UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-21987
ALPS VARIABLE INVESTMENT TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Cara Owen, Esq., Secretary
ALPS Variable Investment Trust
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1 – Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21987
Reporting Period: 07/01/2020 - 06/30/2021
ALPS Variable Investment Trust
================= ALPS/Alerian Energy Infrastructure Portfolio =================
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Kennedy For For Management
1.2 Elect Director Brooks J. Klimley For Withhold Management
1.3 Elect Director John C. Mollenkopf For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Nuno Brandolini For For Management
1e Elect Director David B. Kilpatrick For For Management
1f Elect Director Sean T. Klimczak For For Management
1g Elect Director Andrew Langham For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Neal A. Shear For For Management
1j Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CNX MIDSTREAM PARTNERS LP
Ticker: CNXM Security ID: 12654A101
Meeting Date: SEP 25, 2020 Meeting Type: Written Consent
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
ENABLE MIDSTREAM PARTNERS LP
Ticker: ENBL Security ID: 292480100
Meeting Date: MAY 07, 2021 Meeting Type: Written Consent
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Carter For For Management
1.2 Elect Director Marcel R. Coutu For For Management
1.3 Elect Director Susan M. Cunningham For For Management
1.4 Elect Director Gregory L. Ebel For For Management
1.5 Elect Director J. Herb England For For Management
1.6 Elect Director Gregory J. Goff For For Management
1.7 Elect Director V. Maureen Kempston For For Management
Darkes
1.8 Elect Director Teresa S. Madden For For Management
1.9 Elect Director Al Monaco For For Management
1.10 Elect Director Stephen S. Poloz For For Management
1.11 Elect Director Dan C. Tutcher For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GIBSON ENERGY INC.
Ticker: GEI Security ID: 374825206
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Estey For For Management
1.2 Elect Director Douglas P. Bloom For For Management
1.3 Elect Director James J. Cleary For For Management
1.4 Elect Director Judy E. Cotte For For Management
1.5 Elect Director John L. Festival For For Management
1.6 Elect Director Marshall L. McRae For For Management
1.7 Elect Director Margaret C. Montana For For Management
1.8 Elect Director Mary Ellen Peters For For Management
1.9 Elect Director Steven R. Spaulding For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-Law No. 1 For For Management
5 Amend Articles Re: Limit the Number of For For Management
Preferred Shares that May be Issued in
the Future without shareholder
approval
--------------------------------------------------------------------------------
KEYERA CORP.
Ticker: KEY Security ID: 493271100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Bertram For For Management
1.2 Elect Director Doug Haughey For For Management
1.3 Elect Director Michael Norris For For Management
1.4 Elect Director Charlene Ripley For For Management
1.5 Elect Director Janet Woodruff For For Management
1.6 Elect Director Blair Goertzen For For Management
1.7 Elect Director Gianna Manes For For Management
1.8 Elect Director Thomas O'Connor For For Management
1.9 Elect Director Dean Setoguchi For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Reorganization For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Brock For For Management
1b Elect Director Norman H. Brown, Jr. For For Management
1c Elect Director Christopher Frost For For Management
1d Elect Director Maria Jelescu-Dreyfus For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director H.E. (Jack) Lentz For For Management
1g Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P.
Ticker: MMP Security ID: 559080106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Croyle For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Barry R. Pearl For For Management
2 Amend Restricted Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUSTAR ENERGY L.P.
Ticker: NS Security ID: 67058H102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley C. Barron For For Management
1.2 Elect Director William B. Burnett For For Management
1.3 Elect Director W. Grady Rosier For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Mark W. Helderman For For Management
1.5 Elect Director Randall J. Larson For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Eduardo A. Rodriguez For For Management
1.10 Elect Director Gerald B. Smith For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION
Ticker: PPL Security ID: 706327103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall J. Findlay For For Management
1.2 Elect Director Anne-Marie N. Ainsworth For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Michael H. Dilger For For Management
1.5 Elect Director Robert G. Gwin For For Management
1.6 Elect Director Maureen E. Howe For For Management
1.7 Elect Director Gordon J. Kerr For For Management
1.8 Elect Director David M.B. LeGresley For For Management
1.9 Elect Director Leslie A. O'Donoghue For For Management
1.10 Elect Director Bruce D. Rubin For For Management
1.11 Elect Director Henry W. Sykes For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P.
Ticker: PAGP Security ID: 72651A207
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director John T. Raymond For For Management
1.3 Elect Director Bobby S. Shackouls For For Management
1.4 Elect Director Christopher M. Temple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephan Cretier For For Management
1.2 Elect Director Michael R. Culbert For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director Randy Limbacher For For Management
1.5 Elect Director John E. Lowe For For Management
1.6 Elect Director David MacNaughton For For Management
1.7 Elect Director Francois L. Poirier For For Management
1.8 Elect Director Una Power For For Management
1.9 Elect Director Mary Pat Salomone For For Management
1.10 Elect Director Indira V. Samarasekera For For Management
1.11 Elect Director D. Michael G. Stewart For For Management
1.12 Elect Director Siim A. Vanaselja For For Management
1.13 Elect Director Thierry Vandal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-law Number 1 For For Management
--------------------------------------------------------------------------------
TELLURIAN INC.
