1 | Elect Director Kevin J. Mcnamara | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.2 | Elect Director Ron Delyons | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.3 | Elect Director Patrick P. Grace | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.4 | Elect Director Christopher J. Heaney | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.5 | Elect Director Thomas C. Hutton | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.6 | Elect Director Andrea R. Lindell | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.7 | Elect Director Eileen P. Mccarthy | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.8 | Elect Director John M. Mount, Jr. | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.9 | Elect Director Thomas P. Rice | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 1.10 | Elect Director George J. Walsh Iii | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Chemed Corporation | CHE | 16359R103 | 03/22/2023 | 1739227 | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Ares Capital Corporation | ARCC | 04010L103 | 03/15/2023 | 1730668 | 1a | Elect Director Michael J Arougheti | Mgmt | For | For |
| Ares Capital Corporation | ARCC | 04010L103 | 03/15/2023 | 1730668 | 1b | Elect Director Ann Torre Bates | Mgmt | For | For |
| Ares Capital Corporation | ARCC | 04010L103 | 03/15/2023 | 1730668 | 1c | Elect Director Steven B. McKeever | Mgmt | For | Against |
| Ares Capital Corporation | ARCC | 04010L103 | 03/15/2023 | 1730668 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 2 | Approve Remuneration Report | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 4 | Approve Final Dividend | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 5 | Elect Erika Schraner as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 6 | Re-elect Richard Brooman as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 7 | Re-elect Pilar Junco as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 8 | Re-elect Jim Strang as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 9 | Re-elect Guy Wakeley as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 10 | Re-elect Anne West as Director | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 11 | Reappoint Grant Thornton UK LLP as Auditors | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 12 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 13 | Authorise Issue of Equity | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 14 | Adopt the Revised Investment Policy | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| HgCapital Trust PLC | HGT | G4441G148 | 05/15/2023 | 1727682 | 17 | Amend Articles of Association to Increase the Aggregate Limit on Directors' Fees | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 2 | Approve Allocation of Income and Dividends of CHF 37.00 per Share | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 4.1 | Amend Corporate Purpose | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 4.2 | Approve Virtual-Only or Hybrid Shareholder Meetings | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 4.3 | Amend Articles of Association | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 4.4 | Amend Articles Re: Restriction on Share Transferability | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 5 | Approve Remuneration Report | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 3.5 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.2 | Approve Variable Long-Term Remuneration of Executive Directors in the Amount of CHF 6.8 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 13.3 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.4 | Approve Remuneration Budget of Executive Committee in the Amount of CHF 13 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.5 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 23.9 Million | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 6.6 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 90,000 | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.1 | Reelect Steffen Meister as Director and Board Chair | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.2 | Reelect Marcel Erni as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.3 | Reelect Alfred Gantner as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.4 | Reelect Anne Lester as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.5 | Elect Gaelle Olivier as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.6 | Reelect Martin Strobel as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.7 | Reelect Urs Wietlisbach as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.1.8 | Reelect Flora Zhao as Director | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.2.1 | Reappoint Flora Zhao as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.2.2 | Reappoint Anne Lester as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.2.3 | Reappoint Martin Strobel as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 7.4 | Ratify KPMG AG as Auditors | Mgmt | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 1706922 | 8 | Transact Other Business (Voting) | Mgmt | For | Against | |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1a | Elect Director Marc N. Casper | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1b | Elect Director Nelson J. Chai | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1c | Elect Director Ruby R. Chandy | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1d | Elect Director C. Martin Harris | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1e | Elect Director Tyler Jacks | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1f | Elect Director R. Alexandra Keith | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1g | Elect Director James C. Mullen | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1h | Elect Director Lars R. Sorensen | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1i | Elect Director Debora L. Spar | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1j | Elect Director Scott M. Sperling | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 1k | Elect Director Dion J. Weisler | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 5 | Amend Omnibus Stock Plan | Mgmt | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 03/27/2023 | 1741265 | 6 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 1.1 | Elect Director William E. Conway, Jr. | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 1.2 | Elect Director Lawton W. Fitt | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 1.3 | Elect Director Mark S. Ordan | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 1.4 | Elect Director Anthony Welters | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 3 | Declassify the Board of Directors | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| The Carlyle Group Inc. | CG | 14316J108 | 04/03/2023 | 1743234 | 6 | Adopt Simple Majority Vote | SH | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Carlyle Secured Lending, Inc. | CGBD | 872280102 | 04/05/2023 | 1754149 | 1a | Elect Director William H. Wright, II | Mgmt | For | Withhold |
| Carlyle Secured Lending, Inc. | CGBD | 872280102 | 04/05/2023 | 1754149 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | Meeting for Holders of Class A Limited Voting Shares | Mgmt | |||
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 1 | Approve Decrease in Size of Board from Sixteen to Fourteen | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.1 | Elect Director M. Elyse Allan | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.2 | Elect Director Angela F. Braly | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.3 | Elect Director Janice Fukakusa | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.4 | Elect Director Maureen Kempston Darkes | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.5 | Elect Director Frank J. McKenna | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.6 | Elect Director Hutham S. Olayan | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 2.7 | Elect Director Diana L. Taylor | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 5 | Amend Escrowed Stock Plan | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 6 | Approve BNRE Restricted Stock Plan | Mgmt | For | For |
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | Shareholder Proposal | Mgmt | |||
| Brookfield Corporation | BN | 11271J107 | 04/20/2023 | 1733970 | 7 | SP: Report on Tax Transparency | SH | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1a | Elect Director Michael J. Arougheti | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1b | Elect Director Ashish Bhutani | Mgmt | For | For |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1c | Elect Director Antoinette Bush | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1d | Elect Director R. Kipp deVeer | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1e | Elect Director Paul G. Joubert | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1f | Elect Director David B. Kaplan | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1g | Elect Director Michael Lynton | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1h | Elect Director Eileen Naughton | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1i | Elect Director Judy D. Olian | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1j | Elect Director Antony P. Ressler | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 1k | Elect Director Bennett Rosenthal | Mgmt | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