Ticker: TELL Security ID: 87968A104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin J. Houston For Against Management
1b Elect Director Jonathan S. Gross For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
========= Morningstar Aggressive Growth ETF Asset Allocation Portfolio =========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= Morningstar Balanced ETF Asset Allocation Portfolio ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========== Morningstar Conservative ETF Asset Allocation Portfolio ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== Morningstar Growth ETF Asset Allocation Portfolio ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== Morningstar Income & Growth ETF Asset Allocation Portfolio ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
ALPS/Red Rocks Global Opportunity Portfolio
Red Rocks Capital, LLC
Period: 7/1/2020 - 6/30/2021
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.1 | Elect Director Elizabeth J. Sandler | Management | For | For |
| FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.2 | Elect Director Michael J. Hagan | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.3 | Elect Director Jeffrey K. Harrow | Management | For | Withhold |
| FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 1.4 | Elect Director James H. Kropp | Management | For | For |
| FS KKR Capital Corp. | FSK | 302635206 | 7/15/2020 | 4/20/2020 | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 2 | Approve Remuneration Report | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 3 | Approve Remuneration Policy | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 6 | Approve Final Dividend | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 7 | Re-elect Vijay Bharadia as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 8 | Re-elect Benoit Durteste as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 9 | Re-elect Virginia Holmes as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 10 | Re-elect Michael Nelligan as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 11 | Re-elect Kathryn Purves as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 12 | Re-elect Amy Schioldager as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 13 | Re-elect Andrew Sykes as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 14 | Re-elect Stephen Welton as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 15 | Elect Lord Davies of Abersoch as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 16 | Elect Antje Hensel-Roth as Director | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 17 | Approve Omnibus Plan | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 18 | Approve Deal Vintage Bonus Plan | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 19 | Authorise Issue of Equity | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Intermediate Capital Group Plc | ICP | G4807D192 | 7/21/2020 | 7/17/2020 | 24 | Adopt New Articles of Association | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 2 | Approve Remuneration Report | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 3 | Re-elect Francesca Barnes as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 4 | Reelect Carolina Espinal as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 5 | Re-elect Alan Hodson as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 6 | Re-elect Andrew Moore as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 7 | Elect Edmond Warner as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 8 | Re-elect Steven Wilderspin as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 9 | Re-elect Peter Wilson as Director | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 10 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| HarbourVest Global Private Equity Ltd. | HVPE | G43905127 | 7/22/2020 | 7/20/2020 | 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.1 | Elect Director John Barnett | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.2 | Elect Director Michael Bregman | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.3 | Elect Director Joseph E. Fluet, III | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.4 | Elect Director Joseph J. Heffernan | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.5 | Elect Director G. John Krediet | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.6 | Elect Director B. Jeffrey Parr | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.7 | Elect Director Kenneth B. Rotman | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.8 | Elect Director Lionel H. Schipper | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.9 | Elect Director Isadore Sharp | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.10 | Elect Director Michael Wagman | Management | For | Withhold |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 1.11 | Elect Director Rick Watkin | Management | For | For |
| Clairvest Group Inc. | CVG | 17965L100 | 8/11/2020 | 6/26/2020 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Ares Capital Corporation | ARCC | 04010L103 | 8/13/2020 | 6/5/2020 | 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 1 | Open Meeting | Management | ||
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 2 | Elect Chairman of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 3 | Prepare and Approve List of Shareholders | Management | ||
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 4 | Approve Agenda of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 5 | Designate Inspector(s) of Minutes of Meeting | Management | ||
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.a | Amend Articles Re: Equity-Related; Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares; Share Classes | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.b | Approve 2:1 Stock Split | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.c | Amend Articles Re: Equity-Related; Set Minimum (237 Million) and Maximum (948 Million) Number of Shares; Share Classes | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.d | Approve SEK 13.9 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 7.e | Approve Capitalization of Reserves of SEK 13.9 Million for a Bonus Issue | Management | For | For |
| Kinnevik AB | KINV.B | W5139V596 | 8/19/2020 | 8/13/2020 | 8 | Close Meeting | Management | ||
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 1 | Open Meeting | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 2 | Elect Chairman of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 3 | Prepare and Approve List of Shareholders | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 4 | Approve Agenda of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 5 | Designate Inspector(s) of Minutes of Meeting | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 7.a | Receive Financial Statements and Statutory Reports | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 7.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 8 | Receive President's Report | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.b | Approve Allocation of Income and Dividends of SEK 2.00 Per Share | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c1 | Approve Discharge of Board Chairman Anders Borjesson | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c2 | Approve Discharge of Board Member Anna Almlof | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c3 | Approve Discharge of Board Member Fredrik Borjesson | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c4 | Approve Discharge of Board Member Anna Marsell | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c5 | Approve Discharge of Board Member Lennart Sjolund | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c6 | Approve Discharge of Board Member Ulf Sodergren | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 9.c7 | Approve Discharge of Board Member and President Jorgen Wigh | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 10 | Approve Principles for the Work of the Nomination Committee | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 12.1 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.5 Million; | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 12.2 | Approve Remuneration of Auditors | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.1 | Reelect Anders Borjesson as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.2 | Reelect Anna Almlof as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.3 | Reelect Fredrik Borjesson as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.4 | Reelect Anna Marsell as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.5 | Reelect Ulf Sodergren as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.6 | Reelect Jorgen Wigh as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 13.7 | Elect Anders Claeson as Director | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 14 | Reelect Anders Borjesson as Board Chair | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 15 | Ratify KPMG as Auditors | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 18 | Approve Stock Option Plan | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 19 | Approve Issuance of up to 10 Percent of Issued Number of Class B Shares without Preemptive Rights | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 20 | Amend Articles Re: Equity-Related; Set Minimum (112.5 Million) and Maximum (450 Million) Number of Shares; Editorial Changes | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 21 | Approve 3:1 Stock Split | Management | For | For |
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 22 | Other Business | Management | ||
| Lagercrantz Group AB | LAGR.B | W5303A139 | 8/25/2020 | 8/19/2020 | 23 | Close Meeting | Management | ||
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 2 | Approve Directors' Remuneration | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 3 | Re-elect William Maltby as Director | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 4 | Re-elect John Falla as Director | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 5 | Re-elect Trudi Clark as Director | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 6 | Re-elect Wilken von Hodenberg as Director | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 7 | Re-elect Peter von Lehe as Director | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 8 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 10 | Ratify Past Interim Dividends | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 11 | Authorise Market Purchase of Class A Shares | Management | For | For |
| NB Private Equity Partners Ltd. | NBPE | G64033106 | 9/10/2020 | 9/8/2020 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 2 | Approve Remuneration Report | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 3 | Approve Remuneration Policy | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 4 | Re-elect Sir Laurie Magnus as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 5 | Re-elect John Burgess as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 6 | Re-elect David Melvin as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 7 | Re-elect Susannah Nicklin as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 8 | Elect Dame Sue Owen as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 9 | Elect Mary Ann Sieghart as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 10 | Re-elect John Singer as Director | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 13 | Authorise Issue of Equity | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Pantheon International Plc | PIN | G6889N139 | 9/22/2020 | 9/18/2020 | 17 | Approve Increase in the Maximum Aggregate Annual Remuneration Payable to Directors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.1 | Elect Director Leon Black | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.2 | Elect Director Joshua Harris | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.3 | Elect Director Marc Rowan | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.4 | Elect Director Michael Ducey | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.5 | Elect Director Robert Kraft | Management | For | For |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.6 | Elect Director A.B. Krongard | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 1.7 | Elect Director Pauline Richards | Management | For | Withhold |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| Apollo Global Management, Inc. | APO | 03768E105 | 10/1/2020 | 8/7/2020 | 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| GCI Liberty, Inc. | GLIBA | 36164V305 | 12/15/2020 | 10/20/2020 | 1 | Approve Merger Agreement | Management | For | For |
| GCI Liberty, Inc. | GLIBA | 36164V305 | 12/15/2020 | 10/20/2020 | 2 | Adjourn Meeting | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1a | Elect Director Stephen P. MacMillan | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1b | Elect Director Sally W. Crawford | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1c | Elect Director Charles J. Dockendorff | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1d | Elect Director Scott T. Garrett | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1e | Elect Director Ludwig N. Hantson | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1f | Elect Director Namal Nawana | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1g | Elect Director Christiana Stamoulis | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 1h | Elect Director Amy M. Wendell | Management | For | For |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Hologic Inc. | HOLX | 436440101 | 3/11/2021 | 1/12/2021 | 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 2 | Approve Remuneration Report | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 3 | Approve the Company's Dividend Policy | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 4 | Re-elect Jonathon Bond as Director | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 5 | Re-elect Alan Devine as Director | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 6 | Re-elect Christina McComb as Director | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 7 | Re-elect Diane Seymour-Williams as Director | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 8 | Re-elect Calum Thomson as Director | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 9 | Reappoint BDO LLP as Auditors | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 11 | Authorise Issue of Equity | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Standard Life Private Equity Trust Plc | SLPE | G8425X100 | 3/23/2021 | 3/19/2021 | 15 | Adopt New Articles of Association | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 1 | Receive Report of Board | Management | ||
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 3 | Approve Allocation of Income | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 4 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.1 | Approve Remuneration of Directors | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.2 | Amend Articles Re: Address of Registrar | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 5.3 | Allow Electronic Distribution of Company Communication | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 6.1 | Reelect Jorgen Wisborg as Director | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 6.2 | Reelect Hans Martin Smith as Director | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| Schouw & Co A/S | SCHO | K86111166 | 4/15/2021 | 4/8/2021 | 9 | Other Business | Management | ||