| Ares Management Corporation | ARES | 03990B101 | 04/14/2023 | 1754433 | 3 | Approve Omnibus Stock Plan | Mgmt | For | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 2 | Approve Remuneration Report | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 3 | Re-elect William Maltby as Director | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 4 | Re-elect John Falla as Director | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 5 | Re-elect Trudi Clark as Director | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 6 | Re-elect Wilken von Hodenberg as Director | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 7 | Re-elect Louisa Symington-Mills as Director | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 8 | Ratify KPMG Channel Islands Limited as Auditors | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 10 | Ratify Past Interim Dividends | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 11 | Approve Increase in the Aggregate Remuneration of Directors | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 12 | Authorise Market Purchase of Class A Shares | Mgmt | For | For |
| NB Private Equity Partners Limited | NBPE | G64033106 | 06/13/2023 | 1749436 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.1.1 | Reelect Hans Hasler as Director and Board Chair | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.1.2 | Reelect Rudolf Lanz as Director | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.1.3 | Reelect Mario Giuliani as Director | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.1.4 | Reelect Stella Xu as Director | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.1.5 | Reelect Elaine Jones as Director | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.2.1 | Reappoint Mario Giuliani as Member of the Compensation Committee | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.2.2 | Reappoint Stella Xu as Member of the Compensation Committee | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 4.2.3 | Reappoint Elaine Jones as Member of the Compensation Committee | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 1.2 Million | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 350,000 | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 6 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 7 | Designate KBT Treuhand AG as Independent Proxy | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 8 | Approve CHF 84.2 Million Reduction in Share Capital via Reduction of Nominal Value and Repayment of CHF 7.50 per Share | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 9.1 | Amend Articles Re: Shares and Share Register | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 9.2 | Amend Articles of Association (Incl. Approval of Virtual-Only or Hybrid Shareholder Meetings) | Mgmt | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 9.3 | Amend Articles Re: Powers of the Board of Directors; Term of Office | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 9.4 | Amend Articles Re: Compensation; External Mandates for Members of the Board of Directors and Executive Committee | Mgmt | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 1762228 | 10 | Transact Other Business (Voting) | Mgmt | For | Against | |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 04/24/2023 | 1753339 | 1.1 | Elect Director Hugh R. Harris | Mgmt | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 04/24/2023 | 1753339 | 1.2 | Elect Director C. Malcolm Holland | Mgmt | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 04/24/2023 | 1753339 | 1.3 | Elect Director Mark D. Linehan | Mgmt | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 04/24/2023 | 1753339 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 04/24/2023 | 1753339 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 03/24/2023 | 1736328 | 1a | Elect Director Eric Kaye | Mgmt | For | Against |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 03/24/2023 | 1736328 | 1b | Elect Director Victor Woolridge | Mgmt | For | Against |
| Owl Rock Capital Corporation | ORCC | 69121K104 | 03/24/2023 | 1736328 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 2 | Approve Final Dividend | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 3 | Re-elect Jane Tufnell as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 4 | Re-elect Alastair Bruce as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 5 | Re-elect David Warnock as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 6 | Re-elect Gerhard Fusenig as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 7 | Elect Janine Nicholls as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 8 | Elect Adiba Ighodaro as Director | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 9 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 11 | Approve Remuneration Report | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 12 | Approve Remuneration Policy | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 13 | Authorise Issue of Equity | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 15 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| ICG Enterprise Trust plc | ICGT | G4707H103 | 06/23/2023 | 1758375 | 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1a | Elect Director Merit E. Janow | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1b | Elect Director Candido Bracher | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1c | Elect Director Richard K. Davis | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1d | Elect Director Julius Genachowski | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1e | Elect Director Choon Phong Goh | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1f | Elect Director Oki Matsumoto | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1g | Elect Director Michael Miebach | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1h | Elect Director Youngme Moon | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1i | Elect Director Rima Qureshi | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1j | Elect Director Gabrielle Sulzberger | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1k | Elect Director Harit Talwar | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 1l | Elect Director Lance Uggla | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 6 | Report on Overseeing Risks Related to Discrimination | SH | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 7 | Report on Establishing Merchant Category Code for Gun and Ammunition Stores | SH | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 8 | Report on Lobbying Payments and Policy | SH | Against | For |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 9 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | SH | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 04/28/2023 | 1754019 | 10 | Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts | SH | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Record Date | Meeting ID | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 2 | Approve Remuneration Report | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 3 | Approve Remuneration Policy | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 4 | Approve Increase in Limit on the Aggregate Amount of Fees Payable to Directors | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 5 | Approve Dividend | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 6 | Re-elect Simon Borrows as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 7 | Re-elect Stephen Daintith as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 8 | Re-elect Jasi Halai as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 9 | Re-elect James Hatchley as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 10 | Re-elect David Hutchison as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 11 | Re-elect Lesley Knox as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 12 | Re-elect Coline McConville as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 13 | Re-elect Peter McKellar as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 14 | Re-elect Alexandra Schaapveld as Director | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 16 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 17 | Authorise UK Political Donations and Expenditure | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 18 | Authorise Issue of Equity | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
| 3i Group PLC | III | G88473148 | 06/27/2023 | 1762831 | 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
-2-
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS Variable Investment Trust | |||
| By: | /s/ Kathryn Burns | ||
| Kathryn Burns | |||
| President | |||
| Date: | August 23, 2023 | ||
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