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1a | Elect Director Sallie B. Bailey | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1b | Elect Director William M. Brown | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1f | Elect Director Roger B. Fradin | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1g | Elect Director Lewis Hay, III | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1h | Elect Director Lewis Kramer | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1j | Elect Director Rita S. Lane | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1k | Elect Director Robert B. Millard | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 1l | Elect Director Lloyd W. Newton | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| L3Harris Technologies, Inc. | LHX | 502431109 | 4/23/2021 | 2/26/2021 | 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 3 | Approve Allocation of Income and Dividends of EUR 1.09 per Share | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 5 | Reelect Marleen Groen as Supervisory Board Member | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 6 | Renew Appointment of Gerard Hascoet as Censor | Management | For | Against |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 7 | Renew Appointment of Philippe Santini as Censor | Management | For | Against |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 8 | Approve Remuneration Policy of General Managerment | Management | For | Against |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 9 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 10 | Approve Compensation Report | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 11 | Approve Compensation of Altamir Gerance, General Manager | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 12 | Approve Compensation of Jean-Hugues Loyez, Chairman of the Supervisory Board | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| Altamir SCA | LTA | F0261L168 | 4/27/2021 | 4/23/2021 | 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 2 | Prepare and Approve List of Shareholders | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 3 | Approve Agenda of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 8 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.a | Approve Discharge of Susanna Campbell | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.b | Approve Discharge of Dame Amelia Fawcett | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.c | Approve Discharge of Wilhelm Klingspor | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.d | Approve Discharge of Brian McBride | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.e | Approve Discharge of Henrik Poulsen | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.f | Approve Discharge of Cecilia Qvist | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.g | Approve Discharge of Charlotte Stromberg | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 9.h | Approve Discharge of Georgi Ganev | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 10 | Approve Remuneration Report | Management | For | Against |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 11 | Determine Number of Members (6) and Deputy Members of Board | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.8 Million | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 12.b | Approve Remuneration of Auditors | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.a | Reelect Susanna Campbell as Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.b | Reelect Brian McBride as Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.c | Reelect Cecilia Qvist as Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.d | Reelect Charlotte Stromberg as Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.e | Elect James Anderson as New Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 13.f | Elect Harald Mix as New Director | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 14 | Elect James Anderson as Board Chairman | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 15.a | Amend Articles Re: Auditor | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 15.b | Ratify KPMG as Auditors | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 16.a | Approve Nomination Committee Procedures | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 16.b | Elect Anders Oscarsson (Chairman), Hugo Stenbeck, Marie Klingspor, Lawrence Burns and Board Chairman James Anderson as Members of Nominating Committee | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.a | Amend Articles Re: Set Minimum (474 Million) and Maximum (1.9 Billion) Number of Shares | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.b | Approve 2:1 Stock Split | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.c | Amend Articles Re: Set Minimum (237 Million) and Maximum (948 Million) Number of Shares | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.d | Approve Reduction of Share Capital through Redemption of Shares | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.e | Approve Capitalization of Reserves of SEK 13.9 Million | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 17.f | Approve SEK 25,000 Reduction in Share Capital via Reduction of Par Value for Transfer to Unrestricted Equity | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 18 | Approve Special Dividends to Holders of Incentive Shares of Class D | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 19 | Approve Transfer of Own Class B Shares to Cover Costs for Outstanding Long-Term Incentive Plans | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.a | Authorize New Class of Common Stock of Class X | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.b | Approve Equity Plan Financing Through Issue of Class X Shares | Management | For | For |
| Kinnevik AB | KINV.B | W5139V646 | 4/29/2021 | 4/21/2021 | 20.c | Approve Equity Plan Financing Through Repurchase of Class X Shares | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 2 | Approve Remuneration Report | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 3 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 5 | Re-elect Chris Ambler as Director | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 6 | Re-elect Mike Bane as Director | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 7 | Re-elect Tim Breedon as Director | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 8 | Re-elect Stephanie Coxon as Director | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 9 | Re-elect Sally-Ann Farnon as Director | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 10 | Approve Dividend Policy | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Apax Global Alpha Ltd. | APAX | G04039106 | 5/4/2021 | 4/30/2021 | 13 | Approve Discontinuation Resolution | Management | Against | Against |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 2.1 | Designate Clarissa Froberg as Inspector(s) of Minutes of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 2.2 | Designate Sverre Linton as Inspector(s) of Minutes of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 3 | Prepare and Approve List of Shareholders | Management | ||
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 4 | Approve Agenda of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 8 | Approve Allocation of Income | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.1 | Approve Discharge of Board Chairman Patrick Svensk | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.2 | Approve Discharge of Board Member Fredrik Carlsson | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.3 | Approve Discharge of Board Member Jan Nord | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.4 | Approve Discharge of Board Member Johan Lundberg | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.5 | Approve Discharge of Board Member Eva Leach | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.6 | Approve Discharge of Board Member Andrew McCue | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 9.7 | Approve Discharge of CEO Pontus Lindwall | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 10 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 11 | Approve Remuneration of Directors in the Amount of SEK 940,000 to Chairman and SEK 470,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.1 | Reelect Patrick Svensk as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.2 | Reelect Fredrik Carlsson as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.3 | Reelect Jan Nord as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.4 | Reelect Johan Lundberg as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.5 | Reelect Eva Leach as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.6 | Reelect Andrew McCue as Director | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.7 | Reelect Patrick Svensk as Board Chairman | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 12.8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 13 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 14 | Approve Remuneration Report | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 15.a | Approve Incentive Program Based on Transferable Call Options Mainly for Employees in Sweden | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 15.b | Approve Stock Option Plan for Key Employees | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.a | Approve 2:1 Stock Split | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.b | Approve SEK 48.2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 16.c | Approve Capitalization of Reserves of SEK 48.2 Million | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 18 | Approve Issuance of up to 14.4 Million Class B Shares without Preemptive Rights | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 19 | Amend Articles Re: Change Reporting Currency from SEK to EUR | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 20.a | Approve SEK 1.2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| Betsson AB | BETS.B | W1556U633 | 5/5/2021 | 4/27/2021 | 20.b | Approve Capitalization of Reserves of SEK 1.2 Million | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 1 | Elect Chairman of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 2a | Designate Marianne Nilsson as Inspector of Minutes of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 2b | Designate Ossian Ekdahl as Inspector of Minutes of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 3 | Prepare and Approve List of Shareholders | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 4 | Approve Agenda of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 6 | Receive Financial Statements and Statutory Reports | Management | ||
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 8 | Approve Remuneration Report | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9a | Approve Discharge of Gunnar Brock | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9b | Approve Discharge of Johan Forssell | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9c | Approve Discharge of Magdalena Gerger | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9d | Approve Discharge of Tom Johnstone | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9e | Approve Discharge of Sara Mazur | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9.f | Approve Discharge of Grace Reksten Skaugen | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9g | Approve Discharge of Hans Straberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9h | Approve Discharge of Lena Treschow Torell | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9i | Approve Discharge of Jacob Wallenberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 9j | Approve Discharge of Marcus Wallenberg | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 10 | Approve Allocation of Income and Dividends of SEK 14.00 Per Share | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 11a | Determine Number of Members (11) and Deputy Members (0) of Board | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 11b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 12a | Approve Remuneration of Directors in the Amount of SEK 2.9 Million for Chairman, SEK 1.7 Million for Deputy Chairman and SEK 780,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 12b | Approve Remuneration of Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13a | Reelect Gunnar Brock as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13.b | Reelect Johan Forssell as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13c | Reelect Magdalena Gerger as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13d | Reelect Tom Johnstone as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13e | Reelect Sara Mazur as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13f | Reelect Grace Reksten Skaugen as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13g | Reelect Hans Straberg as Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13h | Reelect Jacob Wallenberg as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13i | Reelect Marcus Wallenberg as Director | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13j | Elect Isabelle Kocher as New Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 13k | Elect Sven Nyman as New Director | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 14 | Reelect Jacob Wallenberg as Board Chairman | Management | For | Against |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 15 | Ratify Deloitte as Auditors | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 16a | Approve Performance Share Matching Plan (LTVR) for Employees in Investor | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 16b | Approve Performance Share Matching Plan (LTVR) for Employees in Patricia Industries | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 17a | Authorize Share Repurchase Program | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 17b | Approve Equity Plan (LTVR) Financing Through Transfer of Shares to Participants | Management | For | For |
| Investor AB | INVE.B | W5R777115 | 5/5/2021 | 4/27/2021 | 18 | Amend Articles Re: Set Minimum (1.3 Billion) and Maximum (5.2 Billion) Number of Shares; Set Maximum (5.2 Billion) Number of Class A Shares; Set Maximum (5.2 Billion) Number of Class B Shares | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1a | Elect Director Mary K. Brainerd | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1b | Elect Director Giovanni Caforio | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1c | Elect Director Srikant M. Datar | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1d | Elect Director Allan C. Golston | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1e | Elect Director Kevin A. Lobo | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1i | Elect Director Ronda E. Stryker | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 1j | Elect Director Rajeev Suri | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 4 | Report on Workforce Involvement in Corporate Governance | Share Holder | Against | Against |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3/8/2021 | 5 | Provide Right to Call A Special Meeting | Share Holder | Against | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1a | Elect Director Rainer M. Blair | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1b | Elect Director Linda Hefner Filler | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1c | Elect Director Teri List | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1e | Elect Director Jessica L. Mega | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1f | Elect Director Mitchell P. Rales | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1g | Elect Director Steven M. Rales | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1h | Elect Director Pardis C. Sabeti | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1i | Elect Director John T. Schwieters | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1j | Elect Director Alan G. Spoon | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1k | Elect Director Raymond C. Stevens | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 1l | Elect Director Elias A. Zerhouni | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Danaher Corporation | DHR | 235851102 | 5/5/2021 | 3/8/2021 | 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.1 | Elect Director Jeff Bender | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.2 | Elect Director John Billowits | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.3 | Elect Director Lawrence Cunningham | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.4 | Elect Director Susan Gayner | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.5 | Elect Director Robert Kittel | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.6 | Elect Director Mark Leonard | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.7 | Elect Director Paul McFeeters | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.8 | Elect Director Mark Miller | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.9 | Elect Director Lori O'Neill | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.10 | Elect Director Donna Parr | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.11 | Elect Director Andrew Pastor | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.12 | Elect Director Dexter Salna | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.13 | Elect Director Stephen R. Scotchmer | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.14 | Elect Director Barry Symons | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 1.15 | Elect Director Robin Van Poelje | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Constellation Software Inc. | CSU | 21037X100 | 5/6/2021 | 3/25/2021 | 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 2 | Approve Remuneration Report | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 3 | Approve Final Dividend | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 4 | Re-elect Richard Brooman as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 5 | Re-elect Peter Dunscombe as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 6 | Re-elect Jim Strang as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 7 | Re-elect Guy Wakeley as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 8 | Re-elect Anne West as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 9 | Elect Pilar Junco as Director | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 10 | Reappoint Grant Thornton UK LLP as Auditors | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 12 | Authorise Issue of Equity | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| HgCapital Trust Plc | HGT | G4441G148 | 5/11/2021 | 5/7/2021 | 15 | Adopt New Articles of Association | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 2 | Approve Allocation of Income and Dividends of CHF 27.50 per Share | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 3 | Approve Discharge of Board and Senior Management | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 4 | Amend Articles Re: External Mandates for Members of the Board of Directors and Executive Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 5 | Approve Remuneration Report | Management | For | Against | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 3.8 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 10.1 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2021 | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.5 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 9 Million for Fiscal Year 2022 | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.6 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 15.1 Million | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 6.7 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 60,000 | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.2 | Elect Marcel Erni as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.3 | Elect Alfred Gantner as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.4 | Elect Lisa Hook as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.5 | Elect Joseph Landy as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.6 | Elect Grace del Rosario-Castano as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.7 | Elect Martin Strobel as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.1.8 | Elect Urs Wietlisbach as Director | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.2 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 7.4 | Ratify KPMG AG as Auditors | Management | For | For | |
| Partners Group Holding AG | PGHN | H6120A101 | 5/12/2021 | 8 | Transact Other Business (Voting) | Management | For | Against | |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1a | Elect Director William M. Cook | Management | For | For |
| IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1b | Elect Director Mark A. Buthman | Management | For | For |
| IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 1c | Elect Director Lakecia N. Gunter | Management | For | For |
| IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IDEX Corporation | IEX | 45167R104 | 5/12/2021 | 3/15/2021 | 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 1 | Open Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 2 | Elect Chairman of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 4 | Approve Agenda | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 6 | Determine Whether the Meeting has been Duly Convened | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 7 | Statement by CEO | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 8 | Approve Dividends | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 9 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 10 | Approve Remuneration Report | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 11 | Fix Number of Directors | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 12 | Approve Remuneration of Directors | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 13 | Re-elect Peter Boggs as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 14 | Re-elect Gunnel Duveblad as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 15 | Re-elect Erik Forsberg as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 16 | Re-elect Carl-Magnus Mansson as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 17 | Elect Evert Carlsson as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 18 | Elect Fredrik Peyron as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 19 | Elect Heidi Skogster as Director | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 20 | Appoint Evert Carlsson as Board Chair | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 21 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 22 | Approve Guidelines on Electing Nomination Committee | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 23 | Approve Remuneration Policy | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 24 | Authorize Share Repurchase Program | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 25 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 5/12/2021 | 4/30/2021 | 26 | Close Meeting | Management | ||
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 1 | Receive Director's Reports (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 3 | Discuss Company's Corporate Governance Statement | Management | ||
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 4 | Receive Auditor's Report (Non-Voting) | Management | ||
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 5 | Approve Financial Statements | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 6 | Approve Allocation of Income | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 7 | Approve Dividends of EUR 1.08 Per Share | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 8 | Approve Discharge of Directors | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 9 | Approve Remuneration Policy | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 10 | Approve Remuneration Report | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 11 | Approve Remuneration of Directors | Management | For | For |
| Brederode SA | BREB | L1236K106 | 5/12/2021 | 4/28/2021 | 12 | Approve Discharge of Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1a | Elect Director Mitchell P. Rales | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1b | Elect Director Matthew L. Trerotola | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1c | Elect Director Patrick W. Allender | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1d | Elect Director Thomas S. Gayner | Management | For | Against |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1e | Elect Director Rhonda L. Jordan | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1f | Elect Director Liam J. Kelly | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1g | Elect Director Philip A. Okala | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1h | Elect Director A. Clayton Perfall | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1i | Elect Director Didier Teirlinck | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1j | Elect Director Rajiv Vinnakota | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 1k | Elect Director Sharon Wienbar | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Colfax Corporation | CFX | 194014106 | 5/12/2021 | 3/22/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 1 | Approve Spin-Off Agreement | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 2 | Approve the Corporate Opportunities Charter Amendment | Management | For | Against |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 3 | Adjourn Meeting | Management | For | Against |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4a | Elect Director Chelsea Clinton | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4b | Elect Director Barry Diller | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4c | Elect Director Michael D. Eisner | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4d | Elect Director Bonnie S. Hammer | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4e | Elect Director Victor A. Kaufman | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4f | Elect Director Joseph Levin | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4g | Elect Director Bryan Lourd | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4h | Elect Director Westley Moore | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4i | Elect Director David Rosenblatt | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4j | Elect Director Alan G. Spoon | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4k | Elect Director Alexander von Furstenberg | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 4l | Elect Director Richard F. Zannino | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| IAC/InterActiveCorp | IAC | 44891N109 | 5/14/2021 | 4/6/2021 | 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.2 | Elect Director Ron DeLyons | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.4 | Elect Director Patrick P. Grace | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.5 | Elect Director Christopher J. Heaney | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.6 | Elect Director Thomas C. Hutton | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.7 | Elect Director Andrea R. Lindell | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.8 | Elect Director Thomas P. Rice | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.9 | Elect Director Donald E. Saunders | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 1.10 | Elect Director George J. Walsh, III | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Chemed Corporation | CHE | 16359R103 | 5/17/2021 | 3/24/2021 | 4 | Report on Political Contributions | Share Holder | Against | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1a | Elect Director Ellen R. Alemany | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1c | Elect Director Lisa A. Hook | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1d | Elect Director Keith W. Hughes | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1e | Elect Director Gary L. Lauer | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1f | Elect Director Gary A. Norcross | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1g | Elect Director Louise M. Parent | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1h | Elect Director Brian T. Shea | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3/25/2021 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1a | Elect Director Marc N. Casper | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1b | Elect Director Nelson J. Chai | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1c | Elect Director C. Martin Harris | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1d | Elect Director Tyler Jacks | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1e | Elect Director R. Alexandra Keith | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1f | Elect Director Thomas J. Lynch | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1g | Elect Director Jim P. Manzi | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1h | Elect Director James C. Mullen | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1i | Elect Director Lars R. Sorensen | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1j | Elect Director Debora L. Spar | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1k | Elect Director Scott M. Sperling | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 1l | Elect Director Dion J. Weisler | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3/26/2021 | 4 | Provide Right to Call A Special Meeting | Share Holder | Against | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.1 | Elect Director Brian M. Deevy | Management | For | Withhold |
| Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.2 | Elect Director Gregory B. Maffei | Management | For | For |
| Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Liberty Media Corporation | FWONA | 531229870 | 5/25/2021 | 3/31/2021 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.b | Approve Remuneration Report | Management | For | Against |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.c | Adopt Financial Statements | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 2.e | Approve Dividends of EUR 0.43 Per Share | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 3.a | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 4.a | Approve Discharge of Executive Directors | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 4.b | Approve Discharge of Non-Executive Directors | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 5 | Elect Ajaypal Banga as Non-Executive Director | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.a | Authorize Repurchase of Shares | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.b | Approve Cancellation of Repurchased Shares | Management | For | For |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.c | Grant Board Authority to Issue Shares | Management | For | Against |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.d | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| EXOR NV | EXO | N3140A107 | 5/27/2021 | 4/29/2021 | 6.e | Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights | Management | For | Against |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.1 | Elect Director Daniel A. D'Aniello | Management | For | Withhold |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.2 | Elect Director Peter J. Clare | Management | For | Withhold |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.3 | Elect Director Thomas S. Robertson | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 1.4 | Elect Director William J. Shaw | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 3 | Amend Omnibus Stock Plan | Management | For | For |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| The Carlyle Group Inc. | CG | 14316J108 | 6/1/2021 | 4/5/2021 | 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1a | Elect Director Michael K. Parks | Management | For | Against |
| Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1b | Elect Director Robert L. Rosen | Management | For | Against |
| Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 1c | Elect Director Bennett Rosenthal | Management | For | Against |
| Ares Capital Corporation | ARCC | 04010L103 | 6/7/2021 | 4/8/2021 | 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Y84629107 | 6/8/2021 | 4/9/2021 | 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 1 | Open Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 2 | Elect Chairman of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 3 | Prepare and Approve the Register of Shareholders Entitled to Vote | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 4 | Approve Agenda | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 5 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 6 | Determine Whether the Meeting has been Duly Convened | Management | ||
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 7 | Authorize Share Repurchase Program | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 8 | Approve Reduction in Share Capital via Share Cancellation | Management | For | For |
| Kindred Group Plc | KIND | X4S1CH103 | 6/10/2021 | 5/31/2021 | 9 | Close Meeting | Management | ||
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.1 | Elect Director M. Elyse Allan | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.2 | Elect Director Angela F. Braly | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.3 | Elect Director Janice Fukakusa | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.5 | Elect Director Frank J. McKenna | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.6 | Elect Director Hutham S. Olayan | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 1.8 | Elect Director Diana L. Taylor | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| Brookfield Asset Management Inc. | BAM.A | 112585104 | 6/11/2021 | 4/23/2021 | 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1a | Elect Director Michael J Arougheti | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1b | Elect Director Antoinette Bush | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1c | Elect Director Paul G. Joubert | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1d | Elect Director R. Kipp deVeer | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1e | Elect Director David B. Kaplan | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1f | Elect Director Michael Lynton | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1g | Elect Director Judy D. Olian | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1h | Elect Director Antony P. Ressler | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 1i | Elect Director Bennett Rosenthal | Management | For | Against |
| Ares Management Corporation | ARES | 03990B101 | 6/16/2021 | 4/19/2021 | 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 2 | Ratify PricewaterhouseCoopers CI LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 3 | Re-elect Felix Haldner as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 4 | Re-elect Fionnuala Carvill as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 5 | Re-elect Henning von der Forst as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 6 | Re-elect Merise Wheatley as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 7 | Re-elect Richard Battey as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 8 | Re-elect Steve Le Page as Director | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 9 | Approve Company's Dividend Policy | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Princess Private Equity Holding Ltd. | PEY | G72442125 | 6/18/2021 | 6/16/2021 | 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 2 | Approve Discharge of Board and Senior Management | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.1 | Reelect Hans Hasler as Director and Board Chairman | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.2 | Reelect Rudolf Lanz as Director | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.3 | Reelect Mario Giuliani as Director | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.1.4 | Reelect Stella Xu as Director | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.2 | Elect Elaine Jones as Director | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.1 | Reappoint Mario Giuliani as Member of the Compensation Committee | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.2 | Appoint Stella Xu as Member of the Compensation Committee | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 4.3.3 | Appoint Elaine Jones as Member of the Compensation Committee | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 400,000 | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.2 | Approve Variable Remuneration of Directors in the Amount of CHF 8.4 Million | Management | For | Against | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 5.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 330,000 | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 6 | Ratify Ernst & Young AG as Auditors | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 7 | Designate KBT Treuhand AG as Independent Proxy | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 8 | Approve CHF 87 Million Reduction in Share Capital via Reduction in Par Value and Repayment of CHF 12.50 per Share | Management | For | For | |
| HBM Healthcare Investments AG | HBMN | H3553X112 | 6/18/2021 | 9 | Transact Other Business (Voting) | Management | For | Against | |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 2 | Approve Final Dividend | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 3 | Re-elect Jane Tufnell as Director | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 4 | Re-elect Alastair Bruce as Director | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 5 | Re-elect Sandra Pajarola as Director | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 6 | Re-elect Gerhard Fusenig as Director | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 7 | Elect David Warnock as Director | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 10 | Approve Remuneration Report | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 11 | Authorise Issue of Equity | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ICG Enterprise Trust Plc | ICGT | G4707H103 | 6/21/2021 | 6/17/2021 | 14 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1a | Elect Director Ajay Banga | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1b | Elect Director Merit E. Janow | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1c | Elect Director Richard K. Davis | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1d | Elect Director Steven J. Freiberg | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1e | Elect Director Julius Genachowski | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1f | Elect Director Choon Phong Goh | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1g | Elect Director Oki Matsumoto | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1h | Elect Director Michael Miebach | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1i | Elect Director Youngme Moon | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1j | Elect Director Rima Qureshi | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1m | Elect Director Jackson Tai | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 1n | Elect Director Lance Uggla | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 4 | Amend Omnibus Stock Plan | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4/23/2021 | 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.1 | Elect Director William P. Foley, II | Management | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.2 | Elect Director David Aung | Management | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.3 | Elect Director Frank R. Martire | Management | For | Withhold |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 1.4 | Elect Director Richard N. Massey | Management | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Cannae Holdings, Inc. | CNNE | 13765N107 | 6/23/2021 | 4/26/2021 | 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Issuer Name | Ticker | Primary Security ID | Meeting Date | Record Date | Proposal Number | Proposal Text | Proponent | Management Recommendation | Vote Instruction |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 2 | Approve Remuneration Report | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 5 | Elect David Satz as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 6 | Elect Robert Hoskin as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 7 | Elect Stella David as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 8 | Elect Vicky Jarman as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 9 | Elect Mark Gregory as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 10 | Re-elect Rob Wood as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 11 | Re-elect Jette Nygaard-Andersen as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 12 | Re-elect Barry Gibson as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 13 | Re-elect Peter Isola as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 14 | Re-elect Pierre Bouchut as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 15 | Re-elect Virginia McDowell as Director | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 16 | Approve Increase in Aggregate Fees Payable to Non-executive Directors | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 17 | Approve Increase in Size of Board | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 18 | Authorise Issue of Equity | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| Entain Plc | ENT | G3167C109 | 6/25/2021 | 6/23/2021 | 21 | Authorise Market Purchase of Shares | Management | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALPS Variable Investment Trust | |||
| By: | /s/ Kathryn Burns | ||
| Kathryn Burns | |||
| President | |||
| Date: | August 11, 2021 | ||